Professional Documents
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3, 558–582
https://doi.org/10.1210/endrev/bnab035
Review
Review
Abbreviations: aa, amino acids; CAP1, cyclase-associated protein 1; CHRD, Cys/His-rich domain; DAA, direct-acting
antiviral; DENV, Dengue virus; E2, 17β-estradiol; ER, endoplasmic reticulum; FH, familial hypercholesterolemia; GOF, gain-
of-function; HCV, hepatitis C virus; KO, knockout; IFN, interferon; LDLc, low-density lipoprotein cholesterol; LDLR, LDL
receptor; LNP, lipid nanoparticle; LOF, loss-of-function; MHC, major histocompatibility complex; PC, proprotein convertase;
PD, programmed death; PTM, post-translational modification; SK, subtilisin/kexin; SRE, sterol regulatory element; TCR,
T-cell receptor; wild type, WT.
Received: 2 July 2021; Editorial Decision: 4 October 2021; First Published Online: 9 October 2021; Corrected and Typeset:
2 November 2021.
Abstract
This article reviews the discovery of PCSK9, its structure–function characteristics, and
its presently known and proposed novel biological functions. The major critical func-
tion of PCSK9 deduced from human and mouse studies, as well as cellular and struc-
tural analyses, is its role in increasing the levels of circulating low-density lipoprotein
(LDL)-cholesterol (LDLc), via its ability to enhance the sorting and escort of the cell sur-
face LDL receptor (LDLR) to lysosomes. This implicates the binding of the catalytic do-
main of PCSK9 to the EGF-A domain of the LDLR. This also requires the presence of
the C-terminal Cys/His-rich domain, its binding to the secreted cytosolic cyclase associ-
ated protein 1, and possibly another membrane-bound “protein X”. Curiously, in PCSK9-
deficient mice, an alternative to the downregulation of the surface levels of the LDLR by
PCSK9 is taking place in the liver of female mice in a 17β-estradiol-dependent manner
by still an unknown mechanism. Recent studies have extended our understanding of the
biological functions of PCSK9, namely its implication in septic shock, vascular inflamma-
tion, viral infections (Dengue; SARS-CoV-2) or immune checkpoint modulation in cancer
via the regulation of the cell surface levels of the T-cell receptor and MHC-I, which govern
the antitumoral activity of CD8+ T cells. Because PCSK9 inhibition may be advantageous
in these processes, the availability of injectable safe PCSK9 inhibitors that reduces by
50% to 60% LDLc above the effect of statins is highly valuable. Indeed, injectable PCSK9
monoclonal antibody or small interfering RNA could be added to current immunother-
apies in cancer/metastasis.
Key Words: β-cells, cancer/metastases, hypercholesterolemia, major histocompatibility complex I, sepsis
Graphical Abstract
By modulating the trafficking of key secretory proteins, PCSK9 is implicated in the regulation of major diseases. Secreted
PCSK9 shortens the half-life of cell surface receptors, such as LDLR and MHC-I, by escorting them into the lysosomal
pathway. The functional consequences of PCSK9 activity in different diseases is indicated.
The first critical connection between cholesterol and heart to 25% to 50% reduction of low-density lipoprotein chol-
disease was initially reported in 1913 in St. Petersburg by esterol (LDLc) (5). Up to 2003, the reported major func-
Nikolai Nikolajewitsch Anitschkow based on his seminal tion of statins was to decrease LDLc levels by modulating
observation of the accelerated development of athero- cholesterol homeostasis in the liver. Mechanistically, by re-
sclerosis in the arterial intima of rabbits fed a high chol- ducing the synthesis of cholesterol, treatment with statins
esterol diet [reviewed in (1)]. Key epidemiological studies results in the activation of the sterol regulatory element
(2) and the similarity of atherosclerosis to the human path- binding protein SREBP-2 in the endoplasmic reticulum
ology of heart disease catalyzed a 60-year-long search for (ER) (6), whereupon its N-terminal domain reaches the
cholesterol-lowering agents. In 1973, Akira Endo and his nucleus and enhances the synthesis of the LDL receptor
team screened 3800 fungal strains to discover a potent (LDLR) following its association with sterol regulatory
β-hydroxy β-methylglutaryl-CoA (HMG-CoA) reductase elements (SREs) in the LDLR promoter (7). This in turn
reversible inhibitor, mevastatin (also called compactin) (3). activates cholesterol biosynthetic genes, leading to an in-
In 1987, a team at Merck Pharmaceutical Co. developed creased LDLc uptake from circulation. This exquisite feed-
a chemically related compound, lovastatin (trademark back mechanism balances cellular cholesterol levels and
Mevacor), which became the first statin to reach patients decreases the amount of circulating LDLc (for excellent
(4). This was followed by a successive improvement in reviews see (8, 9)).
