CHAPTER 5
Four Preconditions:
A Model
HERE 15 A PRESSING need for new theory in the field of sexual abuse
What theory we have currently is not sufficient to account for what we
know. Nor is it far-reaching enough to guide the development of
new empirical research.
‘Two types of theory currently prevail in the field. On the one hand, there
are a collection of partially developed ideas, catalogued in the previous chapter,
about what creates a child molester. On the other hand, there isa highly specific
family systems model of father-daughter incest.
Taken as a whole, the current level of theoretical development displays a
number of important shortcomings. For one, the theories we have are not very
useful for collating what is known about offenders with what is known about
victims and their families. Research and theory about offenders have been
developed by psychologists working with offenders in prison settings in isola
tion from other workers who were protecting and treating children.
For another, currently available theories are not comprehensive, The
theories about offenders have been developed from work mostly with men
who molested multiple children outside their own families. In contrast, the
family-systems theories have been developed almost exclusively from work
with father-daughter incest families. Unfortunately, there is much sexual abuse,
such as that committed by older brothers, uncles, and neighbors, which falls
outside either domain. Theory to account for such abuse is missing
Finally, currently available theories tend to neglect sociological factors.
‘They have mostly developed from clinical work and arc aimed at helping to54 (Ct SEXUAL ABUSE
direct therapeutic interventions, However, sexual abuse as a widespread social
problem has sociological dimensions that need to be included in theory.
In this chapter we build on the foundation of the last chapter and propose a
model of sexual abuse that tries t0 address these shortcomings. It brings
together knowledge about offenders, victims, and families. Ic is at a level of
generality capable of accommodating many diferent cypes of sexual abuse from
father-daughter incest to compulsive and fixated molesting. Finally, it incor-
porates explanations at both the psychological and sociological level. ‘The
mode is called the Four-Preconditions Model of Sexual Abuse.
“The model was developed by reviewing all the factors that have been pro-
posed as contributing t0 sexual abuse (Lukianowicz, 1972; Lystad, 1982;
Tierney & Corwin, 1983), including factors related to victims and families as
detailed in Chapter 3 and factors related to offenders as detailed in Chapter 4.
‘This review suggested that all factors relating to sexual abuse could be grouped
as contributing to one of four preconditions that needed to be met before sexual
abuse could occur:
1. A potential offender needed to have some motivation to abuse 2 child
sexually.
2. The potential offender had to overcome internal inhibitions against act
ing on that motivation.
3. The potential offender had to overcome external impediments to com-
mitting sexual abuse.
4, The potential offender or some other factor had to undermine or over-
come a child's possible resistance to the sexual abuse.
These factors suggested a model of sexual abuse portrayed in Figure 5-1.
‘What follows is a more detailed description of the components of the model
and how it operates to account for a wide variety of sexual abuse
Preconpmion J; Motivation To SexvatLy Abuse
‘A model of sexual abuse needs to account for how a person (an adult or adoles-
cent) becomes motivated for or interested in having sexual contact with a child
‘This question is essentially the one we took up in the previous chapter. Follow-
ing along the lines ofthe previous chapter, we suggest that there are three com-
\ ponents to the source of his motivation: (I) emotional congruence—relating
sexually to the child satisfies some important emotional need; (2) sexual
arousal—the child comes to be the potential source of sexual gratification for
that person; and (3) blockage—alternative sources of sexual gratification are not
available or are less satisfying (The fourth factor ftom the previous
chapter—disinhibition—is isolated as a separate precondition for reasons de-
tailed below.)Four Preconiitions: A Model 5S
1 MOTIVATION TO 2 INTERNAL «3 EXTERNAL «4 RESISTANCE
SEXUALLY ABUSE INHITORS INHIBITORS: By CHILD
EMOTIONAL
‘CONGRUENCE
#
SEXUAL
‘AROUSAL
+
BLOCKAGE,
Figure 5-1 Four Preconditions of Sex Abuse
“These three components are not themselves preconditions. That is, some
contribution from each is not required in order for the sexual abuse to occur.
For example, an offender may sexually abuse a child without necessarily being
sexvally aroused by the child; he may do so simply because such abuse satisfies
an emotional need to degrade, Or an offender may sexually abuse a child for the
sake of variery without necessarily being blocked from alternative sources of
gratification,
However, in many cases elements are present from each of the three com-
ponents in accounting for the motivation. As we illustrated in the previous
chapter, the mixture of elements may help explain a variety of aspects of the
motivation: whether itis strongand persistent or weak and episodic, whether it
focuses primarily on boys or girls or both.
“The first section of Table 5~1 lists some factors that may help account for
the presence of Precondition I. These are some of the more common theories
catalogued here, apportioned according to whether they occur atthe invididual
or social-cultural level.
