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Global Democracy and Earth System Governance

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DOI: 10.1016/j.ecolecon.2011.01.021 · Source: RePEc

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ECOLEC-03882; No of Pages 10
Ecological Economics xxx (2011) xxx–xxx

Contents lists available at ScienceDirect

Ecological Economics
j o u r n a l h o m e p a g e : w w w. e l s ev i e r. c o m / l o c a t e / e c o l e c o n

Global democracy and earth system governance


John S. Dryzek, Hayley Stevenson ⁎
Centre for Deliberative Democracy and Global Governance, Research School of Social Sciences, Australian National University, Canberra, ACT 0200, Australia

a r t i c l e i n f o a b s t r a c t

Article history: The issue of climate change confirms the global reach of earth system governance, whose legitimacy and
Received 28 July 2010 effectiveness could gain from democratisation. While electoral democracy as practised in states provides no
Received in revised form 26 January 2011 model for global democracy, lessons drawn from the performance and history of states prove helpful in
Accepted 27 January 2011
identifying the elements that a well functioning ecological democracy ought to strive for. We capture these
Available online xxxx
elements through reference to the idea of a deliberative system, and show how the idea of such a system can
Keywords:
be used to analyse, evaluate, and provide prescriptions for the global governance of climate change.
Earth system governance © 2011 Elsevier B.V. All rights reserved.
Deliberative democracy
Climate change
Deliberative system

1. Introduction democracy must be put on hold for the time being. I have a feeling that
climate change may be an issue as severe as a war. It may be necessary
The relationship between democracy and environmental affairs to put democracy on hold for a while” (Guardian, 2010). Some point
now has a long history of study. In both normative and empirical to the likelihood that the East Asian approach to environmental gov-
literatures, the balance of opinion has over the years come down on ernance is likely to be as authoritarian as the East Asian approach
the side of the efficacy of democracy. However, in normative thinking, to economic development (Beeson, 2010). These treatments echo
much turns on what kind of democracy is at issue. In empirical study, works from the 1970s, when a discourse of limits and survival was
a lot depends too on what indicators of environmental performance accompanied by calls for authoritarian government by Garrett Hardin
are used, and whether there is much of an effect independent of the (1977), Robert Heilbroner (1974), William Ophuls (1977), and others.
level of economic development (if the environmental Kuznets curve Even if global authoritarianism were possible (which it is not), it
that links eventually positive performance with the level of economic would still be desirable to think about global democracy first — for the
development holds). sake of legitimacy, even before we get to the question of environ-
The rise to political pre-eminence of the climate change issue mental performance. Conventional liberal democracy, stressing
creates new challenges because the issue is so clearly global, and so competitive elections and individual rights under a constitution, is a
clearly one that has eluded existing governments of all sorts, as well as non-starter at the global level for many reasons, including its close
existing transnational and global political processes. The public ties as a model to developed Western states (on this point, see also
opinion that drives democracy may only move decisively in the Spagnuola, 2011). It is much more fruitful to think in terms of delib-
direction of action when its effects are large, visible, and immediate; erative democracy. As Sen (2003) points out, democracy as voting is a
but by then it may be too late. This is what Giddens (2009) calls Western construct, democracy as public reason and discussion is more
“Giddens's paradox”, though it had of course been common wisdom in universal. There is a substantial literature that points to the ecological
environmental studies for several decades before Lord Giddens so efficacy of deliberative democracy (Smith, 2003; Baber and Bartlett,
thoughtfully bestowed its new name. 2005), which can be joined to an emerging literature on global delib-
Losing patience with the seemingly interminable machinations of erative politics (for example, Bohman, 2007).
polycentric politics, some observers of climate change politics have Many international relations scholars would at this point object
called for more authoritarian approaches (for example, Shearman that we have jumped the gun: that international politics lies in a realm
and Smith, 2007). James Lovelock in a 2010 interview asserted that beyond authoritarianism and democracy, where international regimes
“Even the best democracies agree that when a major war approaches, are created by negotiations between states (or through imposition by
hegemonic states), but otherwise anarchy reigns. We assume that in
light of contemporary global demands for legitimacy and account-
⁎ Corresponding author. Tel.: +61 2 6125 1723.
ability in global governance for climate change in particular (Biermann
E-mail addresses: john.dryzek@anu.edu.au (J.S. Dryzek), and Gupta, 2011), such a response will not do. And it is not as though
hayley.stevenson@anu.edu.au (H. Stevenson). negotiations between states have been a resounding success in

0921-8009/$ – see front matter © 2011 Elsevier B.V. All rights reserved.
doi:10.1016/j.ecolecon.2011.01.021

Please cite this article as: Dryzek, J.S., Stevenson, H., Global democracy and earth system governance, Ecol. Econ. (2011), doi:10.1016/j.
ecolecon.2011.01.021
2 J.S. Dryzek, H. Stevenson / Ecological Economics xxx (2011) xxx–xxx