the potency and specificity of statins: Zocor (simvastatin), The level of plasma cholesterol is influenced not only
Lipitor (atorvastatin), and Crestor (rosuvastatin), which led by its de novo biosynthesis, but also by the absorption of
560 Endocrine Reviews, 2022, Vol. 43, No. 3
dietary cholesterol and the removal of cholesterol from the paired basic amino acids (aa). Such a concept of limited
blood. Blocking the absorption of dietary cholesterol by the proteolysis of prohormones by cellular proteases was later
gut through inhibition of Niemann-Pick C1-Like 1 protein extended to many secretory proteins and even to infec-
on small intestinal epithelial cells and hepatocytes is the tious pathogens, and shown to occur at single and paired
basis of the mechanism of action of ezetimibe, a drug first basic residues within the motif: (K/R)-Xn-(K/R)↓, or
described by Schering–Plough (10). When combined with a more commonly (K/R)-Xn-(R)↓, where Xn are spacer res-
statin, ezetimibe further reduces LDLc by 15% to 20% (11) idues comprising 0, 2, 4, or 6 aa (27). It took more than
and improves cardiovascular outcomes (12). 15 years to identify the cognate processing enzymes that
In this review, we will introduce the family of proprotein recognize these motifs. They constitute a family of 7 basic
convertases (PCs) and the implication of some members in aa-specific serine proteases, the PCs, related to subtilisin/
cholesterol and fatty acid metabolism. We will then concen- kexin (SK), and their genes were mostly given the name
trate on PCSK9 implicated in the enhanced degradation of PCSKs (for extensive reviews see (27, 28)). In essence, PC1
Derived Neurotrophic Factor at R-G-LT↓S-L, where the nearby to the 1p34.1p32 locus identified in large French fam-
bold and italic residues are critical for cleavage by SKI-1 ilies potentially encoding a third gene for autosomal dominant
(34). The latter turned out to be the same protease (called site familial hypercholesterolemia (FH3), where the LDLR and
1 protease; S1P) identified in 1998 that activates SREBP-1, apolipoprotein B (APOB) genes were excluded. This locus was
-2 (35) and later on the ER stress factor ATF6 (36). Indeed, associated with increased hepatic secretion of cholesterol asso-
in all subsequent substrates of SKI-1/S1P (gene MBPTS1) ciated with very low–density lipoprotein (VLDL), which after
(37) the general consensus cleavage motif was found to be its secretion is converted into LDLc (53, 54). Armed with this
R-X-Aliphatic-Z↓, where X is any residue except Pro and information and the demonstration of the major PCSK9 ex-
Cys, and Z is any aa (best Leu) except Val, Pro, Cys, or pression in the liver (51), we contacted the French team led
Glu (34, 37-40). For an in-depth analysis of the multiple by Catherine Boileau, who was keenly interested in this re-
functions of SKI-1/S1P, including cholesterol and fatty acid gion of chromosome 1. Intensive genetic analyses in 23 French
regulation, neuronal development, lysosomal homeostasis, families, with no LDLR or APOB variations, by a positional
pr
o
CA
positively regulated by the lack of cholesterol and statin
P1
ca
treatment, PCSK9 induced LDLR protein degradation (68).
t
LDLR
CH M3
M1
This clarified the mechanism behind the reported human
RD M2
mutations leading to hypercholesterolemia (52, 69). Thus,
PCSK9 GOF result in exacerbated PCSK9-induced degrad- Protein X
(MHC-I...)
ation of the LDLR.
A definite further support for PCSK9 function came with 2
elegant studies by Cohen et al., who sequenced PCSK9 in in-
dividuals exhibiting very low cholesterol levels, thereby unam-
disease (71, 84), as well as Tyr38-sulphation (30) and Ser47- forming 3 disulfide bridges connecting Cys 1 to Cys 6, Cys
phosphorylation (86). 2 to Cys 5, and Cys 3 to Cys 4 within each repeat (59, 60).
