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ABSTRACT
Kim, S.-W. and Suh, K.-D., 2013. Performance analysis of vertical breakwaters designed by partial safety factor
method In: Conley, D.C., Masselink, G., Russell, P.E. and O’Hare, T.J. (eds.), Proceedings 12th International Coastal
Symposium (Plymouth, England), Journal of Coastal Research, Special Issue No. 65, pp. 296-301, ISSN 0749-0208.
www.JCRonline.org
The partial safety factor method has been developed in Europe, Japan, and Korea to overcome the limitations of the
deterministic method for design of the vertical breakwater. The practical engineers prefer the partial safety factor
method because this method is relatively simple to use compared with other probabilistic methods. However, the partial
safety factor method does not evaluate the displacement of the vertical breakwater, while only defining the boundary
between safety and failure domains within a given target safety level. Therefore, it is required to examine the
performance of the breakwater designed by the partial safety factor method in terms of caisson sliding distance. In the
present study, the partial safety factors developed by an advanced research for vertical breakwaters are used with the
target reliability indices of 2.33 and 2.0. The performance analysis of 12 cross-sections of five vertical breakwaters was
conducted by the method based on the Monte-Carlo simulation. Especially, this method considers a technique to
eliminate the unrealistic extreme values of the design variables. As a result, the breakwaters designed by the partial
safety factor method with the target reliability index of 2.0 are found to be stable except for one cross-section with high
uncertainty of wave height. On the other hand, all the breakwaters with the reliability index of 2.33 are found to be
stable irrespective of any uncertainty of wave height. Finally, it is found that the vertical breakwaters designed with the
reliability index of 2.33 satisfy the allowable exceedance probabilities for both repairable and ultimate limit states.
ADDITIONAL INDEX WORDS: Partial safety factor, performance-based analysis, caisson sliding, target reliability
index, uncertainty
dominant design variables among them are the friction coefficient, Table 1. Target reliability index corresponding to 50-year
horizontal wave force and uplift force as shown in Table 2. When lifetime of structure for different safety levels.
a partial safety factor approaches 1.0, the design variable rarely Safety level T
influences the design of the structure.
High 2.33
Normal 2.00
Designed Cross-Sections Low 1.65
The caisson width of a vertical breakwater is calculated by the
following equation. Table 2. Partial safety factors for each design variable.
T ( Pf ) f FP FU Wa WL
FP FP
B (1) 2.33 (0.01) 0.78 1.19 0.84 1.00 1.03
[( Wa (h' hc ) s g ( WLWL h' ) 0 g FU FU / 2] f f 2.00 (0.02) 0.83 1.16 0.83 1.00 1.03
1.65 (0.05) 0.88 1.13 0.82 1.01 1.02
where X i is the partial safety factor of the design variable X i ,
Table 3. Caisson width and reliability index calculated by the
and the geometric variables of hc and h ' are described in Figure partial safety factors.
1. s and 0 are the densities of concrete and water, respectively, T 2.00 T 2.33
Harbor name
No.
and g is the gravity acceleration. Table 3 shows the caisson width /Cross-section B (m) B (m)
calculated by the partial safety factors in Table 2 and Eq. (1). The 1 Okgye 20.77 2.02 22.72 2.35
breakwater type of Okgye, Hwasun, and Donghae harbors is a 2 Hwasun 31.06 2.02 34.80 2.35
typical composite breakwater, and that of Uleung and Ulsan is a 3 Donghae/NG(Aft) 14.76 2.02 16.14 2.35
sloping-top caisson composite breakwater. The evaluated 4 Donghae/NH(Aft) 14.77 2.01 16.16 2.35
reliability indices are slightly larger than the target reliability 5 Donghae/I(Aft) 18.50 2.02 20.23 2.36
index with the maximum difference of 10%. 6 Donghae/NG(Bef) 19.46 2.02 21.29 2.35
7 Donghae/NH(Bef) 19.38 2.02 21.20 2.36
STATISTICAL CHARACTERISTICS OF 8 Donghae/NI(Bef) 25.53 2.02 27.93 2.36
DESIGN VARIABLES 9 Uleung 18.17 2.16 19.86 2.48
10 Ulsan/A 21.02 2.19 22.99 2.51
11 Ulsan/B 19.71 2.20 21.55 2.51
Wave Height and Wave Period 12 Ulsan/C 16.16 2.20 17.67 2.52
The significant wave height and period corresponding to 50-
year return period and the parameters of Gumbel distribution of
extreme wave height are given in Table 4. The wave height Table 4. Significant wave heights and periods of 50-year
distribution at the breakwater site follow the Gumbel distribution return period and the estimated parameters of Gumbel
and the parameters were estimated by the method of Kim and Suh distribution of extreme wave height.
(2010). Harbor name Hs Ts Paramters
No.
