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CHAPTER 3: AIDS TO CONSTRUCTION - Hence, in a clear statute, the preamble can neither expand nor restrict its

operation, prevail over the text, or be used as a basis for giving meaning to a
3.01: GENERAL RULE
clear statute.
- Where the meaning of a statute is ambiguous, the court is warranted in - Exception: the preamble can be resorted to clarify an ambiguous statute or
availing itself of all legitimate aids to construction so that the true intent of the may decide the proper construction to be given to it. Hence:
statute can be ascertained. o It may restrict what appears to be a broad scope of law;
o It may require an element not clearly expressed in text;
What are aids to construction? o It may express the legislative intent to make the law apply
o INTRINSIC AIDS: those found in the printed page of the statute retroactively.
o EXTRINSIC AIDS: those extraneous facts and circumstances outside - The preamble is considered as the key of the statute because it sets out the
the printed page intention of the legislature since:
o It establishes the purpose to be achieved and the object to be
3.02-03: TITLE accomplished;
- This serves as aid to construction in cases of doubt in its language, obscurity o Presents the mischief to be remedied by the provisions of the statute;
in meaning and in ascertaining legislative will. - The preamble is omitted in statutes passed by the following:
- The title may indicate the legislative intent to extend or restrict the scope of o Philippine Commission
the law. o Philippine Legislature
- When a statute couched in a doubtful language, the legislative intent may o National Assembly
also be disclosed in its title. o Congress and the Batasang Pambansa
- Hence, the constitutional injunction makes the title an indispensable part of a - The preamble is extensively used in Presidential Decrees in the exercise of
statute and what may inadequately be omitted in the text may be supplied or the President’s legislative power.
remedied by the title. - *See People vs Purisima
- *See City of Baguio vs Marcos (**the title belongs to that type of titles which
3.06: Context of the whole text
should be regarded as part of the rules of provisions expressed in the body)
- When the text of the statute is clear, it is improper to resort to its title to make - The best source from which to ascertain the legislative intent is the statute
it obscure. itself taken as a whole and in relation to one another and not from an
- The title may be resorted in order to remove, but not to create doubt. isolated part or provision.
- The context may give to a word a phrase or meaning different from its
3.04: PREAMBLE
usual or ordinary signification. Hence, in such case, the meaning dictated
- That part of the statute written immediately after the title. by the context prevails.
- It states the purpose, reason or justification for the enactment of the law
3.07: Punctuation marks
(expressed in the form of whereas) but it is not an essential part of the
statute.

CORPUZ, AMFL – STATCON READING NOTES


- Aids of low degree (as per rule of legal hermeneutics) whose role is to o If a statute is promulgated in Spanish, Filipino or English, with
divide parts of sentences and can never control against the intelligible translations into other languages, the language in which it was
meaning of written words. originally written shall prevail.
- While they are not part of the statute, they may partially or wholly solve
the ambiguity in a statute and as such, may be considered in the 3.12: Intent or spirit of law
construction of the statute. - The intent of the law is the law itself.
- If the punctuation gives the statute a meaning which is reasonable and in - The spirit of the law is the dominant influence behind construction; it
apparent accord with the legislative will, it may be used as additional determines construction.
argument for adopting the literal meaning of the words as thus - The spirit of a statute is expressed in words which should be discovered, if
punctuated. necessary, by legislative history.
- 3.09: The capitalization of letters is also an aid of low degree; does not
change the legislative intent of the statute. 3.13: Policy of law

3.10: Headnotes or epigraphs - The policy of the law once ascertained, should be given effect by the
judiciary. This is done by giving an ambiguous statute a construction that will
- They index the contents of the provisions of a statute; prefixed to sections or promote public policy, so as not to be self-defeating nor be disingenuous in
chapters of a statute for ready reference or classification; they may be its purpose.
consulted in aid of interpretation in case of doubt or ambiguity in the
legislative intent of the statute. 3.14: Purpose of law
- When a statute is divided into several subjects with respective, appropriate
- Important factors to consider in construction:
headings, it must be presumed that the provisions are controlling upon the
o The purpose or object of the law
subject and can operate as a general rule for settling questions embraced in
o The mischief intended to be removed or suppressed
the statute.
o The causes which induced the enactment of the law
- Otherwise, such as when the heading is only inserted for convenience or
reference and not made as integral part of the statute, it cannot control - In all accounts, the court must give the law a reasonable or liberal
interpretation. construction which will best effectuate its purpose.
- A statute derives its vitality from the purpose for which it is enacted.
3.12: Lingual text Construing it in a manner that defeats such purpose is to nullify or destroy the
law.
- General rule: Unless otherwise provided, the English text shall govern.
- Exception: 3.15: Dictionaries
o In cases of ambiguity, omission or mistake, the Spanish text may be
- Where the law does not define the words used in a statute and the
consulted to explain the English text.
legislature has not intended a technical or special legal meaning to those
words, the Court may adopt the ordinary meaning of the words as defined
in the dictionary.

