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Abstract: Reduction of an oxide in hydrogen is a method frequently employed in the preparation of active
catalysts and electronic devices. Synchrotron-based time-resolved X-ray diffraction (XRD), X-ray absorption
fine structure (NEXAFS/EXAFS), photoemission, and first-principles density-functional (DF) slab calculations
were used to study the reaction of H2 with nickel oxide. In experiments with a NiO(100) crystal and NiO
powders, oxide reduction is observed at atmospheric pressures and elevated temperatures (250-350 °C),
but only after an induction period. The results of in situ time-resolved XRD and NEXAFS/EXAFS show a
direct NiOfNi transformation without accumulation of any intermediate phase. During the induction period,
surface defect sites are created that provide a high efficiency for the dissociation of H2. A perfect NiO(100)
surface, the most common face of nickel oxide, exhibits a negligible reactivity toward H2. The presence of
O vacancies leads to an increase in the adsorption energy of H2 and substantially lowers the energy barrier
associated with the cleavage of the H-H bond. At the same time, adsorbed hydrogen can induce the
migration of O vacancies from the bulk to the surface of the oxide. A correlation is observed between the
concentration of vacancies in the NiO lattice and the rate of oxide reduction. These results illustrate the
complex role played by O vacancies in the mechanism for reduction of an oxide. The kinetic models
frequently used to explain the existence of an induction time during the reduction process can be important,
but a more relevant aspect is the initial production of active sites for the rapid dissociation of H2.
catalysts11 and, in addition, is able to catalyze the methanation II. Experimental and Theoretical Methods
of CO and the dissociation of N2O.1,2,12 At the same time, NiO
II.1. Photoemission Experiments. The photoemission experiments
is a magnetic insulator with well-known electronic proper-
for the reaction of H2 with NiO(100) were performed in a standard
ties.13,14 Thus, the reduction of this material is interesting not ultra-high-vacuum system (base pressure ∼2 × 10-10 Torr) with
only due to its catalytic properties, but also because of possible instrumentation for X-ray photoelectron spectroscopy (XPS), Auger
applications in the fabrication of electromagnetic devices.13,15 electron spectroscopy (AES), low-energy electron diffraction (LEED),
Bulk nickel oxide adopts a cubic rock-salt structure,13 and the and thermal desorption mass spectroscopy (TDS).20 The XPS spectra
nonpolar (100) plane is the most stable surface.7,16 Experiments were taken employing Al or Mg KR radiation. Attached to the ultra-
for the reaction of a NiO(100) crystal with hydrogen at 150- high-vacuum (UHV) system was a reaction cell17a that was used to
350 °C under high-vacuum conditions (1.0 × 10-7-1.3 × 10-6 expose NiO(100) surfaces to subatmospheric pressures of hydrogen.
Torr) indicate that an induction period precedes the reduction In a typical experiment, the NiO(100) sample was initially cleaned and
reaction.4 In contrast, results of H2 temperature-programmed characterized in the UHV system and subsequently transferred into the
reaction cell, where it was exposed to a mixture of H2 (5 Torr, 99.9999%
reduction (>1 Torr H2 pressure) for bulk powders of NiO and
purity) and He (95 Torr, 99.9999% purity) at 300-380 °C for a given
NiO/SiO2 catalysts show reaction of the oxide only at higher amount of time. The gases were then pumped out, and the sample was
temperatures (400-600 °C),3,10 and in many reduction experi- moved back into the UHV system for surface characterization.
ments there is no induction period.3,8 These differences in behav- The data in section III.1 were collected using a NiO(100) single
ior could be a consequence of variations in the experimental crystal or NiO(100) films grown on a Ni(100) substrate as described
conditions (the so-called “pressure gap” 17) or in the morphology in ref 22. The clean NiO(100) and Ni(100) surfaces were prepared by
of the oxide samples. To clarify these issues, one needs to study following procedures reported in the literature.22,23 Special care was
the reduction of NiO in situ under atmospheric pressures. taken in order to ensure that the surface of the NiO(100) crystal
Investigations at Brookhaven National Laboratory have contained a minimum amount of defect sites.23
established the feasibility of conducting subminute, time- II.2. Time-Resolved XRD Experiments. The time-resolved dif-
resolved X-ray diffraction (XRD) experiments under a wide fraction data were collected on beam line X7B of the National
variety of temperature and pressure conditions (-190 °C < T Synchrotron Light Source (NSLS).18,24 The powder of NiO was acquired
< 900 °C; P e 45 atm).18 This important advance results from from a commercial source (99.998% purity) and exhibited XPS and
combining the high intensity of synchrotron radiation with new NEXAFS spectra typical for this oxide.4,25,26 Samples of NiO were
loaded in an open sapphire capillary that was attached to a flow-reaction
parallel data-collection devices.18 Using this unique approach
cell similar to those described in refs 27 and 28. The capillary was
together with near-edge and extended X-ray absorption fine connected to 1/16-in. Swagelok style fittings with Vespel ferrules. A
structure (NEXAFS/EXAFS),19 we monitored the structural 0.010-in. chromel-alumel thermocouple was inserted straight into the
changes and reaction kinetics associated with the reduction of capillary near the oxide sample.27 The oxide sample was heated using
