Professional Documents
Culture Documents
Kristin Waldenlind
Stockholm 2022
All previously published papers were reproduced with permission from the publisher.
Published by Karolinska Institutet.
Printed by Universitetsservice US-AB, 2022
©Kristin Waldenlind, 2022
ISBN 978-91-8016-439-9
Cover illustration: The painting “Flowers and Fruit” by Pierre-Auguste Renoir (1841-1919).
Renoir suffered from severe rheumatoid arthritis which seriously impacted his mobility the
last decades of his life.
The impact of Autoimmune Thyroid Disease (AITD)
on Rheumatoid Arthritis (RA) and the impact of RA
on AITD
By
Kristin Waldenlind
AKADEMISK AVHANDLING
som för avläggande av medicine doktorsexamen vid Karolinska Institutet offentligen försvaras i
lokal Lars Klareskog, NB:U102, N-huset, Karolinska Universitetssjukhuset, Solna
RA
RA is the most common chronic inflammatory disease in the population with a prevalence of
approximately 0,5-1%. RA is approximately twice as common among women and the mean
age of RA onset is around 55 years. The chronic inflammation in RA is due to a disturbed
immune response resulting in an “attack” directed against normal components in an
individual, a so-called autoimmune process. The mechanisms behind the autoimmune process
in RA is most likely due to an interplay between environmental and genetic factors in the
individual. The chronic inflammation in the joints in patients with RA leads to swollen and
tender joints, morning stiffness, elevated inflammatory laboratory tests and often systemic
symptoms. In the 90’s new antirheumatic treatments were introduced that were targeted more
specifically against different components of the immune response, called biologic disease-
modifying antirheumatic drugs (bDMARDs). These treatments revolutionized the treatment
and prognosis of RA. Still, there are patients with RA not responding to the antirheumatic
treatment as expected. One field of interest in RA research is to find factors that can predict
the treatment response to a specific treatment which could be a help in tailoring the therapy
for the specific patient. RA patients have an increased risk of developing other diseases, for
example several autoimmune conditions, that may also potentially affect the treatment
response.
AITD
Study I: Do patients who are registered with a RA diagnosis in the health care registers, have
RA in clinical practice?
The aim of study I was to verify if two of the registers, The National Patient Register (NPR)
and the Swedish Rheumatology Quality Register (SRQ) have a validity high enough to be
used in different research studies to identify patients with RA. This validation was performed
by comparing if patients registered with a RA diagnosis in the NPR and the SRQ would also
be assessed as having a “true” RA in clinical practice. Based on the medical files from
patients coded as RA in the registers we found that the validity of the RA diagnosis was high
for both patients with long-standing and new onset RA. We concluded that these registers can
be used in epidemiological studies to correctly identify patients with RA.
Study II: When does the increased risk of AITD in RA patients occur?
Although previous studies have shown that AITD is more common in patients with RA
compared to the general population, these studies have not disentangled when the risk of
AITD develops in relation to time before and after RA diagnosis. The aim in study II was to
assess the risk of developing AITD up to 7 years before and 8 years after RA diagnosis,
compared to matched controls from the general population. We found that at RA diagnosis,
approximately 10% of the RA patients also suffered from AITD, compared to 7% in the
general population. The risk of developing AITD increased during a 5-year period before RA
diagnosis. On the contrary, following RA diagnosis the risk of new-onset AITD gradually
decreased. This temporal change of AITD risk in relation to RA diagnosis raised the question
if antirheumatic treatments may have a protective effect on developing AITD.
Study III: Does AITD affect the disease activity or response to treatment in RA patients?
Studies have concluded that AITD is one of the most common comorbidities in patients with
RA, but it is not well understood if AITD might affect the disease activity or the response to
antirheumatic treatments. The aims of study III were to compare disease activity and
treatment response to the most common treatment, methotrexate, in RA patients with AITD
compared to those without this comorbidity. The disease activity and treatment response at
the first visit, when the patient was diagnosed with RA, was compared with the follow-up
visits after 3 and 6 months. We found that RA patients with AITD scored worse on the
patient-reported disease activity measures such as pain and global health at diagnosis, but not
on the objective disease activity measures recorded by the physician. Concomitant AITD did
not impact the overall chance of responding to treatment, with the exception for the younger
RA patients who were less likely to achieve a good treatment response. In clinical practice,
when treating and evaluating patients with RA who have a concomitant AITD, it is important
to evaluate both subjective- and objective disease activity measures.
Study IV: Does antirheumatic treatment lower the risk of AITD in RA patients?
Findings from study II demonstrated a decreased risk of developing AITD following the
diagnosis of RA. Based on these results, we investigated if antirheumatic treatments with
bDMARDs could reduce the risk of developing AITD. The risk of new-onset AITD up to 14
years from RA diagnosis, was assessed and compared to the general population controls, and
in relation to treatment with bDMARDs. The results demonstrated that following the
diagnosis of RA, patients treated with bDMARDs, have a decreased risk of developing
AITD. These findings indicate that these therapies could have a protective effect of
developing AITD and may open for studies exploring new indications for bDMARDs.
ABSTRACT
Study I
Background: The Swedish National Patient Register (NPR) is a unique source for the
identification of large cohorts of rheumatoid arthritis (RA) patients. The general validity of
this register has been reported to be high.
Aims: The aims were to specifically validate the RA diagnosis from the outpatient specialist
care in this register, and to assess the proportion of patients identified through specific
algorithms to define incident RA, who in clinical practice would be assessed as new-onset
disease.
Methods: Diagnosis-related parameters were extracted from the medical records of
approximately 200 patients coded with a RA diagnosis in the NPR, of whom the majority
was also included in the Swedish Rheumatology Quality Register (SRQ). The patients were
assessed if they fulfilled the 1987 ACR- and 2010 ACR/EULAR classification criteria for
RA. Furthermore, it was determined if clinical diagnosis correlated with disease onset as
defined through register-based algorithms.
Results: The prevalent and strictly incident patients with a RA diagnosis fulfilled to a large
extent (>90%) the classification criteria or clinical diagnosis for RA and the patients coded as
incident RA represented new-onset disease.
Conclusion: The validity of the RA diagnosis was high and specific algorithms adequately
identified new-onset RA, which allows the NPR to be used to identify RA populations with
high validity for epidemiological studies.
Study II
Study III
Background: Although AITD is one of the most common comorbidities in RA it is less well
understood if AITD might affect RA disease activity or response to anti-rheumatic therapies.
Aims: The aims were to compare disease activity and treatment response to the first-line
therapy with methotrexate in early RA patients with AITD versus those without this
comorbidity.
Methods: The SRQ and other nationwide registers were used to identify approximately 9000
RA patients and comorbidity with AITD to compare the disease activity at the 3- and 6-
month follow-up visits, based on DAS 28 and its individual components, and EULAR
response criteria.
Results: AITD was associated with worse subjective- but not objective measures of disease
activity among RA patients. AITD did not impact the overall treatment response, but
a subgroup of younger patients with both RA and AITD were less likely to achieve a good
treatment response to methotrexate.
Conclusions: Concomitant AITD impacts the RA disease activity measures used in clinical
practice through worse subjective disease activity components and thus the composite disease
activity measures. It is of importance to analyze all individual disease activity components
when treating and evaluating patients with early RA and concomitant AITD.
Study IV
Background/Aims: Based on the result from study II, we investigated if biologic disease-
modifying antirheumatic drugs (bDMARDs) used for the treatment of RA might lower the
risk of developing AITD.
Methods: The SRQ and other nationwide registers were used to perform a cohort study
including approximately 13 000 RA patients and 63 000 population controls to estimate the
relative risk of AITD following RA diagnosis, compared to the general population controls,
and in relation to treatment with bDMARDs.
Results: The risk of developing AITD following RA diagnosis was decreased in RA patients
compared to controls and this was most pronounced in RA patients treated with bDMARDs.
Conclusion: Treatment with bDMARDs may have and preventive effect on AITD.
LIST OF SCIENTIFIC PAPERS
The studies in this thesis explore the association between AITD and RA. In the first study we
investigated the validity of the registers used to capture patients with RA, necessary for
further studies. In the three other studies we investigated the temporal association between
AITD and RA, if concurrent AITD had an impact on the disease activity or treatment
response in RA patients and if antirheumatic therapies may have a protective effect on
developing AITD.
1
LITERATURE REVIEW
2.1 RHEUMATOID ARTHRITIS (RA)
2.1.2 Etiology
The pathogenesis in RA is not completely understood. Several environmental risk factors and
risk determinants have been identified and associated with the development of RA, such as
smoking, low socioeconomic status and educational level, hormonal factors and work
exposures (textile- and silica dust) (1, 11-16). During the past years there has also been an
increasing interest in investigating the potential impact of the microbiome in the risk of
developing RA (17). Genetic risk factors as the HLA-system (mainly through the HLA-
DRB1 gene) and its specific peptide binding is involved in the pathogenesis. The most known
genetic risk factor is the disease-associated allele, the shared epitope (SE, a specific amino
acid sequence in the peptide binding grove), localized in HLA-DRB1 (18). The strongest
environmental risk factor identified is cigarette smoking (19-21), especially for developing
ACPA-positive RA (22) and for RF-positive RA in individuals carrying the SE (23, 24).
These findings imply that there is a gene-environment interaction between smoking and SE-
alleles triggering a immunological response (25). Previously reported protective factors for
RA have been alcohol intake (26) and high intake of fish oil in the diet (27).
