Professional Documents
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Determinants of Health: A
Systematic Review
Rebeccah Sokol, PhD,a Anna Austin, PhD,b Caroline Chandler, MPH,b Elizabeth Byrum, BA,b,c Jessica Bousquette, BA,b
Christiana Lancaster, BS,b Ginna Doss, MPH,b Andrea Dotson, MD,d Venera Urbaeva, MPH,b Bhavna Singichetti, MPH,b
Kanisha Brevard, PhD,c Sarah Towner Wright, MLS,e Paul Lanier, PhD,c Meghan Shanahan, PhDb
Screening children for social determinants of health (SDOHs) has gained attention in
CONTEXT: abstract
recent years, but there is a deficit in understanding the present state of the science.
To systematically review SDOH screening tools used with children, examine their
OBJECTIVE:
psychometric properties, and evaluate how they detect early indicators of risk and inform care.
Comprehensive electronic search of PubMed, Cumulative Index to Nursing and
DATA SOURCES:
Allied Health Literature, Embase, Cochrane Central Register of Controlled Trials, and Web of
Science Core Collection.
Studies in which a tool that screened children for multiple SDOHs (defined
STUDY SELECTION:
according to Healthy People 2020) was developed, tested, and/or employed.
DATA EXTRACTION: Extraction domains included study characteristics, screening tool
characteristics, SDOHs screened, and follow-up procedures.
RESULTS: The
search returned 6274 studies. We retained 17 studies encompassing 11 screeners.
Study samples were diverse with respect to biological sex and race and/or ethnicity. Screening
was primarily conducted in clinical settings with a parent or caregiver being the primary
informant for all screeners. Psychometric properties were assessed for only 3 screeners. The
most common SDOH domains screened included the family context and economic stability.
Authors of the majority of studies described referrals and/or interventions that followed
screening to address identified SDOHs.
LIMITATIONS: Following the Healthy People 2020 SDOH definition may have excluded articles that
other definitions would have captured.
The extent to which SDOH screening accurately assessed a child’s SDOHs was
CONCLUSIONS:
largely unevaluated. Authors of future research should also evaluate if referrals and
interventions after the screening effectively address SDOHs and improve child well-being.
a
School of Public Health, University of Michigan, Ann Arbor, Michigan; bGillings School of Global Public Health, cSchool of Social Work, dSchool of Medicine, and eHealth Sciences Library,
University of North Carolina at Chapel Hill, Chapel Hill, North Carolina
Dr Sokol defined the review scope; participated in the title and abstract review, full-text screen, and data abstraction; drafted sections of the initial manuscript; and
managed the review team; Dr Austin defined the review scope; participated in the title and abstract review, full-text screen, and data abstraction; and drafted sections
of the initial manuscript; Ms Chandler, Ms Bousquette, Ms Lancaster, Ms Doss, and Ms Byrum participated in the title and abstract review, full-text screen, and data
abstraction; Dr Dotson and Ms Urbaeva participated in full-text screen and data abstraction; Ms Singichetti and Dr Brevard participated in the title and abstract review
and full-text screen; Ms Wright conducted the initial literature search and drafted sections of the initial manuscript; (Continued)
To cite: Sokol R, Austin A, Chandler C, et al. Screening Children for Social Determinants of Health: A Systematic Review. Pediatrics. 2019;144(4):e20191622
2 SOKOL et al
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independent, blind review for the
full-text review. At the end of the title
and abstract screen and full-text
review phase, the lead investigators
reviewed the included studies to
confirm that all studies met the
inclusion criteria. For any articles in
question, the lead investigators
convened to determine the articles’
inclusion statuses. At the conclusion
of the full-text review, study authors
reviewed the reference lists of
included studies to identify any
additional studies for inclusion.