NiO powders at moderate or elevated hydrogen pressures. In a small resistance heater wrapped around the capillary. Diffraction
addition, photoemission20 and first-principles density functional patterns were recorded at temperatures in the range of 250-320 °C
(DF) slab calculations21 were used to study the interaction of under a 5% H2/95% He gas mixture (flow rate ) 5-15 cm3/min) using
H2 with stoichiometric and defect-rich NiO(100) surfaces. Our an MAR345 detector. The typical time required for collecting an
results illustrate the complexity of the interactions between H2 individual diffraction pattern was in the range of 0.5-2 min. The
and O vacancies during the reduction of an oxide. The O powder rings were integrated using the FIT2D code.29 Rietveld
refinements were performed with the program GSAS30 in a manner
vacancies play a key role in the dissociation of H2, but only
similar to that followed in a previous work.31,32
NiO and Ni coexist (i.e., no intermediate NiOx phase) in the
II.3. Time-Resolved NEXAFS/EXAFS Experiments. All X-ray
reduction process. In general, the reduction mechanism derived
absorption data were measured in the transmission mode at beamline
from experiments under high-vacuum conditions can explain X16C at the NSLS. The intensity of the incident beam was measured
the behavior seen under atmospheric pressures. with a 15-cm-long ion chamber filled with air. A 30-cm-long ion
(8) (a) Houalla, M.; Delannay, F.; Matsuura, I.; Delmon, B. J. Chem. Soc., chamber was filled with a 50% Ar/50% He mixture and placed after
Faraday Trans. 1 1980, 76, 2128. (b) Chen, J. G.; Fischer, D. A.; the sample (collinear with the beam direction) to measure the transmitted
Hardenbergh, J. H.; Hall, R. B. Surf. Sci. 1992, 279, 13. (c) de Bokx, P.
K.; Labohm, F.; Gijzeman, O. L. J.; Bootsma, G. A.; Geus, J. W. Appl.
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Delmon, B. Appl. Catal. 1984, 1, 309. (23) (a) Freund, H.-J. Faraday Discuss. 1999, 114, 1. (b) Wichtendahl, R.;
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W. C.; Aprà, E. Phys. ReV. B 1994, 50, 5041. (26) (a) Chen, J. G. Surf. Sci. Rep. 1997, 30, 1. (b) Chen, J. G.; Frühberger, B.;
(15) Noguera, C.; Mackrodt, W. C. J. Phys.: Condens. Matter. 2000, 12, 2163. Colaianni, M. L. J. Vac. Sci. Technol. A 1996, 14, 1668.
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TDS spectra displayed the line shape expected for a NiO(100) of lattice oxide at the surface and by the diffusion of subsurface
surface with a negligible concentration of defects or imperfec- oxygen to the oxygen-depleted surface.4,6b From our results and
tions.23 The results of TDS experiments indicated that the NiO- those of others,8b we believe that the induction time reflects
(100) crystal did not adsorb significant coverages of H2 at 27 the need to generate sites on the oxide surface with a high activ-
or -193 °C. From these experiments, we estimate that the ity for the dissociation of H2. Without atomic hydrogen on the
adsorption energy of H2 on a flat NiO(100) surface is e5 kcal/ surface, there cannot be removal of oxygen, and the interactions
mol. The AES results in the top panel of Figure 1 show no of H2 with a flat NiO(100) surface are very weak according to
reaction between H2 and the NiO(100) crystal after 50 min of TDS. This is also shown by first-principles DF calculations.
exposure to the gas at 1 × 10-7 Torr and 350 °C. Longer The bonding of H2 to NiO(100) was studied using a four-
reaction times (up to 120 min) under these conditions or lower layer slab and the supercell approach.21 Three- or four-layer
temperatures (27 or 125 °C) did not lead to significant changes slabs are frequently used to model the adsorption of small
in the O/Ni AES ratio. Thus, one can conclude that the molecules on nonpolar oxide surfaces.20,38,39,41,42,53 The geometry
probability for the H2,gas + Ni-Osol f H2Ogas + Nisol reaction optimization for bulk NiO gave a rock-salt unit cell with a )
on a NiO(100) surface is very small (<10-3 per H2 collision). 4.198 Å. This cell parameter is very close to those obtained in
A substantial decrease in the O/Ni AES ratio was observed when experimental measurements (4.168 Å54) and other theoretical
the NiO(100) crystal was exposed to 5 Torr of H2 at 350 °C calculations (4.19-4.26 Å7,14,53). After the geometry optimiza-
(center panel in Figure 1) but only after an induction period of tion of bulk NiO, the (100) face was cleaved, followed by the
10-12 min. The surface produced by this treatment did not have construction of a three-dimensionally periodic supercell with a
a LEED pattern, and its Ni 2p XPS spectrum showed a large vacuum of 12.5 Å on top of the free surface. In the slab
attenuation in the high-binding-energy satellites that are char- calculations, the structural geometry of the first two layers was
acteristic of NiO.4,25 After CO was adsorbed on this surface at relaxed, while the other two layers were frozen at the bulk
-193 °C, desorption peaks at -73, 27, and 127 °C were seen crystalline spacing in order to mimic the presence of a semi-
in CO-TDS spectra. The peak at 127 °C corresponds to CO infinite crystalline material beneath the surface. For the clean
desorption from Ni sites that were completely reduced,50 NiO(100) system, the DF calculations predict that the outermost
whereas the peak at -73 °C denotes CO evolution from Ni ion plane relaxes inward by 2-3%. LEED I-V studies reveal
sites that remained almost fully oxidized.23,50,51 a contraction of ∼2%.55 Calculations based on an electrostatic
The bottom panel in Figure 1 shows AES data for the reaction model16 also suggest that one can regard the geometry of the
of H2 with a NiO(100) film grown on a Ni(100) substrate.22 It (100) surface as a nearly perfect bulk termination.