3
A family history of RA among first degree relatives is a significant risk factor for developing
RA (28, 29). The heritability of RA has been estimated to approximately 50% in ACPA
positive RA and to 20% in ACPA negative RA (30). A suggested pathway for the
development of RA is that environmental factors affecting genetically predisposed
individuals (perhaps via epigenetic modifications) leads to post-translational protein
modifications such as altered citrullination of proteins. This results in a loss of tolerance. In
the synovium, CD 4+ T-cells are activated by antigen presenting cells and differentiate to
subgroups of T-cells (Th1 and Th17), leading to activation of B-cells, fibroblasts and
macrophages. In turn, pro-inflammatory cytokines (such as interleukins and tumor necrosis
factor α, TNF-α) are produced and specific B-cells start to produce autoantibodies resulting in
an inflammatory response, and synovitis (6). Both RF and ACPAs can often be detected years
before the clinical onset of RA and are also predictors of disease risk (31-33). It has been
suggested that ACPAs are potentially directly pathogenic through the formation of immune-
complex and macrophage activation (6). Osteoclasts activated by the cytokine release
subsequently leads to bone destruction in the joint (34).
4
Table 2.1 The 1987 ACR classification criteria for RA
5
Table 2.2 The 2010 ACR-EULAR classification criteria for RA
6
2.1.4 Treatment in RA
Reducing the level of inflammation is the main target of the antirheumatic treatments, since it
is closely linked to the level of symptoms, articular destruction, prognosis and comorbidities
(38). The current approach is to start treatment at an early phase and treat to remission, to
prevent structural damage. Non-steroidal anti-inflammatory drugs (NSAIDs), glucocorticoids
and disease modifying antirheumatic drugs (DMARDs) is the standard initial
pharmacological treatment combination for patients with RA. By definition, DMARDs have
a disease modifying action and reduce disease progression. They can be grouped as
synthetical (sDMARDs) and biological (bDMARDs). sDMARDs can be further subgrouped
into conventional synthetical (csDMARDs) (including agents such as methotrexate,
sulfasalazine, leflunomide and hydroxychloroquine), where the mode of action is to a large
extent unknown, and the recently developed targeted synthetical (tsDMARDs), modulating a
specific target in the inflammatory process (e.g. the Janus kinase inhibitors) (6). The golden
standard for all patients diagnosed with RA, is to initiate treatment with methotrexate and
low-dose glucocorticoids. The dose of methotrexate is increased up to 20 mg per week. In
Sweden, patients are followed-up according to an early RA treatment guideline with a visit to
a rheumatologist every 3-6 month, the first 2 years. If the treatment with methotrexate fails to
get the patient into remission, another sDMARD or bDMARD (if high disease activity or
predictors of severe disease) should be added as additional treatment (39-41). The treatments
grouped as bDMARDs, include primarily four different modes of actions, TNF-inhibition, B-
cell depletion, T-cell costimulation blockade and interleukin 6 inhibition (see table 2.3) (42).
The most common approach when adding a bDMARD is to start with a TNF inhibitor. The
introduction of TNF-inhibitors in the end of the 1990´s led to a major improvement in the
treatment of RA thanks to their potent effect in reducing symptoms, prevent radiographic
progression and joint damage. The goal is to treat the patient into sustained remission and
then consider to taper the antirheumatic treatment over time (39).
7
Table 2.3 Antirheumatic treatments and mode of action discussed in this thesis
Name Mode of action
csDMARDs
Methotrexate Purine metabolism inhibitor
Leflunomide Pyrimidine synthesis inhibitor
Hydroxychloroquine Decrease chemotaxis and phagocytosis, induce apoptosis
of inflammatory cells, decrease TNF-alpha and IFN-
gamma
Sulfasalazine Induce apoptosis of inflammatory cells, anti-prostaglandin
effect, decrease TNF-α and IL-1
bDMARDs
Adalimumab Anti TNF-α
Certolizumab pegol Anti TNF-α
Etanercept Anti TNF-α
Golimumab Anti TNF-α
Infliximab Anti TNF-α
Abatacept CTLA4-Ig, T-cell costimulation blockade
Tocilizumab Anti-IL 6 receptor
Rituximab Anti-CD 20, B-cell depletion
Anakinra Anti-IL-1
tsDMARDs
Tofacitinib, JAK-inhibitors
Baricitinib,
Upadacitinib,
Filgotinib
8
The health assessment questionnaire (HAQ), including questions about daily life activities, is
the most frequently used instrument to evaluate physical function in RA patients (47, 48).
The main subgroups of AITD are autoimmune hypothyroidism, the end stage of Hashimoto’s
thyroiditis, and Graves’ disease, the most common form of hyperthyroidism. In Hashimoto´s
thyroiditis an inflammation in the thyroid gland driven by CD4+ T-cells leads to activation of
B-cells producing thyroid specific antibodies (anti-thyroid peroxidase antibodies, TPOAb and
thyroglobulin antibodies, TgAb) and activation of CD8+ T-cells. This results in a destruction
of the thyroid parenchyma and a deficient production of THs. Hashimoto´s thyroiditis is
associated with the development of goiter. Decreasing levels of THs and increasing levels of
TSH, due to a negative feedback mechanism, are often seen, but sometimes the levels are
normal (euthyroidism). In approximately 90% of cases the titers of TPOab and 60% of the
TgAb are high (51). The diagnosis of Hashimoto’s thyroiditis is based on the development of
goiter in association with high levels of TPOab. Sometimes fine-needle aspirate and a
cytologic evaluation of the thyroid gland are performed to differentiate from other conditions.
A subclass of Hashimoto’s thyroiditis based on elevated IgG4 levels has been described in
the literature (52). Chronic autoimmune thyroiditis without the development of goiter is
called atrophic autoimmune thyroiditis. The vast majority of all cases with hypothyroidism
are due to a disturbed production of THs in the thyroid gland, primary hypothyroidism. Other
rare causes are central hypothyroidism due to the underproduction of TSH or TRH
(secondary and tertiary hypothyroidism) (51).
In Graves’ disease the activation of CD4+ T-cells lead to the activation of B-cells and the
production of activating TSH-receptor antibodies (TRAbs). The TRAbs increase the
production of THs, the level of THs increases and the level of TSH decreases (50). Typical
symptoms of hyperthyroidism, goiter, increased levels of THs and TRAbs and typical
findings on radiographic examination of the thyroid gland, support the diagnosis of Graves’
disease.
The etiology of AITD is not completely clarified but genetic susceptibility (HLA-DR alleles
9
and CTLA-4 polymorphisms among others) in combination with environmental factors might
induce and propagate thyroid autoimmunity (53). More than 90% of patients with AITD have
been reported to have positive TGAb and/or TPOAb. These autoantibodies have also been
found in healthy individuals, with a prevalence of up to 12% in the general population (54).
Findings on smoking as a risk factor for AITD has not been consistent in the literature. There
has been evidence that smoking may increase the risk of Graves' disease, but on the contrary
decrease the risk for Hashimoto's thyroiditis (55).
The disturbed levels of thyroid hormones in hypo- and hyperthyroidism, affecting all cells,
can cause a wide range of symptoms. Frequently reported symptoms of hypothyroidism are
10
weight gain, fatigue, slow thinking, constipation, dry skin, myalgia and arthralgia while the
overproduction of thyroid hormones in hyperthyroidism is associated with weight loss,
tachycardia, tremor, a hypermetabolic state and ophthalmopathy (58, 65, 68).
Musculoskeletal manifestations resembling the symptoms of rheumatic disorders such as
morning stiffness, shoulder girdle pain and weakness and periarthritis have been described in
the literature, for both hypothyroidism and hyperthyroidism (69-71).
2.3.1 AITD in RA
For overview of published studies of AITD in RA, see Table 2.4. Previous studies have
reported a higher prevalence of AITD in several rheumatic diseases such as Sjögren’s
syndrome, systemic lupus erythematosus and psoriatic arthritis (80-85), and to some extent
also in polymyalgia rheumatica and giant cell arteritis (86, 87). AITD is also one of the most
common autoimmune comorbidities among patients with RA. A large body of evidence,
since the beginning of the 1960s, indicates that the reported prevalence of AITD is increased
in patients with RA compared to the general population. The prevalence of AITD among RA-
patients has varied broadly between studies, with a range of 3-30%, depending on the study
population, geographical region, study design and definition of AITD (78, 88-93). One of the
largest previous studies examining thyroid dysfunction in RA patients by Mahagna et al. (94)
found that the prevalence of hypothyroidism and hyperthyroidism was higher in RA patients
compared to controls (16% vs 11.7% and 2.3% vs 1.8%, respectively). RA was associated
with both hypothyroidism (OR, 1.42; 95% CI, 1.34-1.50) and hyperthyroidism (OR, 1.26;
95% CI, 1.10-1.45). However, some previous studies have reported a lack of, or only a weak
11
association, between AITD and RA (95-97) (see table 2.4). A study by Chan et al. (89)
suggests that RA patients develop AITD at an earlier age than the general population due to
an “autoimmune locus”. They also suggest that concurrent RA may accelerate the
progression from mild thyroiditis to clinical overt hypothyroidism. Another study reported a
stronger link between AITD and RA among younger in relation to older patients (the OR for
hypothyroidism in RA patients, 18-44 years: 2.12; 95% CI, 1.73-2.58, 45-69 years: 1.42; 95%
CI, 1.31-1.54, and 70+ years: 1.37; 95% CI, 1.26-1.49) (94). Higher BMI and socioeconomic
status have been reported to be independent predictors for both hypothyroidism and
hyperthyroidism in RA patients, while smoking was a modest risk factor for hypothyroidism
only (OR, 1.09; 95% CI, 1.04-1.15) (94).