SOKOL et al
TABLE 1 Continued
Screening Tool Author and Year Study Type Setting Age Sample Female Race and Ethnicity (%) Study Aim
Range, y Size Sex, %
Islander and/or Native
5
TABLE 2 Screening Tool Characteristics
Screening Tool Screening Screening Informant Training for Average Available Appropriate Validity and/
Setting Method Screening Time to Languages for or Reliability
Professionals Complete Low-Literacy Assessed
Screener, Populations
min
SEEK PSQ17–19,26 Doctor’s or Paper and pencil; Parent or Yes 3–4 English; Spanish NR Yes18
pediatrician’s computer or caregiver
office tablet
iScreen12,27 Hospital Computer or Parent or Yes 10 English; Spanish Yes No
tablet; face-to- caregiver
face interview;
or phone
interview
HealthBegins Upstream Doctor’s or Face-to-face Parent or Yes 6 English NR No
Risks Screening pediatrician’s interview caregiver
Tool28 office
FMI16 Home Face-to-face Parent or Yes NR English NR No
interview caregiver;
social
worker
ASK Tool23 Doctor’s or Paper and pencil Parent or Yes NR English; Spanish NR No
pediatrician’s caregiver
office
IHELP29 Hospital Face-to-face Parent or Yes NR English NR Yes (validity
interview caregiver only)29
WE CARE survey Doctor’s or Paper and pencil Parent or NR 4–5 English; Spanish Yes Yes24
instrument11,24,30 pediatrician’s caregiver
office
FAMNEEDS25 Doctor’s or Paper and pencil Parent or Yes NR English; Spanish; NR No
pediatrician’s caregiver Haitian
office Creole; Urdu;
Punjabi; Hindi;
Arabic
Child ACE Tool20 Doctor’s or Paper and pencil Parent or NR 5 English; Spanish NR No
pediatrician’s caregiver;
office physician
Social History Template Doctor’s or Face-to-face Parent or NR NR English NR No
of the Standard Well pediatrician’s interview caregiver
Child Care Form office
embedded in E-health
Record21
Health-Related Social Doctor’s or Computer or Parent or NR 20 English; Spanish Yes No
Problems screener22 pediatrician’s tablet caregiver
office
ASK, Addressing Social Key Questions for Health; FAMNEEDS, Family Needs Screening Program; FMI, Family Map Inventories; NR, not reported.
including paper and pencil,11,17–20,23–26,30 screeners) did not have a clearly Table 3 reveals the specific SDOH
computer or tablet,17–19,22,26,27 face- defined referent period (eg, past 30 domains assessed in each screener.
to-face interview,12,16,21,27–29 and days, past year, or lifetime); the referent Because many screeners were used to
phone interview.12,27 All screeners periods for other screeners varied by assess adverse childhood experiences
were available in English, with question,18,22,28 and only 2 screeners (ACEs) (events that typically occur
7 screeners also available in had a single, clearly defined referent within the family context), for the
Spanish.11,12,17–20,22–27,30 Three period for all included questions.16,24 purposes of this review, we added an
screeners had validity and/or Regarding how the SDOH screeners were additional domain labeled family
reliability assessed in $1 study.18,24,29 developed, only 4 screeners reported context to the Healthy People 2020
being informed by practice18,21,24 and/or domains included in Table 3. The
With respect to the time frame that expert opinion.18,21,23,24 Remaining family context domain was assessed
respondents were asked to reflect on screeners were solely adaptations of in all screeners, and the economic
when answering questions about previous tools or did not report how stability domain was assessed in all
SDOHs, the majority of screeners (ie, 6 they were developed. but 1 screener.20 Common areas
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TABLE 3 SDOH Domains
Screening Tool Economic Stability Education Health and Health Care Neighborhood and Built Social and Family Context
Environment Community Context
SEEK PSQ17–19,26 Food insufficiency — Smoke alarm needed — — Parental intimate partner
7
8
TABLE 3 Continued
Screening Tool Economic Stability Education Health and Health Care Neighborhood and Built Social and Family Context
Environment Community Context
Maternal intimate partner
SOKOL et al
TABLE 3 Continued
Screening Tool Economic Stability Education Health and Health Care Neighborhood and Built Social and Family Context
Environment Community Context
Child ACE Tool20 — Parental education — — — Child maltreatment is
9
TABLE 4 Follow-up Procedures
Screening Tool Author and Year Results Referral Intervention Description
Discussed Offered Delivered
and/or
Scheduled
SEEK PSQ Dubowitz et al18 — — — No follow-up reported.
2007
Dubowitz et al17 X X — Trained residents worked with parents to address
2009 identified problems, including providing parents with
user-friendly handouts that detailed local resources,
involving a SEEK social worker, and making referrals
to community agencies.
Dubowitz et al19 X X — Health practitioners provided parents with handouts for
2012 identified problems (eg, substance abuse)
customized with local agency listings. A licensed
clinical social worker was available at each SEEK
practice (either in person or by phone), and health
practitioners and parents together decided whether
to enlist the social worker’s help. The social worker
provided support, crisis intervention, and facilitated
referrals.