producing an international climate regime that is either effective or substantially higher quality deliberation than adversarial democ-
legitimate. racies such as the United States and United Kingdom. Their finding
In this article we show that recent work on the idea of a is based on the careful application of a ‘discourse quality index’ that
deliberative system enables fruitful contemplation of the elements codes all interventions in debates on a number of criteria derived
of global democracy for earth system governance (see Biermann et al., from Habermas' account of communicative action, and then sums the
2010, for an overview of earth system governance challenges). The scores and divides by the number of interventions to get an average
task of identifying the key elements and characteristics of a for the debate as a whole.
deliberative system is aided by a brief review of the comparative Deliberative, communicative action ought in theory to promote
environmental performance of states. Who performs best, and why? environmental values because in such action, argument is effective to
What shortcomings remain? We show in the next section that the the degree it proceeds in terms generalisable to all parties concerned
environmental performance of consensual democracies is generally (Dryzek, 1987: 204–5). Ecological values are examples (of course not
superior to that of adversarial democracies. However, the close the only examples) of such values, so there is every reason to expect
proximity between the state and civil society in consensual democ- such values to come to the fore to the degree interchange
racies tends to thwart radical critique, which is necessary insofar as is deliberative. Evidence from designed deliberative ‘mini-publics’
their environmental performance remains inadequate. In a global composed of ordinary citizens on environmental issues frequently
deliberative system, then, we should be looking for critical distance shows that deliberation among participants induces such a green shift
between empowered and public space. The value in thinking (Niemeyer, 2004). So for example Fishkin (2009: 124) trumpets
about global democracy in deliberative terms is then illustrated by the deliberative polls held on energy issues in Texas and Louisiana.
the global governance of climate change. A rudimentary deliberative After deliberating on the energy supply issue, the citizen participants
system already exists in this arena but its shortcomings are significant. came down decisively on the side of greater investment in renewable
The challenge for democracy and ecologically effective climate gov- energy and conservation — and the Texas state government adopted
ernance is to find ways to overcome these shortcomings. some of the recommendations. Dryzek et al. (2009) show that mini-
publics organised on the issue of genetically modified foods in many
2. Lessons from the Environmental Performance of States countries almost always come to conclusions that are more precau-
tionary than the Promethean commitments of political elites, who
To begin with the question of who does best: consensual democ- are much more inclined to favour GM agriculture as an ingredient of
racies consistently out-perform other kinds of states. An inspection of conventional economic growth.
the environmental performance league tables sponsored by the World A more subtle analysis of both the ecological effectiveness of
Economic Forum shows many of the top positions occupied by consensual states and its limits is made possible by taking a look at
European consensual democracies. (The rankings are online at http:// historical dynamics. Consider the environmental histories of Norway
epi.yale.edu/Countries). Scruggs (2003) finds that there is a strong and (West) Germany, as analysed in Dryzek et al. (2003). Norway
positive association between degree of corporatism and environmen- exemplifies the actively inclusive consensual state. Formations that
tal policy performance. Corporatism, a sub-category of consensual in other countries inspire and constitute social movements are in
democracy that involves joint policy making by representatives of Norway integrated into the state from the very beginning. So from
peak business and labour organisations and government executives, the early 1970s, environmentalists participated in key policy making
blurs the divide between government and opposition, and often committees, and were funded by government. The membership of
coalition governments incorporate parties representing a broad range these organisations has always been tiny, as they do not need mem-
of social interests. While there is little agreement on the compo- bers. While all this may look exemplary, what it means is that
nents of environmental performance indicators, there is a convergent Norway can institutionalise only moderate forms of environmental-
validity across the findings of studies using different sorts of indi- ism and ecological modernisation. In contrast, Germany for a long
cators (for further comparative studies, see Jänicke, 1992; Jahn, 1998). time featured a lively green public sphere mobilising large numbers
Poloni-Staudinger (2008) finds that consensual democracies do better of activists, organisations, and ecological research institutes at a
on many pollution control measures. Of course there are other distance from the state. Until the mid 1980s, Germany's corporatist
factors that enter into explanation of cross-national variation in the system of government was closed to environmentalists (and other
environmental performance of states. Our claim is not that consensual social movements outside the traditional corporatist triumvirate of
democracy is the only explanatory variable that matters, merely that government executives, business, and labour). It was in Germany's
it is a particularly robust predictor. When it comes to climate policy in oppositional green public sphere that some of the most profound and
particular, the adversarial democracy of the UK has recently shown thoroughgoing green critiques of the political economy were gener-
signs of breaking the mould by taking a leadership position; but we ated. Since the mid-1980s many activists made the long March from
note that whatever policy commitments the labour government oppositional public sphere to state institutions, as Germany's corporatist
(defeated in 2010) adopted, UK leadership has yet to be reflected in system opened up. But many of these activists carried at least a memory
outstanding performance. of radical critique.
What is responsible for the relatively good performance of con- If the performance of even the best consensual states is ecologically
sensual democracies? It could be the efforts they make to integrate inadequate, then such radical critique is a necessity. And if consensual
seemingly conflicting values, which is why the discourse of ecological states cannot generate this kind of critique themselves, they must
modernisation, putting environmental and economic values in a import it from elsewhere. Or to put it slightly differently, in a way that
positive–sum relationship, flourishes in these states (Mol et al., 2009). will support some generalisations we will make in a moment, effective
It could be their economic systems: consensual democracies tend to environmental governance benefits from both deliberative empowered
have what Hall and Soskice (2001) call cooperative market econo- space and deliberative public space at a critical distance. Any consensual
mies, while adversarial democracies tend to have competitive market government in empowered space should be linked to contestation in
economies (and so embrace neo-liberal economics). public space. This insight can be applied to governance of any kind and
Another possibility is that consensual systems are more deliber- level: from the local to the global, from sovereign government to
ative: that is, politics involves a greater ratio of communicative action informal networks.
to strategic action than in adversarial democracies. Steiner et al. These generalisations drawn from comparative studies of states
(2004) find in their comparative study of parliamentary debates that will not automatically apply to the structurally different international
consensual democracies such as Switzerland and Germany feature global polity (for which we can have no direct cross-sectional

Please cite this article as: Dryzek, J.S., Stevenson, H., Global democracy and earth system governance, Ecol. Econ. (2011), doi:10.1016/j.
ecolecon.2011.01.021
J.S. Dryzek, H. Stevenson / Ecological Economics xxx (2011) xxx–xxx 3

