Professional Documents
Culture Documents
ABSTRACT
University nutrition policies are a useful step toward improving the food environment for students, faculty,
and staff, leading to improved health outcomes for the campus community. As 1 of the first universities to
adopt and implement a campus-wide nutrition policy, the objective of this report is to share the university’s
experience with policy development, implementation, monitoring and evaluation, challenges, facilitators,
and recommendations to inform these processes for future university nutrition policies.
Key Words: nutrition policy, university, vending, dining, sugar-sweetened beverages (J Nutr Educ Behav.
2021;53:891−899.)
Accepted June 16, 2021. Published online August 6, 2021.
Journal of Nutrition Education and Behavior Volume 53, Number 10, 2021 891
892 Rickrode-Fernandez et al Journal of Nutrition Education and Behavior Volume 53, Number 10, 2021
Table 1. University of California Berkeley Food and Beverage Choices Policy: Summary of Select Standards 4
Food standards
Entrees and sides should include options with fresh vegetables and fruit, 100% whole grains, plant-based protein, and
lean meats (such as skinless chicken breast)
No trans-fats
Offer small-sized (eg, <2 oz) options for baked goods/desserts where these are sold
Use healthier cooking techniques such as baking, roasting, stir-fry, grilling, and poaching
At least half of all snacks, entrees, and meals (respectively) sold in vending machines must meet the following per-pack-
age standards:
≤ 250/400/700 calories
≤ 35% of total calories from fat
≤ 10% of total calories from saturated fat
≤ 20/15/35 grams of total sugar
≤ 360/600/1000 milligrams of sodium
At least 1 snack vending machine option is ≤ 100 calories
The first ingredient listed must be a fruit, vegetable, low-fat dairy, protein, or whole grain
Beverage standards
Healthier beverages include water, diet, and low-calorie beverages with ≤ 40 calories per 8 fl oz, unsweetened coffee
and tea, 100% fruit or vegetable juice and juice blends, unflavored and unsweetened 1% or nonfat milk, and unflavored,
unsweetened nondairy milk, such as soy or almond milk
Healthier beverages must occupy at least 70% of shelf space in retail settings and visible selection buttons in vending
machines
Packaged energy drinks and energy-type beverages with caffeine as an additive are limited to 71 mg of caffeine per 12 fl oz
Maximum size of 20 oz container for sugar-sweetened beverages (all drinks with added sugar exceeding 40 calories per fl oz)
Maximum size of 21 fl oz for fountain drinks, preferably 16 fl oz
Guidelines for healthier meetings and events
Food and beverages purchased with university funds for university meetings and events should include healthy options
that meet the standards listed above
Water must be offered as a beverage choice, preferably in bulk, to minimize the use of single-use plastic bottles
Dining commons
At lunch and dinner, offer a salad bar and lean meat when meat is served
Offer at least 1 cooked vegetable at breakfast and 2 at lunch and dinner
Offer fruit, a minimum of 2 whole-grain options, and a minimum of 1 plant-based protein at all meals
Limit deep-fried options to 2 per meal
Marketing and advertising standards
Advertising and promotion of specific products should prioritize healthier foods/drinks that meet the standards listed
above (eg, identify healthy products with an icon or logo)
Healthy foods and beverages should be placed in more prominent or best-selling positions and priced equal to or less
than similar less healthy items
Coffee and tea providers under university agreements
The vendor should post calorie counts on menus and provide information on the added sugar content of beverages
The vendor will display a healthier beverage menu
dietary behavior of the campus popu- development, preimplementation, The Nutrition Policy Working
lation.7,8 The university previously implementation, monitoring, and Group led the development of the
adopted complementary campus well- evaluation are listed in Table 2 and policy and reviewed existing nutri-
ness policies that are focused on summarized below. tion policies and recommendations
breastfeeding, food safety, food insecu- to create an initial draft of standards
rity, sustainability, alcohol, and physi- for implementation at the univer-
cal activity.9 Development sity. The working group modeled
After several years of consultation nutrition standards on a variety of
and negotiation with stakeholders guidelines, primarily the 2015 Die-
tary Guidelines for Americans10 and
associated with the university, the
DESCRIPTION OF THE the Culinary Institute of America’s
FBC policy was issued on January 1,
INTERVENTION Menus of Change.11 In addition,
2018 and officially went into effect they included a standard regarding
A simplified timeline of the policy on January 1, 2019. The policy highly caffeinated drinks, which are
process is depicted in the Figure. Key included planned updates at least often mixed with alcohol, to address
tasks and partners involved in policy every 5 years. the adverse health outcomes
Journal of Nutrition Education and Behavior Volume 53, Number 10, 2021 Rickrode-Fernandez et al 893
Table 2. Key Tasks and Partners for Policy Development, Implementation, and Evaluation
on how to fully comply with the new healthier products. As part of the completed and posted in January,
standards. The policy team provided implementation process, the policy 2019. In addition, the wellness pro-
a presentation, vendor guide, fre- team scheduled regular meetings gram dietitian calculated added
quently asked questions webpage, with vendor representatives to moni- sugar information for each bever-
and samples of advertising materials, tor compliance, review vending sales, age. This information is available
such as register signs and window and introduce new products. online and in stores.