/Cross-section (m) (s)
F ( x) exp[ exp{ ( x )}] (2) 1 Okgye 7.7 14.0 1.050 3.976
2 Hwasun 9.4 14.0 1.276 6.335
where x is the extreme significant wave height, and are the 3 Donghae/NG(Aft) 7.4 12.0 0.960 3.324
scale and location parameters, respectively. The method of Kim 4 Donghae/NH(Aft) 7.4 12.0 0.960 3.324
and Suh (2010) includes some uncertainty because limited wave 5 Donghae/I(Aft) 7.3 12.0 0.973 3.279
data were used to estimate the wave height. Moreover, because the 6 Donghae/NG(Bef) 7.4 12.0 0.960 3.324
wave data in the method were calculated by a numerical wave 7 Donghae/NH(Bef) 7.4 12.0 0.960 3.324
transformation model, the wave model’s uncertainty is also 8 Donghae/NI(Bef 7.3 12.0 0.973 3.279
included in the parameters. In order to consider these uncertainties, 9 Uleung 6.7 13.0 1.125 3.224
10 Ulsan/A 6.3 13.0 1.197 3.031
11 Ulsan/B 5.4 13.0 1.396 2.598
12 Ulsan/C 7.0 11.0 1.156 3.615
Wave Forces and Friction Coefficient Table 5. Typical coefficients of variation CVX ( X / X ) for
Oumeraci et al. (2001) proposed the bias and coefficient of measured and calculated sea state parameters.
variation (CV) of the ratio of the measured force to the calculated CVX
Parameters Methods Bias Comments
force by Goda’s (1974) formula as shown in Table 7. These values
are compared and examined with the results of Takayama and Significant wave
Ikeda (1993). The bias and CV of the friction coefficient were height nearshore CVX can
used as 0.06 and 0.15, respectively. determined from
Numerical 0.1- be much
In general, it is assumed that the design variables follow the offshore signficant 0.1
methods 0.2 larger in
normal distribution. When the normal distribution is used in the wave height
accounting for some case
Monte-Carlo simulation, some unrealistic values can be sampled.
To eliminate these values, the truncated normal distribution shallow-water effects
suggested by Kim and Takayama (2003) was used for the friction Mean wave period
Hindcast,
coefficient and horizontal wave force. This method is to truncate offshore on condition 0.1-
numerical 0.0 -
the unrealistic two tails of the normal distribution based on of fixed significant 0.2
models
various experimental tests. The upper and lower limit values were wave hegiht
determined by the hydraulic test results of Takayama and Ikeda
(2003) as shown in Table 7. Here XE and XC denote the measured Table 6. Coefficient of variation of significant wave period
and calculated values, respectively. The theoretical process is depending on significant wave height in Korea.
described in Kim and Takayama (2003) in detail. Figure 2 East sea West sea South sea
describes the random samples of the friction coefficient and Hs=0- Hs=10- Hs=0- Hs=6- Hs=11-
horizontal wave force by using the truncated normal distributions. Hs=0-15m
10m 15m 6m 11m 15m
0.13 0.06 0.10 0.21 0.12 0.05
PERORMANCE-BASED ANALYSIS METHOD
Table 7. Typical coefficients of variation CV for measured and
Caisson Sliding calculated parameters.
The equation of motion for sliding of a caisson without Bias Upper Lower
CV
negligible wave-making resistance force is expressed as follows: Parameter (=μX/XC- limit limit
(=σX/μX)
1) (=XE/ XC) (=XE/ XC)
2 Horizontal
Wa dx 0.222 -0.10 0.48 1.42
M a G2 FP FR (4) force
g dt Vertical force 0.260 -0.23 - -
Friction
0.15 0.06 0.71 1.43
where Wa is the caisson weight in air, M a ( 1.0855 0h'2 ) is the coefficient
added mass, 0 is the density of sea water, h ' is the water depth
resistance force, f is the friction coefficient, W ' is the caisson
from the bottom of caisson to the design water level, FP is the
weight in water, FU is the vertical wave force, and xG is the
horizontal wave force, FR{ f (W ' FU )} is the frictional sliding distance of the caisson.
2
2
1.6
1.6
Ratio of friction coefficient
1.2
1.2
0.8
0.8
0.4
0.4 0
0 2000 4000 6000 8000 10000 0 2000 4000 6000 8000 10000
Sample number Sample number
(a) (b)
Figure 2. Random values of design variables sampled from truncated normal distributions: (a) friction coefficient; (b) horizontal wave
force.