comparative evidence, because there is only one international polity). 3.3. Transmission
We can be confident in making the extrapolation to the interna-
tional polity only to the extent the mechanisms that explain the superior Public space can influence empowered space through for example
performance of deliberative processes at national and sub-national political campaigns, the argument and rhetoric of political activists,
levels can also be found in the international polity. Abstracting from and cultural change initiated by social movements that eventually
the prior discussion and the larger literature, the four most important changes the outlooks of those in empowered space.
mechanisms are:
3.4. Accountability
1. Integration of multiple perspectives on complex issues.
2. Prioritisation of public goods and generalisable interests over sectional
Democratic legitimacy requires that empowered space be held
interests.
accountable to public space.1 The most common means within democ-
3. Facilitation of positive sum discourses such as ecological
ratic states is through elections, though these are not necessarily very
modernization.
deliberative affairs. But accountability means, quite literally, having to
4. Co-existence of moments of consensus and contestation.
give an account; it does not have to involve the possibility of sanction
through, for example, removal from office.2
All four are in fact readily found at the global level. Indeed, precisely
because there is no central executive authority that can impose
solutions and so pre-empt deliberative resolution, they may be more 3.5. Meta-Deliberation
readily available in international affairs than in many states — especially
when it comes to environmental issues. We stress availability rather Meta-deliberation is the reflexive capacity of those in the
than actuality because existing global climate politics does not feature deliberative system to contemplate the way that system is itself
full realisation of any of these four mechanisms. In the recent UNFCCC organised, and if necessary change its structure. As Thompson (2008:
negotiations, the most problematic of these mechanisms has been (2), 15) puts it, not all practises and arrangements need to be deliberative
as competing sectional interests have stymied effective global agree- all the time, but they do need to be justifiable in deliberative terms.
ment. Yet even here we note that powerful interests often couch their
arguments in generalisable terms. So China and the G77 make appeals
3.6. Decisiveness
that justify their negotiating position in terms of generalisable notions
of climate justice. Our point is not that the existing global governance is
The deliberative system should be consequential when it comes to
deliberative and effective, but that it could become more so. To show
the content of collective outcomes. That is, deliberation should not be
how, we now introduce the idea of a deliberative system that would
a sideshow that obscures where key decisions actually get made. This
provide a home for all four mechanisms.
sixth aspect drives home the idea that democratic deliberation should
be consequential as well as authentic and inclusive.
3. The Deliberative System This conceptualization of the deliberative system yields a general
template for the analysis and evaluation of any real-world political
The notion of a deliberative system was first introduced by process. Its underpinning is the philosophical claim (which has
Mansbridge (1999). Hers and subsequent treatments by Parkinson empirical support) that deliberative democracy yields legitimate
(2006), Hendriks (2006) and Goodin (2005) were limited by their outcomes. In the context of environmental affairs in particular, the
close ties to the institutions of a liberal democratic state. A more desirability of its applicability rests in addition on both theoretical and
generally applicable conceptualisation of a deliberative system empirical claims about the efficacy of deliberative democracy in
(presented initially in Dryzek, 2009) proceeds with the following resolving complex problems and providing public goods. The
elements. While consistent with the deliberative approaches to global conceptualization is not in itself a normative model because there
democracy surveyed by Smith and Brassett (2008), this conceptual- are many different ways each of the elements could conceivably be
ization is novel in its use of the system framing. realised.
This kind of thinking can be applied to all kinds of settings,
including ‘post-Westphalian’ ones involving transnational networked
3.1. Public Space governance (Braithwaite, 2007), whose democratisation turns on a
differentiation of empowered space and public space within the
In public space a diversity of viewpoints and discourses can interact, network, and the presence of contestation within public space. Such
ideally without legal restriction. Discourses might be engaged by contestation can be impeded by discursive hegemony; so it is
activists, social movements, journalists, bloggers, or ordinary citizens. important to have multiple and contesting discourses, engaged by
Spaces might exist or be created in connection with, for example, all those affected by network decisions (or their representatives).
physical places (classrooms, bars, and cafés), virtual locations (internet Hegemony characterised global financial networks prior to the crash
forums), the media, social movements, public hearings, and designed of 2008. Such public space as did exist was populated by financial
citizen forums. journalists and other cheerleaders for the dominant discourse.
Criticism of the system that did occur was at an irrelevant distance
with no impact on the production of collective outcomes in the
3.2. Empowered Space
network.

Empowered space is where authoritative collective decisions get 1


As Mitchell (2011) notes , transparency is essential for accountability because
produced, and can feature, for example, legislatures, constitutional actors can only be called on to give an account of behaviour that they are known to be
courts, corporatist councils, empowered stakeholder dialogues, engaged in.
2
international negotiations, governance networks, or international Although sanctions are a central element of many accountability models, they are
organisations. Empowered space in some kinds of governance not a strictly necessary element. As a result of the social justice advocacy carried out by
NGOs, transnational institutions are increasingly forced to justify their actions in terms
arrangements may take on a more informal character (for example, of a range of discourses. Little or no sanctioning power is available to these NGOs, but
in many of the cases of community-based governance of common their actions make the world more democratic than it would otherwise be (Dryzek and
pool resources described by Ostrom (1990)). Niemeyer, 2008: 491).

Please cite this article as: Dryzek, J.S., Stevenson, H., Global democracy and earth system governance, Ecol. Econ. (2011), doi:10.1016/j.
ecolecon.2011.01.021
4 J.S. Dryzek, H. Stevenson / Ecological Economics xxx (2011) xxx–xxx