clings. A single beverage corporation cur-
rently has an exclusive pouring rights Athletic concessions. Unique chal-
Implementation contract across student and athletic lenges with concessions included
services. Because the contract existed infrequent dates of service, cus-
Once the FBC policy took effect, the before the policy was issued, the cor- tomer expectations for traditional
policy team launched a policy pro- poration is not required to comply concessions (eg, hot dogs, fries,
motion campaign using several plat- until the contract is renewed or a etc), and vendor turnover. Meet-
forms to raise awareness of the new contract is signed. Following the ings that reviewed the policy and
policy, including a policy webpage vending audit, the policy team pre- discussed potential marketing ideas
with a promotional video,15 campus sented the audit results and sampled to promote healthy options and
announcements, and social media policy-compliant vending machine improve sales have not yet led to
posts. The policy team also invited schematics to the corporation’s cam- any implemented changes, and no
staff and faculty with expertise pus liaison for implementation in progress has been made because of
related to the implementation and the summer of 2019. Although the the impact of the COVID-19 pan-
evaluation of the FBC policy to serve beverage corporation did not initially demic on university athletics. Some
on an advisory committee. The make updates to their beverage vend- of the ideas discussed included cre-
Nutrition Policy Advisory Committee ing options, they began replacing ating advertising banners for the
(NPAC) meets quarterly to review some soda machines with 100% healthier options, placing healthier
and discuss policy implementation healthier beverage machines and items in prominent locations on
progress and strategy. See Table 2 for increasing the beverage mix to at the menu, and advertising the pol-
a list of committee members. Imple- least 70% healthier in all other ma- icy throughout the stadium, such
mentation experiences varied widely chines in the fall of 2020. as on TV screens.
by type of retail entity and are
described below. Student union. The student union Meetings and events. The policy
houses a variety of food and beverage states that nutritious and sustain-
University-operated foodservice. The 5 vendors, many of which signed leases able choices must be included
university-run restaurants were not before the policy was approved. Dur- when university funds are used to
yet in compliance with the policy ing implementation, the student purchase food or beverages for uni-
effective date. The coronavirus dis- union employed an undergraduate versity meetings and events. Water
ease 2019 (COVID-19) pandemic fur- nutrition intern to support the FBC must also be offered as a beverage
ther delayed compliance and caused policy and ensure student satisfac- option. To encourage compliance
all but 1 restaurant to close tempo- tion with food service in the student with this portion of the policy,
rarily. Before closing, most restau- union. In the Fall of 2019, 1 coffee UHS maintains and promotes a list
rants were close to meeting all shop and 3 of 5 eateries were in com- of caterers that meet certain nutri-
standards except for the healthier pliance with the policy. All foodser- tion standards to campus event
beverage standards. The lack of com- vice locations closed because of the planners. The policy is also pre-
pliance may be attributed to turn COVID-19 pandemic, and several lo- sented at a yearly event planner
over in leadership, having a pouring cations closed permanently when certification.
rights contract, and a shift in priori- their leases expired.