12
Setting/author study design study population Results
Israel, Mahagna, 2018 cross-sectional 11,782 RA patients and The prevalence of hypothyroidism
57,973 controls and hyperthyroidism was higher in RA
patients compared to controls (16%
vs 11.7% and 2.3% vs 1.8%,
respectively). RA was associated with
both hypothyroidism (OR=1.42, 95%
CI 1.34-1.50) and hyperthyroidism
(OR=1.26, 95% CI 1.10-1.45)
Netherlands, Raterman, cohort 358 RA patients Three-fold increased prevalence of
2008 hypothyroidism in RA patients
compared to the general population
(6.8% vs 2.7%)
Canada; Shiroky, 1993 cohort 91 RA patients and 93 30% of RA patients compared to 11%
controls of controls had thyroid dysfunction
(hypothyroidism or hyperthyroidism)
(OR=3.5, 95% CI 1.6-7.5)
Austria, Pongratz, 2000 cross-sectional 383 RA patients and 409 The prevalence of circulating thyroid
controls with osteoarthritis antibodies was significantly higher
among RA patients than those with
osteoarthritis (9.1% versus 3.7%, p =
0.0016)
UK, Somers, 2001 cohort 22,888 RA patients AITD more prevalent among RA
patients compared to general
population controls (standardized
incidence ratio=161.5, 95% CI 145-
180)
Slovakia, Lazurova, 2009 cross-sectional 80 patients with AITD, 80 The prevalence of AITD (TPO-ab) in
patients with RA/SLE, 34 the SLE/RA-group was significantly
healthy controls higher than in the control subjects
(24% vs. 8%, P < 0.05).
Colombia, Roldan, 2012 cross-sectional 800 RA patients The prevalence of AITD was 9.8%
among RA patients (presence of
thyroid antibodies was 37.8% for
TPOab and 20.8% for Tgab)
UK, Silman, 1996 cross-sectional 58 multicase RA families and 8.6% of the RA patients had
504 family members concurrent clinical thyroid disease
(12.1% had Tgab)
USA, McCoy, 2012 cohort 650 RA patients and 650 No significant difference in the
controls prevalence of hypothyroidism (clinical
and subclinical), Graves' disease or
levothyroxine use between groups at
RA diagnosis or at follow-up (the
prevalence of hypothyroidism was
14-16% in both groups)
Sweden, Bengtsson, 2014 case-control 2000 RA patients and 2000 Thyroxin substitution was associated
controls with ACPA-positive (OR=1.9, 95% CI
1.4 to 2.6) and ACPA-negative RA
(OR=2.1, 95% CI 1.5 to 3.1)
Finland, Kerola, 2014 cohort 7209 incident RA patients The standardized rate ratio for
levothyroxine-treated
hypothyroidism preceding RA was
1.51 (95% CI 1.35 to 1.67).
Table 2.4 Previously published studies on AITD and thyroid dysfunction in patients with RA
13
2.3.2 RA in AITD
Previous studies have suggested an increased prevalence of RA in patients with AITD (98,
99). One study reported a prevalence of co-existing autoimmune disease in Graves’ disease
and Hashimoto’s thyroiditis of approximately 10% and 14% respectively (100). In this study
RA was the most frequent co-existing autoimmune disorder with a prevalence of
approximately 3% in Graves’ disease and 4% in Hashimoto’s thyroiditis. Another study
investigating if individuals with one autoimmune disease had a higher risk of a second
autoimmune disorder, found an increased occurrence of RA in patients with AITD
(standardized incidence ratio 131.8; 95% CI, 117-148) (93). Similarly, a review article by
Fallahi et al. (84) of approximately 3000 patients with AITD and 2000 controls found a
slightly increased prevalence of RA of 2.4% of AITD patients with AITD.
In a study by Bengtsson et al. (78), thyroxine treated AITD was associated with a doubled
risk of developing both ACPA-positive (OR, 1.9; 95% CI, 1.4-2.6) and ACPA-negative RA
(OR, 2.1; 95% CI, 1.5-3.1). The risk was severalfold increased (OR, 11.8; 95% CI, 6.9-20.0)
in individuals carrying the shared epitope.
14
reflects a common or at least overlapping immune-pathogenesis (99). A genome-wide
association meta-analysis study, including approximately 30 000 cases and 725 000 controls,
from Iceland and the UK Biobank, identified 99 variants that associate with AITD risk. Of
those, a variant in the tyrosine kinase receptor FLT3 (rs76428106-C) has the largest effect on
the risk of developing AITD (OR 1.46, P = 2.37 × 10−24) and was also associated with
developing RF and/or anti-CCP-positive RA (OR 1.41, P = 4.31 × 10−4) (110). The identified
mutation in FLT3 results in a dysregulation of hematopoietic progenitor and dendritic cells
and subsequently a disturbed immune system and increased disease risk (110).
15
2.3.7 bDMARDs and AITD
Findings indicate that both AITD and RA may partly have a common immune-pathogenesis.
However, studies investigating whether antirheumatic therapies may have an effect on AITD
occurrence, are limited. TNF-alpha is a proinflammatory cytokine suggested to have a
pathogenic role in both RA and thyroid dysfunction. A previous study found increased levels
of TNF-alpha in both hypothyroid and hyperthyroid patients and a normalization of TNF-
alpha levels was seen after the treatment of the hyperthyroid patients (120). One preclinical
study found that mice with induced autoimmune thyroiditis, treated with anti-TNF-alpha,
experience a reduction of proinflammatory cytokines and less inflammation in the thyroid
gland (121). Another study, using a mouse model, found that exposure to proinflammatory
cytokines (e.g. TNF, IL-6 and interferon) leads to an immune-mediated inhibition of thyroid
function, development of hypothyroidism due to the chronic cytokine exposure and
subsequently clinical signs of hypothyroidism (122). These findings indicate that a subgroup
of individuals with inflammation-mediated AITD may in fact have a reversible condition.
One small pilot study by Raterman et al. (123), of hypothyroid and TPOab-positive RA
patients, found that anti-TNF treatment improves the thyroid function in this group of
patients. A significantly larger decrease in TSH levels after anti-TNF treatment was seen in
the hypothyroid- compared to the euthyroid group. One review article by Bliddal et al. (124),
including six studies, investigated the thyroid autoimmunity and function in a total of 311
patients treated with anti-TNF treatment or the monoclonal CD 20-antibody rituximab. They
conclude a non-significant tendency towards slight improvement of the levels of
autoantibodies and thyroid function in hypothyroid patients. Two of the included studies
report decreased levels of TPOab or TgAb after bDMARD therapy (6 months of adalimumab
treatment and 24-40 months of infliximab or rituximab treatment, respectively) (123, 125).
However, unchanged or increased levels of thyroid antibodies is reported in one of the
included studies after 12 months of infliximab or etanercept treatment (126).
In some studies, rituximab has shown beneficial results when treating Graves’
ophthalmopathy (127, 128). Studies on the effect of csDMARDs, such as methotrexate, on
the development of AITD are limited. However, in a case report the results indicate reduced
inflammatory activity in thyroid related opthalmopathy after methotrexate treatment (129).
16
targeted against thyroid-specific components (56). However, some studies argue that Graves´
disease is considered to be a systemic autoimmune disease based on the presence of both
thyroidal and extrathyroidal manifestations (131).
2.4 Validity of the RA diagnosis in the National Patient Register (NPR) and
the Swedish Rheumatology Quality register (SRQ)
In Swedish register-based studies, both the NPR and the SRQ have been used to identify and
include large populations of RA patients. In several studies on RA patients, the descriptive
epidemiology of RA (1, 4, 132-134) and its disease course, antirheumatic treatments and RA-
related outcomes (135-139) have been studied by using the NPR. In parallel to its extended
coverage, the SRQ has increasingly been used to identify large cohorts of RA patients to
study the descriptive epidemiology and related outcomes (1, 133, 140-142).
By using discharge notes from hospitalizations listing RA, the validity of the diagnosis codes
for RA from inpatient care have previously been investigated within a study examining the
risk of lymphoma in RA (143). The medical records were reviewed to confirm the RA
diagnosis. Among the participants, 9% were excluded because of missing information or not
fulfilling the criteria of RA. However, nowadays the majority of patients with RA are only
treated in outpatient care. Previous validations of the diagnosis codes for RA from outpatient
care have also only been based on the included patients within the study. One study found
that 90% of the assigned RA diagnoses are correct when validating the RA diagnosis in a
subset of patients within the study (n=70) (144). To study the validity or the positive
predictive value of the RA diagnosis in the outpatient part of the NPR and the SRQ, is thus
highly relevant as a means to assess whether these registers can be used with high accuracy
for the planned doctoral projects, as well as in other research projects. In this case the positive
predictive value can be expressed as the probability of an individual coded with an RA
diagnosis truly having the disease.
Since the health care system and registers differ between countries, previous validation
studies from Sweden are not directly comparable with corresponding international studies.
However, the validity of an RA diagnosis among RA-coded individuals from a primary care
database in the UK -population (the General Practice Research Database) seemed high for
patients with specific characteristics. Using a data-derived diagnostic algorithm with a > 80%
sensitivity and specificity, 61% of RA-coded patients fulfilled the diagnostic algorithm (145).