In the following section, we use this theoretical account of a and enacted within the parameters of existing institutions and power
deliberative system to analyse, evaluate, and provide prescriptions for structures. The progressive position is that the existing distribution of
democratising the global governance of climate change. power is inadequate and inappropriate. Authority for designing and
enacting strategies should thus be shared with, or transferred to,
presently disempowered actors at global, national, or local levels.
4. The Global Governance of Climate Change
Bringing together these two analytical dimensions (the economic
and the political) generates a four-cell typology of climate discourses,
4.1. Public Space
as shown in Fig. 1. The discourses captured in this typology are those
that accept the hypothesis of anthropogenic climate change as valid
The public space of global climate governance is populated by a
and thus engage with the debate of how the international community
large and diverse range of civil society and commercial actors, in-
should respond to the problem. In the background there is a persistent
cluding business leaders, entrepreneurs, activists, church groups,
discourse of scepticism of the existence of climate change and denial
youth groups, trade unions, non-government organisations, journal-
of the need to do much about it.
ists, and bloggers (sometimes grouped under the heading of global
civil society). Major inequalities of access to global public space exist
4.1.1. Mainstream Sustainability
(as they of course do nationally). Nevertheless it is plausible to think
The first class of climate discourses is economically reformist and
in terms of representation of the discourses that go some way toward
politically conservative. Action to address climate change can be defined
capturing the diversity of values, interests, and needs of the world's
within the parameters of the existing economic order by actors and
peoples — including (as we will show) the least advantaged and most
institutions already endowed with power and authority. Competition
vulnerable to the effects of climate change. So rather than attempt
and the profit motive are inherent in human relations, but sustainability
to define the contributions of all the various actors, a more fruitful
and material growth prove compatible. When adaptation is recognised
exercise is to identify the set of discourses represented within the
by these discourses it tends to be understood in terms of development
public space. This move is consistent with normative theories of
and risk management. Three distinct discourses within this category
deliberative democracy that emphasise de-centred communication
diverge in terms of how and why climate change ought to be absorbed
within the broad public sphere (Benhabib, 1996; Habermas, 1996;
into existing development.
Dryzek, 2000). The growing range of issues being absorbed into the
climate agenda has been accompanied by a growing number of
4.1.1.1. Climate Marketisation. All aspects of global climate governance
climate discourses. Identifying the character of distinct discourses and
can effectively be brought under the logic of the market. Emissions
their inter-relationships is important for assessing the health of the
can be reduced most efficiently through cap and trade schemes. Carbon
public space itself, as well as the inclusiveness of representation in the
emitted through deforestation can be reduced by creating market
wider deliberative system. The programme of side events that runs
mechanisms that make it more profitable for landowners to keep their
alongside the annual Conference of the Parties to the United Nations
trees in the ground rather than fell them. Emissions-intensive industries
Framework Convention on Climate Change is a good place to examine
and environmentally-conscious individuals can then purchase offsets
empirically the discourses found in public space. A discourse analysis
that negate the impact of their emissions — the environment benefits
of applications for the side event programme of the Conference of
and nobody loses. Global carbon markets would allow impoverished
the Parties (COP-15) in 2009 in Copenhagen points to the following
communities in the global south to profit by auctioning their inac-
patterns.3
cessible allocations of atmospheric space. Development and climate
Climate discourses can be classified on two dimensions: one broadly
change mitigation are thus rendered compatible. The market can also
economic and the other broadly political. The economic orientation can
be extended to adaptation. Vulnerability of life and property can be
be understood as either reformist or radical in relation to the parameters
ameliorated through climate insurance, which transfers the risk to a
of the existing liberal capitalist international economic system.
commercial entity. Businesses are motivated to contribute to mitigation
Reformists accept these basic parameters. From a radical perspective,
due to a desire to profit from new markets, compliance with legislation,
existing economic objectives and values are themselves deeply im-
propagating a responsible image, and genuine concerns about climate
plicated in the problem of climate change and ought to be the focus of
change. While the agency of business is stressed, governments too
more transformative actions.
have a role in creating markets in emissions and offsets.
The political orientation of climate discourses can be understood
Ecological modernisation is based on the premise that economic
as either conservative or progressive. The conservative position
development and climate change mitigation can be mutually support-
envisages that strategies to address climate change will be designed
ive. Reducing greenhouse gas emissions presents an opportunity for
3
efficient and productive economies in which green technologies become
The Secretariat received 560 applications for side events at COP15. The compiled
the motor of economic development. Recognising that “pollution
list of applicants was used to generate a sample for analysis. For the purpose of
identifying discourses in public space, events proposed by government or inter- prevention pays” will spur a shift away from emissions-intensive pro-
governmental agencies were excluded, as were multiple proposals by the same duction towards technologies such as renewable energy, biochar, and
organisation. The remaining 344 applicants were categorised on the basis of their
principal theme (for example, justice, spirituality, adaptation, indigenous peoples,
forests, financing, security, and technology), to ensure that the sample was Economic Orientation
representative of all key topics. From these categorised events, a sample of 120 Reformist Radical
applicants was selected for a discourse analysis. The selection was affected by two
limitations: material for analysis had to be available on the internet, and it had to be
available in a language in which at least one author is proficient (English and Spanish). Mainstream Limits
Conservative Sustainability
Materials were sourced from applicant organisations' websites for analysis. The
majority of these materials were written texts (declarations, information brochures
and publicity, press releases, UNFCCC written submissions, website text, research and Political
Orientation
position briefings, and magazine articles); there were also a few posters and videos in
the sample. These materials provided the basis for identifying and recording the Expansive Green
Progressive
constitutive elements of discourses (ontology; assumptions about natural conditions Sustainability Radicalism
and relationships; agents and their motives; and key metaphors) (see Dryzek, 2005:
17–19). The overall message of each piece of material was also recorded to assist with
identifying patterns across them. The patterns discussed in this article were discerned
from this data. Fig. 1. Classifying climate discourses.

Please cite this article as: Dryzek, J.S., Stevenson, H., Global democracy and earth system governance, Ecol. Econ. (2011), doi:10.1016/j.
ecolecon.2011.01.021
J.S. Dryzek, H. Stevenson / Ecological Economics xxx (2011) xxx–xxx 5

