Anti-Money Laundering Council Bangko Sentral ng Pitipinas Complex Manil Philippines — RESOLUTION NO. t Series of 2011 In its Memorandum dated 7 June 2011, the AMLC Secretariat reported to the Council that: The Financial Reporting Package submitted by the banks to BSP consists of the balance sheet and income statement. The AMLC covered and suspicious transaction reports on the other hand consist of the individual transactions that meet the reporting criteria. The Bank Supervision Policy Committee met Jost 24 May 2011 and one of the agenda items was the AMLC Transaction Codes, The ABCOMP representatives requested that the AMLC expedite the approval of the revised AMLC transaction codes together with the proposed revision to the FSLC Technical Working Group Report so that they can already provide the requirements to their IT Deportments/Software Vendors since some of them were already preparing their system revisions. As part of the Financial Sector Liaison Committee ~Technical Working Group’s (FSLC-TWG) endeavor to address the various issues concerning covered and suspicious transaction reporting, the FSLC- TWG proposed that the original list of AMLC transaction codes be revised to capture specific transactions and provide explicit definition for each to avoid confusion and various interpretations, The revised list of transaction codes is attached. The revised list adopted o standard naming convention of codes for consistency. Also, a one-character code is used to indicate the product type or transaction system where the transaction originated. The revised list of transaction codes shall be disseminated to ail covered institutions and posted in the web for information and guidance. Thereafter, the covered institutions shall be given reasonable time for the re-mapping and testing of their internal transaction codes. ;Should @ covered institution find a need to add codes to the transaction library, it is recommended that the Secretariat be ‘uthorized to evaluate and approve any request for additional codes in the library with notice to the Council. In a letter to the Executive Director dated 27 July 2011, Deputy Governor Nestor A. Espenilla, Jr. confirmed that AMLC's proposed revisions on its transaction codes pose no conflict with the account codes of the FRP. The Council resolved to: {i) Approve the Revised List of Transaction Codes as attached; and (ii) Authorize the Secretariat to evaluate and approve any request for addition of transaction codes to the transaction library with notice to the Council. 17_fugust 2011, Manila, Philippines. bh AMAND® M. TETANGCO, JR Chairman (Governor, Bangko Sentral ng Pilipinas) ep TERESITA J. HERBOSA ~ EMMANUEL F/DOOC Member Member (Chairperson, Securities & Exchange Commission) (Commissioner, Insurance Commission}ANNEX Revised AMLC Transaction Codes as of 17 August 2011 ot: *¥*Tamacton codes or Tussytems ae aged tothe new Tut rupie/tastieton *** ‘cals highphed in the codes proposed for dletion == (emouP aero cove [raneaCHOn ie FkansAcTON DETGN acne [setts and ea vn i vet Sidi of ers ye re 7 is Purcae/Oscouing “Ooh Ic cen [as Purchase == lowchase/bills discounting arrangement which are encashed avec the counter He rat pccani toto ti etude yak re — Ts caeOtcontng- Ged ere Ie [* Pee = Lourchase/bills iscounting arrangement which are credited to the customer's account He er ea amen favbeencucsnrd ih er raid Ty Doane asefbaroning- WCICIOC IC inion pereoeeee me CCK irchose/bils discounting act ent through the issuance of Menager's/ Cashier's check. leer samen ah amet ofthe unter are [eer is Paent-De ane Paar afb vou de of sone? ero eo ser is ayer M/ECOC Pater a bat wet seco noes che /ales SaG/Ont Oa in Farsley he dares br om eign ceeparo bi anda el cence osanois tor coteio toe) [rccoefrstyonconganiedynycommetcl cnt sonar! mde which ee 6 sfonde ene Ha pa ona ing sr 6 aT ITT eT ecw eed i -tnpor [erp ofthe wetenxs tom the falepots a estoy mata wih ie cent oF Inn in eames sos CET cane Le anaerobes eee ian Fae coe Je ere eck Ging] [ria proces of ening ches ough POIE exe [sate of poet oo eo ol onTUGs BEE Ha Wi areTTaTo A TBORTS™O® ene IC Pee tae lchalf of ethers suchas the #1R, $55, Phithealth, 6OC . —o sone eae br tnaron coves alte Nt oe con Fae oa eee ep o Depot jmp aun om of sh ere Ee foe est MCE Depo to snngfurent cous inte em of cc ag oTETOC ber Sibcs cinch opt acoova ie payers erred ttn oa Cope Ah pyaar spss ceed Ic Jcoers os 7 acorwernent with the rad ingtityaion le —feeen Ease haa Peronarcedngof fies woth eeciSREOR re ie ete econ Gah Puchse ate of pod eves ye cacle ghe ENS Od —— eer ieee eesvone Cash cara wir throealer ercsnet ol fas am he evened ecw le Jane exosinen Ged ncn ove th ot ee Je fomse cele Tamcton rasan at obi a ei or dt a aco bu aot overedy ay onertansacton owe SE le owe rea rarer Reve of enacting be cr Pred eraicadng ocenen/esdng ound ho ie pad ra le fever Pepi GadPurc Putavel wept andi Po [eT fewe Fecal ea: Can phe of marae ens oan aR nah ro [eo Jeruo ee 72 [fern Poesia ens Pvt o Goverment Aged enue cole) ice aa toscho cored fy cist or dared Oe eee ea vemos thos ory fe __fenrw reuse [eats o! nin tonsa dda : Tm ino Vaan Goma Peta famane sun tart Suh SOSDaT wa a ar ‘GROUP LEGEND. caret hea Sofgs Ast OTe Oops FFLeign tang Tade Cet Cad Lomas N= suanceR-Retanc;S-Secaties:T- Teun; U-TusVwemert Mgt Act/Gslodani x: Nolow ikRevised AMLC Transaction Codes as of 17 August 2011 ‘Note: *#* Transaction codes fo Trust systems are aligned to the new Trust grouping/ classifications °** cali higilghted i, are the codes proposed for deletion fenaue_Jrewsto cone [TRANSACTION mur Iiansacrion oeennTion = [oman Cooe fe fewour Twines ATH [pose odo beens edo PRDBOO anon oT PSD) wou [ce Jaw waerowas- Orc [les withdrawal fron is depo cana nou ove e-owter wot fo Jot, = — Jhueresvincome tones Cash norm areata Une depos ein ash lo _Jorox nerestineome red: Cedi Aout [Paynent of weoefinerex ennai depo tough ied we scoutflaar acc an cesreome exes: WEIEC/OC payment of acmefoees eared nine depos tra mangers Cece’ cheek fo orore ine epost cement -cash pscement one depos pedal eps pemiun depon/ong tern depose ote han sengsfeurenth neh [TOPE aes Tew pn rice recene [RRRNOTIne al eT ewe Hee NENT OTT fy rout dot of erumtater ccunt Toone aaa arrtcalonceioe set tne et we anon eon i we eT ea vcs stoner chs Jo forore fine Donk ereterminaton- ath petition of tine depose ine daar tne ay andthe We where seers made nash {IPPC cele Is bowan reconsmon Gat wane” Peni ote depen Sea pain ane pone eee whee ae ae aes ppg counties acne Preertintono ie depoat/snezal ine dopst rani ne depo ane he We wher process aed [ovo ne Depestreterminton- 700 eo do baknan m jwroush maneger's check/caphiar’s check, ee Soro rd hash ela cen erminten fine depen tre pci prion ne past setae wre Roce wea HST ter ngnstynfowcen) Heinen pect pS ep anton ena as ara ado lo orow Fine Depa rainent- rede Mena ite i if time deposit /s time depasit/premiur ike whe Hermaion cine Sopot eave dearer is Japot whe ite where rome ae OHM Dept ayeat >for ime Bees aye -ncecloc ae eerie fe uy Foregn Scurge cam Tesh puch een cacao Pippne are a | Ip reo buy Foregn ecnge Dent ens rwchse oe careny agra Ppa ute seed by ein he ane on aver lr freon [buy foregn ecnangs-MCICE/OC chase reg carey aarat Pippin unc ld Wow ME/C/OMer Checks avr ee 7 buy Foregn