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A Job Severity Index for the Evaluation and Control of Lifting Injury
D. H. Liles, S. Deivanayagam, M. M. Ayoub and P. Mahajan
Human Factors: The Journal of the Human Factors and Ergonomics Society 1984 26: 683
DOI: 10.1177/001872088402600608
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What is This?
Two large field studies were conducted to test the validity of the lob Severity Index (lSI) as
an engineering tool for the control of manual materials-handling injury. Comparisons were
made between the calculated lSIs of 453 individuals working in 101 different jobs and the
injuries sustained by the same individuals over a period of 1 057881 exposure hours (529
exposure years). The results revealed the existence of a job severity threshold above which
the incidence, severity, and cost of injury dramatically increased. It was concluded that the
lSI method can effectively be used to control injuries caused by the manual lifting of loads.
cations. Recent research, however, has pro- WTj = maximum required weight of lift
duced engineering methods that provide the for Task j
means to adequately evaluate the worker- CAPj = the adjusted capacity of the
task interface and therefore enable the sci- person working at Task j
entific matching of the worker and the ma- Fj lifting frequency for Task j
terials-handling task. One such engineering Fj total lifting frequency for Group i.
method is based on the Job Severity Index
(JSI) developed by Ayoub et aI., (1978).
Lf.
This paper presents the results of research j=l J
(Ayoub et aI., 1978; Ayoub, Liles, Asfour et aI.,
1983), which had the objective of testing the The measure of worker capacity used by
validity of the hypothesis that the Job Se- the Job Severity Index is the p.'edicted max-
verity Index can be used as an effective imum acceptable weight of lift. Maximum ac-
method for the control of manual materials- ceptable weight of lift is a psychophysical
handling injury in industry. measure and is defined as that weight of lift
that will be accepted by a specific individual.
THE JOB SEVERITY INDEX It is the maximum weight that a given person
feels he or she can lift repeatedly without
The Job Severity Index is a measure of the
undue stress or overtiring. Ayoub et al. (1978)
physical stress level associated with lifting
jobs. The index is a function of the ratio of and Liles, Deivanayagam, and Dryden (1979)
job demands to the lifting capacities of the have reported the development of a set of
mathematical models to predict the max-
person or persons performing the job and is
imum acceptable weight of lift. These are the
therefore conceptually similar to the Lifting
result of a large study performed in the lab-
Strength Ratio (Chaffin and Park, 1973). Job
oratory in which 146 subjects were asked to
demands include observable quantities such
determine their maximum acceptable weight
as weight of lift, frequency of lift, and task
of lift under various conditions of lifting fre-
geometry. These quantities are determinable
quency, container bulk, and lifting height or
through comprehensive task analysis. Worker
range (floor to knuckle, floor to shoulder,
capacity is a predicted quantity that is a
floor to full reach, knuckle to shoulder,
function of measurable human characteris-
knuckle to full reach, and shoulder to full
tics including strength and body size.
reach). A large number of strength and body-
The JSI, as discussed below, is defined by
size measurements were also taken for each
the following equation.
subject. A complete description of the an-
thropometric and strength measure men ts
. ; [hOurS; dayS;] ~ [Fj WTj] can be found in Liles et ai. (1979) and Ayoub
JSI = L.J -- X -- L.J- X --
; = I hours( days( j=I F; CAPj et al. (1978). Finally, for each of the six lifting
ranges, a relationship was determined be-
where: tween the maximum acceptable weight of lift
n = number of task groups and the various human measurements taken.
hours; = exposure hours/day for Group i Table 1 gives the coefficients for each of the
days; = exposure days/week for Group i six regression equations or models that re-
hours( = total hours/day for job sulted from the investigation. It should be
days[ = total days/week for job noted that these equations predict the sum of
m; = number of tasks in Group i maximum acceptable weight of lift plus body
(,O~<.o.-ov Range #6
(J)(X)""""<O(J)
I'--~<O<O(J)..,.
c:i":c:ic:ic:ic:i
Z KL+25
o
i=
<l
i= KL Range #4 Range #5
~
<O~I'--(J)""M
•...
Il.
NM..-vC"')v
C\J(J)(x)(X)M~ :; KL/2
U.