ties because of the COVID-19 pan-
demic. The dining halls were added Coffee and tea vendors. The univer- DISCUSSION
to the FBC policy in the first revision sity partnered with a coffee/tea pro-
but have not yet been audited vider which has several locations Although the policy took effect on
because of pandemic-related service on campus. Under the FBC policy, January 1, 2019, implementation is
restrictions. However, on the basis of this provider was required to work ongoing. For example, nonuniver-
information provided by dining with the university to address sity-operated foodservice vendors
management, 93% of the menu op- added sugar. This included posting whose leases began before the policy
tions in the dining halls met the calories on the menu, in accor- issuance were not required to comply
nutrition standards. dance with the 2018 US Food and with the policy until renewal of their
Drug Administration menu labeling lease contracts. In addition, some
Food and beverage vending. The policy rule, promoting point-of-service retail entities experienced more
team and the snack vending information on added sugar con- implementation challenges than
company agreed on a standard sche- tent for coffee/tea beverages, and others and have required more time
matic for all machines that reflect creating a healthier beverage menu. and assistance to become policy com-
the 50% minimum requirement of The healthier beverage menu was pliant.
896 Rickrode-Fernandez et al Journal of Nutrition Education and Behavior Volume 53, Number 10, 2021
Challenges with Implementation which there is less control over the Food Environment Survey dem-
portion sizes and what ingredients onstrated a strong demand for
Complete implementation of and com- are used, and are thus limited to healthier options on campus. For
pliance with the policy has varied the products that are available. For example, 95% of those sampled
because of the variety of food and bev- example, current campus suppliers agreed that UC Berkeley should have
erage entities across campus and differ- do not provide small- or moder- a healthy food environment, and
ences in business models, and the types ately-sized baked items, pastries, or 87% indicated that they would like
of space and infrastructure available to desserts, making this aspect of the to have healthier food and beverage
vendors. The NPAC and policy team policy a consistent point of non- options on campus. Restaurant own-
identified the following challenges that compliance. ers and managers also view the stand-
hindered the successful, complete ards favorably, and many were
implementation of the policy. Ninety-five percent already committed to providing
healthy food options for customers
Communication with vendors. Main- agreed that UC Berkeley before the policy.
taining consistent communication should have a healthy
with different food and beverage oper-
ations proved to be the most recurrent
food environment, and Student involvement. University stu-
dents were responsible for a signifi-
difficulty. There were multiple points 87% indicated they would cant portion of the data collected for
of contact and the primary form of like healthier food and baseline assessments, a crucial aspect
communication was email, which had of the preimplementation work.
a poor response rate. Although more
beverage options.
Although initial training of interns
time-consuming, in-person meetings and other students can be an invest-
were the most successful method to Monitoring compliance. Compliance ment with something as complex as
communicate information, make monitoring is highly resource inten- a university nutrition policy, it is a
progress with compliance, and resolve sive, usually requiring in-person mutually beneficial and invaluable
concerns about the policy. observation of what products are experiential learning opportunity for
sold and how they are displayed. For undergraduate and graduate stu-
Existing contracts. Because existing meetings and events, in particular, dents.
contracts and leases could not be there is no mechanism to monitor
modified, several vendors were not that healthy options are being Campus collaborations. Partnering with
yet required to comply with the pol- offered. other campus groups and entities like
icy and will not be until new con- sustainability and zero waste greatly
tracts are negotiated. The policy Policy limitations. The policy did not aided policy efforts. Their project sup-
encouraged vendors to voluntarily cover all campus food and beverage port, help with policy promotion, and
comply with the FBC standards, but operations. For example, boba tea insights about working with different
progress has been limited and slow. shops were not specifically ad- campus stakeholders or university pro-
For example, some beverage vending dressed, but by default, they fall cesses have been invaluable in the
machines were adjusted to comply short of the healthy beverage development and implementation of
with the policy standards in late standards because of the added the FBC policy. The Berkeley Food
2020, nearly 2 years after the policy sugar content of their drinks. Institute, a key campus partner,
went into effect. Another major limitation of the formed the Coalition for Healthy
policy was the lack of repercussions Campus Food and Beverages16 to bring
Space limitations. Owners of cart- for noncompliance. more stakeholders into campus deci-
based operations expressed that sion-making on FBC. One of the 5
they had challenges meeting the Factors Supporting goals was to expand the reach of the
standards given their lack of stor- FBC policy.
