Professional Documents
Culture Documents
To cite this article: Grete Brochmann & Idunn Seland (2010) Citizenship policies
and ideas of nationhood in Scandinavia, Citizenship Studies, 14:4, 429-443, DOI:
10.1080/13621025.2010.490037
This article analyzes the recent changes in naturalization policies in three Nordic
countries, Norway, Denmark and Sweden. Considering the homogeneity of the region
in terms of culture, social structure and polity, the discrepancy in current citizenship
regulation is remarkable. Similar problem definitions have generated diametrical
opposite solutions. This is even more striking as the three countries, hailing on
perceived ideas of common interests and various experiences of shared rule in different
political constellations for the best part of the last 500 years, also cooperated closely in
forging their national citizenship legislation from the 1880s up till 1979. The article
gives perspective to this novel variation, analyzing the interplay between aims and
means in the naturalization policies. Basic questions like citizenship rights, the social
and cultural cohesion of the nation state, national ideology and questions of identity
will be addressed.
Keywords: citizenship; immigration; integration policies; Nordic region
countries. These emerging problems have again generated a series of policy revisions in
the field of welfare policies, in which retrenchment and the so-called work-line has
dominated.
Concern over the development of parallel societies in the wake of increased
immigration and inadequate integration has in turn induced awareness of the basic
cohesive forces in society, which preconditions liberal democratic welfare states rest upon
in order to ensure the continued welfare for all its members. Although being a more
general concern in today’s Europe, the issue has crystallized through multicultural
immigration. How are states to forge a new or renewed societal foundation to uphold
treasured liberal democratic values, universal welfare and possibly a sense of bounded
belonging, in a context increasingly featured by people’s diverse loyalties and life style
preferences? States have a limited number of policy options to deal with this complicated
and nebulous challenge. Naturalization policies have since the 1990s been revitalized as
one of the instruments in this field, being located in the intersection between the cultural-
(nationhood) and the socio-political field (rights to vote and the final full range of social
citizenship rights). Although the connection between citizenship legislation and the
questions of cohesion, identity and belonging is indistinct and controversial – ‘identity
cannot be legislated’, as Christian Joppke (2008, p. 536) formulates it – a number of states
in practice act as if it is worth while to give it a try. A perceptible dividing line among the
policy approaches to this legislation is its relationship to the sphere of integration; whether
the extension of citizenship to newcomers should serve as a motor in the inclusion process,
or opposite, as a reward for the effort. The three Scandinavian countries can serve as units
for comparison in this regard, being placed along a scale signified by the traditional
ethnos/demos-division, both in terms of what it takes to become a national, and as to the
conceptions of national identity.
This article analyzes the recent changes in naturalization policies in three Nordic
countries, Norway, Denmark and Sweden. Considering the homogeneity of the region
in terms of culture, social structure and polity, the discrepancy in current citizenship
regulation is remarkable. Similar problem definitions have generated diametrical opposite
solutions. This is even more striking as the three countries, hailing on perceived ideas
of common interests and various experiences of shared rule in different political
constellations for the best part of the last 500 years, also cooperated closely in forging their
national citizenship legislation from the 1880s up till 1979. The article gives perspective to
this novel variation, analyzing the interplay between aims and means in the naturalization
policies.