NNNNNN o Range #1 Range #2 Range #3
•...
z
o
Q. KL/2 Kl KL+25 KL+51 Kl+76
LOLO--COC()..-
C\JMM..,.O..,. POINT OF LIFT TERMINATION (em height)
000000
c:ic:ic:ic:ic:ic:i Figure 1. Lifting range detenninatioll. (KL
knuckle level.)
Cll'O
-
c:
Cll 00..,...,.
<0 (X)
I./')I'--Ol'--C\J<O
C\JC\J""C\JC\JC\J
scribed as a series of lifting tasks. A lifting
task is defined as the unique movement of an
0):';::
<t-Cll c:ic:ic:ic:ic:ic:i item from one point in space to another. Each
o I I I I I I
()
task is described in terms of the maximum
..c:::
required weight of lift, the largest required
0,1: load center of gravity at lift initiation and at
c: Cll It')vlOOU')C'')
~~ «JCCcnC\lM<o::t"
000..-..-0
lift termination, the load height (vertical dis-
CJ)-
Cll c:ic:ic:ic:ic:ic:i tance from the floor to the hands) at lift ini-
EO
•.. ()
<t tiation and at lift termination, and the task
exposure time. A sample job description is
{l1:
_.~
8·~
..c:::::::
OC\J<O(J)MI'--
(x)0C\J0lC\J~
(J)""MC\J(X)C\J
c:illir--:llir--:ai
presented by Ayoub, Selan, and Liles (1983).
Each task is grouped with other tasks per-
formed during the same time period (i.e.,
OlCll
'- 0
~
~() some jobs require the performance of dif-
ferent sets of tasks during different times of
C\J..-vClOf"--O the day). Describing the job as a series of
MC\JM(J)<OI'--
(x)M I'--M I./')
(X) lifting tasks and grouping those tasks is nec-
Nr--:..iaiaiai
essary to properly account for the relative im-
111111
portance of each individual job component.
Lifting range determination is made using
M 1'--0 C\J <0<0
(X)1./')(J)(x)<Oltl
<O(X)<O(J)(X)(J) Figure 1 and is based upon the load height(s)
Nlliai..illiU:> at lift initiation and the load height(s) at lift
M<OT""'NC"')T"""
I I I I I I
termination. A given task, such as loading a
pallet, may require the lifting of items over
several different lifting ranges. In such cases,
capacity calculations are performed for each
a:
1.5 w
::i
a..
1.0
a:
w i=
::; ...I
a.. ::>
i=
...I
::>
..
:E
•...
..
:E
o
1.0 :>
0«
a:
0.9
z CJ
w
::>
c
...o
w a:
...
a: w
•...
0.5 15 0.8
o
1 2 3 4 5 6 7 8 9 10 11 12 13
18 24 30 38
Figure 2. Lifting frequency multipliers (A-lifting Figure 3. Center of gravity multipliers (A-liftil1g
ral1ges 4 and 5; B-lifting ranges J, 2, 3, and 6). range 6; B-lifting ranges 4 and 5; C-li(ting ranges
J, 2, and 3).
in Table 2.
'-0
<Il
::E C\ll'- C\l 'o:t
~ 1'-(') CD
C
Comprehensive injury profiles were com- o
.;:
piled for each subject for a period of time be- ro
.;;
0) Q)
ginning at subject measurement and con- Cl ~o
-0 •... Cl
~Clc
tinuing until the subject changed jobs, until •..ro c: Cl.l<: <1l
.l<:~ •...
-0
Q) ~ _ -..c:J
the job itself changed, or until termination of c E E E=&-g~
the research. This time period ranged from
ro ~
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(ij'
.s::
Clm ° ~ ~ E
Cl C Q) (/)
ell l/) ~'Q)C::-~_
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-~~o$
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III
one month to more than two years, de- -0
c Q) >- E •..• ~Cl:i2Cl •..• (J)Ec
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pending on the subject. The profiles contain
N
ro ::E Q)"O"OQ)oQ):JQ)EocE
~ <Il ClO.c"O.s::.s:: c.s:: •... <1l >-~
less of injury cause, type, or severity. The in- dustrial subject. These calculations used as
formation was obtained through inspection input the detailed job requirement data for
of company personnel files, from the insur- the job in which each subject was working
ance carrier, or in a few cases by interviewing and the subject's measurement data, as re-
the subject's supervisor. quired to predict capacity. The result was a
The injury information collected during set of 453 JSI values, one for each of the 244
both studies included injury type (Ayoub, subjects included in the first study and one
Selan, and Liles, 1983; also see the footnote for each of the 209 subjects included in the
in Table 3), injury cause (lifting or nonlifting), second.