change We rachase oor carey awed Pipe recy vs we ave plese eh ex= cask end Sle frig corer aun Pao creer fre pers etbx= ced mer le ore crerey apis pine curey se dey Ceding ccountolirs scout free senrx-mercc/0e te ottoreign crane apie Pipe curenysetedvoughisuance of eaagers wal caer hac sane iw SISSY te Treg covery apie Pipe wrens va wre t foc oocunentary Cotecton -nward Joocumerts aly reed omarion ef gos and sacar sinar wanton prevented the bn fr payment CL 1 Jocumenary Coen -Outward bocunerts ay rele to expoatin a oo aesericeso sla Wanacton gested the bank ot poet [PCL r ieenineae Pan Gon incense parses n wade pid ah 0 neresvnesine Payment: Debicwase ——[Poynent of reone/interest in tage wou Gl af cones Scant fr meresvcore Parent: M/CE/OC Payment of cone/inere invade wough nope cheiasNers ched/ovay Geh note ito Creare nee Soig Acts Te Dees Fveign xonng| Tea; K-Cie Cts L- Loans luar: R= RentaceS-Seauie;T>TesueyU-THusyivestinet Mgnt A/C X- Netw RikRevised AMLLC Transaction Codes as of 17 August 2011 Note: *** Transaction codes for Trust systems ate aligned tothe new Trust graupin/lasifications * £** Cells highlighted in ‘are the codes proposed for deletion *** [GROUP Revisto cove [TRANSACTION TmLE [TRANSACTION OEFINNTION TT Yous cove i hieae feet moeeori coe I jucac) > Fen eee eee lorawing of import/export AC through debiting of an account ltcoo ester of Credit (inpor/expor) vaTnent= . * Jacana loving of import/export UC tous suance of managers checkeasie’ check coo q a nga inoor wh e q Wee [ete of rei Canceation [coeeiation of openedue fee le ce [creat card Cash advance [cash advances and othe lane grant by ce card conpaias os cardia [eee [ Tusnvestment ene Acct: X-af.ow skRevised AMLC Transaction Codes as of 17 August 2011 Note: *** Transaction codes for Trust systems are aligned to the new Trust grouping/ciasiication 2° Cell highlighted in _are the codes proposed for deletion *** FRouP Jrewseocooe —_|riansacton me IansacTion Deon [ena Coot k froma ostsidnenstneT Tnaoal [owar emanation wrth sco cr he acutlaaconthepin anata frome tee Oat GE oat ee rane bcs aoe ld bene in |RORIP- ee ‘AOVSE | oueward remittancelinternational) where the instruction is for the beneficiary to be advised and paid incash Joann, scan of tao a ved heer of common wea By oe TaeT ea sco [cortutonsitcpton fe 7 a yatribution in a non-stock, non-ofit ed inssiguige | par rama [aerwine eines lunderwing feb secures aed bah ent fawor Jb Isoweo UnderoiteEuy ne Undergo easy ries ued y thei awe fr fresse by Corporat ond chase of ab scvtes sed by grate crportonm aR fT oy Corporate Bonds Ocoee rca of eb scries bed by erate operators einai toner coat ffir Covert nds MCICCO® rca of ae scies ned by ace cnperans dough Manager scars hele et [r [rcsaw |Buy Corporate Sonds Wire [Purchase of debt securities tssued by private corporations via wire =a fr hrese neces Vn Fed ao ncn inre en aedin crore ors pine fr ——fren incresooine Fred: Ged to ecoint [ayn of comer one Incorporate ends rag Cede a scoala aoa fr ——freana inerewncme Faroe: CIECIOC Fmnenfboma/ineres earnedinceprae Gods rough rangi duties check fr frase Selcoprate Bonds - AS at of dot sects ued roa corporations pinch fr frase Selcoprae Bands Cede ena Si of debt estes sue roe eorortons by ceding OORT AL frre Slcoprate Bonds -MLICTOC Sok of dt secures sued by pvaecorporans dough inva of manage’ ches /GTETE OE fr freasw Sel coporate bonds -We sof deb ees sue rate eorpertons pal va wie fr —hreare Geoerae Bod iteminin” Goth retermiaton bonds sed by pat corpraion where steven ade a oh fear corrae Bon Prterminton Cre Mane. [rterminaton of ons by pat crpvaiens where proceeds are ceded to account’ sa:cun | ——Treorw Canaricoracennn nce” [acm po oaTon wert a eee r_freare sprae Ben Payment Cah ermiationa ond nb priate coperatons wher paced ar plat ther than singlet [Frew [ceeoae Sond Pome: erno [Taran bond isedby pe cpio were pose ae eet encour ir heawr [bea ond PamnenWCIECIOC —[Terintancl bonds ized rst corto: were proceedare pin MIETOC [fre oy tonts cS rch of ei secures eh tr TaD. [euy 6onds - Deba Memo’ [Puichose of debi securities by debiing ibe utornars account aa (a Porch of seco rg haoge (Cnr cna ek i freow Sy Sone Wee rcov fab sects va we ‘fe nero CC comers ened bonds pana ane eres incre frit wo Acca [Farman of renee credo bones Treigh Gee AMOUR aL frre intense Gand MCICCIOC raymen of ionenersearnedin bond coh ranag’sceifiers ick [hse ev tons ash leo debsecrles pain orev eweet acct et O- Tne epost F= Fav Ens Tad K-Ci Cd Lose M-nsuroea R- Reine Sees T-Heasay U-Tstestnnt Nn ACa/CStoSoMG X-Naow ikRevised AMLC Transaction Codes as of 17 August 2011 ‘Note: *** Transaction codes for Trust systems are allgned tothe new Trust grouping/clasifications *** Cells highlighted la ‘are the codes proposed for deletion fgnour [Revise cove _[reaNsacTion rE [TRANSACTION GEFINTION forvanwat cove fr ___[ras« Stl Obes Cres em Sie of der secures by ediingaccounuialders aout E freee Ise Bonds ME/ECIOC Sse of debt secures trough nance of managers chec/casTiers ek [i frasw feet sora Wire sae of dee secures paid wa wire [frere [bona Prewermination Cosh [Fretermination of bonds where setement i made coh I [rere [Bond Preterminavon- Credit Memo Preterminstion of bands where proceeds ae cried to account oliers ae fr {ree [Bond Prevermination = ME/CC/OC [retermination of bonds where proceedeare released trough manager's chel/eashia? shea [r——frerre [Bond Payne Cnt [rerminoton oftonds where proceeds are paid in ash other han sovngs/euren) fr [rrr [Bond Payment Crest Nemo Termination of bonds where roceedsare ceded wo account frame [ond Payment = AC/CC/OC [Terrination of bonds where proceeds ae palin MC/CC/OC Ir c iy soveroun Bonds CASH Purenase of cet scutes ssuedby national government in ash as fr frsee0 [as Sovereign Sonds- Debt ewe Purchase of eebt secures ave by natin! goverbnent by debting the customs account, ir hseow, [ay Sovereign Bonds cj6C/OC Purchose of debt securities kaved by national government ough Manager Case's chec/Other check fr fiseew [ny Sovereign donds= Wire urchase of debt securities kane bynationl goverment va wie a [ntereiincome Comes. Cash Icome/ineiest erred in Sovereign Bonds paid cash fr _rsane Tateren/income Earned Cre to Account [Payment of income/ntrest earned in Soverean bonds oud eed to acountioler s account —T Iinarest/ncome Earned MCICCIOC Posment of nome/inerest ened in Sovereign tongs through managers hecVeashie’s check fF Tisese, [set Sovereign bonds CASH Ste of debe secures sed by national government gain cash Ir se Sovereign Sands Credit emo sae of debt secrkis sued by nauoual government by ceing accountholders account fr se Sovereign Bonds c/CC/O¢ sae af debt secrBies inves by national government dvoughissance of manage’ checK/eahians Check ir se Sovereign Bonds - Wie sac of deb secures essed by atonal goveroment Bala wie fr sovereign Bond Preterminsian Cash terinatin of bonds ved by nena government where setenent mae in cash lr [sovereign ond Pretermiation- Credit Memo. [eretermination of bores sued by national government where proceeds are credited to accounelde’s account Frese scart emnauon ucicfoc_ [Perinat id eT ain SR ie aE ee roa aH eT lr frsere sovereign Bond Paynent-Cash rermination of tonds sad by national gnvernment whee proceeds ae paid in cash (othe than svings/cuent) I [isene [overeigh Bond Payment Credh Memo [Termination of bonds sued by national government wire prosceda are rcded to account hfs [sovereign Bon Payment =C/CC/OC [Tecninaton of bonds auc by national government where proceeds are palin M/CC/O€ [ar egcement between two partie to exchange tees payments and pineal on cans denomnatedin two Geren Ir frees. [cots Cconey Swap Jeers. na cross currency swap, alan interest payinens aed principal mone cureney woud be exchanged foran [6S value nen antiteest pants dicen crite each eat Jorchase of tansterable ures contract ha species the rice a wie aSpeclicd crag can ba bough ora ts ture date in cash eeothceis a tari radios oa te rc ere on ni an Rar Re ere or HT Fret leeae a ciie nade renee eset ees co ht pa Gap a aE GROUP LEGEND: a ansee/Seings Ax D-Tie Depst; Fan xan: -Tade Ce Cad: Laan M-nsanceA-Retance S-Series; T- Tea; U-test Mgnt Aca/CstoenshipX-No/Low RkRevised AMLC Transaction Codes as of 17 August 2011 Note: ** Transaction codes for Trust systems are aligned tothe new Trust grouping/classifiations *** + ceils highlighted In are the codes proposed for deletion *** (eRouP_TReviseo cone [TRANSACTION TE [reansacTion oeANITION [oman coor Furchave of rnafrabefturerrtract hat spodes the poe which a speed crtaay ean be ughorsaldats lrerow Currency Fates Wire a bike inks Insure date vawire = fr _frenc nteretincore fone Cah lncome/lterest earnedn cavency fies pain cath ir fren lterest/income Earned: Cred to Account” |Papmant of iome/interest eaned In curren lature Cough aah to accounhaldars secu fr free nterea/income Eanes: MCICCIOC Payment of ncoma/iteest ened in currency ftwes though manager’ checKeaslets check bee eee ced culeed ease [sale of astral ures contract tha spectes the pic al whch a spedied currency canbe bowga sad ava fat lee inca Pee roe aaa eaeclentinat st tno res cn ini wi cea a Boi oT SaaS eee Sate of transfer atures contract that speciosa pice at which» soweedcareney cw be baught sold ava fare Perea innknihinidinindltond eave through isuance of manage check/case's heh alee sicabetgeatastc ne BR ere i pe Ee rete Fretermination of raateroble fares contact that specs ihe pce a wha Speliedcarvovcy Cn be Dolo 3d he [urreney Futures Preteminatlon ~Cash Ir ore ae ets fare date nce Fretrmination of transerble Tataes contac that spells he pce a whith Speliedcirvency can bo bough F558 js [currency Futures Pretennation - Cet nero i * =e 5.2 ure cate by cretng secoumhalgr's aezount lreermination of rarer lutres contact that spas the pices witha spelicdcarrency can be bough or 3 tency Faure Pretermination« RSS enn MGICCIOS |i ure ae ough angner/Casier's check Other check LT aaa dah rnin tance each sei to Tan Bo Leow ec Fars eyes fmusionel enn i i pcan secede SAT rermination of transferable ates contrat tht speci th pike a whieh sspecicd currency canbe Dough r tld rer urreny Fates Payment -MCICC/OC " fern canner ute date by ttrouphewance of manager feasler'/other check fr freasc buy contract Receivable wth Recourse CASH [Purchase of receivable conuacts, commercial papers rather evdencas of indebtadness ona wit recourse basin cash Geo iy Contracts Rectvabie wih Recourse -O2DR [Purchase of receable contac, oinmarll papers ether eudentas of idebiedness on @ with eCourse Bas Oy E meio io the customer's account bu Contacte Recevable wih Recourse [Purchase of rereatle contracts, cornmeal papetsr Gib? evdenGes of debtedness ona wit recourse bak veut eee en merceroc 5 sfCapie’ crak dOuver check ir frensw wy Conracts Receivable wth Recourse Wire [Purchase of receivable contracts, commercial papers other evidences of lndebtenesson 2 with recourse bs via wire ol” heme eterna iene en nde attri Oa oe ote on ews pectic Inarenpcome trnon Gan hecnon [Parent of nce earedin reborn onivecal paper oF ie evidences Obie on 8 ln racouse throug ered ta accountol " : cee arment of ncome/icerestearedin racer conta, oeicl popes or oer Gekences of edabieanes O88 ala iaiaiaiieatiniast cous vous wanays's clusk/aeher’ chek, tree (eel Contracts [cancelation of contacts or agveements to buy or sel proaucsindudedin is 1S (as hense Let conracs echt wince cannot een conace ith a im casos omnes an eo RT ih ‘Skour tsceno, (Creare ace/Soungs At OTe Repost F-Forign Exsang;|-Traes Cet Cadt Lane Winans; Rani. Sees: Tres, U=Ths/ivettment Mgr ete X= Now feRevised AMLC Transaction Codes as of 17 August 2011, Note: *** Transaction codes for Tus systems at 224 Cells highlighted in aligned tothe new Trust grouping/classifcations *°* ‘ate the codes proposed for deletion *** fenour Jrevseo cone [TWANGACTION TIME [TRANSACTION OERINTION fontcinat cove Le Is Contracts Recasdia wih recourse eat [sue of receivable contracts such Toa, coiracs to sel commme/Ga paparsand oer ences of naebiodness, wih a vee recouce hai by erngnecounaldes stu eee Be conaraas Raccnabiewitevourse7 [sale a ecevablecomracts such 35 loans, contacts vo vel comnerGal papers nd iher evidences af indebtedness with . use bass your th susoce af an bers chee rw [atanrsarteahaewihveovie-wn_ foreman alo ria ol connec ay oni ir a nas [Contracts Receivables with recourse Pretermination of receivable contracts suchas loans, contracts to vei, comnrre’Gil papers and Other Evidences of ene ee reigumination Cath ndetngess with ecurse Balsa frm of cas ooo oer [contracts Recewables wah recourse Pretcrminaion of ‘ectable contracts such a loans conTars SS, comme/ca papers and Other Bence oF seiermisation Cea Mes ndatzedsuss wi coco bass tour ted ano Peer hated [contacts Recewables wih recourse Preternnation of reeled contact uch a loans, cantata so, commer papers ond ther Bidens oF Jretesminsiion= MCICC/OC. dtnedmess wih cocurse hous throu Isuance of managers cA Jcaster's check [canis Roccaales wth recourse Payment [Termination of receivable contracts suchas as, contract sell commercial papers and Oter Fvdenees of eee ene lea Indeltedness wi reeves Yin form of cach ace ae ontiacls Racanible wi recurs Payrent Termination of receivable contact such as ans, onvacs to eh commercl papers end Otier Badences oF inne Indebtedness wilusecaurss bass ova cia. eee rene [Coser Receivables wih recourse Payne [Termination of ecivable contrat sucha ln, coniracs to a commercial papers end Other Ewgenees OF fecso4 ncenecness wth recourse Dal ough tance of mavaper's hechcasle's che fi ese [wy common Sioas- CAST purchase of common sare of other enoes in cst [—frese0 [Buy Common Stoke Debt Memo Purchase of common shaves of oer entie by ding the customs account Ir reso uy common Stocks- MCICCIOC Purchase of common snares father entities hough the ksuance of Manage'/Cashier'scheck/Other check i fresew [bay Common sis. Wie [urchage of common sures of ater ents va wire fr freste nterestincome Fareed Cosh [ncome/inverest ened in conmron shares gain 3h i free Tnterestineome Earned Cred to count [Payment of income/lnerest earned in common shares though cradit fo accounTolSars account, 7 Iresia Teteres/incorne Earned MCICCIOC Payment of income/inerest ennedin corwnon shares tough managers chel/casher's deck [ress sei Common Socks - CASH [sale of common shares of omer enties nash ir resse [sel Common Socks creat Meme, [sate of conmnon shaves of other enties by reding secourhowe’s secu ffs sel Corimon Stocis-wC/CClOC sae of ceinan shares of ther entities tiveugh usuanca of managers