Another validation study, using the medical records of rheumatologists in Ontario, Canada,
show a high level of accuracy where 84% of the patients also have an RA diagnosis
registered in the administrative data (146). A chart abstraction study from the same region
report a positive predictive value ranging from 51-83% amongst the primary care sample, and
ranging from 55-80% in the rheumatology sample, depending on the applied diagnostic
algorithm (147). One study examining the validity of the RA diagnosis in the Danish Danbio
clinical register and the Danish National Patient Registry, have found a proportion of true RA
cases of 96% and 79%, respectively (148).
17
In addition, it is of clinical interest to study if the validity of the RA diagnosis varies between
the classification criteria that have been used historically (1987 ACR), compared to the newer
classification criteria for RA (2010 ACR/EULAR) that are now being used in clinical
practice (35, 36). Previous studies have validated the RA-diagnosis primarily by using a
cross-sectional approach. Since RA is a chronic condition it should typically be possible to
verify the RA diagnosis over time. There is thus a need for assessing the RA diagnosis
longitudinally and also to take the temporal validity of the RA diagnosis into account.
18
OBJECTIVES
3.1 OVERALL OBJECTIVES
The overall aim of this thesis was to address etiological and clinical issues related to the
impact of one of the most common comorbidities in RA patients, AITD, and to better
understand the impact of RA on AITD.
The specific aims in the four sub-studies of this thesis were the following:
1) To assess the validity of the RA diagnoses in the registers used to identify patients
with RA in our studies (Study 1)
2) To investigate when, in time-wise relation to the clinical diagnosis of RA, the
increased risk of AITD in RA occurs (Study 2)
3) To examine whether AITD affects RA disease activity, or response to antirheumatic
treatment with methotrexate (Study 3)
4) To investigate whether antirheumatic treatments in RA patients may prevent the
development of AITD (Study 4)
19
MATERIALS AND METHODS
4.1 SETTING
Since the start of using church books to register birth and death records in the 1600’s, there
has been a tradition in collecting information on the inhabitants in Sweden. In the 20th
century many health care registers were initiated. This opened the way for the nationwide
healthcare and demographic registers that we use in research today. The Swedish personal
identification number assigned to every inhabitant since 1947, allows linkage between
different health care registers with almost complete coverage and provides an excellent
setting for epidemiological studies (151). The Swedish health care system is publicly funded
and the majority of patients with RA are followed in hospital-based specialist care. Through
specific algorithms, patients with RA can be identified from the health care registers and
information about comorbidities and treatment can be collected. In addition, these individuals
can be matched to healthy controls in the population to compare for instance background risk
for comorbidities.
21
Information from the Total Population Register was used to identify general population
comparators and to extract demographic information used in study II and IV.
22
4.3 STUDY DESIGN AND STUDY POPULATION
4.3.1 Overview
All studies in this thesis are register-based. A cohort design was used in study II-IV, although
a case-control design was also used in study II. The RA diagnosis in study I was based on an
ICD code for RA from a rheumatology clinic in the NPR. In study II-IV the RA diagnosis
was based on the inclusion with a RA diagnosis in the SRQ. The diagnostic algorithm to
identify RA patients in the NPR was validated in study I. The definition of RA in the SRQ,
based on the inclusion with a RA diagnosis reported by a rheumatologist, was also validated
in study I. Through linkage with previous mentioned registers, the study populations,
exposures, outcomes and covariates could be identified. SAS statistical software (version 9.4)
was used in all studies.
4.3.2 Study I
The incident group consisted of 111 individuals defined as patients with their first ever visit
to a rheumatologist listing a RA diagnosis in 2008 (base-case definition). In addition, a
stricter definition of incident RA was validated. This definition included two additional
criteria: a) a second visit within one year after the first visit, and b) no DMARD treatment > 6
months before the first visit with RA diagnosis. For the incident group the diagnosis was
validated at the “incident time point”, the date of the first visit listing a diagnosis code for
RA.
The register-based diagnoses were validated against both the 1987 ACR- and the 2010
ACR/EULAR classification criteria as well as the clinical diagnoses of RA, by extracting
diagnosis-related parameters from the medical files. A prespecified 20-item abstraction form
was used to include the parameters of interest. We determined if the patient would clinically
be regarded as having an incident disease, and if the RA diagnosis remained two years after
the first visit for the incident patients. For the patients not fulfilling criteria or qualifying for
the clinical diagnosis of RA, the alternative diagnoses were charted. The proportion of
23
patients developing radiographic changes up to the end of the study period, three years later,
was also explored.
4.3.3 Study II
Risk-set sampling
In risk-set sampling the control is selected at the time-point when the corresponding case is
identified. The controls are selected from the source population of individuals without the
outcome at the specific time-point, but who are eligible to have the outcome and become a
case during follow-up (158).
24
4.3.3.3 Exposure and outcomes
AITD
The main outcome measures were the prevalence and relative risk of incident AITD before
and after RA diagnosis compared to the population comparators. AITD was defined as
having received a prescription of thyroxine after excluding non-autoimmune indications. The
prescriptions were based on the ATC codes for hormone substitution therapy, levothyroxine
or liothyronine (H03AA01= levothyroxine, T4 (levaxin+euthyrox), H03AA02= liothyronin,
T3 (liothyronin)). By linkage to the PDR, individuals treated with thyroxine substitution
between 2005 and 2013 were identified.
Individuals with a history of thyroid cancer, identified through linkage to the Swedish Cancer
Register (icd7=194, icd9=193, icd10=C73), were excluded. Also, individuals with a
prescription in the PDR of iodine-containing drugs, lithium, amiodarone, or interferon-alfa
(ATC-code: C01BD01 (Amiodarone), N05AN01 (Litium), L03AB01/L03AB04/L03AB05
(Interferon-alfa/alfa 2a/alfa 2b)), were excluded.
Prevalent AITD was defined as a history of ≥1 thyroxine prescription in the PDR from 2005
through 2013. A prescription in the PDR in 2005 could be either a renewed prescription or a
first-ever prescription. Therefore, incident AITD was defined as the first thyroxine
prescription in 2006 or later. Participants with a prescription in 2005 were excluded when
analyzing incident AITD.
Subgroups of AITD
Through the ICD codes in the NPR, AITD was subgrouped into hyperthyroidism or
hypothyroidism. Hyperthyroidism was defined as having received a prescription for
thyroxine and an ICD-9 or ICD-10 codes for Graves’ disease or thyrotoxicosis (E050, E051,
E052, E053, E058, E059, 242, 242A, 242B, 242D, 242E)
The majority of cases with hypothyroidism are treated in primary care and are not registered
in the NPR. Hypothyroidism was therefore defined as a prescription for thyroxine and an
existing ICD-9 or ICD-10 code for hypothyroidism (E038, E039, E063, 244x, 245c) or the
absence of an ICD code for hyperthyroidism.
25
Figure 4.3 Illustration of the study design in study III
The disease activity index DAS 28-ESR was used to define the RA disease activity and the
change in RA disease activity (ΔDAS28-ESR) between the treatment start and the 3-month or
6-month visit. DAS 28-ESR is referred to as DAS 28 below.
Treatment response
The EULAR DAS 28 response criteria, based on the level and change in DAS 28 at follow-
up, was used to define non-, moderate and good responders (46). A patient was also defined
as a non-responder if switching from methotrexate to another DMARD, before or at the
follow-up visit.
The patient-reported outcome measures (PROMs) extracted from the SRQ were the
following: Patient Global VAS (patient assessment of disease activity on a 100 mm visual
analogue scale, (0 = best, 100 = worst)), VAS pain and Health Assessment Questionnaire
Disability Index (HAQ). We compared RA disease activity (DAS 28), its components,
PROMs, and EULAR-response, between RA patients with and without AITD.
26
4.3.5 Study IV
4.3.5.3 Exposure
DMARD treatments
By using information from the SRQ/ARTIS, we identified treatment with DMARDs and their
corresponding start and stop dates, during the study period. The DMARDs were grouped as
bDMARDs (primarily the four main modes of action TNF-inhibitors, B-cell
depletion/rituximab, T-cell co-stimulation blockade and interleukin 6 inhibition),
methotrexate and other csDMARDs.
4.3.5.4 Outcome
Incident AITD
The outcome measure was the relative risk of incident AITD after RA diagnosis in RA
patients (bDMARD and non bDMARD treated) and compared to the population controls.
AITD was defined as a prescription for thyroid hormone substitution therapy 2005-2019,
with exclusion of non-autoimmune indications as in study II-III, by linkage to the PDR and
the Swedish Cancer Register.
27
4.4.1 Statistical concepts
28
A p-value <0.05 was considered significant in study II-IV.
4.4.2.1 Study I
For the register linkage to identify the RA patients and for the descriptive statistics, mean
(SD), and median (25th-75th) of the study population, SAS statistical software (version 9.4)
was used in study I. Diagnosis related parameters where extracted from the medical files, by
using a 20-item abstraction form, to evaluate the RA diagnosis against the classification
criteria and clinical diagnosis of RA. The data from the abstraction form from each individual
was compiled and summarized for the prevalent, base-case incident and strict incident RA
patients separately.
4.4.2.2 Study II
In study II a matched case-control design was used to assess the prevalence and relative risk
of prevalent AITD at RA diagnosis. To assess the relative risk of incident AITD before the
diagnosis of RA, a matched case-control design was also applied with the RA patients as
cases, the reference participants as controls and AITD as the exposure. The relative risk
(estimated by OR) for AITD in different strata of time (<3 months, 3 to <12 months, 12 to
<24 months, 24 to <60 months, and ≥60 months) before RA diagnosis, was calculated, by
using conditional logistic regression with adjustment for the matching factors.