entered the field of citizenship studies, challenging the stability thesis from – broadly
speaking – two different angles.1 During the 1990s, Brubaker’s thesis was challenged by
firstly the ‘post national’ protagonists, claiming that the whole citizenship institution was
on the wane, as international human rights slowly would make national citizenship
redundant. Individual ‘personhood’ was replacing nationhood (Soysal 1994). Secondly, the
school of multiculturalism questioned the robustness (and the legitimacy) of the state –
nation relationship, as several ‘nationhoods’ presented themselves, claiming recognition in
nationally pluralized societies – in the wake of extensive and multicultural immigration.2
Even other more pragmatic positions would support a devaluation thesis, asserting that
liberal democratic welfare states granted newcomers civic and social citizenship way
ahead of the naturalization proper, therefore stripping the fully fledged citizenship of
content and significance.3
Then around the turn of the century, and maybe particularly after the events of 9/11 in
2001, another dialectical turn appeared in the form of the new concern over national
cohesion.4 After some decades of multicultural immigration and concomitant attempts
to use welfare state mechanisms and tools for cultural recognition to integrate the
newcomers, meager results in many places triggered a political reaction. Among a series of
measures to deal with the alleged flaws, attempted revaluation of the citizenship institution
has taken place in a number of contexts, reaffirming single citizenship as the dominant
membership principle, and along with it, new claims on prospective citizens in terms of
language skills, knowledge of polity and society as well as the introduction of pledges or
oaths in relation to the naturalization procedure. In other contexts, naturalization policies
went through a liberalization process, e.g. by allowing dual citizenship. The first position is
usually seen as a reemphasis of the ethnos-dimension – the second as a leaning towards
demos (Faist 2007). In Scandinavia both positions are represented, but we will argue that
the positions are not as clear cut as they may seem.
Nationhood questions are apparently not the first to be raised in the wake of
multicultural immigration. In the Scandinavian context, integration into the labour market
and the welfare state for a long time strongly dominated the field, at least through what
surfaced in the media and at the universities. It took some years of rather comprehensive
inflow, not least associated with social and economic problems, until discussions on lack
of cultural integration, threats to social cohesion and the fate of nationhood came to the
fore. By the end of the twentieth century this stage was reached in Scandinavia, influenced
by an international more general discourse on citizenship and integration. But the
nationhood discourse has hit the three countries in different ways, and the consequences in
terms of legislative reforms have taken different paths, reflecting a varying articulation of
the civic/ethnic divide.
In the following section we examine the roots of Scandinavian legislative cooperation
in this field before turning to the cross-national comparison of three central juridical
elements concerning the idea of nationhood springing from general principles on
international citizenship legislation.
question of subjects’ tax and military duties towards their king since the fall of the Roman
Empire in Europe. In the wake of the revolution, the nineteenth century political unrest in
Europe sought to revitalize the civil and non-fiscal aspects of citizenship, demanding
political rights for the greater part of the population. As ideological tendencies, these
political battles went on parallel with popular ideas of cultural nationhood. These ideas
served to constitute the different European countries as nation states, thereby reinforcing a
sense of natural identity among the inhabitants (Nordhaug 2000).
jus sanguinis (right by descent), jus soli (right by territory), and jus domicilis (right by
residence). The two latter principles are closely interrelated.
By jus sanguinis citizenship is granted or claimed because one or both parents are
citizens of that state. Citizenship is thus passed on from parent to child. Historically, this
principle has dominated Scandinavian law and is still the primary mark of indigenous
citizens. As will be demonstrated below, rights granted on the grounds of territorial
principles have increased their influence on recent legislation in this field.
By jus soli citizenship is granted or claimed because a person has been born on the
territory of a certain state. This principle dominates the legislation of the main immigrant
countries in the West, i.e. the US and Canada. Recent international law (the 1989 UN
Convention of the Child) appeals for states formerly guided by citizenship by jus sanguinis
to apply the principle of jus soli to children being born on the state’s territory by parents
without formal citizenship.
By jus domicilis citizenship is granted or claimed because a foreigner has set up a
permanent home and takes up work in a country – provided the stay is permitted by
national authorities. Jus domicilis provides a more recent basis for naturalization in the
Scandinavian countries, and is regulated by a process of formal application.
These general principles on citizenship legislation constitute the juridical backdrop
against which the ideas of national identity expressed through the three countries’ national
legislation are set. In Scandinavia, immigration before World War II was limited, thus
keeping the much-underlined equality of the Scandinavian states relatively unchallenged
(Brochmann and Kjeldstadli 2008). Since the 1950s, the three countries have let a growing
number of newcomers into their society, the figures escalating significantly since the 1970s.
This fact obviously gives reason for the law revisions in the first place. Notwithstanding,
it would be reasonable to expect some reflections on challenges for national identity
questions in the motivations for the law revisions, considering the centrality of the issue,
regardless of normative position. The citizenship law can in many ways be seen as a
national presentation of self; what it takes to become naturalized, indirectly indicates what
it means to be a member of the national community. In what ways can such reflections be
detected in the central documents in the three countries? We have chosen three pivotal
points for our discussion of this, namely (1) dual citizenship, (2) required time of residence,
and (3) required skills.
