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© 2003 Kluwer Academic Publishers. Printed in the Netherlands.
Key words: heat transfer, mathematical modelling, energy equation, volume averaging, thermal non-
equilibrium, effective thermal conductivity, coupled thermal conductivity.
1. Introduction
During the last two decades, the mathematical modelling of heat transfer processes
in porous media was greatly advanced. A characteristic of most models describing
these processes is the assumption that the solid and the fluid phase that constitute
the porous medium are in thermal equilibrium, which allows thermal transport to
be described by a single local temperature obtained from the solution of a single
governing equation. This approach is widely referred to in literature as the one-
equation model (Nozad et al., 1985). When the solid and the fluid phases are not
in thermal equilibrium, one is confronted with the validity of a single governing
equation approach as opposed to separate governing equation describing the en-
ergy conservation of thermal transport processes in each phase. Conditions that
would determine the validity of a single governing equation approach have not
yet been clearly identified (Whitaker, 1991). Truong and Zinsmeister (1978) found
that single governing equation approach gives good results for transient conductive
heat transient in layered composites, only if the thermal conductivity of the two
constituents did not differ widely. In general, the need for a separate description of
∗ Author for correspondence: Tel.: +1-604-453-4013; Fax: +1-604-431-8422;
e-mail: jfourie@bcit.ca
146 J. G. FOURIE AND J. P. DU PLESSIS
thermal transport processes in each phase has been widely recognised in literature
(Vortmeyer and Schaefer, 1974; Schlünder, 1975; Vortmeyer, 1975; Froment and
Bischoff, 1979; Pereira Duarte et al., 1984; Glatzmaier and Ramirez, 1988).
A physically sound theory describing thermal transport processes is available
in the form of the conservation of energy equation, derived by differential cal-
culus for a continuum substance. The level of details presented by the solution
of this equation, referred to here as a microscopic level, is rarely needed in most
engineering problems. Higher-level, or macroscopic level, aspects of transport pro-
cesses in porous media are much more relevant since they closely relate to physical
observations and instrumentation data.
For the case when the phases are not in thermal equilibrium, a number of mac-
roscopic level intuitive descriptions of conduction within each phase have been
proposed in literature (Vortmeyer and Schaefer, 1974; Schlünder, 1975; Vortmeyer,
1975; Glatzmaier and Ramirez, 1988; Vafai and Sözen, 1990). In these macro-
scopic descriptions, conduction in a phase is presented in terms of an effective
thermal conductivity and the gradient of the locally mean temperature of that phase.
In a more analytical approach, macroscopic level descriptions have been derived
through the application of the principles of local volume averaging (Whitaker,
1967; Bear and Bachmat, 1986) to the energy equation (Nozad et al., 1985;
Quintard and Whitaker, 1993; Quintard et al., 1997). However, this analytical pro-
cess yields a description of both convective heat transfer between the phases, and
thermal conduction within a phase, that is presented as integrals of microscopic
level temperatures.
For convective heat transfer between the phases, Gray (1975) and Whitaker
(1977) proposed a successful macroscopic level intuitive model to transform in-
tegrals of microscopic level temperatures into a description of in terms of locally
mean temperatures only.
Various theoretical methods have been proposed in literature to transform in-
tegrals of microscopic level temperatures in the description of thermal conduction
within a phase into a description in terms of volume-averaged temperatures only.
The analytical processes of these methods have all shown that conduction within
a phase described at a macroscopic level is not only a function of the gradient
of the volume-averaged temperature of that phase (as most intuitive models sug-
gest), but also a function of the gradient of the volume-averaged temperature of
the other phase. Theoretical methods therefore aim to present conduction in a
phase in terms of an effective thermal conductivity and a volume-averaged tem-
perature gradient of that phase, as well as a coupled thermal conductivity and
a volume-averaged temperature gradient of the other phase. Achieving this goal
through a sound theoretical analysis has proved to be a challenging problem that
has confronted researchers over the last few decades.