To assess the relative risk of incident AITD after RA diagnosis (the start of follow-up) a
matched cohort design was used. Here the RA patients were defined as the exposed cohort,
the reference comparators as the unexposed cohort and AITD the outcome. Individuals with a
history of AITD at the start of each follow-up interval were excluded. By using Cox
proportional hazards regression with adjustment for the matching factors, the relative risk
(estimated by HR) of AITD was calculated overall and in strata based on time since RA
diagnosis (0 to <3 months, 3 to <12 months, 12 to <24 months, 24 to <60 months, and ≥60
months). The participants contributed with time (person-years) from start of follow-up until
onset of AITD, death, migration or end of study (December 31, 2013).
The analysis of incident AITD was stratified by age, sex and RA serostatus and further
subgrouped on hypothyroidism and hyperthyroidism. In a second step, we also adjusted for
comorbidities possibly associated with the detection of AITD and the number of physicians
visits in the NPR.
29
The disease activity metrics were the dependent variables and AITD the independent variable
in the linear regression, with adjustment for sex and age (see Figure 4.4).
Figure 4.4 Illustration of the statistical concept, step one, for study III
In a second step, by using linear regression we examined the association between AITD and
the change (delta, Δ) of the disease activity parameter between the RA diagnosis and the 3-
and 6-month follow-up visits (see Figure 4.5).
Figure 4.5 Illustration of the statistical concept, step two, for study III
In a third step, by using logistic regression we investigated the association between AITD and
response to methotrexate 3 and 6 months from treatment start. EULAR DAS 28 good
responders (cases) were compared with moderate/non-responders (controls) and AITD was
the exposure. Additional adjustment was made for HAQ, smoking and the use of oral steroids
30
in additional models (see Figure 4.6).
Figure 4.6 Illustration of the statistical concept, step three, for study III
Multiple imputation
Since approximately 20% of the visits had missing values on the DAS 28 variables, two
separate analyses were performed. The first including all RA patients with a 3-month and/or
6-month visit. The second, limited to the patients with complete information on the DAS 28
variables. For those patients with missing information on EULAR DAS 28 response, the
values were imputed by using multiple imputation. In addition, we imputed information on
HAQ, the use of oral steroids and smoking, if there was a missing value. In the multiple
imputation, fifty imputed datasets were created and analyzed by logistic regression applying
the generalized-estimating-equation method.
4.4.2.4 Study IV
In study IV we investigated the risk of incident AITD following RA diagnosis in three
different models. In a first step, we used a matched cohort design where the RA patients
formed the exposed cohort, the population comparators formed the unexposed cohort and
incident AITD was the outcome (excluding prevalent AITD). Participants were followed
from RA diagnosis/index date until either onset of AITD, death, migration or end of study
(December 31, 2019). Cox proportional hazards regression was used to calculate relative
risks (HR) overall and by time since RA diagnosis (0 to<1, 1 to <2, 2 to <5, 5 to < 10, and 10
to <14 years). The corresponding incidence rates for AITD was calculated for the same
periods of time.
In a second step, the relative risks of AITD in RA patients, during bDMARD and non
31
bDMARD treatment, were compared vs. the population controls. In this analysis, bDMARD
treatment was treated as a time-varying exposure, based on all treatment episodes during
follow-up of the study. Accordingly, patients could contribute with person time to both the
bDMARD exposed and to the non-bDMARD exposed cohort.
In a third step, the relative risks of AITD were compared between bDMARD vs. non
bDMARD episodes among patients with RA. Treatment with different bDMARDs was
counted as one treatment episode if it belonged to the same treatment subgroup and the time
between treatments was within a specified time interval (<180 days for Rituximab and <90
days for other bDMARDs). The first bDMARD treatment was included in the main analysis.
In addition to the main analysis, sensitivity analyses were performed including several
bDMARD treatment episodes.
All analyses were adjusted for age, sex and calendar year. Additional analyses were
performed based on subsets of RA patients and csDMARD co-medication. Furthermore,
several sensitivity analyses were performed for different bDMARD treatments (TNF-
inhibitors/rituximab/other bDMARDs), additional adjustment for treatment with methotrexate
and for different time-scales in the Cox regression.
32
4.5 ETHICAL CONSIDERATIONS
The ethical concern in all research, including register-based studies, is the protection of data
privacy of the participants. The Declaration of Helsinki was developed by the World Medical
Association to promote ethical principles for research involving human subjects (159). These
guideline states that the ethical considerations in a planned research project should be
examined by an ethical committee before conducting the research. In Sweden, six Regional
Ethical Committees of the Ethics Review Authority, examine applications for ethics review
of research, in accordance with the Act of Ethical review (160).
In general, research on human subjects postulates informed consent from the study
participant. According to Swedish legislation, informed consent is not a requirement in large
scale register-based studies due to the large number of participants, since this would not be
feasible. However, the register-based study must be approved by an ethical committee and
the research must be considered to benefit patients with the same condition and contribute
with knowledge presumably unattainable in another type of research settings.
All studies in this thesis were approved by the Stockholm Regional Ethical Committee. In
study I, information was collected from the medical files. In study II-IV the National Board
of Health and Welfare replaced the personal identification number with an anonymous
participant number before transferring data from the registers. The data at the Clinical
Epidemiology Division are stored in secure servers and the access is limited to study specific
researchers. We believe that the studies in this thesis are clinically relevant and contributes
with knowledge on RA and AITD that may be beneficial to patients with the same conditions.
33
MAIN RESULTS
5.1 STUDY I
The results showed that among the register-based prevalent RA patients from the NPR, the
chart review indicated that 91% fulfilled the classification criteria or clinical diagnosis of RA
(see Table 5.1). Among the patients who did not have RA, all but one were identified with
another inflammatory rheumatic disease. Of the patients verified with RA, 79% fulfilled both
classification criteria. Although six patients did not fulfill the classification criteria at the
time-point of evaluation, all the available data in the medical file supported the RA diagnosis.
For the majority of these patients, the classification criteria were fulfilled later on.
Table 5.1 Summary of medical records of prevalent patients registered with RA in the
Swedish National Patient Register
n, values given as number of patients and (%) given as the equivalent percentage
Of the patients identified with incident RA according to the “base-case” definition, 83%
fulfilled the RA diagnosis at the date of evaluation and after the two-year follow-up period. In
the subgroup defined as “strict” incident, the RA diagnosis was confirmed in 91% of whom
92% also had true new-onset disease (see Table 5.2). Among these patients 87% fulfilled
both classification criteria for RA.
35
Table 5.2. Summary of medical records of incident patients in the strict definition of
register-based incident RA in the Swedish National Patient Register
n, values given as number of patients and (%) given as the equivalent percentage.
Validation of the patients who were also registered in the SRQ showed that the corresponding
number was 96% for the prevalent patients and 91% for the incident patients of whom 94%
could also be verified with new-onset disease.
5.2 STUDY II
At the time of RA diagnosis, the prevalence of AITD was 10.3% among RA patients (n=832)
compared to 7.1% among the controls (n=5725) (OR, 1.5; 95% CI, 1.4-1.7).
The relative risk of incident RA was assessed up to 7 years before and 8 years after RA
diagnosis. During this period of time 374 RA patients and 2587 controls developed incident
AITD. The overall risk of incident AITD was increased among RA patients compared to
controls before RA diagnosis (OR 1.7; 95% CI 1.5-2.0) (see Table 5.3). The increased risk
seen among RA patients developed during a 5-year period before RA diagnosis (OR, 1.5;
95% CI, 1.2-1.8) and had a peak at the time of RA diagnosis (0-3 months before) (OR 5.3;
95% CI, 3.7-7.6). Following RA diagnosis, the risk of developing AITD gradually decreased
below the expected rate (2-5 years after RA diagnosis, HR, 0.7; 95% CI, 0.5-1.0) (see Table
5.3 and Figure 5.1).
Analyses stratified by age and subtype of RA displayed higher ORs in the younger age group
(16-49 years: OR, 2.8; 95% CI, 2.2-3.5) and in seropositive RA (OR, 1.8; 95% CI, 1.5-2.1).
Additional adjustment for comorbidities and the number of physicians’ visits had little impact
on the risk estimates.