1. Dual citizenship
The different and conflicting general principles on citizenship, protected by international
conventions, can result in dual or even multiple citizenships when a person migrates or
takes up residence in another country. The 1950 Scandinavian legislation strictly required
foreigners to denounce their former citizenship when applying for naturalization in a
Scandinavian country. All three countries later ratified the 1963 EC Convention on
Reduction on Cases of Multiple Nationalities. The 1997 EC Convention on Nationality,
seeking to coordinate different national legislation, holds a neutral position on dual
citizenship. The recent amendments in Sweden and Norway were partly initiated to enable
ratification of the 1997 EC convention (NOU 2000, Kleis and Beckmann 2004, Sandesjö
and Björk 2005).
Danish law, true to the principles of the 1950 legislation, requires single
citizenship. Accordingly, a foreigner must agree to denounce his original citizenship
when applying for naturalization. Like in Sweden and Norway, a foreigner can also be
granted permission to stay in the country without ever becoming naturalized, which means
434 G. Brochmann and I. Seland
that his original citizenship can be sustained. The denunciation of former citizenship(s)
must take place within two years from the act of naturalization, or the Danish citizenship
will be withdrawn. Nevertheless, the control on this regulation is somewhat inconsistent,
and sometimes the conflicting principles of national legislation prove it impossible to
cancel the original citizenship. As a result, dual citizenship exits de facto in Denmark
(Kleis and Beckmann 2004).
The Norwegian 2005 Act reinforced the principle of single citizenship. Due to the
aforementioned international development, an increasing rate of dual or even multiple
citizenships has been observed in Norway. The government committee preparing the
draft could not agree on this point. Strongly influenced by the recent Swedish draft (1999)
and liberal European legislation backed by the 1997 EC Convention on Nationality,
the preparatory committee’s majority recommended legalization of dual citizenship.
Interestingly, the government contradicted this majority, not only demanding that foreigners
denounce their former citizenship(s) when naturalization takes place, but also instituting
that Norwegian citizenship will be withdrawn if this denunciation does not occur. However,
like in Denmark, international conditions will still cause cases of dual citizenship in Norway
(NOU 32 2000, p. 32, Ot.prp.nr. 41, 2004– 2005).
The preparatory committee for the Swedish bill, passed in 2001, pointed out that the
principle of single citizenship has been strongly challenged. Drawing on the 1997 EC
Convention on Nationality and assessments of international conditions, the committee’s
advice was to change the law accordingly (SOU 34 1999, p. 34, Sandesjö and Björk 2005).
wish to make Sweden his new home, thereby installing his hemvist period provided asylum
is granted at a later point (Sandesjö and Björk 2005).
3. Required skills
In the 1950 legislation, mandatory language skills were a central part of the preparatory
work, but this criterion was not instituted in the actual draft. Nevertheless, in all three
countries, questions concerning or assessing command of the national language were
introduced in the official application forms during the following decades. This requirement
thus became part of the legal body of regulations and guiding principles governing the
practice of citizenship laws. Sweden abandoned this principle in the 1980s, Norway
followed the example. Later, Norway reinstituted this criterion in national legislation
concerning integration of foreigners, the most recent integration bill passed in 2005. The
Norwegian Citizenship Act of 2005 partly institutionalized required language skills by
linking legislation on citizenship to the Integration Act, stating that all applicants must
follow a mandatory 300-hour language course authorized by the latter. The course includes
50 hours of information about the Norwegian society including, for example, the political
system. However, the exam is voluntary (NOU32 2000, Ot.prp.nr. 41, 2004 – 2005).