carbon sequestration. But market forces alone will not propel this Reorienting society questions the viability and/or desirability of
modernisation process. In the absence of appropriate policy and existing neoliberal development, criticising unconstrained economic
regulation, climate-friendly technologies and services will not be able growth, population growth, meat consumption, and profligate
to compete. Governments thus have a vital role to play in enabling material consumption. But although the economy needs to be radically
ecologically as well as economically rational decisions from the private reorganised, this does not require a redistribution of power. Changes can
sector. This requires internationally negotiated GHG stabilisation be implemented either under the guidance of existing authorities or by
targets, voluntary or mandatory sectoral standards, a monetary value non-authoritative actors voluntarily modifying their own behaviour.
applied to greenhouse gases, publicly-funded research and develop- Political leaders should legislate and devise multilateral agreements
ment, and strong intellectual property rights regimes. against unsustainable practises. Responsibility also lies in the hands
Energy security interprets climate change through the prism of of ordinary individuals who are assumed to have the capacity to
existing energy and security concerns. This discourse, increasingly reorganise their behaviour in accordance with the planet's ecological
salient in the United States during recent years (Schlosberg and limits. Religious leaders may also help guide society towards a more
Rinfret, 2008), focuses on opportunities presented by the climate sustainable future. Adaptation is represented not as a mere risk
challenge for promoting changes in the supply and source of energy. management, but as coping with destabilisation attending massive
The energy responsible for emitting carbon dioxide is the same energy human displacement and conflict over resources. The military may be an
imported from politically and economically volatile regions. A safe important agent here.
climate is thus synonymous with energy independence and domestic
security. Maximising efficiency and domestic renewable energy are 4.1.4. Green Radicalism
justified for reasons largely unrelated to ecological and climate A fourth class of discourses is economically radical and politically
concerns. For some, all this lends new legitimacy to nuclear power. progressive, seeking fundamental reorientation of economic develop-
Energy security emphasises the agency of national policy-makers, ment. Unconstrained material growth cannot be reconciled with a safe
whose decisions affect both climate and security. These actors are climate and sustainability. Such changes demand a redistribution of
primarily motivated by a concern for economic growth and national power away from presently dominant authorities. Concerns relating to
security. human rights, justice, and equity are prioritised over short-term
economic concerns. Green radicalism focuses on the political and
4.1.2. Expansive Sustainability economic structural causes of climate change.
The second class of climate discourses is economically reformist Ecofeminism connects climate injustice and gender injustice.
but politically progressive in its stress on a redistribution of power. Ecofeminists observe that institutions are overwhelmingly dominated
by masculine interests, concerns, and rationality. Government delega-
4.1.2.1. Equitable Modernisation. Climate change mitigation is poten- tions to the UNFCCC are largely composed of men, as are the scientists
tially profitable so it can be reconciled with decarbonised economic and economists advising these negotiators, even NGO representatives
development. However, unlike ecological modernisation, the objec- (MacGregor, 2010; Boyd, 2002). Existing governance arrangements
tive should not be simply decoupling profit and pollution within thus tend to marginalise women and their concerns and experiences,
industrial economies; instead, modernisation should serve human including their increased vulnerability to both climate change and
rights and needs while evening out inequalities between industria- mitigation measures (MacGregor, 2010). Adequately responding to
lised and developing countries. This may require carefully designed climate change requires fundamental transformation of patriarchal
and monitored market mechanisms, or transfer of mitigation and institutions.
adaptation technology from north to south. In contrast to ecological Radical decentralisation, “small is beautiful”, identifies the structural
modernisation, equitable modernisation perceives intellectual prop- cause of climate change in a model of development that privileges
erty rights as an obstacle to modernisation. Wealthy governments industrial-scale production, which therefore needs replacing by small
thus have a duty to transfer technology to developing countries so and local scale production. Present global governance arrangements are
that future development and trade can occur on a clean and even dominated by big businesses, state elites, and international institutions.
playing field. A wider range of actors should be drawn into decision- Community-level development, mitigation, and adaptation can better
making. Thus this discourse recognises the potential agency of (for respond to human needs and the environment. Carbon markets and
example) local communities, indigenous peoples, forest-dependent offsetting are rejected because they shift responsibility and account-
populations, youth, and non-government organisations. Mobilising ability away from the local level. Decision-making processes also need to
their agency requires a shift away from traditional decision-making be de-centralised to allow for genuine participation by marginalised and
processes that favour distant authorities in favour of mutual learning affected peoples.
and capacity building among many actors at different levels. New globalism avers that an effective and just response to climate
Natural integrity accepts ‘sustainable growth’ but insists that change will only be possible if the presently unequal international
strategies for addressing climate change while promoting ‘green system is transformed into an equitable global community, featuring a
capitalism’ should aim as far as possible to maintain the integrity of low-carbon economy that is socially and ecologically sustainable. Basic
the natural world and to empower its advocates. The natural world human needs should be prioritised over material wealth. In principle,
provides services that ought to be valued as an alternative to arti- a per capita allocation basis for greenhouse gas emissions may be
ficially manufactured strategies and products. Manipulating natural appropriate but global equity may in some instances require preferen-
processes through genetic engineering or the displacement of organic tial treatment for vulnerable and marginalised people. Governance
products for synthetic ones may yield unexpected adverse conse- within a new global community ought to be democratic and foster
quences due to the inherent complexity of ecosystems. The agency of cooperation between individuals, cultures, nations, social movements,
national policy-makers is highlighted. Recognised but condemned is and NGOs. Existing institutions are clearly unable to deliver such a fair
the agency of unscrupulous corporate actors that seek to profit by and sustainable economic and political order; instead, citizens and civil
promoting mitigation strategies involving manipulation of natural society can drive the transition.
processes. The presence of such a wide range of discourses, some of which
stand at a healthy critical distance from empowered space, is one
4.1.3. Limits Discourse indication of vibrant public space. But this in itself is insufficient. A
The third class of climate discourses is economically radical yet well-functioning public space should also feature engagement of
politically conservative. discourses in such a way that induces critical reflection on the part of

Please cite this article as: Dryzek, J.S., Stevenson, H., Global democracy and earth system governance, Ecol. Econ. (2011), doi:10.1016/j.
ecolecon.2011.01.021
6 J.S. Dryzek, H. Stevenson / Ecological Economics xxx (2011) xxx–xxx