chek/eashiar's hack ress, sei commen stocs Wire Sse of common shares ofothereniles wa wire frsre, [ovumon Stocks Pretexinaon Cah Preterminaion of common shares of othe ein cash fr fresew [common Steck Pretenination-Credt Meine feretrmnatlon of common shares of ether ents by ceding acountoldrs acount iT [resem [common Sock retermination -MC/CE/OC _[Pretermination of cama shares of other ents teoughlssuane of managers deck/caslier’eneck ir frewe [common Soaks Payment ah Hremnnaion al oman shares wfothereniesncah o coe} ese [common SiccksPayinent Cre Meno {Termination of common shares of ther ens tough edt to accoutholdes aout ae [coming Soeis Payment -Me/CC/OC rmination of common shares of other enter tough auance of MC/CC/OC cet ease uy ConrotsReccivsble without Recourse Purchase of ecevnlecontrScs, crwmecial pers rater evidences Gf ndeDIsess ona without recourse bade sit cas kau Eoeno: Pare eSongs Act Tn Opes F-FteignEacang Tre: KC Cad Loans N-Inseance;M- RemtanceS-secues:T-Teasiy Tres Men ACE/CustodansK-NojLw ROKRevised AMLC Transaction Codes as of 17 August 2011. Note: + Transaction cades for Trust systems are aligned to the new Trust grouping/clasiiations*** *** Celis highlighted in _are the codes proposed for deletion * [amour [reviseo cove [TRANSACTION TITLE [TRANSACTION DEFRUTION JoRiGwAL cOOE —— [uy Contacts Recewvable without Recourse |Pwchase of rcevabe contacts, commer pero thar eidzcas of ndab ednes on a with ecouni@bails by Ir frewso pape [doy Contracts Reounable witout Recourse” [Purchase of recciatle contracts, comma papers” other eiszaces of ndebadies on without ecoure bate Eecee ene ni aoa’ ehecbOtber check PEE rena Bo convasecevanwine Rovers esata oer ape i Te TERT on EDO rome ideal eel ene ene oa ean apo rT HO Pooch fecenmare et Camino fetta eT eis a SHAE CUGS Oe TE STRONG tain anne shout cecouse woul cre ta coyathalders accor Jarinant of income/nterestearaedinrecelrabie contacts, conercl pape of her evidence ndebiedrass Oke hewn Imeretincome Earned: MCYCt I cw merest/income Fare: MEICC/OC Se eases siecle contac suchas oun acs tel cnn ppes wd Oia ances oT deeds wo — rense Contacts Receives (fo recourse) - Cas fe He coatens erie | ecouse bassin orm of cash Pao le Isa ovarats Revevabis (w/o vecoure)~ [Sale of receivable contrars suas Touns conracls a sll comme papers and Othe idence oladebiednes wo ree Memo ecourse bai rough cast Face hewn be Contracts Recevatls(v7o recourse) [Sale ot ecetable conv acs sch asians conracs 0S corneal papers and Othe Evidences oi ladebiednes wo i Iecourge hai shvoug inuonce of manener's cashiers check sale of receivable contracts such as loans, cores o sal commer papers and Othe vides ndebtednes wd W Contacts acelvates (w/o recourse) - we fr frews set contract ow we [ore as Pasehaae [Gonwcts Recetas wo racourah retina of recehuae contracts sha oan contract to 3 orev aap and Othe ends OF |ocetecminaton -Cash Lngeotecinass wo recourse bassin foun of cash Paceelemee |conrotsRecelvabies w/o recourse) freteminatin of receivable contracts sucha loans, coma rl covrnel papas aad Gibor cancer oF eleemination - iad Memo Ingedtecness wo recourse bass throug cet memo Faroe egal [comacis Receivables w/o recourse) Fetersiaton of eceabie cortract sich loans, contrasts Wo sl commercial pers ond her Elences of egurminston =MGLECLOC. indebtedness w/o secourse basis trouah Esnce of manage’ chec/eatie's check, feo lew: [contracts Receivables w/o recourse Payer [Tevination of rcevale contracts suchas los, contacts sel commetlel popes and Oiher Elantss oT Icon lndedcedes wl recourse hess form of cash Co haae (Gonrais Receives [w/o ecoura) Payment Termination of reeuaie contacts suc 35 oss, Conrad towal comercl popes and Other Badences oh crest Mer ndabesoga fo respurse bs tush crest meme Feet ew ‘contiatsRecaabies Te cour) Paynnt|Terutation of reewable contracts such 35 ons, contra to sal commveril pape and Ot ences ot uctccloc. lndattednen wlocecouie bess tough isunrse of manages chechlcsti's heck Pere baa crhesslsnedeebicela cate ecient ch. Acre ecto shor oem ob ee a "Purchase of derivative eecurties by debting ti customer accu” A derelive Secary ualiaes We Toon aan lrseo [ey Derivative Secures Debit Menno E ~ a penaineneen veement i bu sl an asst of tem at xe acy ono: boone certain date a rurenae of derivative secures throueh Manaerf Cashier's enech/Other check derivate secur Usaly takes the ee Patents Meer orm of an agreement to buy o ean asset of tem ata fae price ono before certain date, ee ea headache fuichac of erative seoriver via wre. Arata spay uply ote he Tom a an agree bay or falah sit of tem at afaed prcegn or Bele seraindate fF rose eneen/incor forma Cash ncome/iverest eared in deuative Sects pain cach srtue Leen Curve aS Ack D- Tne Dees f-Fotlg cogs Tae Ke ed L-Lean-hsaee;R- Reman; 5 Seig Y-Tenory J Tat amet Mgmt. Ace /Cstoanii: X-Naflow Rik 20Revised AMLC Transaction Codes as of 17 August 2011 Note: *** Transaction codes for Trust systems are allgned tothe new Trust grouping/classiiations *** cals highlighted in are the codes proposed for deletion *** [eaoUe Rewseo cove [TRANSACTION IME [rRANGACTION BERITION [origina CObe fr ___frosie Inteest/income famed Credit to Account [Payment of Income/lotresea/neo a deat secures trough edt we azounbbller’eeeount Ta fr [rosea nverestiacome Earned: MC/EC/OC ayment of income/ineest ain derivative secures tvough manage'schec/cashier's check, hose eaibeneived acu fea eset Ashe svty ise fom lan ane oat sae of derivative secunies by crediting accourdholda7s account. A dvvaive vecrey ual taker afore oF lr se Dervatve Seucties Cred temo [esse _ : cen ohn ors an azetoiem a fg! vce one before coin dl 7 a sae of derivative secures though isvance of manager's chec/casiers cheek. A derative sect usualy akes the eae et eee ee rere Jorn ofan apreement to buy ars an eet ofiter at a feed price enor tetrecertin date ry lcabiriiie sane (uae Isic of dewative veces Va wie, Adkrivatve sc vaualy aka the Torn agreement to biyorsel anasiet al em at xed pric ono ator cera ct, lf __[rosee Derive cures Preterinnion. Cash [Pveterminaion of ervtive secs where steric madewcovh fr frosex Peat Sours Petrmiation Ged Jeiain of dhave seit where poem are cad taco cit Ir [rose peer reeeeee [retermination of erative secre wher proceeds are released trough managers cack/asher's check [fF frosre [erivaive Secures Payment Cosh Icyninstion of deviate sents where proceeds are palm ah fr frosve Nervatie Securities Payment-credt Meno [Termination of derhative seus where proceeds are crested to acount fos vrai Secures Papment MCTCCTOR [Terris of darvatve seus whee proceeds ae paidin MCICCIOC fr frers. Purchase Securty/sset tas Trice oan greener which he pares agree vo erchonge heron cash owsons principal amount at canals i terest Rate wa Mi e Pane lens in the fue according an saves upon formula bak fr fearac leu oatut FundinvestmentyStares -cASH [Purchase oaesteert in mutual und shares in cash [ay Wal Ford ivestmeri hares ~ Obie fr [rao Jevchae ovinvestment mutual und shes by debit the casters account o evened leche offnvestment mutual and shares treugh Manege'/Cahiers 1 check [fimo fae in hough Manager'/Castier'cheefother ch fr funwenw uy nua! rudtnvestmets/Shares- Wire [Purchaseofinvestment in mutual fund shares vi wire fre Texeresiicome toned Cash