and the number of lost workdays. During the Based upon individual lSI values, the sub-
second study, medical expenses, wages paid jects were ranked and divided into 10 JSI
during lost workdays, worker's compensation groups ranging from very low stress to very
paid, and extraordinary expenses were re- high stress levels. The injury data for the sub-
corded. The number of hours worked by each jects in each group were compiled and
subject during the study period was also de- summed, and injury statistics were calcu-
termined during both studies. The data are lated. The grouping was done so that each
summarized in Table 3. It should be noted group represented approximately the same
that the results of this study are based on a number of hours of worker exposure. The in-
total of 55 nondisabling back injuries caused jury statistics should therefore be compa-
by lifting, 36 disabling back injuries, and rable. The results that are to be presented de-
1146 days lost. scribe the injury experiences of 453 individ-
ANALYSIS AND RESULTS uals working in 101 different lifting jobs and
represent a total of 1 057881 h of worker ex-
The verification of the JSI method required
posure. Table 4, based upon the combined
that two questions be answered: first, "Is the
data from both studies, summarizes the re-
method a valid employee screening or selec-
lationships betwe'en JSI and three injury sta-
tion tool?" and secondly, "Is the method a
tistics that describe the incidence and se-
valid job design too!?" The answering of
verity of back injury caused by lifting.
these questions required two approaches and
The injury rate statistic used in Table 4 is
two analysis procedures.
defined as the total number of lifting back
Employee Screening injuries per 100 FTE (100 FTE =' 100 full-
The relationship between worker JSI and time employees =' 100 worker years ='
injury is important when considering the va- 200000 exposure hours). The disabling injury
lidity of the JSI method as an employee rate statistic is defined as the number of dis-
screening and placement tool. Theoretically, abling back injuries (one or more lost work·
if JSI evaluation were performed for each days) per 100 FTE. The severity rate statistic
person seeking a particular job and if only is defined as the number of days lost per dis-
those persons with acceptably low JSI values abling back injury.
were selected for that job, then the injury To further illustrate the relationships, Fig-
rates on that job should also be acceptably ures 4, 5, and 6 are presented. These figures
low. This assumes, of course, that a low lSI show cumulative injury statistics for seg-
value implies a low injury potential. The re- ments of the subject population (453 individ-
sults support this assumption. uals) working at or below various levels of
The first step in the "screening" analysis JSI. For instance, Figure 4 shows that the
was to calculate individual JSIs for each in- subject population working at or below a JSI
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TABLE 4
Number of Disabling
Number of Exposure Injury Injury Severity
Group JSJ Range Workers Hours Rate' Rate" Rate'"
level of 1.5 had an average injury rate of 3.9 nally based upon the results of the first study,
injuries per 100 FTE. The injury rate for the is supported independently by the results of
subject population working at lSI levels of the second study. The hypothesis is further
2.5 or less was observed to be 8.6 injuries per supported by the cost data collected during
100 FTE. the second study only. The total direct injury
Figures 1, 2, and 3 and Table 4 seem to expense for those subjects working at lSI
indicate the existence of an injury threshold levels above 1.5 was about $60 000 per 100
at a lSI of about 1.5. This hypothesis, origi- FTE as compared with an injury expense of
only $1000 per 100 FTE for those persons
working at lSI levels of 1.5 or less.
Job Design
iii 'E::J-
t:0
0
E
~ III
.5
••
"-
.!! e :0
:; ••••
Q
~ :;::
w
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r:
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el r:
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i= >
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...J i=
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:;)
:IE 1.0 1.5 2.0 2.5 3.0 4.0
U :;)
1.0 1.5 2.0 2.5 3.0 4.0
"" U
JSI
JSI Figure 6. Cumulative severity rate versus lSI.