people articulating different discourses. Diverse groups and indivi- number of factors impact on parties' capacity to participate. Small,
duals are active in the public space of global climate governance, but poor, and non-Anglophone parties are at a disadvantage, which is only
the level of genuine inter-discourse engagement remains quite low. partly mitigated by formal rules and provisions. Limits apply to the
As we have demonstrated elsewhere (Stevenson and Dryzek, 2010), number of contact group meetings that may be held simultaneously,
enclaves of like-minded individuals are pervasive. For example, the but this rule does not extend to informal meetings. The Secretariat
Klimaforum civil society forum that paralleled the COP-15 negotia- covers the cost of two delegates from each least developed country to
tions in Copenhagen featured almost exclusively green radical attend UNFCCC sessions, but there are frequently more than two
discourses. Enclave deliberation has its place (Karpowitz et al., formal or informal meetings running simultaneously. The challenges
2009), but in light of the requirements of a deliberative system, facing small delegations are not only logistical; large inter-ministerial
only as a place for creating competence prior to engagement with delegations obviously have a greater capacity to genuinely participate
other discourses. A further problem is that organised scepticism can in all political, technical, and legal aspects of a debate than do small
undermine the authenticity of deliberation in public space by seeking specialised delegations. Interpretation between the six languages of
to discredit the climate science that informs many of the discourses the United Nations is provided, but only in high-level plenary
we have highlighted; and scientists have often responded with sessions. Actual negotiations are conducted in English and no formal
dogmatic assertion, rather than admit real uncertainties. interpretation is provided (while it might be assumed that senior
delegates are all adequately proficient in English, this is not so).
4.2. Empowered Space Several interviewees commented that parties tend to ‘know their
place’ and understand that when decisions need to be made only a
Authoritative decisions on climate change are made in a number of small number of parties will be actively involved.
venues. From a deliberative democratic perspective, these decisions
may be considered legitimate to the extent they reflect inclusive and 4.2.2. Truthfulness
authentic dialogue responsive to the needs of all affected parties. Perceptions of truthfulness in negotiations are affected by the level
There are three principal empowered spaces in global climate of trust that exists between parties, as well as between parties
governance: state-based multilateral arrangements; network-based and chairs. Among those interviewed, none claimed that a high level
arrangements that coordinate the activities of private or public and of trust exists among participants of UNFCCC negotiations. However,
private actors; and market-based arrangements (see Pattberg and a couple observed that it is higher than generally assumed. Most
Stripple, 2008; Andonova et al., 2009). The deliberative legitimacy of claimed that the level of trust varies across issue areas. Several
each of these merits close empirical inquiry, which is beyond the observed that trust is low or entirely absent for reasons ranging from
scope of a single article. Given the present space constraints, we previous broken promises (in the UNFCCC and other fora); suspicions
report an empirical analysis of just one empowered space: the United that some parties seek to abolish existing mandates and agreements;
Nations Framework Convention on Climate Change (UNFCCC), in and perceptions that some negotiators were failing to represent
which member states meet (sometimes several times a year) to define their states' views by promoting more extreme positions than their
and refine collective agreements for mitigating and adapting to ministers. Lack of trust was cited as an issue between and within the
climate change. The UNFCCC features a lot of bargaining. While north and south; within some negotiating blocs; between parties and
deliberative theorists have traditionally contrasted bargaining and chairs6; and between parties and civil society observers. One
deliberation, the two might legitimately co-exist (Mansbridge, 2009) interviewee was more sceptical and suggested that parties tend to
and frequently do so in multilateral negotiations (Risse, 2000). use the trust issue as a negotiating tool to resist pressure to increase
Mansbridge defines deliberative negotiations as those open to all their commitments. Beyond the impact of trust, truthfulness in the
potentially affected by a decision, in which all participants speak UNFCCC is affected by the nuances of negotiation norms. Negotiating
truthfully, are treated with mutual respect, protected by basic rights, in bad faith is considered a ‘cardinal sin’ but it is expected and
and have equal resources and an equal opportunity to influence the accepted that negotiators will maintain reserved positions until the
process. Participants should also exchange reasons that are mutually final stage of negotiation. Similarly, several interviewees observed
comprehensible and acceptable, and seek a desired outcome through that parties may hide their true positions in the presence of observers
mutual justification rather than coercion (threats, sanctions, and but speak more openly behind closed doors.
manipulation) (Mansbridge, 2009: 2).
Assessing the authenticity of negotiations against the criteria 4.2.3. Respect
identified by Mansbridge is rendered difficult by the closed nature of Despite the widely recorded lack of trust, most interviewees
much of the UNFCCC negotiation. Such assessments must therefore rely agreed that negotiators generally treat one another with a high level
on the accounts of negotiators and privileged UNFCCC staff.4 Interviews of respect. Although there are frequently disagreements over
carried out by the authors with senior negotiators in the two-track positions, this rarely results in personal disrespect. Many empathised
process set out in the Bali Action Plan,5 reveal that deliberative quality is with their colleagues and recognised that unfavourable positions
quite low: could not be associated with the speaker. However, several admitted
that it is difficult to separate the person from the position, and/or
4.2.1. Participation observed rare bad behaviour (pulling faces, making blunt comments
Among those interviewed there was fairly broad agreement that while someone is talking, and temper tantrums). More positively,
although the debates and negotiations are procedurally open, a many interviewees commented on the collegiality and even friend-
ships that have developed among long-serving negotiators and
4
However, negotiations frequently feature a pre-negotiating phase of open debate diplomats, which is seen to aid the negotiating process.
and this may also offer an insight into the authenticity of deliberation. Information on
the methods available for analysing such open debate is provided at bhttp://
deliberativedemocracy.anu.edu.au/ccglobalGovernance.htmlN. 4.2.4. Justification
5
Eighteen negotiators were interviewed either in person or by telephone between Observations of the level and quality of reason-giving in UNFCCC
September 2009 and July 2010. Anonymity was assured. Interviewees represented negotiations were quite mixed. Many claimed that the mutual
thirteen different parties, however several spoke from the perspective of their
exchange of reasons was quite prevalent, citing that diplomats have
negotiating bloc rather than their individual party. Interviews lasted between fifteen
and forty-five minutes and were structured around six questions pertaining to the
6
indicators of deliberative quality. This observation was not explicitly made in relation to the present chairs.

Please cite this article as: Dryzek, J.S., Stevenson, H., Global democracy and earth system governance, Ecol. Econ. (2011), doi:10.1016/j.
ecolecon.2011.01.021
J.S. Dryzek, H. Stevenson / Ecological Economics xxx (2011) xxx–xxx 7