ncone/ een Garmed mal lund vestments paid ash fin Tnterestincorn Care Credit to Account” [Payment ot come/inerest eomed uel un ivestents through eet wo arcounholders acount bi ine nterestincome earned: MEICE/OC Pevnento ncome/interest ened mua fond investments though anager checHlcahirs cack fr wesc [en smuvat rund inwesient/stares- Casi! [eas af mutual fond shares ines Ir jimese pone eeeeee reece sate of mutual and shares by ereiting accouraholder's accourt/pokcy Se atl Fund lave Shae [reson [xi of mutual fund shares trough managers cech/cashi’s checkother chee Ir eeeiae gh manager's chase’ check bs GHOUPLEGEND: (art Ac) Soigs Ret O- Tne Dae Frey xcare ex =Car -hsrance-ReintanceS- Secs: Tea U-Tasyavesinent ge AcaVCntodari Ne/Low RK nRevised AMLC Transaction Codes as of 17 August 2011 Note: *#* Transaction codes for Trust ystems are aligned tothe new Trust grouping/dassifications *** Cells hightighted in are the codes proposed fox deletion *** Gur Taewseo cove favsacron re FsActiOwbeiNTon 7 [ca aoe Ir Ireaesw Jet Mutual Fund jvestments/Shares-Wre [Sale of mutust und shares via wie oe Ir yrrrc = SS ee ST |Pratermination of mutual fund shares where settlement is made in cash Pilon coh jn faint me esemiaionf mul rd shc whee pocetrre esta snus act I" i seterspination - Credit Memo = tank eens rp [ecient ashore whe oer ar rleied ough mangers hee ehech [Preiermination- NAC/ec/Oc. . : : dala foe beanie Sirat Rae lepton ot muta shrews Eee adc a Fan SP [rw [ewenaton ot mfg ares here poser ae eet out {credit Meme. a ir jrsneves [ostua Fund inestmenta/Shares Payment |rrmination of mutual fund shares where proceeds are pad in MC/CC/OC Ir frrvnic [Money Market Instrument Imerest Payer | pssenent of interest in money market instruments and other modes of investmeet paid in cash Poo haa js Sara RCe FR Fw ca RR PAE RAR A ois NON Wo RAT AGT LT Mer ease Po Payne ie oy Rinna se moa NTE WO MARTTI TT FF frmme erste sens acemer CASH _[acemensin money meet sven ander mes een ah Ir jreanie Money Market instranest Placement -Osbi¢ foiscomants in money market instruments and other modes of investment by debitng accountholder's account bree Minera rane cama cenesn nyt vanessa ee neds fora roa eager ha] Gorse pcre _ Ir rw [ener Macininonens cement [acemets money mettre andthe noes nett we Jaane ony sre Papen of money nate namenand oi nods onesie an ir jrwnnye Gee eeeEEeerer Payment Creat |rermination of money market instruments and other modes of Investment throvgh cred to accountholier's account one Wace Par fr [mn Fenton omen mare watumensanternedevofexnen thoughatap’ sche coe ek HACICCIO‘ we ms TL ony narnt Pyen-we [Tena ane marc noe po Tween WE T__fovmas__oteeinrt Fein” ruatn oon ah rena oe elie wi tne ch Wane Naa ane Preven [rr [nseniaion mney are sume ober ace tinea fe eed amherst leet eno Lames te nea ean rein ct mary mara aa oe made Tne whe aera Tad oar ic arctica ec [fre ———“pretereci h Prine of ueeed horror ibe mea ffs bu Peter Sek oeb Men hse fea ares the ene by big te aaey Se abun cn (curtains Ac O- Tne Depo - Fern Chas Tad X-Cheit Cardy L- Loar Wun; R= Ranitance Sees Teas: U-Tast/iwestment Mgnt Reza: Ne/tow ik 2Revised AMLC Transaction Codes as of 17 August 2011 Nous: *** Transaction codes for Trust systems are aligned tothe new Tras roupng/lsiatlons ** ‘85 Cells highlighted tn ave the codes proposed for deletion *** (Gnoue Rewsto cone [TWANSACTION Tie [TRANSACTION OERINITION fonigiat cove. [F___[reseon avy Prtered Stocks MC/CCTO€ Purchase of prefered shares of ihe! nites tough Manager CatNe’s Cwa/Oiher check [row uy Preered Soris-wie Purch ol prefered shares of the ees via wire [Fes = eres/income Ered Cash ncome/intorest earned prefered shares eaidin ash fr |r eceresv/income tained Creal Te Accouit [Payment of Income/Inzrest cared in prclrred shares vough cdi to scwuntheders account Ir fresne ntecest/lneoie Earned MEVCCIO“ Payment of income/ interest earned prefered shoves ough managers ceei/ashers check fr___frvsse Ie PreteredStois CASH sie of prefered shares in can Ir hres [Sol Preferred Stocks - Credit Mano, [Sale of preferred shares setied through credit vo accounthokder's account fr reser se Paterel Stock -AC/CC/OC sole of peferes shares ead Wrough manager's check/ashier's check [fess set Prefered Stocks Wire Sale of prefered shares via wie fr |resee Proerred stocks Pretemanaton Gash [retrminoton of peeftred shores where seiner bide nash [rt _|resex Jerclewed stocks Protonation - Credit Meme |Pretermintlan of preferred shares where proceeds are credtett accountholers acount jr [resean tered Stocks Preermination -MAC/CC/OC —|Pretermination of prefered shares where procoeds are released tvough manager's chek/cashi's check fore PrtereaSiocs Payment Cash exmination of pretered shares where proceeds ave pla neat fr hresve Prelered Stocks Payment - edit ema [Termination uf prelered shares where proceeds ore ceted acount fr __hresver Prtered Stoks Payment MC/EC/O€ [Tenuinavon of preferred sires where xaceeds ae paid MC/CCIOC. eee fr frsasc. louy Sequined assets CASH Jrenar of seerizedasotsm cash 7 fy Seauttued Assen Debit eno [rehous of secized arets by dbtng the customs account fr [rsaawe Tuy Seertnes Asots-MC/CC/OC. leuchare of ecried stots ough Mavsger's/ Cashier's checKbey check [ro frsaaw fy Sequined Assets - Wie [Purchate of secuitinedasets via wire fr___{isac [nterestincome toned. Cash [ncome/ineret earned mn seewtied ts pad n cash [rise Tnveresvincome Earned. Cred to Aectint [Paya of income/merest earned msecurized assets Cvough qedk to secounaholde's acount fr___[rsana nteresvncome Eaned- MClO/OC, [axinent of income/interet earned in secured asses tough manager's chec/eashir s chek, fr Tisasc. seu Secwiticed Aisets- CASH sat of secure assets in cash [r__[rsase [sel Securtined Ansets Creat Meme sale of secazed axes trough oak io semuntvaluarv accu fr fisasm [sex Securined Assets MCICCIOC. ssi of secured asst tough managers check cashiers eck Ir isa SeSecutaed Assets Wie sae of nce assets vio wee _fisare, Secuhied Assets Pretemmmation Cash |Pretermination of Secured sats where setemnent sade Vea T [ISAPK peep eeeeeLeeeeetet Gredit lpreterminatio of securtized suscts where proceeds re credited to accountholder's account Ir frsane Iscurtaed Asset retermination -90/¢C10C.