age, shelf space, and infrastructure,
Implementation
in part because of the need to To address the challenges described The policy did not appear
replace items entirely rather than above, the policy team has drawn on-
supplement them. The small oper- to hurt revenues, a
campus partnerships and collabora-
ating space often means that the tions. Following are some key facili- common concern when
food and beverage selection is care-
fully curated to include only the
tators of policy implementation. implementing nutrition
best-selling products; therefore, City and campus culture. The policy
standards.
there has been resistance in replac- maintains widespread support across
ing these with newer, healthier an array of university stakeholders.
items with unknown sales perfor- The food and health culture of Berke- DESCRIPTION OF THE
mance. ley, CA, which values organically- EVALUATION
grown food, minimal food process-
Procurement. Many vendors pur- ing, and plant-based diets, is reflected To evaluate the effectiveness of the
chase products from a supplier, in in the campus culture. The results of FBC policy, multiple types of data are
Journal of Nutrition Education and Behavior Volume 53, Number 10, 2021 Rickrode-Fernandez et al 897
regularly collected and analyzed. the collection of financial data will work with vendors to make any nec-
Vending machine sales data are be pursued in the future. essary adjustments to their offerings.
examined for trends in purchases of Although evaluation of student
healthier and less healthy items, and employee health outcomes
which help inform what strategies would be a helpful marker of policy IMPLICATIONS FOR
are effective for revenue generation effectiveness, current funding and re- RESEARCH AND PRACTICE
and increasing healthy purchasing. sources are insufficient to support a
Yearly menu reviews and audits of study design that could reasonably Overall, UC Berkeley’s experience in
vending machines and retail settings assess the policy’s impact on health developing, planning, implement-
are conducted to track progress with indicators. The university does not ing, monitoring, and evaluating the
policy compliance. Audits were not currently have a system to collect FBC policy has important implica-
conducted in 2020 because of the health data from the campus com- tions for future nutrition-related pol-
pandemic. The Food Environment munity, and the original policy plan icies on other college campuses. The
Survey will be repeated to identify did not propose a process for gather- challenges and factors supporting
any changes in attitudes and percep- ing these data. The only consistently implementation identified here, as
tions among the campus community available health data are from the well as additional insights from the
regarding food and beverage offer- student health center, which reflects university’s experience, can inform
ings. only a small subset of the campus efforts to make similar policies more
In 2019, the snack vending population consisting primarily of feasible, effective, and comprehen-
machine vendor began implement- students with the student health sive in other higher education food
ing the new policy, and according to insurance plan. Without a more environments. Table 3 provides rec-
the vending audit, the percentage of robust study design, data on health ommendations for future policy
stocked healthier snacks increased indicators would be limited in their work on the basis of the experiences
from 44% in 2018 (preimplementa- utility by short follow-up times and a and lessons learned from the FBC
tion) to 49% in 2019. Sales reports host of confounding factors present policy.
showed that the percentage of snacks in the university environment, The FBC policy was well-aligned
purchased that met the policy stand- among other challenges. with the 2012 Institute of Medicine
ards increased from 27% in 2018 to Overall, having multiple types of (IOM) report, Accelerating Progress
32% in 2019. The policy did not neg- data for measuring policy success has in Obesity Prevention,18 which urged
atively affect overall sales as total helped determine what types of the nation’s leaders and decision-
snack vending sales increased 12% training or resources are needed to makers at all levels to adopt a multi-
between 2018 and 2019. Although support successful policy implemen- sectoral systems approach to slow
the beverage vendor is not yet tation. To encourage compliance, and even reverse the devastating con-
required to comply with the policy, the wellness program dietitian has sequences of poor dietary patterns
the proportion of vending beverages reached out to the vendors annually nationwide. Enacting nutrition poli-
sold meeting the nutrition standards to offer support and incentives for cies in higher education settings
increased from 33% to 37% between policy compliance, such as free pro- meets several of the IOM recommen-
2018 and 2019. The policy also did motion through UHS and marketing dations to make the healthy choice
not negatively impact overall sales as materials for the vendors to display. the easy choice, reduce sugar-sweet-
beverage vending sales increased The policy team will also continue to ened beverage consumption, and
15% between 2018 and 2019. promote the policy through social implement strong nutrition and mar-
Although it is not possible to deter- media and other channels to ensure keting standards.