a talent for making compelling cases. However, this claim was often empowered spaces identified in the previous section. The following
qualified with observations that reasons were provided ad nauseam account refers only to the multilateral empowered space of the
without actually listening and reflecting. Some suggested that the UNFCCC.
extent of reason-giving depends on the nature of the underlying The means of transmission from the engagement of discourses in
reasons: scientifically or morally legitimate positions tend to be public space to empowered space are many and varied. An inside/
explained, but not purely strategic positions. Of course, the general outside distinction can be drawn between the strategies used by
lack of trust impacts on this indicator of deliberative quality: there are actors in public space to transmit ideas to the empowered space of the
sometimes suspicions that the reasons provided are insincere or UNFCCC (Fisher, 2010). Those outside the UNFCCC tend to engage in
incomplete. One interviewee noted that the culture of mistrust made protest, publicity, and performance outside the venues of actual
it hard to seek explanations because to do so may be perceived as negotiations as well as in activists' home countries as they seek to
cruel, harsh, or negative, or even as a lack of one's own political will to influence the positions of their governments prior to international
allow progress. While some suggested that informal corridor meetings. Insider status is secured through the observer accreditation
conversations were useful for understanding the reasons behind process of the UNFCCC secretariat. Close to one thousand organisa-
parties' positions, several observed that time constraints preclude tions (business and industry groups, environmental organisations,
seeking or exchanging reasons because delegates are constantly local governments, research institutions, trade union associations, and
rushing between meetings. According to a couple of interviewees, women, youth, and church groups) have taken advantage of this
delegates sometimes are simply unable to provide reasons because opportunity to gain access to the venue of UNFCCC meetings
they do not adequately understand the issue or position; for example, (UNFCCC, 2010). We can think of them as representatives of particular
diplomats cannot express technical reasons, and technical delegates discourses (though that is not how they think of themselves). Once
cannot express political reasons. A few interviewees drew a inside, their access is confined to open meetings (formal and informal
distinction between reasoned and rational positions and ideological plenary sessions, workshops, and side events). Influence within these
ones: open plenary can be a venue for venting ideological statements confines is pursued in a variety of ways. Developing relationships with
(perhaps for domestic audiences), while behind closed doors governments may eventually yield a coveted ‘pink badge’, which
delegates will move beyond these given that it is not possible to denotes membership of a government delegation and widens the
reach agreement on the basis of ideology. A couple articulated this scope of access to talks and negotiations. In some cases, NGOs may
distinction in north/south terms, or associated ideology only with also sponsor a delegate for a Least Developed Country delegation to
seemingly unconstructive positions such as the rejection of markets or bolster the inadequate representation assured by the UNFCCC
the focus on historical responsibility. Secretariat. The Climate Action Network has sought to convey its
ideas by distributing a daily newsletter, Eco, which ridicules, shames,
4.2.5. Mutual Justification Without Coercion/Threats and occasionally praises, the positions of specific countries. Other
Deliberative negotiations are those that seek a desired outcome organisations and networks opt to hover outside closed meeting
through mutual justification rather than coercion (Mansbridge, 2009: rooms to present departing delegates with suggested negotiating
2). According to the observations of interviewees, the UNFCCC does texts.
not perform well on this condition. Several commented that the There is some blurring of the inside/outside distinction as actors
process is one of give-and-take in which the best outcome is one in on the ‘inside’ do sometimes employ strategies of performance,
which everyone is unhappy. Often this results in lowering ambitions publicity, and protest, such as the Fossil of the Day awards ceremony
to the lowest common denominator by finding the most flexible conducted by the Climate Action Network. Another blurring of the
language (or ‘constructive ambiguities’) that all parties can live with. inside/outside distinction stems from the efforts of some ‘post-
‘Constructive ambiguities’ may be particularly useful in interim texts neoliberal’ governments to establish relationships with social move-
(although they may also be found in final agreements), but one ments representing Green Radical discourses. The Bolivian president,
negotiator observed that there is frequently no scope for compromise Evo Morales, with the support of Venezuela, Cuba, Ecuador, and
or ambiguous language, for instance when the decision concerns Nicaragua, has been the driving force of this ‘discourse coalition’
creating a particular board or a mechanism, or not. Delegates are (Hajer, 1995). Through public meetings and the commissioning of a
reportedly rarely persuaded by the force of the better argument but negotiating text drafting group in Copenhagen, as well as the
rather come into the negotiations knowing their thresholds of convening of a World People's Summit on Climate Change and Mother
acceptability. Shifts that do occur tend to concern minor details of Earth Rights in the Bolivian city of Cochabamba in 2010, Bolivia has
mechanisms and procedures. A few were more sanguine noting that sought to bring the voice of one version of ‘the people’ to the
good ideas can get traction; the paradox, according to one interview- empowered space of the UNFCCC (Stevenson, 2010). But the receptive-
ee, is that good ideas are less likely to prevail later in the process once ness of this empowered space to marginal discourses remains limited.
suspicion sets in, but if introduced early on there is a larger pool of Evaluating the observed transmission is not simply a task of applying
competing ideas in which good ones may be lost. The absence of categorical criteria from deliberative democratic theory. Thinking in
threats, sanctions, and manipulation is crucial in deliberation, yet such systemic terms, a systemic test may be more appropriate than a
instances were observed by two interviewees. One cited threats being categorical test. We should ask not only whether transmission
issued in corridors (if your party does not pull back on issue x, we will mechanisms are themselves deliberative, but also whether these
raise issues z and y that will be very inconvenient for you). Another mechanisms help create and constitute an effective deliberative system
claimed that pressure had been externally exerted on the leaders of for governing climate change. Protests may be non-deliberative in
small states to vocally support the less ambitious position of a more themselves, while at the same time promoting the deliberativeness
powerful state. of the larger system.
On the basis of our interviews, debate and negotiation in the Accountability mechanisms in global climate governance are quite
UNFCCC appear to perform weakly against the standards of authentic weak. Within states, the main accountability mechanism is that of
deliberation. elections, as voters can hold governments to account for their actions.
Elections do not of course exist in global governance. National elec-
4.3. Transmission, Accountability, and Meta-deliberation tions make very little contribution to transnational accountability,
except at two removes: negotiators are accountable to their own
Transmission, accountability, and meta-deliberation features of governments, who in turn are sometimes accountable to voters.
the deliberative system will manifest differently in the context of the Within the UNFCCC, the principal accountability mechanism is the

Please cite this article as: Dryzek, J.S., Stevenson, H., Global democracy and earth system governance, Ecol. Econ. (2011), doi:10.1016/j.
ecolecon.2011.01.021
8 J.S. Dryzek, H. Stevenson / Ecological Economics xxx (2011) xxx–xxx