[orerexminaton of earned assets where proceeds are released through rarake'checKcasir's chek i __fswe (ecuraed Ast Payrnent- Cash Heviration of sesried sints whore proceed repaid ash fr [rsav, (Securitized Assets Paymnent-Credii Memo [Termination of seouitied assets where proceeds are credited to accouit fr [saver IseeurteedAsets Payment MC[CTIOC Termination a seeuttzedasets whore proceeds ofa oaidn MC/CC/OC [7 Irseve uy securities “CASH [Purchase of other debi equity seus cot oerwise specfcay menioned above eh co our Leceno- ‘Ewen Aa/Sivegs Act O=Tne Depot F- Forel Euan Td K- Cad Cte Lens N-Insuare; R-Ramtanc;S-Secuils = Tesi = s/rmestnent Mi Acts Nom Rk 2Revised AMLC Transaction Codes as of 17 August 2011 Note: #* Transaction codes for Trust systems are aligned tothe new Trust grouping/cassifictions *** Celishighighted in are the codes proposed for deletion *** (SRouPTaevseo cone [TRANSACTION TLE [TRANSACTION OEFNTION fomawat coor fr [rsewo low Secuties Debit memo Jorchace of tre deb equity sacurties nor otberaite specifiy mielonad above by debing the eastomer’s acount = [rachose of other debi equ securities no ethewibe ype niionad shove thvough Manegar 7 Casie7s [ouy Securves = mcyee fr frseone n' mcrecioc rete ou ean (oy Sees wre [pwcnase of ther d2bU equity secures fot ctherwise special enioned above a wire fr fisee Ingeresvncome Cand Com [ncome/inerest earned in oer db equy secs pd cash ir frseu Inceresvincome Cored Credit to Account [Payment ofincome/inteest ened Inter deb/ equ secures though cre to accounthlde’ account fe [ise (ngereincome Eanes Wc/eC/O [Payment of ncoma/nieres earned in other Jey equ secries Uwough naar s chee eases eck isis Iselseeuties cash sot of debequlty securities ash suse fr [isesx seu seewies creat Memo sae of debeguiy secures setes tough ced lo accoutholer' sezount [7 frstswe ser'seewives- MC/CCIOC sole of dabteqvity secures vets trough manages cher caslers deck ssw I [istsw. ise Securies Wire Sst of debeauiy securities vis wie ssc Irs IseeuitesPetermnction- ath [reterminatlan of deta/ecuty secures where etenent & nade ash see [secuitiosPretermination Creda Memo | Pretermination of debut securities where proceeds ae reed acourtholdey secu Ir [isco [secures Pretermination-RAC/CCJOC letermintion of debi/equty secules where proceed ate relesedthvough manag’ cherKeatiers check iene. Seca Paynont- Cash evminaton af dei /equt sects where oreccedsare palin cash i fseve [seauites Payment Crest Mera Terrmiaavn of cebt/equiy secures where proceeds ae credited to aca ir fisewnt Secures Payent-MC/CCOC [Termination of debi /equty secwtks where proceedsare pan ME/CC/OC [fa [rst Fundincome iar ed elated services neoine ofthe ust department ira 7 fr free st Fund expense Frac od elated serves expense ofthe tat department [ne occ aa cont acs fwaransin ch warn ghia ion gon yah ae certain rie-qunety ang ttre tne an | Saath aia ewe Purchase of warrants by dein the eustamers account Awa he ih bt nthe gation eee eee po = bur snunderhing securnvat a ceralnosce gunning fuse tng al Thideee Furcse of errata trough Monages/Castirs deta Gther wth A oran Ges tbe Dole he TM bal wate eee eu era eS gsion to uy an unde acct a ceria pe, quant and ute ti Poole nel taal ie cts warns vw, Aron er Ree ght bu te in oy aw fa cetln is, qanitvand fue tine, [7 wane Interest income Enna Camb lncome/verest earned in warrants pad Rest fr fiwaie nteres/incon Earned. Cre Yo Account [Paymant of heome/nerestearpedin wayrens trough edt to accennhohuers secoune fe fiw [inte es/income Earned MCICCIOC Povment of ieoie/inerest earn warrants rough manager cinh/eshiers deck fe frase sel waerants- case Sate of warranisineash pee » [iw sel Warrants -Creak Memo. sae of warrant through ced to accountolde?s account fr was Ise warrants -nac/Ccjoc Sale of warrant thou oeneger's chee eoehis check 4 frre se Woeroes “Wee sate of warrant ia wire fr Frwar [wares Pretermtion -Caae revermination of warts where setae is wadein cash nue zen: {cute aceswangs it DT Deost#- Fig nage Trade; K-C1e8 Cah Lona Maran; Renita Secs 1 -Treasuy: U-Vas/iestnen Rg Ace /Csadanip X-o/tow ik “Revised AMLC Transaction Codes as of 17 August 2011. Note: *** Transaction codes for Trust systems oe aligned tothe new Trust grouping/classications *** ~Clppein mathe coder propose for dlton pence FRAO ME NACA on ce ae en ee Pe aa ae ater MERIOE——[ratmnatoel aan ws ort we ene re mages tesla Fan oar ene [enntsraisonaa wise pacer inca Fras aye Meer Femail fanron shes pele nT i es lv luraPo ee eee eee placement in fiduciary administratorshio by debating aecoust af client lu Jura fsodary drip sreap ener Placement in fituciary administratorships by Manager's/Cacsiler's Check or other check here es le fe Inecncinetnai Gearoxcam Poy nani even niarip race woncnilrh ecose int —— fico TOE ——— no nea eed in mm BRT HeNTOMATT lu Jurawe feet eee |wnsrowal of placement in fiduciary administratorship by creting account of fen Sao AST bia va =r v poe Wier fre —— Sn aia mama eat ar aa Gforce seen wae ment ec anos Maeght oe Taco rac eaten” ne ce aT cap Wrage Becks —— frauen NORGE papal one red Ido casera oh sesso atheros lu jurcwnk eee aclanship withdrawal rec | ypiyawal of placement in uc cstodtanship by oreding account of client lu jurcwo Peery carrer eeererte |Wintidrawal of placement in idutary custodianship by Issuance of Manager's/Cashier's Check rene ——~“ ft enema ramen aca eow bm {frets Jat fr serena nena Puente ie soba oa a CT ee a ee OTTO ore eons raed dtiokrant— anata omnia en nay cow tno ces oar a [sts —— |icivesane cat MGC arn lore it vn sy eon Nah rapes Oe rem Yer cowttonl-cetnmane java ofconein haar owt est es cla freon ——— a an ESE aia of ace Ra So bs oT oer OS fore Sacre cat ——uenentntvcnqoidi bye i crow (Cet hoaSong: ets Tne Daost:F Free Fichargs| Ted» Ced Cats -Loans N= nuance; X-Rite; Secs» Teg Tasiwestnest Magn Ac/CSIOBANSNPX- NOW RkRevised AMLC Transaction Codes as of 17 August 2011 Note: #* Transaction codes for Trust systems are aie to the new Tus roupng/dassifatlons + ‘cals highightedin_are the codes proposed or deletion * (ER6G Jerse cone frANGACTON THLE [ransAacTGn oEARTOW [onenai cose] lo |orora rer Garant pacer eet reno acemantin fic warn b dling acount fet lv forces ~~ |dvccry-Guardianstip placement -AAC/CC/0C_ [Placement In fiduciary guardianship by Mansger's/Cashie's Check or ether check [oar ners Erne. Ceo Rei Poyms fone eres earned infact twig) Cdk 9 econo cent en [inereivincome Fae WEICCIO® Fever of eome/inerest eared in fury qardaysp tough nannge’s beanies uc lv [urawe va cuarserspwiéewal-cect I enawa of pacement cry undp by ereting cout of cet mera lv [ero ptr Guartartipwihdranel-MC/CC/Oc |wanvawal oplacenect icy uacashis by uance of Managers Check lv unre rican te avrance rx placement cast [lacementn hry ie msrance rs by cash lv _jureo diary ie inwrane rst Hacements 46 lpcament in fucary ie sre st by ting account of ent icy ie nrane Tat Hacer tr cee facia rs by Manager s/h s Cesk other ch lv foarw Fe ie yap ita Check ther check a meres/ncra fre Grek Account [Payment of comets erence msn st Woh ied to acount coun lv fou nerenncene Ered MCACEIOC payment come teret eared inicary fe nce as ough anges eke heck lv funwe ite arance Yo wihrewa-cen [aha cement learnce at ald inch Fate ars Tas wir lu on fweramalar cement cay eines st by reting acount ofc {asses - “ for. Utero Ta wha ls fore wana or lcement nacre sane st bison of Mage Cases Chek ce [oor ees azoon pbemen cath samen af cet or preseed soon Fy lv fume tied Recount cemet-evbtTnona_[Pocement of cet or renee scour by debitng scour oie [u_—[uena tee cnt coment MCIECTOC —|Pnemant of ln lo eee our by Manan Easier Ceo he ce [ore interes red ash Income iteresternedin r-eedacour pelt incash [su Juonc erence ares: Gedo Abunt [Payne of ncone/ terest exredin pened accu veugh cedto acaudeT accu [for imeresieame Eanes MEIE/OC Payer of wome/imersteoced ye eed acows twouph anaes eea/anhe’ deck [Torn meus Account witiroal- cash Witdnalafacenont fs cen formed est ila cah | fu [urn preNeed account whiironal edt mario _|Wthdanal of Pacenert ofa cent fer re-needaccunty ceding account of cent [o—__ [aww eed coun wiaral=MCIEL/O® |Win of Pacer fe cen fo renee cont Knace of Manage altaio7s Gch [use rir ieee sent Placement i cry slkeening [uur inteesvncone erat: Cec Acount Poymer of wcone/ terest aredn aca saehcepg tough ceo icoula?s sot lu Jar