Eismann et al26 X X X Providers performed a brief intervention (∼5–10 min)
2018 with caregivers who had a positive PSQ result using
the reflect-empathize-assess-plan approach, which
uses principles of motivational interviewing to help
engage caregivers. Providers offered resources and
referrals to caregivers on the basis of caregiver
needs and desire for additional help. A social worker
was available by phone to all practices for assistance
with referrals.
27
iScreen Gottlieb et al — — — No follow-up reported.
2014
Gottlieb et al12 X X X After standardized screening, caregivers either received
2016 written information on relevant community services
(active control) or received in-person help to access
services with follow-up telephone calls for additional
assistance if needed (navigation intervention).
Navigators used algorithms to provide targeted
information related to community, hospital, or
government resources addressing needs caregivers
had prioritized. Resources ranged from providing
information about child-care providers,
transportation services, utility bill assistance, or legal
services to making shelter arrangements or medical
or tax preparation appointments to helping
caregivers complete benefits forms or other program
applications. Follow-up meetings were offered every 2
wk for up to 3 mo until identified needs were met or
when caregivers declined additional assistance.
HealthBegins Upstream Risks Hensley et al28 X X — After screening, at-risk results were cross-walked to
Screening Tool 2017 a community resources guide built to identify local
agencies and programs that addressed the social
needs covered by the screening tool. Patients and
families were offered assistance in making contact
with the referred community resources as well as
help in accessing other supportive services not listed
in the community resources guide.
FMI McKelvey et al16 — — X All participants were screened at the time of
2016 implementation of home visiting programs (ie, 2-
generation programs designed to serve at-risk
families with children ,5 years of age). Families
included in the analysis voluntarily enrolled in 1 of
3 evidence-based home visiting models: Healthy
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TABLE 4 Continued
Screening Tool Author and Year Results Referral Intervention Description
Discussed Offered Delivered
and/or
Scheduled
Families America, Parents as Teachers, or Home
Instruction for Parents of Preschool Youngsters.
ASK Tool Selvaraj et al23 X X — After completing the ASK Tool, clinicians discussed the
2018 results with the caregiver. If ACEs and unmet social
needs identified by the ASK Tool were substantiated
and required intervention based on this discussion
and clinician judgment, the physician referred
caregivers to community resources using
a developed resource lists. Consultation with the on-
site social worker was available for families with
multiple needs identified and/or significant social
complexity
IHELP Colvin et al29 2016 — X — After use of the IHELP tool, some interns provided
referrals for a social work consultation.
WE CARE survey instrument Garg et al24 2007 X X — Residents were instructed to review the WE CARE survey
with the parent during the visit and make a referral if
the parents indicated that they wanted assistance
with any psychosocial problems.
Referrals came in the form of handing parents pages
from the Family Resource Book with more
information about 2–4 available community
resources on 1 of 10 potential topics of concern
identified in the screening.
Garg et al11 2015 X X — Clinicians reviewed the WE CARE survey with mothers
and offered them a 1-page information sheet with 2–4
free community resources for any needs for which
the mother indicated she wanted assistance. The
information sheets contained the program name,
a brief description, contact information, program
hours, and eligibility criteria.
Zielinski et al30 — X — Positive results on the screen triggered a social work
2017 referral at the time of the visit.
FAMNEEDS Uwemedimo and X X X When a need was identified on the screening tool,
May25 2018 patient families who desired assistance were
informed they would receive a follow-up phone call
within 48 h from a resource navigator. Navigators
provided families with contact information of social
service providers and made e-referrals. Navigators
continued to follow-up via phone with families who
received referral information every 2 wk for 8 wk to
assess progress on the referral or provide new
information. A final follow-up call to assess the status
of the referral was conducted at 3 mo after initial
contact with the navigator.
Child ACE Tool Marie-Mitchell and — — — No follow-up reported.
O’Connor20 2013
Social History Template of the Beck et al21 2012 — — — No follow-up reported
Standard Well Child Care Form
embedded in E-health Record
Health-Related Social problems Fleegler et al22 — X — All participants received a referral sheet listing local
screener 2007 agencies that could help with problems in each of the
assessed social domains.