Compliance Committee of the Kyoto Protocol, comprising a Facilita- countries,7 many of whom espouse a post-neoliberal and anti-
tive Branch and an Enforcement Branch. The former is designed to capitalist position, were not represented in the smaller negotiating
support parties in complying with their commitments, while the group, which appears to be based on a representation of regions rather
latter branch may impose ‘consequences’ on parties in the second than discourses.8 In the second instance, US President Barack Obama
commitment period of the Protocol in the event of non-compliance in announced to the world that a deal had been reached before this
the first commitment period. Specifically, failure to comply with an document was presented to the parties for consideration.
emission reduction or limitation commitment will result in a 30% The impact of this controversy on the outcome of the meeting was
deduction from a party's assigned emissions in the second commit- profound given that the Conference of the Parties operates on the
ment period of the Kyoto Protocol; in addition, the non-complying basis of consensus (in that if any party vocally objects to any clause,
party is required to submit a compliance action plan, and will be that objection must somehow be accommodated). At the beginning of
rendered ineligible to participate in emissions trading (Stokke et al., the Copenhagen meeting, the chief negotiator for Papua New Guinea,
2005: 1–3; Yamin and Depledge, 2004: chapter 12). As the future of Kevin Conrad, made an impassioned plea to adopt the rule on voting
the Kyoto Protocol remains uncertain, it is unclear whether this which had been consistently disallowed since the parties failed to
compliance system will be of any consequence. adopt the Rules of Procedure in 1995 (Yamin and Depledge, 2004:
Opportunities for those in the empowered space of the UNFCCC 432). He argued that ‘consensus means that any agreement here can
to provide a more direct public account of their positions and only aspire to the lowest common denominator amongst us. From our
decisions are minimal but not absent. At their own discretion, national perspective…making decisions based only on the lowest common
delegations may arrange briefing sessions during international denominator is beyond irresponsible, it's gravely negligent’ (Conrad,
climate talks to update their compatriots within civil society, and 2009). Yet the consensus requirement means that there has to be a lot
respond to questions about their own position and that of other of persuasion of actors on points that matter to them. Such persuasion
parties. In addition, an increasing number of government delegations, might be coercive, but it might also involve reason giving that induces
as the well as the UNFCCC Secretariat and observers, arrange press reflection. The problem remains that states (such as Saudi Arabia)
briefings during the annual conferences of the parties and inter- interested only in blocking progress have every incentive to object
conference negotiating sessions. Again, these briefings are at parties' frequently. If the rule had been implemented as Conrad proposed, the
own discretion but they do allow parties and negotiation groups to Copenhagen Accord would have been adopted rather than merely
explain their positions and respond to questions from the media. ‘taken note of’, as it was supported by more than three-quarters of
Access is restricted to accredited journalists so the potential for these the parties. Of course, as dissenting parties pointed out in the final
briefings to serve as an accountability mechanism is dependent on plenary, even if it had been adopted, the Copenhagen Accord would
critical and capable media representation. The growing number of not achieve its stated objective of keeping global warming to below
activist media groups enhances the diversity of questions directed at 2 °C. In fact, scientists estimate that the emission pledges accompa-
governments during press briefings, but the exclusive nature of press nying the accord imply a greater than 50% chance that global
and observer briefings, together with the absence of any sanctioning temperatures will exceed 3 °C by 2100 (Rogelj et al., 2010).
power, limits accountability. What these two controversies over representation and decision-
The style of briefing described here reflects what Mansbridge has making ultimately point to is the need for better contemplation of
called ‘narrative accountability’ rather than ‘deliberative accountability’. how global climate governance is organised. Such contemplation has
Narrative accountability is a one-way process in which the represen- occurred when it comes to the governance of the global economic and
tative provides the represented with an account or explanation of financial order, ever since the Bretton Woods conference of 1945. By
their actions. Some negotiators are expected by their governments to contrast, the current system for climate governance arose in very
remember storylines about the government's positioning: as front- haphazard fashion. As we pointed out earlier, not all arrangements
runner, as vulnerable, as mainstream, or as objector. Deliberative need be deliberative all the time, but they must be amenable to
accountability, by contrast, involves two-way communication between deliberative justification.
the representative and the represented in which both ask questions and Even after lapses in transmission, accountability, and meta-deliber-
give answers (Mansbridge, 2009: 384). In enhancing the deliberative ation, the global deliberative system for climate change governance
democratic capacity of global climate governance, special attention will often fails to be decisive when it comes to determining outcomes. Any
need to be directed to institutionalising opportunities for deliberative agreements reached will have to be implemented by states. Even if they
accountability. get to the point of formal acceptance of an agreement, states are quite
Meta-deliberation is weak. There is no developed reflexive capacity capable of failing to enforce its provisions and meet targets — as the
to work on the deliberative system itself. In one sense this is not experience of the Kyoto Protocol illustrates. And states are quite capable
surprising because no important actors explicitly conceive of the of negotiating compliance in such a way as to meet the letter of
global governance of climate change in the systemic deliberative agreements while interpreting it in such a way as to promote their own
terms set out in this article. However, in the aftermath of Copenhagen interests at the expense of global sustainability concerns (Stevenson,
much attention has been focused on the perceived deficiencies of the 2011). Energy corporations that have failed in public space may exert
empowered space of the UNFCCC. Two features in particular have power behind the scenes upon states in order to secure the fossil fuel
been the subject of debate: representation and decision-making. In economy (and their own profits).
the now infamous final plenary of the fifteenth Conference of the
Parties, a handful of countries including Tuvalu, Venezuela, Bolivia,
Ecuador, Cuba, Nicaragua, and Sudan rejected the negotiated text not
only on the basis of its contents but also for the exclusive manner in 7
Bolivia, Venezuela, Cuba, Dominica, Ecuador, Antigua and Barbuda, Nicaragua, and
which it was drafted and presented to the world as a finalised deal
Saint Vincent and the Grenadines. ALBA is the Spanish acronym for the Bolivarian
prior to consideration by all parties (UNFCCC, 2009). Although it is not Alliance for the Peoples of Our America.
unusual for negotiations to move to smaller groups of Friends of the 8
Accounts vary on who participated in the Friends of the President. According to
Chair or President, what appears to be crucial is that adequate Bodansky (2010), twenty nine parties were present: the United States, the European
representation of positions (and discourses) is assured and that all Union (represented by Sweden as President and the European Commission), China,
India, Brazil, South Africa, the UK, France, Germany, Denmark, Australia, Canada, Japan,
parties be provided an opportunity to consider a document before it is Russia, Grenada, Ethiopia, Lesotho, Papua New Guinea, Saudi Arabia, Sudan, Algeria,
adopted. Both of these requirements were violated in the final days of Bangladesh, Colombia, Gabon, Indonesia, the Maldives, Saudi Arabia, the Republic of
the Copenhagen climate meeting. In the first instance, the ALBA Korea, and Mexico.

Please cite this article as: Dryzek, J.S., Stevenson, H., Global democracy and earth system governance, Ecol. Econ. (2011), doi:10.1016/j.
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J.S. Dryzek, H. Stevenson / Ecological Economics xxx (2011) xxx–xxx 9

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