ieresvincone Ernest HCCIOC rar of neo trest nied infer fees trough manag’ cee check lu Juss cry Siebevnng ital [trowalt laceent nity sateen ibn ceo ceventAnSovng het O- Te Bees F-Forelgn change; K- Ce Cad; Loan NInsaneH-BenitanceS- Seales T- Teas JV wesnent Mgnt Aca/Cstodant:X-Roflow ak* Revised AMLC Transaction Codes as of 17 August 2011. Nowe: Transaction codes for Tust systems are ollgned to the new Trust grouplng/clssifications *** ‘eecellchighlghtedin____are the codes proposed for delet fanoum [nevseD cove —_[rRaNSacTion Wie iRANSACTON DERRITION [oman coor [une [dune Eveadonhonncerent-cadh_— | Pacemert iueory xeon Wah aaaae Jy ro [rtucanyseetriip pacoment bite [Porement a cry excatrip y ang eur ofchet ju [orem Jroucanrcrecarp placement-MC/CCIOC [pucement in cary encoship Wy Managertalers Check or ter ceeh (forme [erence Cina Credo Account [Payton een Soreed a idoary nciorip rough cede szowthoers scour [7 Yueme ineretvincome Eanes WCICIOC Pave of nore ntvet bred molar exeuisip Wouph managers cheN/eslerschedk refi cnet SE gale ue kay eh cago a lv forewn econ: Fecuorship withdrawal 6/6706 [wiharawal of placement cer exeutortip tune oF Monge Cai’ Check peeeelacee [ove haan owmenoeorteme (PESReH na ie Flay Tat eeu WOR TCG, at WARY, CE acount of bet Greene eer canyon wcccroe Pe te FAR Ta ena ez oh A Vale A Door [ihe day witdreval-ccuk meno [Witawa cfs cert oma oer Udury wastoacuns by eedting Szeto St lu |ucrwna [tar cary witrawal-MCICCIOC | ithdrawal ot cent rom af ote tc ust occounts hough manage scheck/aslerscheadather ches cn [geneyenceneet ch scent of cent for Agony azautah fu [uso gene placement debt mane acrnent of cent fr Agency acount debit mame lo Tuaoun Tere pacerert- MICE/OC cement af cle or Agency acnunt-MCICCIOC ls Yuaone ineren/ineor Fone. edit Room [Poymer of ncome/iniereit ened n Agency Ann Tough eo acount [a Juss sername Erred- MEICCIO® raymentofincome/Intret earsodm Agency Recount tough manage’ cheeses check lo Juxx Ageywlhcrawal- cece [witrawal of sen rom Ageey Aout by cet cont of clent [o——Juawer hgenywierawel-MCACLIOC Twitarawal oa cet rom agency Acme a hen f MCICCIOC lv freee as Ferd corrnin/ Rae ve ona Pacemaniestnet i Wt fui frre Trust Fara Carbavon/Pacemen veins! lrrco [convibsion/teemeninveimant in Tvs Fundtvough debit to aecountolrs azo lv piers cement rough debi nts jaro lu |UTFOM: [Trust Fund Contribution/Plscemen/ Investment seripuyton/Placement/Investment in Teust Fundthrough mandger’s check/ cashier's check or any other check [TFN lv juncu Ceeeaeeeee eee vesimetcontiunion/Placement/ivestmentin. Trust Fundy on us check latex Finn orca arn Caborca wee Ta und vg Seve orm serena Ered: ret to Acount ha jaccounthiokger's account foment fc /terat ard a Canbar/ Pacer vane Fund Woo RaTaEaTS lv nerexiincome Garnet MEICIOC jena came Earned MICE ce ju furrow oe Fund any waraval Relemeon Iyseuy/wanscowslederpn/ConeeasinPcenan at Yast fund towered toscoutole's account FAR tour iso reat Ae)Svngs et O- Tne Desk: -Fotegn xorg = ade; X= ee Cad; Leas N-nslance M-RastanceS- Seis T= Ter, = st/mmeser MH ARY/CUMoansip X= 1a/LoW Rik yRevised AMLC Transaction Codes as of 17 August 2011 Celishighlightedin ‘Transaction codes for Trust systems are aligned tothe new Trust grouping/dassifications *** are the codes proposed for deletion *** [eRour JRevseo coor [TRANSACTION TLE [TRANSACTION DEFINITION [oniciva cone Solver st Fane Manure Wwiharawal? | Matuiy/wividrawalfedew pon /cancelaton/ Pacem of Tost Fund Uvough bnance of Weragers heaVeTI Yarnyy nedemeton/Cencatation nAC/Ccloc eneckor anv other check ~~~ secures elas by» tira paryconodanjnint aananiniatar wiih way SOW with Car eSpOnng payne TOT ovr secirives Delveredus. Payment ee = account hater Ju [usw secures Recened Fre of rayment secwies caved for thi party custedlarslptrstadminsuatorstip without any monetary consideration wolves sacries caved for thd pany cos alarcipfvstadminaatorlp tha was purchased and plTorby the secure luseve secwites Received vs, Payment Y hole: trom a counterpac ly losore arab eat ab eevdaiae en th dp ea Ee NAR my Ea eNO lo oare [paca Purpose Test Pacem Plcement in SPT Acc by aah luswe pecal Purpose trast Wihdrawal-Credit Layendrawalot placement in SPT Ace by ceding account of ent Ju [usw pecs Purpoue Trust Wahdrawal-¥AC/Cc/OC_ | Wthdrawalof placement in SPT Acetate form of MCICCIOC [Gratnnvestnant Toast Fund cont nvestment/Pacement/Contrnionin UF by ath y___[avee agement/nvesuent Cosh acl [ut investment Yat Fund 1 | nvestmentPacemert/Contiionin UIT tough det to occounthalers eccount vu pee re taiaesenat betta UPacement/Co UT throu tit hate fit investment Tait Fund 7 t luuices | nestmentPacement/Contiiontn LTE though manager's checkashier’s e [con Ptacemen/neestmeat = MC/CC/OG sin : pliner | eect bai eciremetaned- Ceo cout [ae Tho ond a oan eon Eaten TF Thang onions f Tous ieairae costa eco P=ymont of ncomelnverat earsd in ivesimentPacement/Cantinaion a UIT Wiwough managers cheatfenaher® check. [ortiavestncat Fst Fn facet la Ieatry/Wiisrawaly Maturity/wtherawal'Redemptlon/Cencelaton/ Peteiation of Unit lestment Trust Fund through ced to lneserption/Canceiation Peetermiation-facountholtr’s account [it investment Frat Fund icc haa Iaaray/Wwierawaly Maucy/WwandrawalRedemption/Canelition/ Prateninaton of Unk vestment Tras Fund through ksvane of [Redemption/Caneettion Jmanager'scheci/eashir’sehekfoter checks heb Devo nterest Emad oe few Fxpense Payment Pavmentforinteaal operating xenses bar [AUTO DEO ARRANGEMENT lao US PAYMENT ( anus PURCHASE lar eurcommooryruTuRes lavow [buy common Furunes casi = clove eseno: (Cuter Ac Svings Acct Tne Depa = Fovlgn Exchange: Xa Cords Loans esas -Remtane:S-Secaes,T Weary, U—Ttimestnent Mg Aca/CUoMshp x: Naw ihRevised AMLC Transaction Codes as of 17 August 2011 Note: *** Transaction codes for Tust systems ae aligned to the new Teustgrouping/ classifications *** ‘6 calls highlighted in are the codes proposed for deletion **° (GROUP [ReviseD CODE [TRANSACTION TLE lrsansacriow DeFRTiON. [onvcwwar coOe BY COMMODITY FUTURES DEBT MEN suv COMMODITY FUTURES -mciCC/OC. 7 a : === fauv common srocis lees RESOHATET IMoRTGAces on OTHER EVDENCES OF |osereoness) levew avy cunnency FUTURES ence [ay Demvarive SECURES [evor FOREIGH-CORRENCY OCNOMINATED Isecunines leves laure lore aU MOREY tAKET INSTRUMENTS ein BUY MONEY MARKET INSTHOMENTS CASH BUY MONEY RIARRET INSTRUMENTS Bea mewo UY MOREY mARRET STOWERS merccroc [buy MUTUAL FOND ROVESTWENTS/SHARES lena = [avy Paerennco STOO aves [Bur CORPORATE BONDS. oven favrsecunines avs four secuninzeo SETS arse [avr WARRANT lve [camcet ease ewe lowice. ure &snvesTeenTnsuRANCE POUCY| low JEACEL NON-LIFE INSURANCE POLICY fewe [ERCELPRE-NEED PLANS [auPk {cuams/arunines/SURRENDERS/SENERTS lens. [eve COLLECTION (exPO-T eee [COMMON TRUST FD IcoNTaBUiony/acEMENT/INVESTIENT la. IconmmauTion/PACEMeNT/lavesrieNT feast levee a SRoUeLEGEN: areatAeavngs Act DT Depot =F Bunge Trade; K= Ge Crd L= Loa M-tauane -emtanc: S-Series; T- Tren U-Tasfnvesment Mint Ae Custesbaip X-Nolow Rk 9Revised AMILC Transaction Codes as of 17 August 2011 ote: 76 cells highlighted in ‘Transactlon codes for Trust systems are allgned tothe new Trust grouplng/dassfications *** are the codes proposed for deletion * (Gnour [neviseD cooe —_[TRansACTION TLE fransacrion oeenTion Jonicinat cone “ONTO |conrmisuionrPLacentenr/ivestneNt : lovee oo lcrex JconrmauTionsPuacenent/nwesrient- locarr memo lero “OMMON TRUST FOND IconraloUTION/PLAceMeNT/NvESTIENT lcree lero lwatuny/wirHORAWAL/REDEMPTION/CANCE luaTiON/PRETERMINATION crn “OMMONTRUST FOND |warunmy/wirHoRAWa/REDeMPrioN/caNce WAMION/PRETERNAINATION - CASH fcr Icontmon rRust FUND |marunrry/winHonAwayaeoeMerion/cAnct |amon/PacreanavatiON -CREDIE MEMO craw I~ “ORCA |arunmy/wirHoRAWayREDEMeTiON/CANCE luaTionyPaETeanAnaTion- Mc/Ce cram [Geeom cano pavwenr leer [GReOr Cano evens e. [cusTODIANSHIP WORKS ics [oerostr ler. forrosa cree. [ber Ta fonrcer evo [oa [SSCOONTING/FRCTORING COMNERCAT JparcRs on ACCOUNTS RECEIVABLES sce lexwings lean aie feat aoa [cao aoe FiDvCART BOND SUES (at lpaorcnry fens HDUGARY AGRINISTRATORSH leap FiDUGART-SOND SUES fe [oucanr-cusrooansrie lcs ‘crave xc: Caer aecSags ests Tove Dep Ftelgn achng: 1 -Trde Crea Cady; L-LenaN-Insuace Reine; SST Testy Tasavesent My Accutane X- Nolo Rsk 20Revised AMLC Transaction Codes as of 17 August 2011 Transaction codes for Trust systems are aligned to the now Trust grouping/lassfications* 2° Calls highlighted in ‘are the codes proposed for deletion [enoue Jaewisen cove. ON TE (ANSACTION OERNTON fontanat cove DUCIARY-ESCROW. les IDUCARY-EXECUTORSMIP == [rex IDUCIARY-GUAADANSHF cl DUCARYAFE INSURANCE TROST au IDUCIARY-PRE NEED PLAN OUCIARY SAFFEEEPING INTERGANE PAYABLE INTERGANK RECEIVADIE INVESTIAENT NNAGEMENT FUND INWARD REMITTANCE. (IMPORT /OxPORT) OPENING/AVALMENT \OAW INTEREST PAYMENT loAN INTEREST PaYIAENT RICE Loan pavaeNT Note: Loan pavnaent commEnciAL oAN/Leasiua)| [CORY PAYHENT (COMMERCIAL LOAN TEASING lmcrce [oan PANE VESTIMENTS) [LOAN PAYMENT (INVESTMENTS) CASH [LOAN PAYMENT UNVESTIAENTS)- CHECK Loan parma (mWvesTVENTS) - DEBIT MEMO LOAN PAYMENT (NVESTIVENTS)- C/G LOAN PRETERMINATION Lan RELEASE (evESTIENTST [LOAN REPRICING loosens [viscesaweous Tans, |ew BUSINESS FOR INSURANCE, PENSION, EDUCATIONAL PLANS, OTHER PRE-NEED PLANS JourGoING GUARANTEE Jourwano REMITTANCE Pay cans PAY WATURAT PROCEEDS RESTERA MUTUAL runo sans. rave ecenD: ccucem tea Soings tT Dost Foreln chang Tate K-Hed Cara {toa Wane; R-ResnceS~ Seon, ean > Tuatinesiment Mt Acesoasi: X-NojLow sk nRevised AMLC Transaction Codes as of 17 August 2011, Note: *** Transaction codes for Trust systems are aligned to the new Trust grouping/classfcations * +4 Cll lghilhted in ‘are the codes proposed for deletion fenoue Jaevisto cove [TRANSACTION TIME [TRANSACTION DERRUTION Jonaiwat coor par poucr Loans Pom [PAY PREMIOMREFONO = poiaad rar = [pacPaio CARO Ash ADVANCE ca [~ [PURCHASE OF HTM FOREIGN CASH |euRcHASE OF HTM -FOREIGN- CREOMT MEMO [PURCHASE OF HTM FOREIGH CHECK Inuncwase OF Tw FOREIGN c/ce [PURCHASE OF HIM GOVERNMENT CASH [PURCHASE OF ii - GOVERN@AENT. CHECK FRCRASCOF HTM = GOVERNMENT “CREDIT — serio PURCHASE OFT GOVEOINENT -MCTCE PURCHASE OF ODI. PRVATE- CASH Funciase OF wins -PRwvaTe-GHECK _ unciase oF Hid PRIVATE CREDIT MEMO. PURCHASE OF HTB -PaIvATE -Mac/ec [PURCHASE OF ODI FOREIGN iar [PURCHASE OF 18O0I- FOREIGN “CASH face [PURCHASE GFI6O0"~ FOREIGN -cHECK le [PURCHASE OF ODI. FOREIGN - CREDIT MEMO] haro [PURCHASE OF ODI. FOREIGN -MCICC. [PURCIASE OF ODI” GOVERNWENT PURCHASE OF 10 GOVERNMENT -CASH hace runciiase oF wo- covernent-cutcx_| hace PURCHASE GF GODI- GOVERMENT -CRFDIT Memo hs0 lpunciase oF 8001- GovERNMENT - MCHC how [RURGHASE OF WODI_ PRIVATE fae [PURCHASE OF 16001” PRIVATE CASH jae [PURCHASE OF 1OOI- PRIVATE -CHECE, jane lourcwase oF 16001- PRIVATE -cAKDAT MEMO leeo [PURENASE OF O0\- PRIVATE MCC = = jem “cru ecen: (CanenAc Songs et 0: Te epost: Foren Eachang TK Coe ats; Loon ct Renita 5 Seetles;T-THeoug Ul Tnatnestent Mgt A/C X-Na/Low Rh 2Revised AMLC Transaction Codes as of 17 August 2011 Note: *** Transaction codes for Trust ystems ae aligned to the new Trust grouplng/classfications *** 24 Celis highlighted in ‘are the codes propased for deletion *** (GROUP _[eeviseo cone [TaaNSACTION TILE [WANSACTION DEFWNTION foniciwac cove PURCHASE OF MC/OD/TT = lhew JREGEIPT OF ADVANCE RENTAL [ncao, Te JaeceoF DOWN PAYMENT nor Jacceor Fun paveaent nce [RECEIPT OF WEMMBERSHIP DUES/COPTAIBUTIONS sone RECEIPT OF MONTHLY INSTALLIAENT kowo, [RECEIPT OF MONTHLY RENTAL how RECEIPT OF RENTAL GEPOSIT co IRECEDT OF RESERVATION FEE scar eceive cash caus cen [REFUNO OF ADVANCE RENTAL fara [ReFUNO OF OOWN pare = aro [ReruNo OF Fu PavnrENT ta REFUND OF MONTHLY INSTALLMENT fare FeFUND OF MONTHLY RENTAL lara ieee jac OF RENTAL OE*OSTT Ino 7 REFUNO OF RESERVATION = rae TECUCAR TRUST FORO Iconamurion/AceMenT/IwveSTRAENT ave [conrrisution/aceMenT/muvesTmAcn. foscx: R10, TESUCAR THIST FIRS Iarunry/wrtiDRAWALACOEMPTION/CANCE| karionyoReteRNANATION nee Isa 18001 FOREIGN sr IsALE1800)- FORGIGN ~cASH sr IsaLE1B001- FOREIGN - CHECK i se sate 1B001- FOREIGN = DEBIT ENO seo ILE IBODI- FOREIGN C/E srw (cA 19001- GOVERNMENT. si = IsNEO0I- GOVERNMENT-CASH ise ISN mHODI- GOVERNMENT CHECK scx {SA 18001- GOVERNMENT -DeBT ENG sco. [SAE 8001- GOVERNMENT - MECC sigm ir [SALE 19001~PaivaTe rove ecto: Hacer e/Svng Act O- Te Dees -Foveign bxaange ade; X= Cred Cs = Lear: ance; R-Rentane:S- Secs T- Teas, U-TsVinestment MgtAcc/Gstedai; X-No/Low Rak 2Revised AMLC Transaction Codes as of 17 August 2011 Note: *** Transaction ces for Trust systems are aligned tothe new Trust grouping/classifiations *** £** Ces highlighted in are the codes proposed for deletion *** [GROUP evisto cove [TRANSACTION TITLE [rRARSACTION DEFIWTION fomainat cooe [se wov1- prvare- CAST EE [src [sa 1a0o1- Pivare crc [sex Tee [sae n001- pivaTe -DeBIT MEMO sro. ALE BODI- PRIVATE C/CE [sn seu cowooury FUTURES stew [seLconmaGony FUTURES CASH IgeLL COWMODITY FUTURES CREDIT WENO SFU comMODITY FUTURES wc]aC/OC Iseut common stocks lacs SFLU CONTRATS[CORNTILEASE/OHATTET Iworrcases ox omen evioeNcrs OF nocarzoness [sien [eur cowPowaTE BONDS on Seu conaencyFutunes ice seu ERATIVE secumsTes sion 5EL FORBIGR EXCHANGE Se eux sie fut x oee Mea sexo SELLE & NVESTIAENT INGURANGE POUCY st [SELL UFE INSURANCE POLICY lsu Ise. mTUAL FUND VESTENTSAUTARES uae ILL MONEY MARKET INSTRUMENTS. sua sft PREFERRED STOGS sins TT Jsit non-Fe wisuRAWCE PONY sit feu secunrtzeo ASSETS ise sale OF Hine FOREIGN - CASH [snc OF Hea FOREIGN BEaTT WENO. [SNE OF HIN FOREIGN -clecK [SNE OF Wiva-FOREIGN-wCICC ISA OF Hib GOVERMENT CASH IsALEOF HT GOVERRIVEN- DEBIT EMO (SALE OF HR: GOVERNMENT: CER [SALE OF Hr GOVERNMENT: MC/CE [SALE OF HTM PRWVATE- CASH SANE OF We enWvATE-OEaIT NEMO ISIE OF HW: PRIVATE: CHECK ab tecen: (curt acto et Die epost Foren Gace Trad: Cre Card Loar suas; Reman; Sui > Tes Tra /westnat Mgt Aca/Cusedaabe Naw Rkwere Revised AMLC Transaction Codes as of 17 August 2011 Note: ** Transaction cades for Trust systems ae aligned tothe new Trust grouping/dasifications ** Soe 19° Cols highlighted in ave the codes proposed for deletion *** A (GROUP JReviseo cove [rAANSACTION TME [rRaNsAcToN EFRON ISN OF Tw. puvare- Mcfee =~ Ise PRE NEED PLANS seit SecoITES seu securames “Dear ENO) [seit wanna [rive OEPOSH -chECKON-US [AUS & OTHER AOUCIARY ACTNTTES RAnsrens (ocat TRANSFERS Wu LOCAL Iransreas oUF ROCA) [UNIT INVESTMENT TRUST FOND, fUpurrMent [wiriieaWwat ‘GROUP LEGEND: (Cron Sigs Ac; D- Tine egos Fovin charge - Trade; X= eed Cds: -Loars; Ms erance; A Repitanc;5 Sas T= Tease; U>Tus/vsinert Mp Reco x Nao Rt [owaWAL CoO ea fas sso 2s