Preconpirion II: Overcomune Internat INiprTors:
In order for sexual abuse to occur, a potential offender not only needs to be
motivated to commit abuse, but the offender must overcome internal inhibi-
tions against acting on those motives. We presume that most members of soci-56 Four Preconditions, A Model
TABLE 5-1
Preconditions for Sexual Abuse
Level oF EXPLANATION
Individual Social/ Cultural
Precondition I: Factors
Related to Motivation
1 Sexually Abuse
Emotional congruence Arrested emotional Masculine requirement
development to be dominant and
Need to feel powerful powerful in sexual rel
and controlling tionships
Re-enactment of
childhood trauma
to undo the hure
Narcissistic identifica.
tion with self as a
young child
Sexual arousal Childhood sexual Child pornography
experience that was Erotic portrayal of chil-
taumatic or strongly dren in advertising
conditioning ‘Male tendency to sex-
Modeling of sexual ualize all emotional
interest in children needs
by someone else
Misattibution of
arousal cues
Biologic abnormality
Blockage Oedipal conflict Repressive norms about
Castration anxiety masturbation and extra-
Fear of adult females marital sex
‘Traumatic sexual ex-
perience with adult
Inadequate social skills
Marital problems
Precondition Tl: Factors Alcohol Social toleration of sexual
Predisposing to Over Paychosis interest in children
coming Internal Impulse disorder Weak criminal sanctions
Inbibitors Senility against offenders
Failure of incest Ideology of patriarchal
inhibiion mechan- prerogatives for fathers
ism in family Social coleration for
dynamics deviance committed
while intoxicatedFour Preanditions: A, Model
TABLE 5-1 Continued
57
Levst OF EXPLANATION
Individual Socal/Culbwral
Child pornography
‘Male inability to identify
with needs of children
Precondition IL: Factors Mother who is absent _Lack of social supports
Predisposing to Over- orill for mother
coming Exernal ‘Mother who is not Barriers to women’s
Inbibitors close to or protective equality
of child Erosion of social net-
Mother who is dom- works
inated or abused by Ideology of family
father sanctity
Social isolation of
family
Unusual opportunities
to be alone with
child
Lack of supervision
of child
‘Unusual sleeping or
rooming conditions
Precondition IV: Facors Child who is emotion- __Unavailability of sex edus
Predisposing to Over- ally insecure or cation for children
coming Child's Resis- deprived Social powerlessness of
tne Child who lacks children
knowledge about
sexual abuse
Situation of unusual
trust between child
and offender
Coercion
ety have such inhibitions. If there are those who do not, then the absence of in-
hibitions needs to be explained.
This precondition is essentially the same as the disinhibition factor iden-
tified in Chapter 4. Ic is established as a precondition separate from the other
three factors relating to offenders for two reasons. First, emotional congruence,
sexual arousal, and blockage are sources of the motivation to sexually abuse.
Disinhibition is notin itself a source of motivation, but the reason the motiva-
tion is unleashed. It is not sufficient in itself to create abuse. A person who has58 Crm Sexuat, suse
1no inhibitions against sexual abuse, but also no inclination to do so, will not
abuse
Second, unlike the other three, disinhibition itself is a requirement for sex-
ual abuse. No matter what the motivation to abuse sexually, if a potential of-
fender is inhibited by social taboos from acting, then abuse will not occur
Many people probably have a strong sexual interest in children butdo notcom-
mit abuse precisely because they are inhibited. To account for the abuse, we
need to account for why the inhibitions were overcome. The disinhibition may
have been temporary, and the person may ordinarily have very strong controls,
but an explanation for the disinhibition is an important element in a full ex-
planation of sexual abuse
Table 5-1 also lists the major reasons for disinhibition of sexually abusive
behavior as found in the literature reviewed in Chapter 4.
Preconprrion TH: Overcominc Exrerat. Intterrors
‘The first wo preconditions try to account for the behavior of perpetrators. But
it is quite clear that such accounts do not fully explain to whom or why abuse
occurs. A man fully motivated to abuse sexually who is also disinhibited may
not do so, and he certainly may not do.so with a particular child. There are fac-
tors outside himself that control whether he abuses and whom he abuses.
Preconditions III and IV are about these.
Precondition III concerns external inhibitors in the environment outside
the offender and outside the child. The most important of these external forces
is the supervision a child receives from other persons. Family members,
neighbors, and children’s own peers all exert a restraining influence on the ac-
tions of a potential abuser.