CORPUZ, AMFL – STATCON READING NOTES


3.16: Consequences of various constructions 3.18: General Rule
- In construing a statute, the consequences of the various constructions will - Ascertaining the will and intention of the legislature in ambiguous laws and
be inquired into as additional aid to interpretation: statutes can be afforded by the history of the statute.
- Examples: - To this end, the court may take judicial notice of the following:
o Should the statute be given literal, strict or liberal interpretation o The origin and history of the statute which it is called upon to construe
o Should it be accorded a restrictive or expansive meaning and apply;
o Should it be construed retroactively o The facts which affect its derivation, validity and operation.
- Statute construction must be rejected if it:
o causes injustice
o results in absurdity 3.19: What constitutes legislative history
o defeats legislative intent
- Legislative history refers to all its antecedents from its inception until its
o precludes accomplishment of legislative purpose
enactment into law.
o renders certain words or phrases a surplusage - It necessitates review of the origin, antecedents and derivation of the law in
o nullify a statute or make any of its provisions nugatory question to discover the legislative purpose or intent (this is especially true
3.17: Presumptions for statutes that are borrowed or modelled upon foreign sources which are
reviewed to find an authoritative guide for the interpretation of the statute,
- Presumptions are based on logic, experience and common sense. their practical application and the decisions of the courts in construing and
- In the absence of compelling reasons in terms of the aforementioned bases, applying them in their countries of origin)
doubts as to the correct construction of a statute shall be resolved in favor of - History proper: covers the period and the steps done from its introduction as
the construction which is most anent with the presumption on the matter. a bill until it was finally passed by the legislature. Hence, it also includes:
- These presumptions include: o President’s message
o Presumptions in favor of the constitutionality of a statute o Explanatory note
o Presumption of completeness o Committee reports of legislative investigations and public hearing
o Presumption of a statute’s prospective operation o Sponsorship speech
o Presumption of right and justice o Debates and deliberations concerning the bill
o Presumption of a statute’s effective, sensible, beneficial, and o Amendments and changes in phraseology before final approval
reasonable operation as a whole (especially if the statute is based on, or is a revision of a prior statute)
o Presumption against inconsistency and implied repeal - *See Celestial Nickel Mining Exploration Corp vs Microasia Corp
3.20: President’s message to legislature
B. LEGISLATIVE HISTORY - This contains the President’s proposed legislative measures.

CORPUZ, AMFL – STATCON READING NOTES


- The Court may turn to the messages of the President to the legislature to - Where two or more statutes relating to the same subject matter were enacted
determine the legislative intent of the statute enacted in response to the by different assemblies, neither is qualified to speak about the intent of the
President’s request embodied in such messages. other.
3.21: Explanatory note 3.23: Reports of Commissions
- It is a short exposition or explanation accompanying a proposed legislation - Commissions are formed in the codification of laws to compile and collate all
by its author or proponent. laws on a particular subject and to prepare the draft of the proposed code.
- It contains statements of the reason or purpose of the bill, as well as - In the ambiguity of a statute, reports of the commission that drafted the code
arguments advanced by its author in urging its passage. can used as aid to construction.
- Explanatory note is resorted only for clarification in case of doubt and not
3.24: Prior laws from which statute is based
where there is ambiguity.
- It cannot override the clear legislative meaning or intent as expressed in the - Courts are permitted to look to prior laws on the same subject and to
statute itself. investigate the antecedents of the statute involved so as to ascertain the
intention of the lawmaker.
- This rule is especially applicable in: the interpretation of codes, revised or
3.22: Legislative debates, views and deliberations compiled statutes since they show the legislative history that will clarify the
intent of the law as well as the meaning and scope of the codified or revised
- Consists of the actual proceedings of the legislative body, sought to
statute.
determine the construction of a statute with a doubtful meaning and in
ascertaining the meaning of its provisions. 3.25: Change in phraseology by amendments
- Hence, that meaning which was put in the provision during the deliberation
- The change in phraseology by amendment of a provision of law indicates a
may be adopted.
legislative intent to change the meaning of the provision from that it originally
- The views and speeches of the legislators during deliberations are not
had.
controlling in the interpretation of the law.
- Where the law has been amended, which requires a particular course of
- Instances when opinions and views during deliberations are not given weight
action different from the law prior to its amendment, effect must be given to
at all:
changes in the statutory language.
o Where there are circumstances indicating a meaning of a statute
- *See Commission of Customs vs Court of Appeals
other than that expressed by the legislators;
o Where the views expressed were conflicting; 3.26: Amendment by deletion
o Where the intent deducible from such views is not clear;
- The amendment by deletion of certain words or phrases in a statute
o Where the statute involved is free from ambiguity;
indicates that the legislation intended to change the meaning of the
o Where the legislator was not a member of the assembly that enacted
statute, for the presumption is that the legislature would not have made
said laws. the deletion had the intention been not to effect a change in its meaning.