Interestingly, 9 out the 14 His residues in the CHRD are
present within the M2 module, suggesting that they may
The Catalytic Domain (aa 153-421) exert a pH-dependent role, especially at the acidic pH of
Degradation of the LDLR by PCSK9 was shown to depend endosomes. The M1–M2–M3 modules exhibit a struc-
on the internalization of the PCSK9-LDLR complex into tural homology to the homotrimer resistin (111), a small
clathrin-coated acidic endosomes (87-89). Through its cata- cytokine associated with obesity and diabetes, and whose
lytic subunit, secreted/plasma PCSK9 (90) binds the EGF-A plasma levels have been linked to inflammation, cancer,
domain of the LDLR (80, 81, 91). This stable complex is atherosclerosis, and cardiovascular disease (112). Most of
directed toward endosomes/lysosomes for degradation by the reported PCSK9 variations in the C-terminal domains
a yet unknown mechanism(s), preventing LDLR recycling are within the M1 and M3 modules. The hinge region and
play central roles in the regulation of protein folding and positive charge was more important than specific sequences
the unfolded-protein response (120). This results in a pro- within the CHRD. However, this may not be the whole
tection against ER stress-induced apoptosis, as also reported story. Indeed, monoclonal antibodies (mAbs) (127, 132)
for other proteins that increase the stability of GRP78, such and single domain antibodies (133, 134) that target the
as Bag5 (121) and GALNT6 (122). These data suggested M1 and/or M3 domains of the CHRD inhibit the PCSK9-
that inhibition of the autocatalytic cleavage of proPCSK9 induced LDLR degradation without blocking the binding
in the ER may represent a safe and unique approach for the of PCSK9 to the LDLR. Although Sortilin and APLP2 can
management of hyperlipidemia, with the added benefit of bind the CHRD, they were shown not to be credible “pro-
preventing liver dysfunction (79). The above human genetic tein X” candidates (135). To date, none of the studies that
studies suggested that humans lacking functional PCSK9 investigated the trafficking of the PCSK9-LDLR complex
can live normal lives, and heterozygote complete LOF vari- (87, 131, 135-137), have identified all the critical partners
ants largely (88%) protect individuals from the development needed to escort the complex into late endosomes/lyso-
revealing a conundrum in LDLc regulation since PCSK9- livers exhibited necrotic lesions that were prevented by a
mediated LDLR degradation will blunt the contribution of high-cholesterol diet, suggesting that the absence of PCSK9
higher levels of LDLR transcripts (68). This effect explains severely reduces tissue cholesterol levels and confers re-
the higher sensitivity of apoB levels to statins in PCSK9 KO sistance to liver steatosis (143). Indeed, despite the 4-fold
mice (73). Indeed, statins have a more prominent effect in higher levels of LDLR at the hepatocyte surface of male
KO than in WT mice, where hepatic LDLR protein levels mice, as measured by immunohistochemistry or liver frac-
accumulate in the absence of PCSK9. This has paved the tionation, there is no accumulation of cholesterol in their
way for the combined statin/PCSK9 mAb therapy. In agree- liver (73, 143, 149). This is likely due to the 5-fold lower
ment, LDLR labeling of primary mouse hepatocytes lacking circulating LDLc levels, preventing any significant upsurge
PCSK9 (142), and of liver sections from mice lacking of cholesterol in hepatocytes. In the β-cells of the same
PCSK9 in the 2 first Pcsk9 KO models (73, 143), especially KO mice, the low levels of circulating LDLc resulted in in-
in male mice (61), revealed a strong accumulation of the creased LDLR mRNA and protein levels, indicating that
of TLR4/NF-κB signaling. Indeed, PCSK9 seems to interact 4-fold higher in male than female fractions (149). Thus, in
with the oxidized-LDL receptor-1 (LOX-1) in a mutually PCSK9-deficient female mice, E2 seems to take control over
facilitative fashion (157). Finally, a PCSK9-specific vac- LDLR density at the hepatocyte surface. Whether E2 in-
cine reduced total cholesterol, vascular inflammation, and hibits the targeting of the LDLR to the cell surface or favors
atherosclerosis in the atherogenic APOE*3Leiden.CETP its elimination from the cell surface remains to be deter-
mouse (158). In this context, in an inflammatory milieu, mined. Intriguingly, despite the E2-mediated modulation of
elevated levels of PCSK9 potently stimulate the expres- surface LDLR, male and female mice exhibit similar circu-
sion of LOX-1 and oxidized-LDL uptake in macrophages, lating levels of LDLc, indicating that the higher density of
and thus contribute to the process of atherogenesis (159). surface LDLR in male hepatocytes does not have a major
Accordingly, there may be additional clinical benefits of effect on the LDLc clearance.