Danish law institutionalized this principle in national citizenship law at an earlier
stage. A bill on citizenship tests (infødsretsprøve) was passed in June 2006. The tests in
Danish language, culture, history, and political system are given specific standards, and
exams must be passed (Kleis and Beckmann 2004, Aftale om indfødsret af 8. desember
2005, Lov nr. 487 af 07.06.06). The Danish weekly Weekendavisen reported in 2008 that
six out of 10 applicants fail the tests, mostly due to language requirements.
we have investigated for this article. Therefore, the nuances in legislation have to be
discussed, most prominently what a foreigner must accomplish to become naturalized. At
first glance, the respective legislation of Sweden and Denmark seem opposing in this
regard, the first aiming to ease a newcomer’s way into society as a new citizen, the other to
restrict it. By strengthening some central mandates for new citizens to become naturalized,
Norwegian law can be seen as a middle position between Denmark and Sweden. On the
other hand, the Norwegian 2005 Act served to utterly formalize and thereby perhaps
liberalize the act of naturalization to a certain extent: Norwegian citizenship is now
obtained solely by law. This means that an applicant fulfilling certain criteria has a right to
Norwegian citizenship – no additional juridical assessments of the application should be
made. Among the Scandinavian states, this statute is unique to Norway, and serves to
reduce the extensive body of regulations that has emerged in this field of law since the
1880s (Ot.prp.nr. 41, 2004– 2005).
consequence of dual citizenship, the principle of single citizenship was unanimously left
in favour of liberalizations.
More or less the same conclusion was reached by the majority of the Norwegian
committee one year later, discussing the principles of the 1963 EC convention. Following
the Swedish draft, the Norwegian committee’s majority then argued that residence now
provides for the individual’s social rights as a citizen, regardless of formal citizenship. The
committee’s minority (actually being one person), on the other hand, dissented strongly on
this central issue. By presenting arguments promoting the citizen as a political being, this
member underlined the alternative idea of national identity. The importance of the welfare
state in forging trust, social equality, and a feeling of communality was underlined both in
political and cultural terms (NOU32 2000).
Both the Swedish and the Norwegian preparatory committees argued that citizenship
and naturalization of immigrants are a strong means for integration in a new society. The
argument occurs repeatedly in SOU 34 (1999), and is rephrased in the Norwegian
committee’s document. Interestingly, the Norwegian government, a few years later
presenting its bill in Ot.prp.nr. 41 (2004 – 2005), stated that no such integrative results had
been explicitly proven through research. Consequently, the Norwegian 2005 Act in
practice disregards this frequently hypothesized connection, and reinforces the principle of
single citizenship, drawing on the arguments presented by the preparatory committee’s
minority.
What in the end counted in the Norwegian context as not to encourage dual citizenship
was a combination of pragmatic and ideological reasons. Partly the government was afraid
that dual citizenship would weaken the sovereignty of the Norwegian state to intervene on
behalf of citizens in trouble in another country, if the person also were a citizen of
that country. Concrete examples from cases of forced marriages were used as illustrations.
Yet probably the most important reason was more historical and constitutional in
character. The government wanted to emphasize the traditional polity of Norway, with one
indivisible juridical affiliation, based on equality among citizens. If someone would have
the right to more than one such affiliation, this time-honoured tradition would be
eradicated. The government asserted that the community was not served by a situation
where individuals had juridical attachments to more than one state, and it assumed that an
increasing number of dual citizens would weaken the commitments to Norway (Ot.prp.nr.
41 2004– 2005).
No discussion of the matter is discernible from the Danish material at hand. Kleis and
Beckmann (2004) firmly states that Danish legislation builds on the principle of single
citizenship, in accordance with the 1950 law.
national identity, as the borders between different groups residing in the country grow more
severe. On the other hand, the strict requirements can also be said to serve as social
equalizers, when the new citizenship is secured. This idea of equality is clearly different
from the Swedish position on the issue, where no language requirements are formally made,
and foreigners can become naturalized after five years’ residence.