mine the extent to which these campus awareness and garner inter- In the decade since the publica-
changes were caused by the policy, est and support from the campus tion of these IOM recommendations,
the policy did not appear to hurt rev- community. improvements to local and federal
enues, a common concern when im- The creators of the FBC policy nutrition policies in kindergarten
plementing nutrition standards.17 have built-in regular opportunities to through 12th-grade education set-
Sales in 2020 were severely impacted review and revise the standards to tings have been achieved. A system-
by the campus closure because of the ensure that the policy remains rele- atic review of the effect of these
pandemic, and thus, these data were vant and up-to-date with new dietary policies reported that the majority of
not included in this analysis. guidelines and inclusive of new types studies showed improvements in
Other types of financial data have of food and beverage vendors that students’ diets as access to healthy
been difficult to obtain. For example, are added to the campus food envi- foods and beverages in the school
to date, UHS has received limited ronment. In the first round of revi- environment increased.19 There is no
sales data from campus restaurants, sions that took effect in November, published literature on higher educa-
and procurement data as required by 2020, the NPAC added dining halls tion nutrition policies; however, a
the university sustainability policy to the list of foodservice operators review of nutrition interventions in
has been inconsistently reported. required to be in compliance with college settings found positive associ-
Data collection challenges have been the policy and updated vending ations with dietary quality. However,
further exacerbated by the COVID-19 machine standards to include vended such interventions were short-term
pandemic, but efforts to streamline entrees. The NPAC will notify and and additional research is needed.20
898 Rickrode-Fernandez et al Journal of Nutrition Education and Behavior Volume 53, Number 10, 2021
Development
Include vendors in policy development discussions to understand implementation concerns and compliance feasibility.
Ensure the policy would apply to a wide variety of vendors, even vendors that are not currently on campus. Include policy
language that applies to vendors not currently on the campus but could be in the future. Ask the vendors about products
they may introduce in the coming year.
Consider including separate specific standards for vendors that do not fit well into existing categories (eg, specialty
beverage sellers).
Think about how to address noncompliance. For example, consider a written enforcement clause, such as denying lease
renewals for failure to meet the policy standards or more immediate actions.
Provide robust definitions for unclear terms, such as lean meats, small portions, and entrees.
Preimplementation and implementation
Inform the campus community about the policy through channels such as campus webpages, email lists, newsletters,
social media, and events. Embed policy information into campus processes (such as catering ordering software) and
retail environments (eg, signage in restaurants and stores, clings on vending machines, etc).
Create vendor educational materials such as an implementation guide, frequently asked questions, and a training
presentation. Provide concrete examples of healthier additions or replacements.
Encourage vendors to “pilot test” new recipes and formulations (eg, vendors can do a test run of smaller-sized baked
goods to see how they sell).
Limit email and phone conversations. Meet with vendors face-to-face to accomplish as many tasks as possible—this
includes scheduling the follow-up meeting.
Work directly with vendors whenever possible for greater effectiveness. If there is a vendor contract manager or other
campus liaison, include them in meetings and communications.
Collaborate with campus decision-makers to ensure they are aware of the policy and how it affects them. Work with the
appropriate offices to ensure the policy is included in requests for proposals and leases for food and beverage vendor.
Partner with other departments that work with vendors, such as the sustainability office, to help vendors comply with
multiple university policies.
Monitoring and evaluation
Enlist the help of students to audit food and beverage offerings. This can be an experiential learning project for an
undergraduate nutrition class.
Establish periodic review meetings with vendors to share progress and assess areas that need improvement.
Offer promotional opportunities for vendors as an incentive. For example, promote compliant vendors through social
media, webpages, newsletters, and invite them to table (and possibly offer samples) at events.
Collect data to evaluate the effectiveness of changes made, such as baseline and follow-up food environment data, sales
data, and student and/or staff health indicators and behaviors.