The first theoretical methods were dedicated in their application to specific
porous media and were restricted to special cases only (Carbonell and Whitaker,
1984; Zanotti and Carbonell, 1984; Whitaker, 1989; Kaviany, 1995). A significant
TWO-EQUATION MODEL FOR HEAT CONDUCTION – PART I 147
2. Analysis
2.1. VOLUME - AVERAGED ENERGY EQUATION
Using Fourier’s conduction law, the energy equation for conductive heat transfer in
a substance is given as
∂T
ρcp ∇ T ) + I,
= ∇ · (k∇ (1)
∂t
148 J. G. FOURIE AND J. P. DU PLESSIS
∂T s 1
ρs cp,s = ∇ · (ks εs∇ T s ) + ∇ ·
s
ks T̊sn sf dA +
∂t V0 Asf
1
+ ks∇ Ts · nsf dA + I s , (2)
V0 Asf
In Equations (2) and (3), T s and T f are the phasial volume-averaged tempera-
tures defined as
1
T γ ≡ T dV , (4)
V0 Vγ
where γ = s or f, and V0 is the volume of the REV. Vs and Vf are the solid phase
and fluid phase volumes, respectively, within the REV, ks and kf are the thermal
conductivities of the solid phase and the fluid phase, respectively, and n sf and n fs
are unit surface vectors normal to the interface surface within the REV. T ss and
T ff are the intrinsic volume-averaged temperatures defined as
1
T γ ≡
γ
T dV , (5)
Vγ Vγ
which is referred to as Gray’s decomposition (Gray, 1975). The solid phase and
fluid phase volume fractions εs and εf are defined as
Vγ
εγ ≡ , (7)
V0
and I s and I f are the phasial volume-averaged internal heat sources defined in
a similar manner as the phasial volume-averaged temperatures.
Close observation reveals that terms in Equations (2) and (3) that contain
volume-averaged quantities (referred to as macroscopic level terms), correspond to
a great deal to their counterparts at microscopic level in the energy equation (1). In
addition to the macroscopic level terms, both Equations (2) and (3) also show two
terms on the right-hand side that describe heat transfer processes at a macroscopic
level as an integral of microscopic level temperatures. Since physical observations
and measurements are restricted to a macroscopic level, any further development
towards the application and solution of Equations (2) and (3) requires that these
terms are transformed and rewritten in terms of volume-averaged temperatures.
This is achieved by the introduction of certain proportionality coefficients that are
defined at a macroscopic level.
By applying the Divergence Theorem (Kreyszig, 1993), it can be shown that
the first term containing an integral of a microscopic level temperature on the
right-hand side of Equations (2) and (3) describes a secondary conduction within
a phase in the REV as a result of the presence of a non-zero temperature deviation
occurring within that phase (Fourie, 2000). This secondary conduction is relative
to that described by the volume-averaged temperature distribution. This physical
interpretation justifies an attempt to incorporate this term into the first term on the
right-hand side of Equations (2) and (3).
150 J. G. FOURIE AND J. P. DU PLESSIS
q = qe + qn , (8)
152 J. G. FOURIE AND J. P. DU PLESSIS
where the subscripts in Equation (8) denote association with the continuum tem-
peratures Te and Tn . Substituting Fourier’s heat conduction law into Equation (8)
yields after integration and cancellation:
T = Te + Tn . (9)
With complete thermal equilibrium, the net heat transferred across the interface
between the two phases is zero, that is,
∇ Te )γ · n γ ϕ dA = 0,
(k∇ (10)
Asf
right-hand side. From Equations (10) and (12), it follows that the intrinsic volume-
averaged equilibrium temperature of the solid phase is equal to that of the fluid
phase everywhere within the REV, that is,
∂ ∂
Te ss = Te ff . (14)
∂m ∂m
By assuming local constant porosity within the REV, and substituting the volume-
averaged temperature definitions (4) and (5), and Equation (7), with γ = s or f,
into Equation (14), it follows that
1 ∂ 1 ∂
Te s = Te f . (15)
εs ∂m εf ∂m
Following the same argument that was used to derive Equation (10) from
Equation (8), this decomposition can be presented as a linear combination, that is,
With no heat transfer across the interface between the two phases within the REV:
∇ Tnd )γ · n γ ϕ dA = 0.