36
Table 5.3. Relative risk of incident AITD before, and then after, the diagnosis of RA in
7489 patients with RAa in the SRQ compared with 70 965 matched population controlsa
Characteristics Patients with RA, No. Population controls, No. OR (95% CI)b
Overall before RA diagnosis 255 1442 1.7 (1.5-2.0)
Sex
women 219 1226 1.7 (1.5-2.0)
men 36 216 1.6 (1.1-2.3)
RF status among cases
Positive 164 875 1.8 (1.5-2.1)
Negative 81 501 1.5 (1.2-1.9)
NA 10 66 1.5 (0.7-2.9)
Time between AITD and RA diagnosis
0-<3 months 47 84 5.3 (3.7-7.6)
3-<12 months 49 233 2.0 (1.5-2.7)
12-<24 months 42 284 1.4 (1.0-1.9)
24-<60 months 96 627 1.5 (1.2-1.8)
>60 months 21 214 0.9 (0.6-1.4)
Age at inclusion in SRQ
16-49 years 86 315 2.8 (2.2-3.5)
50-74 years 135 893 1.4 (1.2-1.7)
>74 years 34 234 1.3 (0.9-1.9)
HR (95% CI)b
Overall after RA diagnosis 119 1145 0.9 (0.8-1.1)
Time since RA diagnosis
0-<3 months 15 62 2.1 (1.2-3.7)
3-<12 months 26 205 1.1 (0.7-1.7)
12-<24 months 29 249 1.1 (0.7-1.6)
24-<60 month 40 485 0.7 (0.5-1.0)
>60 months 9 144 0.6 (0.3-1.1)
a
Participants with thyroxin treatment and treatment with iodine-containing drugs or a history of thyroid cancer
excluded; b Adjusted for matching factors; age, sex, residential area
37
Figure 5.1 Relative Risk of incident AITD before and after the diagnosis of RA
Analyses restricted to hypothyroidism (94.7% and 90.2% of all incident AITD for RA
patients and population controls, respectively), demonstrated similar pattern of relative risks
as for the whole AITD group. For hyperthyroidism, there was no overall increased risk for
hyperthyroidism at RA diagnosis in RA patients compared to population controls (OR, 1.1;
95% CI, 0.7-1.8), but an overall decreased risk following RA diagnosis (HR, 0.2; 95% CI,
0.05-0.8). Please see tables in paper II for the complete results in AITD subgroups.
38
Table 5.4 DAS 28 parameters at baseline and at the 3-month visit for RA patients in the
SRQ
For each of the seven variables named in the first column and for each time point, the estimate (β) was provided
by a linear regression model for which the variable in the first column was the dependent variable, AITD the
independent variable, and age and sex used as adjustment. The estimate β gives the mean difference (given the
linear model) between the two types of patients, a positive value meaning that the AITD+ patients have on
average a higher value than the AITD− patients.
When comparing the change in RA disease activity between baseline and the 3- and 6-month
follow-up visit, patients with AITD decreased significantly more in Patient Global VAS at
the 3-month visit (see Figure 5.2). For the other disease activity parameters under study, there
were only small numerical differences for those with vs. without AITD between visits.
Our result demonstrated that overall AITD had little impact on EULAR-response to
methotrexate at three months (OR of non/moderate response: 0.95; 95% CI, 0.8-1.1), nor at
six months follow-up visit. The results were similar when restricting the analysis to non-
imputed data on response status. However, in separate analyses stratified by age, there was a
trend indicating a lower chance of being a good responder with concomitant AITD at the 3
months visit among younger patients (<45 years) (OR of non/moderate response: 1.44; 95%
CI, 0.76-2.76). This lack of response was more pronounced at the 6-month follow-up visit for
this subgroup of patients (OR of non/moderate response: 2.75; 95% CI, 1.04-7.28). Please see
supplementary tables in paper III for the complete results.
39
Figure 5.2 Change in DAS28 Components between month 0 and 3 months, and EULAR
DAS28-ESR Response at 3 months
40
5.4 STUDY IV
Counting from RA diagnosis, with a mean follow up of 6.3 years (RA patients) and 6.4 years
(controls), 2.3% (n=321) of the RA patients and 2.9% (n=1838) of the controls developed
AITD. This corresponded to an incidence of 3.7 vs. 4.6 per 1000 person-years, and a
decreased risk of AITD in RA patients vs. their population controls, HR, 0.81; 95% CI, 0.72-
0.91. The incidence and relative risk of AITD gradually decreased over time from RA
diagnosis (e.g. 10-14 years after RA diagnosis: 2.9 vs. 4.5 events per 1000 person-years, HR,
0.64; 95% CI, 0.37-1.09). Please see the supplementary information in paper IV for the
complete results.
Furthermore, when we assessed the risks separately for RA patients based on bDMARD
treatment status, compared to the general population, the risk of incident AITD was
significantly decreased in RA patients not receiving bDMARD treatment (HR, 0.84; 95% CI,
0.74-0.96). The decreased risk was even more pronounced in the group of patients receiving
bDMARD treatment (HR, 0.54; 95% CI, 0.39-0.76) (see Figure 5.3).
Figure 5.3 Relative risk of incident AITD in early RA patients, during bDMARD
treatment and non bDMARD treatment, compared to the general population
41
In analyses restricted to the comparison between RA patients, the risk of incident AITD was
decreased during bDMARD treatment compared to non bDMARD treatment (HR, 0.65; 95%
CI, 0.45-0.93).
When including all the treatment episodes during follow-up, the protective association was
most pronounced for TNF-inhibitors (vs. no TNF inhibitor treatment), HR, 0.67; 95% CI,
0.47-0.96 (see Table 5.5). Subset analyses based on sex and rheumatoid factor status provided
similar results as the main analysis. Likewise, including several bDMARD treatment
episodes also yielded similar results compared to the main analysis. Additional adjustment for
co-medication with methotrexate had little impact on the risk estimates seen in the main
analysis.
Table 5.5 Relative risk of incident AITD in early RA patients receiving bDMARD
treatment compared to non bDMARD treatment, overall and stratified by bDMARD
mode of action
a
) adjusted for sex, age at diagnosis and calendar year b) time scale: attained age, counting all treatment
episodes, first untreated episode
42
DISCUSSION
This thesis aimed to explore the etiological and clinical impact of AITD in patients with RA
and therewith the impact of RA on the development of AITD. The main results from the
studies in this thesis is discussed based on the overall methodological considerations followed
by findings related to the specific studies.
The case-control study design is by definition backward-directed and the cases are chosen
based on having the outcome of interest (e.g. RA). The controls are to be sampled from the
same population (source population) as the cases (161). There are several methods of
sampling the controls such as case-cohort and risk-set sampling. The exposure of interest is
compared between the cases and controls to investigate a potential association. A limitation
of the case-control study may be that the sampling of the controls, or cases, can create a bias
of the assessment of the exposure, for example due to recall bias. This is why the level of
evidence in a case-control study is generally described as weaker compared to the cohort
study design. One way of avoiding this type of bias is to use prospectively recorded data on
the exposure independently of the case/control status. There can also be difficulties in
assessing the temporality between the exposure and the outcome, to state which of the two
conditions that occurred first. The case-control design is suitable for studying rare diseases
and the association with several exposures can be investigated. One strength of this study
design is that it is cost-effective due to that the study population can be kept smaller
compared with other study designs.
The cohort study design is forward-directed and the participants are sampled based on the
exposure status and then followed over a time period where the outcome potentially can
occur (162). The outcome among the exposed and unexposed individuals are then to be
compared. The cohort design can be either prospective or retrospective based on when the
43
data collection occurs in relation to the start of study. The retrospective cohort study is still
considered forward-directed but the outcome may have occurred when starting the study.
Also, in the retrospective cohort study design, the exposure may have been recorded
prospectively and independently of the outcome and thus allowing to minimize information
bias. This approach is used in the cohort studies included in this thesis. Advantages of the
cohort design is the possibility to include a large number of participants that can be followed
during a long period of time which may increase the power. In addition, this study design
allows to study diseases in relation to rare exposures, time-varying exposures and several
exposures and outcomes.
In study II we applied a case-control design to assess the risk of AITD before RA diagnosis.
The definition of the exposure AITD and the outcome RA used in this study allowed to assess
the temporality between the two conditions. The case-control design enabled us to control for
potential confounders related to time before RA diagnosis. To include the combination of a
case-control and cohort design in the same study allowed to estimate the risk of AITD at
different points in time before and after RA diagnosis. The long follow-up time in study II
and IV enabled assessment of incident AITD in comparison with the general population in a
longer perspective and to investigate the effect of a longitudinal exposure to bDMARDs on
AITD risk. In study II-IV where a cohort design approach was used, the information on the
exposure (RA) was recorded independently of the outcome (AITD). By using the Total
Population Register large numbers of individuals could be identified from the same source
population as the RA patients and used as controls in study II and as the unexposed cohorts in
study II and IV.
The DAS 28 score is a widely used disease activity score in clinical practice, but there are
some limitations. DAS 28 does not include joint counts of the feet, why the disease activity
may potentially be underestimated. A previous study found a discrepancy between the
physicians’ assessment of the disease activity and the level of DAS 28 (163). The Patient
Global VAS and the ESR may also be high due to other medical reasons than RA. There can
be a discrepancy between the patients’ objective and subjective disease activity measures. In
study II both objective disease activity measures and patient reported disease activity
measures (PROMs) were used to capture all aspects of disease activity in RA patients.
44
Information bias
The definition of AITD was based on prescription of thyroxine from the PDR after excluding
non-autoimmune indications. The PDR has a very high coverage, close to 100%, of
dispensed drugs and in combination with using ICD-codes from the NPR considered a valid
data source to minimize misclassification of AITD in study II-IV. Although, it cannot be
excluded that some individuals could still have a non-autoimmune indication for thyroxine
substitution, a possible misclassification of AITD should not be dependent on RA status and
therefore not affecting the associations seen in our studies.
Another type of differential misclassification is recall bias. This type of bias refers to when
cases remember the exposure of interest differently than their controls. By using
prospectively recorded exposure data with no relation to the outcome in the case-control part
of study II, recall bias was avoided.
45
Selection bias
Selection bias refers to a systematic error in how individuals are chosen or participates in a
research study (164). This type of bias can occur if there is a different association between
exposure and outcome among the study participant compared to the controls or exposure
status impacts the selection of cases and controls in a study. Selection bias may both
underestimate and overestimate an association.