In this study, the sliding distance is calculated by Shimosako Table 8. Comparison of relative execution time and
and Takahashi’s (2000) model. The mathematical model for characteristics among four generators
calculating the horizontal and vertical wave forces is not described Relative execution
Generator Characteristics
in this paper because Shimosako and Takahashi (2000) described time
this procedure in detail. Figure 3 only shows the flow of ran 0 1.0 Minimal standard generator
calculation of the expected sliding distance and the exeedance Minimal standard generator with
probability. It is assumed that one storm occurs every year and ran 1 1.3
Bays-Durham shuffle
then the sliding distance is calculated by accumulating the sliding Long-period generator with Bays-
ran 2 2.0
of the caisson during one storm (i.e. 2 hours). By repeating this Durham shuffle
procedure during the lifetime of the structure, the total sliding ran 3 0.6 Subtractive congruential generator
distance is evaluated. Finally, the expected sliding distance (ESD)
is calculated by ensemble-averaging the total sliding distance for
more than several thousand simulations. The exceedance which is based on a subtractive congruential generator, is shorter
probability (ExP) is evaluated with given allowable sliding than ran 0, 1, and 2, but this generator has not been studied
distance for the same simulations. This simulation takes into enough for various engineering applications. Table 8 shows a
account the uncertainties of the design variables described in the comparison of relative execution time and characteristics among
previous chapter. four generators. Figure 4(b) shows that the exceedance probability
A main process in the Monte-Carlo simulation is a generation of of the Okgye harbor breakwater with various allowable sliding
random values according to the prescribed probability distribution distances is stable for different initial random seed’s sets when ran
function. To adequately extract random samples, an excellent 1 is used.
random number generator should be used. Park and Miller (1988)
have shown that inadequate generators have been used widely
over the last three decades. If an inadequate generator is used to
calculate the ESD and the ExP, the results can be useless. 4
Therefore, it is very important to select a good random number
ran1
generator in the Monte-Carlo simulation. In this study, four ran0
generators in Press et al. (1992) are examined as shown in Figure ran2
Expected sliding distance (m)
ran3
4(a). Finally, ran 1 was selected because not only the calculation 3
time of ran 1 is shorter than that of ran 0 and 2, but also ran 1 was
verified in many applications. ran 1 based on multiplicative
generator has Bays-Durham shuffle effect which breaks up serial 2
correlations in the generation of samples. ran 0 does not consider
this effect and ran 2 is recommended to use for more than
1 108 generation for a single simulation. Execution time of ran 3,
1
0
Extreme wave height distribution 0 1 2 3 4 5 6 7 8 9 10
Initial random seed's sets
(a)
Annual offshore storm wave event
service 5000
Individual wave height and period
lifetime simulations
for (TL )
Sliding model one
60
storm
Sliding distance by each wave
ACKNOWLEDGEMENT
20 This work was supported by the Project for Developmenet of
Reliability-Based Design Methods for Port and Harbor Structures
sponsored by Korea Ministry of Martine Affairs and Fisheries.
10
This work was conducted at the Engineering Research Institute of
Seoul National University.
0
0.5 1 1.5 2 2.5 3 3.5 LITERATURE CITED
b (Reliability index) Burcharth, H. F., 1992. Uncertainty related to environmental data and
estimated extreme events, Final Report of PIANC Working Group 12,
Group B, June 1992.
Figure 5. Relationship between reliability index and exceedance Goda, Y., 1974. A new method of wave pressure calculation for the design
probability for existing breakwaters. of composite breakwater. Proceedings of 14th International of
Conference on Coastal Engineering (Copenhagen, Denmark), ASCE, Technical standards and commentaries for port and harbor facilities in
pp. 1702-1720. Japan. Ports and harbours bureau, ministry of land, infrastructure,
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45(3), 387-419. Habour Research Institute, 31(5), 3-32.
Oumeraci, H., Kortenhaus, A., Allsop, W., de Groot, M., Crouch, R., U.S. Army Corps of Engineers, 2006. Coastal Engineering Manual, U.S.
Vrijling, H. and Voortman, H., 2001. Probabilistic design tools for Army Corps of Engineers, Washington, D.C., EM 1110-2-1100 (in 6
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93p.
Overseas Coastal Area Development Institute of Japan (OCDI), 2009.
100 100
COVFHs = 0.2 COVFHs = 0.2
COVFHs = 0.1 COVFHs = 0.1
(PE)a = 30 % (PE)a = 10 %
80 80
PE (S > 0.1 m) (%)
60 60
40 40
20 20
0 0
0 1 2 3 4 5 6 7 8 9 10 11 12 13 0 1 2 3 4 5 6 7 8 9 10 11 12 13
Breakwater's number Breakwater's number
(a) (b)
100 100
COVFHs = 0.2 COVFHs = 0.2
COVFHs = 0.1 COVFHs = 0.1
(PE)a = 30 %
80 80 (PE)a = 10 %
PE (S > 0.1 m) (%)
60 60
40 40
20 20
0 0
0 1 2 3 4 5 6 7 8 9 10 11 12 13 0 1 2 3 4 5 6 7 8 9 10 11 12 13
Breakwater's number Breakwater's number
(c) (d)
Figure 6. Exceedance probability of the breakwaters designed with different limit states and target reliability indices: (a) repairable
limit state with T 2.00 ; (b) ultimate limit state with T 2.00 ; (c) repairable limit state with T 2.33 ; (d) ultimate limit state
with T 2.33 .