Tt might appear that, given an offender motivated to commit abuse, the
supervision of other persons is a rather fragile form of deterrent. A child cannot
always be in the presence of others. Yet, it is interesting how frequently in both
the clinical and empirical literature the influence of third parties appears as an
important factor in creating a vulnerability to abuse. Some of the most impor-
tant external inhibitors of sexual abuse noted in the literature are included in the
table of preconditions.
Mothers appear to be especially crucial in protecting children from abuse.
Of course, there has been criticism that mothers have been blamed too fre-
quently for abuse. This criticism has some validity, which was discussed in
Chapter 3 and will be discussed further later in context of the full four-
preconditions model. But findings related to the importance of mothers in pro-
tecting children appear too regularly to be dismissed simply as sexism. There isFoner Preconditions: A Madet 59
growing evidence that when mothers are incapacitated in some way, children
are more vulnerable to abuse.
“That incapacitation may take various forms. When a mother is absent from
a family because of divorce, death, or sickness, as seen in Chapter 3, children
appear to suffer more abuse. (See also Kaufman, Peck & Tagiuri, 1954;
Machotka, Pittman & Flomenhaft, 1966; Maisch, 1972; Raphling, Carpenter
& Davis, 1967). Mothers may also be psychologically absent because they are
alienated from children or husband or suffering from other emotional disturb-
ances, with similar consequences
One form of maternal incapacitation, it is also interesting to note, may
come from the relationship between mother and father. Mothers may be
tunable to protect children because they themselves are abused and intimidated
by tyrannical and domineering men, Even large power imbalances that may
stem from differences in education may undercut a woman's ability to be an
ally for her children
Just what are all the forms of protection that a mother provides is not en-
tirely clear. Supervision does not mean simply being present with the child atall
times, It also includes knowing what is going on for a child, knowing when a
child is troubled, and being someone to whom the child can readily turn for
help. It can be seen how a potential offender might well be inhibited from abus-
ing a child if he realized that the mother would quickly suspect or know what
was going on. Judith Herman (1981) has found that the main difference be-
ween families where father and daughter have a “seductive” relationship and
families where that relationship becomes actual incest is that in the incestuous
families, the mother is incapacitated in some way. In the seductive relationship
situation, mothers seem to exert some inhibiting force.
Other people besides mothers act as deterrents to sexual abuse, To the
degree that ncighbors, siblings, friends, and teachers interact closely with a child
and are familiar with his or her activities, they also inhibit abuse. This idea
would appear to be supported by findings that children who live in isolated set-
tings or who have few friends and few social contacts are at greater risk to abuse
(Chapter 3; Henderson, 1972). The absence of general public scrutiny of fam-
ily and children may be one of the factors that accounts for the reportedly high
evel of abuse in the stereotypical “backwoods” family environments (Summit
& Kryso, 1978).
One other form that external inhibition may take is simply the absence of,
physical opportunity for abuser and child to be alone together. In situations
where such opportunities are more available, abuse is more likely to occur. The
Jiteracure on sexual abuse has, for example, mentioned household conditions as
factors which may facilitate abuse. When family members are required to sleep
together in the same bed or in the same room, abuse may be facilitated. Simi-60 ‘Cit SexuaL ABuse
larly, one ofthe reasons why a father's unemployment may precipitate abuse is
that, in addition to lowering his internal inhibitions because of emotional stress,
itleaves him at home alone with a child for extended periods. When a porential
abuser and a child are left alone in the absence of supervising persons, it may
help to overcome the external inbibitions that often exist against sexual abuse
PRECONDITION TV: OvercomiNe THE REsistaNCE OF THE CHILD
Children themselves play an important role in whether or not they are abused,
and any full explanation of why abuse occurs needs to take into account factors
related to the child, Children have a capacity to avoid or resist abuse. Unfor-
tunately, since professionals are mostly in contact with children who were
abused, the importance of this capacity is not often realized. If professionals
dealt with more children who had had close calls but escaped, this capacity
mighe be more apparent. Some of the factors noted in the literature as com
promising children's capacity co resist are listed in Table 5-1
“The notion of a capacity (0 resist of avoid must not be seen in a narrow
sway. Te means much more than a child who says no to a potential abuser when
asked to play asexual game, or who runs away or fights back when accosted, It
involves many subde aspects related to children’s behavior and personality.
"Much abuse is undoubtedly short-circuited without the child’s knowing
anything about it because 2 potential abuser chooses not to approach that par
ticular child, but goes on to another. This even occurs within a family, where
some children will be molested by a father while others are left alone. Abusers
tundoubtedly sense that some children do not make good targets. They sense
thata child will not play along, will not keep a secret, will say no, cannot be in-
timidated. One might call this a “front of invulnerability." Some molesters
who pick viesims out in public situations, such as in school yards, have Been