Sweden is actually unique in its undemanding attitude. ‘A foreigner can get permanent
residency, even citizenship without knowing anything about Swedish history and society,
without taking an oath, without comprehending or speaking any Swedish, even without
being able to document his or her identity’ (Björkman et al. 2005, p. 130, authors’
translation). The glue or the social cohesion in Sweden was explicitly formulated in strict
demos-fashion in the central document produced before the important reform of the
integration policy in 1997: ‘In multicultural Sweden, the uniting features are not a
common historical background, but the contemporary belonging in Sweden, with its polity
and basic valuations of democracy and the equal rights and worth of humans. In Sweden
the constitution, the laws and politics constitute the frame of reference in society’ (Den
innvandringspolitiska betänkande SOU 55 1996, p. 55, authors’ translation).
At the end of 2008, when the Norwegian regulations on naturalization linked with the
2005 Integration Act were coming into force, it became clear that only one-third of the
immigrants completed the mandatory 300-hour language course. As a consequence, these
people are not eligible for Norwegian citizenship or permission to set up permanent home,
until the course is completed. The right to residence, however, is not affected by this.
The Norwegian daily Aftenposten suggests that immigrants prioritize work over language
training (Johansen 2009).
The personal benefits and identity-forming elements of citizenship, on the other hand,
were strongly underlined. This understanding differs from the strictly liberal tradition
dominating the Swedish discourse, where these principles are disconnected from its
national context.
In Sweden, more foreigners are now expected to apply for naturalization as they no
longer have to denounce their former citizenship. But citizenship is still a valuable
institution – an argument for integration and presumably identity, now only in a dual
sense. Even in the Swedish context, we would agree with Rogers Brubaker (2004, p. 61)
that it is impossible to define civic nationalism without involving ‘a crucial cultural
component . . . a strong sense of separate peoplehood’. Peoplehood is thus understood in
terms of a common language, and a specific political culture, necessary to hold the civic
nation together. The Swedish position is also supposed to create a national feeling in the
population – the one of an open and liberal multicultural state, and besides, the
subscription to the dual citizenship approach is also a recognition of the existing ethnos
affiliation of the immigrants.
Concluding remarks
Differences in historical nationhood traditions within Scandinavia, for close to 100 years,
did not hinder cooperation in order to achieve harmonization of the citizenship laws. In the
spirit of Rogers Brubaker, the formal termination of this tradition in 1979 is then what
needs to be explained. Why was it no longer possible to keep up harmonizing the laws of
these three countries? Have differences in institutional legacies and conceptions of
nationhood all of a sudden come to the fore, and in case why did it not matter before 1979?
It is our hypothesis, which needs to be substantiated more thoroughly through
historical research, that differences in nationhood traditions have been there all along,
but that the political context is changed, not least due to a much stronger international
influence on matters of central importance beyond the citizenship institution. In other
words, until 1979 cooperation between the three countries was estimated as more
important than possible national idiosyncrasies in relation to the institution. This
importance was incited by a wish to facilitate intraregional (Nordic) migration, i.e. a very
practical motivation. Immigration was fairly low, and hence naturalization rates did not
propel discussions on the meaning of the nation. Nationhood was not under pressure.
It is adjacent to interpret this move away from coordinated policy making among the
Nordic countries as an upgrading of the citizenship law in the respective countries.
National interests are apparently conceived as so important in the area that no one wants to
be subordinated to a possible Nordic norm anymore. In other words, the weight of national
sovereignty has been reinforced, or otherwise, national vested interests have increased in
line with a more differentiated immigration policy making within the Nordic area over the
last decades. Thus, within this apparently homogeneous region, both in terms of culture
and polity, differences in recent citizenship law making most likely reflect divergence in
approach to immigration. And this divergence again most likely reflect a basically
different view when it comes to conceptions of the nation – for a while subdued in the
spirit of post-war cooperation, as well as economic interests in stimulating intra Nordic
migration.
Denmark has – during the last decade – parted from the two other Scandinavian
countries in formulating a more restrictive immigration policy – both in terms of access
control and as concerns welfare policies. For Denmark to be forced into a liberal Swedish
citizenship model would simply not match their overall endeavour in relation to the
Citizenship Studies 441
immigration challenge. In fact, the Danish naturalization law is in the process of being
tightened even further as a result of the so-called Metock ruling of the European Court of
Justice. Denmark has, through this ruling, been forced to revise parts of its restrictive
Aliens Act in relation to rights applied to mixed married couples. One of the few
instruments still available to the government on these matters is the citizenship institute.