is known that this type of epitaxial films contain a substantial The H2 molecule was adsorbed on one face of our slab model,
amount of defects and imperfections.52 Indeed, upon dosing of and the geometries of the adlayer and first two layers of the
NO at -193 °C, the corresponding NO-TDS spectra for the slab were fully relaxed. We examined the bonding of H2 to Ni
film displayed a peak at ∼ -50 °C with a clear shoulder toward or O sites of the oxide surface (θH2 ) 0.25 ML, only one-quarter
higher temperatures, which is characteristic of defects on the of the Ni or O sites were covered by H2) in η1-H and η2-H,H
oxide surface.23 By comparing the results for the NiO(100) film configurations. The molecule did not bond to O sites. On the
and the NiO(100) crystal in Figure 1 (both sets of experiments Ni sites, the bonding interactions were very weak, with
done at 1 × 10-7 Torr of H2 and 350 °C), it is obvious that the adsorption energies of 1.9 (η2-H,H) and 2.3 kcal/mol (η1-H).
presence of defects accelerates the reduction rate of the oxide Essentially, there was no charge transfer from the cations into
surface. Nevertheless, the data for the NiO(100) film still exhibit the LUMO of H2 or from the molecule into the surface, and
an induction time before the reaction rate becomes fast. In the H-H bond distance (0.75-0.76 Å) remained very similar
experiments with other NiO(100) films, we found that the to that calculated for free H2 (0.74 Å). We found that the
induction time shortened when the sample temperature was dissociation of the molecule (H2,ads f 2Hads) was somewhat
increased to 380 °C or when the H2 pressure was raised above (1.6 kcal/mol) more favorable on two neighboring Ni atoms
1 × 10-7 Torr. For NiO(100) films with a high concentration (homolytic bond cleavage) than on adjacent Ni and O atoms
of defects there is no induction time,8b and the kinetics for (heterolytic bond cleavage), but in both cases the breaking of
reduction in H2 is very different from that of a NiO(100) crystal. the H-H bond was an uphill process. The less endothermic
The results in Figure 1 are consistent with previous studies,4 case is shown in the top of Figure 2. Initially, the H2 molecule
which showed an induction period in the reduction of NiO- is bound in an η2-H,H configuration on a Ni site. In the final
(100) surfaces exposed to low pressures (e1.3 × 10-6 Torr) of state, Ni-H bonds have been formed on two neighbor Ni atoms,
H2. Our data show that a similar phenomenon can occur under and the stability of the system has decreased by 6.2 kcal/mol.
atmospheric pressures, depending on how well ordered is the In addition, there is an energy barrier of ∼16 kcal/mol associated
oxide surface. The chemical reactivity observed for the NiO- with the cleavage of the H-H bond. Clearly, the H2 molecule
(100) crystal in this work was smaller than that found in ref 4, should prefer desorption instead of dissociation on a flat NiO-
probably due to the much lower concentration of defects in the (100) surface. This agrees with the trends seen in the experi-
surface of our sample.23 The induction times in the reduction ments presented above.
of NiO(100) surfaces have been explained using a kinetic model Recent theoretical works stress the importance of O vacancies
in which the reduction is controlled both by the rate of removal in the chemistry of oxide surfaces.56,57 Based on this and the
(53) Mackrodt, W. C.; Noguera, C.; Allan, N. L. Faraday Discuss. 1999, 114,
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12, 2114. (55) (a) Netzer, F. P.; Prutton, M. J. Phys. C 1975, 8, 2401. (b) Kinniburgh, C.
(52) Sebastian, I.; Bertrams, T.; Meinel, K.; Neddermeyer, H. Faraday Discuss. G.; Walker, J. A. Surf. Sci. 1977, 63, 274. (c) Welton-Cook, M. R.; Prutton,
1999, 114, 129. M. J. Phys. C 1980, 13, 3993.
Figure 7. NiO cell dimensions for the reduction reaction at 280 °C (15
cm3/min, 5% H2/95% He).