(k∇ (17)
Asf
Again, using the hypothesis of Gray (1975) and Whitaker (1977) presented in
Equation (12), it follows that the intrinsic volume-averaged directional non-
equilibrium temperatures Tnd ss and Tnd ff are equal at the centre of the REV,
that is,
the REV, substituting the volume-averaged temperature definitions (4) and (5), and
Equation (7), with γ = s or f, into Equation (20) yields:
∂Tnn
= 0, (21)
∂m γ
and substituting the temperature decomposition (16) and Equation (21) into Equa-
tion (11) yields:
∂Tnd ∂Tnd
ks = −kf . (22)
∂m s ∂m f
and
kγ ∂Tnd /∂mγ
knd,γ ,m ≡ , (27)
∂Tnd γ /∂m
and substituting Equations (26) and (27), the right-hand side of Equation (25) is
given as
∂ ∂ ∂ ∂
ke,γ ,m Te γ + knd,γ ,m Tnd γ . (28)
∂m ∂m ∂m ∂m
Substituting the temperature decompositions (9) and (16) into the second term of
the expression given in (28) yields:
∂ ∂ ∂ ∂ ∂ ∂
ke,γ ,m Te γ + knd,γ ,m T γ − Te γ − Tnn γ .
∂m ∂m ∂m ∂m ∂m ∂m
(29)
Substituting Equations (7) and (20), and the volume-averaged temperature defin-
itions (4) and (5) into the expression given in (29), utilising the assumption of a
locally constant porosity within the REV, and rearranging terms yields:
∂ ∂ ∂ ∂
(ke,γ ,m − knd,γ ,m ) Te γ + knd,γ ,m T γ . (30)
∂m ∂m ∂m ∂m
In order to derive an expression for the volume-averaged equilibrium temperature
Te γ in terms of the volume-averaged temperature T γ , with γ = s or f, substitute
Equation (27) into Equation (22) and then substitute the temperature decomposi-
tions (9) and (16), Equations (7) and (20), and the volume-averaged temperature
definitions (4) and (5) into Equation (30), and utilising the assumption of a locally
constant porosity within the REV, gives:
∂ ∂ ∂ ∂
knd,s,m T s − Te s = −knd,f,m T f − Te f . (31)
∂m ∂m ∂m ∂m
Substituting Equation (15) into Equation (31) yields, after rearranging terms:
∂ knd,γ ,m ∂
Te γ = T γ +
∂m knd,γ ,m + (εϕ /εγ )knd,ϕ,m ∂m
knd,ϕ,m ∂
+ T ϕ . (32)
knd,γ ,m + (εϕ /εγ )knd,ϕ,m ∂m
Substituting Equation (32) into the expression given by (30) yields:
∂ knd,γ ,m ∂
(ke,γ ,m − knd,γ ,m ) T γ +
∂m knd,γ ,m + (εϕ /εγ )knd,ϕ,m ∂m
knd,ϕ,m ∂
+ T ϕ +
knd,γ ,m + (εϕ /εγ )knd,ϕ,m ∂m
∂ ∂
+ knd,γ ,m T γ . (33)
∂m ∂m
TWO-EQUATION MODEL FOR HEAT CONDUCTION – PART I 157
After rearranging terms in the expression given by (33) and substituting back into
Equation (25), that equation can be written as
∂ ∂ ∂ 1
kγ εγ T γ +
γ
n
kγ T̊n γ ϕ,m dA
∂m ∂m ∂m V0 Asf
∂ ∂ ∂ ∂
= kγ γ ,m T γ + kγ ϕ,m T ϕ , (34)
∂m ∂m ∂m ∂m
with kγ γ ,m and kγ ϕ,m , respectively, defined as
knd,γ ,m ke,γ ,m + (εϕ /εγ )knd,ϕ,m knd,γ ,m
kγ γ ,m ≡ , (35)
knd,γ ,m + (εϕ /εγ )knd,ϕ,m
and
knd,ϕ,m (ke,γ ,m − knd,γ ,m )
kγ ϕ,m ≡ . (36)
knd,γ ,m + (εϕ /εγ )knd,ϕ,m
If the direction m is aligned with each principle direction in a multi-dimensional
domain, then Equation (34) can be generalized as
1
∇ · (kγ εγ ∇ T γ ) + ∇ ·
γ
kγ T̊γ n γ ϕ dA
V0 Asf
= ∇ · (kk γ γ · ∇ T γ ) + ∇ · (kk γ ϕ · ∇ T ϕ ). (37)
Substituting the definition given by Equations (35) and (36) into the expression in
the parenthesis in (41) yields after rearrangement and cancellation of terms, yields:
where k e,s and k e,f are the tensor forms of the equilibrium thermal conductivity
defined by Equation (26). Substituting Equation (26) for γ = s or f into the ex-