In study II-IV we identified the RA cohorts from the SRQ. The likelihood of a patient being
included in a health care quality register such as the SRQ may possibly be affected by the
patient characteristics or health status. Patients with a high disease burden and shorter life
expectancy may be less likely to be included in a quality register. A patient that is lacking
basic computer skills or do not speak Swedish is unable to register PROMs in the SRQ, and
therefor potentially less likely to be included in the register. This could lead to a selection of
healthier RA cohorts and subsequently a possible underestimation of the risk of comorbidities
such AITD, compared to the general population in these studies. Since the RA patients in
study III were conditioned on having a registration of DAS 28 parameters in the SRQ at
several visits some level of selection bias cannot be excluded.
Confounding
A confounder is defined as a factor associated with both the exposure and outcome but not a
causal effect of the exposure (164). The confounder may bias the relative risk if it is unevenly
distributed between cases/controls or exposed/non-exposed. Some of the methods used to
control for confounding are randomization, matching, restriction, adjustment and
stratification. The information on potential confounders is often limited in register-based
studies compared to for instance studies using extensive questionnaires to collect information
on the specific individual. In the statistical models in study II-IV we stratified on age, sex and
RA serostatus. We adjusted for age, sex and also matching factors when applicable.
Additional adjustment for other comorbidities possibly associated with detecting AITD and
the number of health care visits were performed in study II. Moreover, we adjusted for
potential confounders linked to both RA disease activity and AITD; HAQ, the use of oral
steroids and smoking, in study III.
Confounding by indication
46
disease burden, which may lead to an overestimation of the effect of the intervention. A
history of a previous malignancy and severe heart failure are contraindications for treatment
with some bDMARDs. Historically, rituximab has been recommended instead of treatment
with TNF-inhibitors in patients with a previous malignancy, according to treatment
guidelines for RA patients (165). This treatment approach reflects in the lower prevalence of
previous cancer among TNF-inhibitors treated compared in rituximab treated seen in
previous studies (166, 167). Since concomitant AITD is not a contraindication for treatment
with any of the bDMARDs, confounding by indication was not considered a major issue in
study IV.
Reverse causation
A situation where the outcome causes the exposure rather than vice versa is referred to as
reversed causation. Potentially the onset of RA symptoms may mimic the onset of AITD. A
way of controlling for reverse causation is to have a long follow-up time and to stratify the
risk in different strata of time as in study II and IV.
6.1.3 Precision
The accuracy of a study is dependent on the validity and the precision. The precision can be
referred to as the reproducibility of a study. High precision corresponds to a low grade of
random errors. By using a large study population, the risk of random errors decreases and the
precision increases. Both the p-value and the confidence interval quantify the precision. The
confidence interval was set to 95% in our studies. Using large cohorts in study II-IV enabled
a high precision. However, in some subset analyses the number of observations was limited
resulting in wider confidence intervals and lack of statistical power. This was seen for the
hyperthyroidism subgroup in study II and the younger age group in study III indicating less
robust results. The stronger association seen in the younger age group of RA patients
(compared to older) and AITD were consistent over study II-IV, though.
47
6.2 FINDINGS
When conducting study I, a separate validation was performed restricted to the patients
registered in the SRQ (n=92 of the prevalent patients and n=84 of the incident patients). Of
these the validity or the of the RA diagnosis was 96% for the prevalent patients and 91% for
the incident patients (of whom 94% was also classified as incident). The results were not
published in the final manuscript since the main focus of the study was the validity in the
NPR.
A recently published study, based on the Danish clinical quality register (DANBIO) and the
Danish National Patient Registry (DNPR), found similar numbers on the validity as in our
study (96% for DANBIO and 79% for DNPR) (148).
48
6.2.2 AITD in relation to RA diagnosis
In study II our results showed that the increased prevalence of AITD in RA patients to a large
extent developed during the last few years prior to RA diagnosis. Following RA diagnosis,
the incidence of AITD gradually decreased. Our findings of a prevalence of AITD in RA
patients at diagnosis of approximately 10% are supported by previous studies (78, 101, 105).
We also found similar prevalence figures in study II and III. The timing of risk development
found in our study is also in line with previous findings (78). The pathogenic mechanisms
behind the co-existence of AITD and RA may be related to several factors. Shared
susceptibility genes have previously been suggested (55, 110, 169). An additional explanation
behind the temporal risk development of AITD in relation to RA diagnosis may be lead time
bias. An earlier detection of AITD in RA-patients due to more health care contacts and an
increased surveillance would result in an increased incidence and thereafter a reciprocal
decrease. As discussed above, a surveillance bias would not explain the increase and decrease
seen in the longer time spans in our study, though. Also, adjustment for the number of health
care contacts only slightly attenuated the risk estimates seen. The peak in risk of AITD close
to RA diagnosis could perhaps reflect a critical causal link between AITD and RA. This
could be a possible explanation for the somewhat higher incidence of AITD seen in
seropositive compared to seronegative subgroup of RA patients. The persistent decrease of
AITD up to 8 years following RA diagnosis compared to the general population may
potentially be due to a protective effect of antirheumatic therapies. Based on the results from
study II we suggested that the potential impact of antirheumatic treatments on the
development of AITD needed to be further investigated, which subsequently led to the
initiation of study IV. Since we aimed to investigate the temporal pattern between the two
conditions we used the date of RA diagnosis as a proxy for clinical onset of RA and the date
of first thyroxine prescription as a clinical for the onset of AITD. The pathogenic mechanisms
for both conditions, as described in the background, are likely to have started up to several
years earlier, though. When adjusting for comorbid conditions, we saw that the results were
slightly attenuated for type 1 diabetes, malaise and fatigue, osteoporosis and pregnancy-
related outcomes, while adjustment for depression, dementia and hyperparathyroidism
slightly enhanced the results. We lacked data on other potential confounders such as BMI and
smoking status which would of course have been valuable information. Adjustment for
smoking did not explain the increase prevalence of AITD seen in RA patients in a previous
study, though (78). In a clinical context our results imply that patients with AITD that suffer
from arthralgia should promptly be evaluated for a potential new onset RA. On the other
hand, the RA patient could be reassured that the risk of developing a concomitant AITD is
not increased.
49
6.2.3 The effect of AITD on RA disease activity and response to
antirheumatic treatment
Our result from study III suggest that AITD did impact RA disease activity at time of
diagnosis mainly through patient-reported disease activity measures. However, this difference
did not impact the overall chance of obtaining a good treatment response to the first line
antirheumatic treatment with methotrexate. Our results underline the importance of
systematic evaluation of all disease activity parameters and not just composite measures like
DAS 28. Contrary to the overall findings, we saw a different pattern of disease activity and a
negative effect on the treatment response among younger patients (< 45 years). This is in line
with previous findings indicating a stronger association between AITD and RA in younger
patients (94).
There is no clear unanimity in the results from previous studies investigating the association
between AITD and the RA disease activity. Small study populations often examined with a
cross-sectional design is a limitation in several studies. One previous study addressing this
research topic found an increased disease activity (based on DAS 28 and ESR) in prevalent
RA patients with thyroid dysfunction (118). A review article (170), has described a possible
association between hypothyroidism and high RA disease activity based on DAS 28 or some
of the individual DAS 28 components and suggests screening for AITD, since detection and
treatment of this condition could be beneficial for the RA disease activity. The results from
our study is partly in line with a Danish study (119), which have found a lower treatment
response (level and change of DAS 28 CRP) at 4 months from treatment initiation in RA
patients with thyroid disorders. But the individual components of DAS 28 were not
evaluated. Our results extend those findings by showing that the lower treatment response is
primarily explained by higher levels of patient-related disease activity parameters at baseline.
Our findings of potential lack of treatment response in younger patients, may reflect a
stronger effect of shared susceptibility genes, but needs further investigation. An individual
who has developed two autoimmune conditions already at a young age has perhaps a stronger
shared inheritance.
We did not have information on the levels of thyroid antibodies. However, as mentioned
previously, the prevalence of thyroid antibodies has been reported to be significantly higher
than clinical overt AITD in the population (54). We aimed at investigating the effect of
clinical overt AITD on RA disease activity and treatment response and therefor found the
applied definition of AITD adequate for our study.
Based on my own clinical experience, although the patient is treated to remission, the
persisting symptoms with chronic pain, fatigue and a reduced overall capacity may still be a
major problem. The patients often consider the problems related to these subjective
symptoms overarching the objective and specific joint symptoms.
To achieve an early disease control after the initiation of antirheumatic treatment has
50
previously been demonstrated to correlate with the long-term outcome (171). Consequently,
to identify predictors of treatment response is of great interest when aiming to optimize the
disease control. Since AITD is such a prevalent comorbidity and the symptoms may be
similar to RA symptoms it is of special interest to investigate its impact of the RA disease
activity and treatment response. It is reassuring for the treating physician that overall
concomitant AITD is not linked to worse objective RA disease activity measures. On the
other hand, AITD has an impact on the phenotypic presentation of RA through worsening of
subjective disease activity measures. These measures may also reflect the symptoms from
both conditions. It is known that the physicians’ assessment of disease activity may not
correlate with the patients’ assessment of disease activity and that a proportion of patients
score a higher level of disease activity than their physician (172, 173). PROMs are registered
by patients, without the impact of their physician, and can serve as additional markers in the
assessment of treatment response (174). The impact of our results in clinical practice would
be to stress the importance of not just paying attention to the overall composite disease
activity measure but to unpick the specific components.