ASK, Addressing Social key Questions for Health; FAMNEEDS, Family Needs Screening Program; FMI, Family Map Inventories; —, not assessed.
examined under the family context illness or substance abuse among interpersonal violence as an SDOH
domain included violence in the parents or other household within the neighborhood and built
household,11,12,16–20,22,24–30 child members.11,12,16–21,23–27,30 Although environment domain, we elected to
abuse and neglect,16,20,23 and mental Healthy People 2020 identifies include interpersonal violence in our
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with a physician or social worker community resources.43 The majority of that other SDOH definitions would
report. None included child self- screeners included in this review have encompassed. Second, because we
report. Parents and caregivers often followed this recommendation. For focused the review on SDOH measures,
hold the most knowledge about their example, the Well Child Care, we did not collect information on
children’s experiences and social Evaluation, Community Resources, outcomes; it is still unknown which
context; however, these informants Advocacy, Referral, Education (WE SDOH domains impact child health and
may also be influenced by social CARE) screener only screened for well-being the most. We believe these
desirability bias and fear of SDOHs for which community resources limitations, however, are offset by
intervention with child protective were available.24 A criticism of numerous strengths. First, our
services when answering questions screening children for ACEs is a lack of comprehensive search strategy allowed
about their children’s SDOHs.39,40 appropriate follow-up interventions us to identify the SDOH screening tools
Furthermore, caregivers and children when screening tools identify ACEs.5 We that have been the subject of both
may simply disagree regarding the did not find evidence supporting this research and practice. To our
subjective assessment of the child’s critique within studies in which SDOH knowledge, we are also the first review
health.41 Triangulating parent and/or screening was reported; the vast of tools to assess both the
caregiver reports with external data majority of studies followed screening psychometric properties of SDOH
sources, however, requires additional with immediate referrals and/or screening tools and the follow-up
resources that may be beyond the interventions to address the identified procedures that accompany the tools.
scope of many screening settings. SDOHs. What typically happens after Many of the SDOH screening tools
To overcome the barrier of caregiver ACE screening in practice is unknown. identified in this review included
and/or parent fear or social desirability, However, future research is needed to questions about SDOHs that were
many screeners included in this review evaluate the effectiveness of these important to the given population and
were developed in conjunction with referrals and interventions in meeting subsequently addressed identified
information provided by community family needs and improving child health SDOHs in an informed and appropriate
members, experts, and/or practice and well-being. Moreover, few screeners manner. We did find, however, that the
experience. For example, creators of the assessed protective factors; thus, most extent to which SDOH screening
Safe Environment for Every Kid (SEEK) follow-up interventions were deficit- results accurately assess a child’s
Parent Screening Questionnaire (PSQ) based rather than strength-based. Given SDOHs as well as the extent to which
not only reviewed the research the evidence in support of strength- the referrals and interventions offered
literature to prioritize amenable risk based interventions,44 future screening after SDOH screening are effective are
factors, but they also involved tools should incorporate the assessment points for additional research.
community pediatricians and parents in of more protective factors. Although SDOH screening is increasing
the development of the SEEK PSQ. On Although we did not restrict our in popularity within medical settings,
the basis of this method of development, systematic search to clinical settings, SDOH screening tool developers
the PSQ began with a statement that all except 1 identified screener took should consider creating tools for use
conveyed an empathetic tone toward place in either a pediatric clinic or in other childhood settings.
caregivers, highlighted the practice’s hospital. Alternative settings,
concern about all children’s safety, and specifically educational settings, may
stated the practice’s willingness to help be well-equipped to conduct universal ABBREVIATIONS
with any identified issues.18 Future SDOH screening. Trauma screening
ACE: adverse childhood experience
research should conduct SDOH tools for use in educational settings
PRISMA: Preferred Reporting
screening in tandem with a social exist and may be applied to select
Items for Systematic
desirability scale to empirically portions of student bodies.45 Universal
Reviews and Meta-
investigate if including empathetic SDOH screening, however, has not
Analysis
language at the beginning of an SDOH gained the same traction in
PSQ: Parent Screening
screening tool allays concerns about educational settings that it has in
Questionnaire
social desirability bias.42 medical settings, despite evidence that
SDOH: social determinant of health
Because evidence is currently lacking on SDOHs can hinder optimal educational
SEEK: Safe Environment for
which specific SDOH factors have the development and well-being.46,47
Every Kid
largest impact on child health, the The present review contains WE CARE: Well Child Care
American Professional Society on the limitations. First, SDOH definitions vary. Evaluation Community
Abuse of Children encourages We elected to follow the Healthy Resources Advocacy
pediatricians to tailor SDOH screening People 2020 definition, and doing so Referral Education
to their patients’ needs and available may have resulted in excluding articles
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