PCSK9 inhibition on mechanisms unrelated to increased
LDLR activity, but rather to a reduction of vascular
Major Cardiovascular Outcome Trials Using
uses and outcomes of these PCSK9i (163, 165-174). Below, for homozygous FH (HoFH) patients who exhibit residual
we briefly describe salient features that emanated from the LDLR activity due to incomplete silencing of its function
major clinical trials using either mAb or siRNA approaches, (186).
the targeted populations, and their outcomes. In 2017 and 2018, 2 landmark outcome trials were re-
ported on the use of evolocumab (187, 188) and alirocumab
(189) as therapeutic mAb inhibitors of circulating PCSK9
The mAb Approach to Inhibit Circulating PCSK9 activity in combination with statins.
Activity on the LDLR
The liver is the primary source of circulating PCSK9, and • In the FOURIER trial a total of 27 564 patients with
the latter is a target of mAbs that recognize the catalytic a mean age of 62.5 years (25% women) and receiving
subunit and sterically prevent the binding of PCSK9 to at least 20 mg of atorvastatin were randomized to
the EGF-A domain of the LDLR in hepatocytes and other subcutaneous doses of evolocumab (140 mg every 2
in liver induced by evolocumab (194, 195) or to a lower assemble the RNA-induced silencing complex (RISC) re-
rate of Lp(a) secretion (196, 197) is still under debate. sulting in the PCSK9 mRNA degradation over a prolonged
• The ODYSSEY outcomes study included 18 924 period of time (171). Accordingly, Inclisiran subcutane-
patients with a mean age of 59 years (25% women), and ously injected twice a year substantially reduces by 50%
alirocumab treatment targeted patients with a history to 60% the levels of LDLc (168, 170). Various ORION
of an acute coronary syndrome within 1 to 12 months clinical trials were designed to test the efficacy and safety
before randomization (189). Atorvastatin 40 mg or of Inclisiran in the presence of statins. Currently, the phase
rosuvastatin 20 mg were included, and patients were III cardiovascular outcome study ORION-4 is ongoing
randomized to alirocumab 75 mg every 2 weeks or with completion expected in 2024 (https://clinicaltrials.
placebo subcutaneously in a 1:1 ratio, with dose gov/ct2/show/NCT03705234). Another study involves
adjustment allowed during treatment. In contrast to patients with atherosclerotic cardiovascular disease and
the FOURIER trial in which no dose adjustments were elevated LDLc (≥70 mg/dL) despite receiving maximally
Future Strategies Beyond mAb and siRNA PCSK9 KO mice were protected from septic shock induced
by lipopolysaccharide (LPS) injections. Subsequently,
PCSK9-vaccination is a permanent approach proposed to
PCSK9 LOF variants were reported to exhibit less frequent
silence PCSK9. Peptide-based vaccines have so far shown
septic shocks and organ failures (220, 221), whereas the
promising results in mice or macaques, including the use
reverse is true in transgenic mice overexpressing PCSK9
of bacteriophage virus-like particles displaying PCSK9-
(222). The LDLR clears, in an LDL-dependent mechanism,
derived peptides (204, 205). Whether vaccination against
gram-positive lipoteichoic acid and gram-negative LPS,
PCSK9 using modified lipid nanoparticles (206) or effective
known to exacerbate sepsis pathophysiology (223). Because
capsid-like particles (207) expressing full-length PCSK9
the protective effect of the lack of PCSK9 is abrogated in
will be approved to treat severe pathologies will have to be
LDLR KO mice, it was proposed that the lack of PCSK9,
carefully evaluated for any harmful side effects of such an
or the use of PCSK9 inhibitors (224, 225), would enhance
irreversible therapy (163).
pathogen lipid clearance via the LDLR. Using a cecal liga-
In 2012, the advent of clustered regularly interspaced
It should also be noted that patients with septic shock which is more dependent on SR-B1 (scavenger receptor
and lower PCSK9 levels on day 1 (within the first quar- class B type I that mediates the uptake of HDL) for viral
tile) showed the highest 28- and 90-day mortality rate entry (242). In contrast, 4 weeks after the start of DAA
compared with other quartiles (233), suggesting that low therapy primarily in HCV-G1 patients (76%), circulating
levels of circulating PCSK9 1 day after the onset of sepsis PCSK9 levels were reduced and yet LDLc was increased,
are not correlated with a favorable disease outcome (234, suggesting that these changes are not functionally related
235). However, this does not necessarily exclude the pre- (243). Whether circulating PCSK9 levels, usually meas-
ventive use of PCSK9 inhibitors, eg, before surgery, to neu- ured by enzyme-linked immunosorbent assay, represent a
tralize circulating PCSK9, and therefore increase LDLR good biomarker of HCV infection remains to be proven.