pression given by (42), under the condition of local uniform porosity in an REV,
yields:
εs ks (∂Te /∂m)s εf kf (∂Te /∂m)f
+ , (43)
∂Te s /∂m
s ∂Te ff /∂m
where m is the direction of net transfer of heat.
When the phases are in thermal equilibrium, as is the case with the equilibrium
temperature distribution Te , then:
Substituting Equation (44) and rearranging terms, the expression given by (43) can
be written as
k(∂Te /∂m)
, (45)
∂Te /∂m
TWO-EQUATION MODEL FOR HEAT CONDUCTION – PART I 159
where the overall volume-averaged quantities k(∂Te /∂m) and Te are defined as
1
φ ≡ φ dV . (46)
V0 V0
Dropping the subscript e, the expression given in (45) is the classic definition of the
overall thermal conductivity of a two-phase system where the phases are in thermal
equilibrium (Nozad et al., 1985). Therefore, the expression given by the right-hand
side of Equation (37) for the case γ = s and ϕ = f, and vice versa, are compatible
with the classic one-equation model.
3. Discussion
The mathematical model for phasial conduction, presented by Equation (37), is
consistent with previous analytical work (Carbonell and Whitaker, 1984; Zanotti
and Carbonell, 1984; Whitaker, 1989; Quintard and Whitaker, 1993; Kaviany,
1995; Moyne, 1997), in that conduction within a phase described at a macroscopic
level, is not just a function of the gradient of the volume-averaged temperature of
that phase, but also a function of the gradient of the volume-averaged temperature
of the other phase.
The coupled thermal conductivity determines the effect of the volume-averaged
temperature gradient in a particular phase on the ratio of the volume-averaged
temperature gradient to the gradient in the volume-averaged temperature in the
other phase. This effect is determined by the volume fraction of each phase, the
thermal resistance between the two phases and the presence of thermal sources or
sinks. The effect will be more relevant in geometries with regions where the two
phases are geometrically composed in series with respect to the direction of heat
flow and can be either positive or negative, that is, the coupled thermal conductivity
could take on a positive or negative value.
In an expression for the effective thermal conductivity of two dissimilar materi-
als geometrically arranged in series, the volume fraction of each material appears
in the denominator (Holman, 1976). Therefore, when a phase has a high volume
fraction, its coupled thermal conductivity will be a much stronger function of its
own thermal conductivity than the thermal conductivity of the other phase. Con-
versely, when a phase has a low volume fraction, its coupled thermal conductivity
will be a stronger function of the thermal conductivity of the other phase than that
of its own.
4. Conclusion
The two-equation model (38) and (39) describe the conservation of heat at a macro-
scopic level in each phase of a two-phase system in terms of the volume-averaged
temperature of each phase. These two equations constitute the two-equation model
of which the solution, with appropriate boundary conditions, provides a facility to
160 J. G. FOURIE AND J. P. DU PLESSIS
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