Figure 5. Cumulative disabling injury rate ver-
sus lSI.
tional Institute for Occupational Safety and
that would be overstressed if working in a Health [NIOSH], 1981). This job classifica-
particular job. The workforce was repre- tion procedure did not consider the female
sented in these calculations by a sample of population because of the relatively small
385 male workers. This sample consisted of number of females in the subject population.
all of the male workers measured in both For comparison purposes. however, the data
studies (220 males from the first study and seem to indicate that a job that overstresses
165 males from the second study). Using the 5% of the male population would overstress
predicted capacities of the male subjects, 385 approximately 50% of the female population
lSI calculations were performed for each job. and one that overstresses 75% of the male
That proportion of the sample with lSI population would overstress virtually all of
values greater than 1.5 was defined as the the female population.
percentage overstressed for the job. Injury and cost statistics were calculated
The jobs were then placed into one of three for each job stress category. These statistics
stress catagories according to the percentage are shown in Table 5. The table shows a def-
of the population overstressed. The first cat- inite increase in injury rates and costs as the
egory included those jobs that overstressed percentage overstressed increases. The days-
5% or less of the sample population. The lost statistic, however, is other than expected.
second category included those jobs that This was caused by an individual with a
overstressed more than 5% but less than or small predicted capacity who was seriously
equal to 75% of the sample population. The injured while working in a relatively low-
third category included those jobs that stress job. This illustrates the point that even
overstressed more than 75% of the sample when a job accommodates a large percentage
population. These categories are similar to of the population, injuries may be sustained
those used in the Work Practices Guide (Na- by individuals who are overstressed due to
their small capacity. These job design results the previous sections, it is concluded that the
have been compared with results from a sim- lob Severity Index method is valid and can
ilar analysis based upon the method dis- be effectively used for the control of manual
cussed in the Work Practices Guide (NIOSH, materials-handling injury. The method is fea-
1981). This comparison (Liles, Mahajan, and sible for both job design and employee selec-
Ayoub, 1983) indicates that the two methods tion. An injury threshold appears to exist at
yield similar job-stress assessments. a lSI level of 1.5. Individuals working at lSI
levels greater than 1.5 should expect to be
Comments
injured much more frequently and more se-
The foregoing discussion pertains only to verely than those working at lSI levels less
those injuries to the back caused by lifting. than 1.5. This may imply that the typical
As shown in Table 3, lifting back injuries ac- worker can safely lift 50% more than his or
counted for 14% of all injuries, 28% of all dis- her predicted capacity. A question may arise
abling injuries, 63% of all days lost, and 58% as to why the threshold does not appear at a
of all expenses. This one type of injury is ob- lSI of 1.0. The reason is that in the lSI
viously worthy of primary consideration. If method, the basic ratio is equal to the max-
the statistics were presented here for the imum required weight of lift divided by the
other four types of lifting injury, it could be minimum appropriate predicted capacity.
seen that large lSI values (or percentage This is a worst-case procedure and is there-
overstressed) lead to increased incidence, se- fore conservative.
verity, and cost of other types of lifting injury. The primary focus of any injury control at-
The same is true to some extent for nonlifting tempt using this method should be job de-
injuries. It should be noted that during injury sign. Employee selection should be sec-
data collection and analysis, injuries with un- ondary. There are two reasons for this. First,
certain causes were classified as nonlifting job design modifications are relatively per-
injuries. Undoubtedly, some injuries that manent and require no ongoing programs.
were actually caused by lifting were classi- Employee selection would require that each
fied as nonlifting. This could partially explain person be measured and evaluated before
any correlation between non lifting injury and placement. Secondly, employee screening
lSI. and selection techniques of any type are dif-
ficult to apply due to the constraints imposed
CONCLUSIONS AND
by government and labor. This method may
RECOMMENDA TIONS
favor large strong men over small weak
Based upon the observations presented in women. This apparent discrimination is, of
TABLE 5
Injury and Expense Rates Observed in Various Job-Stress Categories (Back Injuries Caused by Lifting)
Percentage of
Population Number of Injury Disabling Severity Expense
Overstressed Hours Rate' Rate' Rate Rate'