levels before the onset of sepsis. Moreover, PCSK9 does Indeed, mass spectrometry assessment of the phosphoryl-
not significantly affect HDL levels (52), known to be crit- ation state and the ratio of active vs Furin-cleaved inactive
ical, as patients with declining HDL during sepsis are at PCSK9 would better evaluate circulating PCSK9 activity
inhibition, combined to the anti-IFN effect of mature PCSK9 Other FPTase inhibitors have since been evaluated in clin-
via cholesterol upregulation in the ER and inhibition of STING ical trials implicating various cancers (https://clinicaltrials.
(see above for DENV), would solidify PCSK9’s role as a key in- gov/ct2/results?term=farnesyl-protein+transferase+inhibito
hibitor of IFN expression, and thus a target of choice to inhibit r+&Search=Search).
for combating viral infection. The roles of SREBP-2 activation and/or circulating
In the present COVID-19 pandemic, statins have been vs tumor-derived PCSK9 in tumor LDLR regulation are
shown to increase the expression of the SARS-CoV-2 receptor not clear. Individuals with high tumoral PCSK9 mRNA
angiotensin converting enzyme 2 (ACE2) in animal models expression exhibit worse overall survival than those
(250, 251), but they were also reported to significantly improve with low expression in different patient cohorts (266).
the prognosis of COVID-19 patients >65 year-old (252-254). Interestingly, PCSK9 mAbs that raise LDLR levels in the
This likely reflects the ability of statins to improve endothelial liver and other tissues but reduce circulating LDLc were
function and to reduce blood coagulation and inflammation not associated with a significant change in cancer inci-
receptor 1 (hTfR1), and somehow reduces cell surface LDLc in patients with metastatic pancreatic adenocarcinoma
LDLR levels. HFE LOF variants, such as C282Y, are as- combined with Folfirinox, a chemotherapy regimen for ad-
sociated with higher levels of the LDLR (276). Since HFE vanced pancreatic cancer (283), is presently being evaluated
shares a strong homology with some MHC-I α-chain (eg, in a phase I clinical trial (https://clinicaltrials.gov/ct2/show/
HLA-C) and the presence of an exposed R-X-E69 motif, we NCT04862260). Whether irreversible silencing of PCSK9,
recently hypothesized that it may interact with PCSK9 to such as gene editing using CRISPR-Cas, or vaccination will
modulate the levels of the LDLR. Ongoing modeling and have future applications in cancer/metastasis depends first on
site-directed mutagenesis should define more precisely the their careful evaluation for any potential harmful side effects
interaction between the M2 domain of PCSK9 and the R- (163).
X-E motif of MHC-I α-chain, and possibly HFE. Thus,
whether the type I transmembrane MHC-I, HFE or family
members, which are highly expressed in hepatocytes, are Knowledge Gaps to Address Going Forward
pathologies. These include hypercholesterolemia, athero- applications deduced from animal models will surely need
sclerosis, inflammation, sepsis, viral infections, cancer/ rigorous validations before they can be safely and success-
metastasis, and likely many others. PCSK9 protein acts as fully applied to human pathologies.
a chaperone to escort selected surface receptors toward
endosomes/lysosomes for degradation. While the catalytic
domain of PCSK9 binds to certain receptors (eg, LDLR, Acknowledgments
VLDLR, ApoER2, LRP1), the CHRD is implicated in the The authors would like to acknowledge the expert secretarial
binding of other ones (eg, MHC class I receptor) (51, 95, 96, help of Habiba Oueslati in the preparation of this manuscript.
Financial Support: This work was funded thanks to grants
266). Since 2003, a barrage of biological, genetic, and epi-
to N.G.S. including a Canadian Institutes of Health Research
demiological studies in mouse and/or human has resulted Foundation Scheme grant (# 148363) and a Canada Chair in
in the development of the first potent PCSK9i as mAbs in Precursor Proteolysis (# 950-231335).
2015. Such PCSK9 “revolution” starting from discovery to Conflict of Interest Statement: The authors declare no conflict of
interest.
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