To our knowledge, no study has investigated the risk of incident AITD after the initiation of
treatment with bDMARDs or methotrexate in patients with early RA. However, our results
point somewhat in the same direction as previous small studies, using other definitions of
thyroid autoimmunity and prevalent disease rather than incident disease. Two of these studies
(123, 125) have reported decreased levels of thyroid autoantibodies after the treatment with
bDMARDs, TNF-inhibitors and rituximab in RA patients. On the other hand, another study
reports rather unchanged or increased levels of thyroid antibodies in RA patients following
treatment with TNF-inhibitors (126). We could not find comparable references in the
literature regarding a potential protective effect of methotrexate in combination with
bDMARD on AITD, as was seen in our study. However, a previous case-report demonstrated
reduced inflammation in thyroid related orbitopathy after the treatment with methotrexate
(129).
The complex regulation of T and B-cells and the related expression of numerous cytokines
are the targets for treatment with bDMARDs. The most frequently used bDMARD treatment
in RA patients are the TNF-inhibitors. Previous findings indicate that the levels of TNF-alpha
51
are elevated among patients with both hypothyroidism and hyperthyroidism. Also, treatment
of hyperthyroidism can lead to a normalization of the TNF-alpha levels (120).
Apart from a decreasing risk of AITD as an effect of treatment with bDMARDs, there may
be other explanations. As previous discussed, one is a reciprocal decrease as a result of an
increased diagnostic intensity. Since this study demonstrated a persisting decrease up to 14
years of follow up, this is most likely not the main explanation to our findings.
52
CONCLUSIONS
In this thesis we explored several clinical and etiological research questions related to the
bilateral impact between AITD and RA. Our findings provide knowledge that may be of
importance in clinical practice and the starting point for future research studies. The main
conclusions from our studies were the following:
• Based on the medical files from patients coded as RA in the NPR, the validity of the
RA diagnosis was high for both prevalent patients and for patients identified with
incident RA. The NPR and specific data algorithms to identify new-onset RA can be
used to identify RA populations to allow for high-quality epidemiological studies.
• AITD did not impact the overall chance of achieving a EULAR good response to
treatment with methotrexate at the 3- and 6-month follow-up visits, with the
exception of younger RA patients who were less likely to obtain a good treatment
response.
53
POINTS OF PERSPECTIVE
Based on the findings from the studies in this thesis new questions have been raised that may
serve as suggestions for future studies:
Study I
In recent years, the SRQ has extended to include the majority of the inflammatory rheumatic
diseases and may serve as a unique source for identification of patients with these conditions.
To conduct further validation studies of these diseases, also outside the study specific setting,
may help to develop algorithms for identification of larger patient populations with high
validity to be included in epidemiological studies.
Study II
One way to better understand the mechanisms behind the risk of developing AITD in relation
to RA onset would be to abstract information on the specific phenotypes of AITD and RA.
Such a study, would in an ideal setting, include sampling both from sera, thyroid tissue and
synovial fluid. Based on these samples, assessment of autoantibodies and histopathological,
immunological and genetic investigations can be performed, which could lead to a better
understanding of the pathogenic mechanisms behind the co-existence between AITD and RA.
The findings in study II raises the question if the temporal pattern of risk seen for AITD is
restricted only to RA patients, or if this pattern also is to be found in other rheumatic
conditions. This question may be addressed by using a combined case-control design and
cohort design with the inclusion of other rheumatic diseases treated and evaluated with a
similar routine as for patients with RA.
Study III
In study III, a discrepancy was found between subjective- and objective disease activity
measures in RA patients with concomitant AITD. The use of a register as the SRQ allows for
the abstraction of these disease activity measures. To include PROMs also in future studies
investigating disease activity and treatment response in rheumatic conditions is of major
interest since it adds valuable additional information on the disease activity.
Study IV
In study IV, RA patients treated with bDMARDs, TNF inbitors in particular, were at
decreased risk of developing AITD. These findings are indicative of a potential protective
effect of bDMARDs on AITD. One way to further approach this research question would be
to conduct drug repurposing studies that seek to identify if hypothyroidism and
hyperthyroidism may be new targets for bDMARD treatment. Moreover, to investigate if RA
patients treated with bDMARDs are at decreased risk of developing other autoimmune
conditions would be of great interest.
55
56
ACKNOWLEDGEMENTS
I’m very grateful to all people who have supported me during this research journey as a PhD-
student. I would especially like to thank:
Johan Askling, my main supervisor, for giving me the opportunity to become a PhD-student
and introducing me to the field of epidemiological research. Thank you for the support and
guidance throughout the years and for always responding immediately to my questions by
turning mail regardless of the time of day. Your scientific and linguistic skills are a true
inspiration! Thank you for creating such a dynamic and inspiring research environment at
KEP, I´m very glad to have been a part of that.
Bénédicte Delcoigne, my co-supervisor, for sharing your expertise in biostatistics. Merci for
your patience when we have discussed SAS coding and for your valuable input when
planning and conducting the studies in this thesis. I´m so glad that you joined as co-
supervisor along the way.
Karin Hellgren, my mentor, for your invaluable support, pep talks and for sharing your
research experience throughout the years. For your ”golden” advices and for coaching me in
how to balance clinical work, research work and the life outside work.
Members in the “Epi-inflammation” group at KEP past and present: Thomas Frisell,
Martin Neovius, Jonas Eriksson, Gustaf Bruze, Helga Westerlind, Daniela Di Giuseppe,
Hannah Bower, Elizabeth Arkema and Marie Holmqvist for creating such a great research
environment and for all the interesting discussions.
All the members of the Askling research group for all the great and inspiring research
work you perform.
My fellow-PhD students, past and present: Ängla, Hjalmar, Katarina, Andrei, Viktor W,
Matilda, Peter A, Renata, Anton, Marina and all others for support.
My fellow-students at the Research school for Clinicians, all co-workers and researcher
at KEP. Michael Fored for guidance during the application process for dissertation.
All my co-workers and colleagues at the Rheumatology unit for the support throughout
the years. Thank you for taking care of my patients when I have not been in the clinic.
57
Lars Klareskog, Ingrid Lundberg, Ingiäld Hafström, Elisabet Svenungsson, Iva Gunnarsson,
Johan Askling and Per-Johan Jakobsson for creating a unique research environment in the
field of rheumatology at Karolinska.
Former heads of the Rheumatology Unit, Johan Bratt, Cecilia Carlens and present Jon Lampa
and my former chiefs throughout my residency and as a specialist doctor, Ola Börjesson,
Louise Ekholm and present Christina Dorph for giving me the opportunity to combine
research with clinical work.
Inga-Lill Engvall, my former clinical supervisor, for always taking the time to share your
medical experience. Thank you for all the good advices and for always being so kind and
supportive.
Sofia Ernestam, my former clinical supervisor, for encouraging me to start with research in
the first place.
Marie Holmqvist, for creating such a stimulating research environment at the clinic. Thank
you for all the pep talks, good advices and for the great joy of having you as a room-mate.
The “Reuma KEPers”- Liselotte Tidblad, Viktor Molander, Karin Gunnarsson and Viking
Huss for your support in different ways. Nancy Vivar Pomiano, for the luck of teaming up
with you during demanding clinical “randningar”.
Hille, för vänskap sen födseln och för alla fjällsemestrar med familjerna. Åsa, för alla
gemensamma minnen sen vi blev som ler och långhalm på det där konfirmationslägret.
Pinglorna- Moa, Hanna, Emma, Sofia, Ylva och Erika för vår vänskap sedan skoltiden. För
alla pingelmiddagar, pingelresor och allt pingelstöd. Ni sätter guldkant på mitt liv.
Uppsalagänget- Sofia, Linda och Rouzbeh. För alla upptåg, studiecirklar och fester
tillsammans. Åren på läkarprogrammet blev fantastiska tack vare er.
Henrik och Fia, Stefan och Lovisa- jag är så glad att vi tillhör samma storfamilj och för
barnens fina kusiner.
Svärmor Elisabet och svärfar Lennart, för ert otroliga stöd genom åren. Tack för att ni alltid
tar emot oss med öppna armar och för att ert hem är som barnens andra hem.
Min moster Marie, för alla minnen och kulturella upplevelser vi syskon har fått med dig
under uppväxten och fortfarande får. Marie, Dag och Carl för alla semesterminnen på
”Panget” i Fjällnäs och i Oskarshamn.
58
Karin och Petter, för att ni är mina syskon. Tack för alla fantastiska barndomsminnen och att
ni alltid finns där, i medgång och i motgång. För era fina familjer, Ylva, Magda och barnens
kusiner.
Mamma Lotta och pappa Bosse för det villkorslösa stödet och kärleken under uppväxten och
i vuxenlivet. För att ni alltid har trott på mig och för allt ni gör för min familj och barnen.
Tack doktor pappa för att du inspirerade mig till det fantastiska yrkesvalet att bli läkare. Tack
professor mamma för att du inspirerade mig till att börja forska, ditt stöd under
doktorandtiden och din ovärderliga feed-back på kappan.
Carl, Sigrid och Axel-mina älskade barn, ord kan inte uttrycka vad ni betyder för mig. Ni är
mitt liv. Jag är så lyckligt lottad att få vara er mamma!
Rickard, min älskade man, du är mitt livs lyckokast! Jag är så tacksam och lycklig över vår
familj och vårt liv tillsammans. Ditt stöd har varit outtröttligt under hela den här resan och det
hade aldrig gått utan dig.
59
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