Sweden, on the other hand, having pushed the humanitarian ideology some steps
further than most other nations, would have had problems harmonizing their citizenship
law in the Danish direction. Instead, Denmark has served as a negative soundboard in the
public discourse on immigration and plural society. Sweden has, unlike Denmark and
Norway, not had a far rightist party present in parliament, which may have left the more
clear-cut humanitarian ideals basically unchallenged so far.
Norway has placed itself in the middle of this schism, wanting both a reinforced
nationhood and a retained humanitarian image. The Norwegian government is strongly
pressured from both sides politically on immigration matters, and tends to go for vague
compromises whenever possible.
Overall, all three countries want integration of their immigrant population in
functional terms: they want well accustomed, working, good parenting and participating
new members of society, and eventually it seems that they also want new naturalized
nationals, although what it takes differ significantly. Besides, the rationale of the
instruments varies. Social cohesion is necessarily a concern in all three countries, but it is
spelled out differently.
One does probably not hit the target if labelling the process of revitalizing nationhood
in Denmark and Norway as reactionary or nationalistic in the sense that it represents a
relapse to the forceful assimilation policies of earlier eras. Advances within the field of
human rights have most likely come to stay, and the upgrading of the citizenship
institution may as well be taken to mean public responsibility in relation to cultural
pluralism: an indication of a commitment to meet new challenges with (intentionally)
adequate tools, to avoid a development where the majority starts acting like a threatened
minority. If the majority continue accepting substantial immigration, it is necessary that
there is trust in the system to the effect that there is a stable and coherent polity present to
take care of newcomers in constructive ways. In other words, the societal ‘glue’ can be
seen as a precondition for solidarity with immigrants and their offspring – a precondition
for actions against discrimination, marginalization and rightist moves. Two discourses
meet in this; internationalism; and a focus on the fact that ‘we in this country’ have a
responsibility for the conditions presented to newcomers framed in by the unit the nation
state de facto still represents.
A germane question is, nevertheless, whether the tools related to citizenship law are
the adequate ones, if the goal is forging ‘societal glue’ in the meaning of ‘generalized
trust’. We contend that as long as the denizenship institution takes care of most substantial
social rights for legal newcomers, the legal citizenship proper will most importantly be of
political and symbolic significance. Naturalization as a means to build trust – either as in
the Swedish case as a stimuli for immigrants in the process of integration, or in the Danish
and Norwegian case by means of reinforcing a national ‘we-feeling’ in an extended and
more plural majority – is likely to be but a part of a much wider screen. Trust is build
through slow and complex processes, where a wide range of indecisive factors interact.
Naturalization policy may play a part in trust building under specific political
circumstances, and the respective Scandinavian governments have probably had their
individual understanding of this connection under the current conditions. The more
material aspects of citizenship are neither decided once and for all. The relative
442 G. Brochmann and I. Seland
importance of legal citizenship may increase in the years to come, if rights attached to the
denizenship institution are rolled back. The renewed importance of national sovereignty
in relation to citizenship law in Scandinavia may signal more individual revisions also in
the equal treatment policy and hereby in the generous denizenship policy of the 1980s
and 1990s.
Notes
1. Brubaker (2004) himself has renewed and developed the original dichotomy, underlining the
problems attached to characterizing any state as a clear case in terms of the civic/ethnic divide,
as well as opposing the often normative approach of scholars using the dichotomy in relation to
questions of inclusion/exclusion.
2. A large number of scholars can be said to belong in this academic tradition, among them
Bauböck (1994), Kymlicka (1995), Parekh (2000) and Young (2000).
3. Tomas Hammar (1990) had elaborated on this phenomenon already in 1990 by introducing the
concept denizenship, for legal residents without political citizenship.
4. A number of European governments introduced measures to address this new concern in the
form of requirements to qualify for naturalization and ‘integration exams’ to get access to their
territory (e.g. the Netherlands) or achieve permanent residency (e.g. Norway and Denmark). In
academia the importance of the nation was scholarly readdressed by, among others, Calhoun
(2007) and Pickus (2005).
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