CORPUZ, AMFL – STATCON READING NOTES


- The amended statute should accordingly be given a construction different - Where the local law and the foreign statute from which the former was
from that previous to its amendment. patterned differ in some material aspects where the foreign construction is
- 3.27: Exceptions clearly erroneous or has not become settled, or where the adopting state has
o When the deleted words or phrases are not surplusage or when given the statute its own interpretation, the presumption that the foreign
the intention is clear to change the previous meaning of the old construction was adopted with the adoption of the statute no longer obtains.
law. - *See Republic of the Philippines vs. Meralco
o Where the intent (as shown by its legislative history) is clear that
3.30: Principles of common law
the amendment is to plainly express the construction of the act
prior to its amendment because its language is not sufficiently - Courts may properly resort to common law principles in construing doubtful
expressive of such construction. provisions of a statute, particularly where such statute is modelled upon
o Neither alteration in phraseology nor the omission or addition of foreign precedents.
words in the latter statute will be held to alter the construction of - Where there is conflict between a common law principle and a statutory
the former acts. provision, the latter prevails.

3.28: Adopted Statutes 3.31: Conditions at time of enactment

- Foreign statutes which are adopted in this country or from which local laws - In enacting a statute, the legislature is presumed to have taken into account
are patterned form part of the legislative history of the latter. the existing conditions of things at the time of its enactment.
- The application of the adopted statute should correspond in fundamental
3.32: History of the times
points, at least, with its application in the country from whence it was taken.
- Philippine laws adopted from or patterned from the US: - The court may look into the history of the times, examine the state of things
o Corporation law existing when the statute was enacted, and interpret it in the light of the
o Tax code conditions obtaining.
o Labor laws - The history of the times out of which a statute grew and to which it may be
o Naturalization law rationally supposed to bear some direct relationship, the evils intended to be
o Rules of Court remedied, and the good to be accomplished are proper subjects of inquiry.
- The adopted statutes are generally construed in accordance with the C. CONTEMPORARY CONSTRUCTION
construction given in similar statutes in the US, unless special reasons, local
customs and practice require otherwise. 3.33: GENERAL RULE
- Contemporary/practical constructions are the constructions placed upon the
statutes at the time of, or after, their enactment by the executive, legislature,
3.29: Limitations of rules or judicial authorities, as well as by those who, because of their involvement
in the process of legislation, are knowledgeable of the intent and purpose of
the law, such as draftsmen and bill sponsors.

CORPUZ, AMFL – STATCON READING NOTES


- They are invaluable aid in the construction by the courts, of ambiguous b. If there is a fair doubt, the duty of the public officer is to present
provisions of law. the case for the side which he represents, upon which lies the
- Contemporanea exposition est optima et fortissimo in lege: the responsibility of decision.
contemporary construction is strongest in law. c. If he surrenders a plausible construction, it will at least may, be
surrendered forever, and yet it may be right.
3.34: Kinds of executive construction
d. Such rulings need not have the detachment of a judicial or semi-
- Executive and administrative officers are generally the first officials to judicial decision, and may properly carry bias, hence, should not
interpret the law, preparatory to its enforcement. be authoritative.
- These interpretations are in the form of rules and regulations, circulars,
directives, opinions and rulings.
- Three types of executive interpretations of the law: 3.35: Weight accorded to contemporaneous construction
1. Construction by an executive/administrative officer directly called to
- General rule: Where there is doubt as to the proper interpretation of a
implement the law
statute, the uniform construction placed upon it by the executive or
a. Expressed interpretation: those that are embodied in circular,
administrative officer charged with its enforcement will be adopted, if
directive, or regulation
necessary to resolve the doubt.
b. Implied interpretation: a practice or mode of enforcement of not
- The contemporaneous construction is very probably the true expression of
applying the statute to certain situations or of applying it in a
the legislative purpose, especially if the construction is followed for a
particular manner; interpretation by usage or practice.
considerable period of time.
2. Construction by the Sec of Justice in his capacity as the chief legal
- Unless it is shown to be clearly erroneous, contemporaneous construction will
adviser of the government
control the interpretation of statute by the courts.
a. They come in the form of opinions issued upon request of
- The action of the agency would not be disturbed by the courts in the absence
administrative or executive officials who enforce the law;
of error or abuse of power or lack of jurisdiction or grave abuse of discretion
b. In the absence of judicial ruling on the matter and unless
clearly conflicting with either the letter or the spirit of a legislative enactment
reprobated by the President, the opinions of Sec of Justice are
creating or charging a governmental agency.
generally controlling among administrative and executive
officials of the government. 3.36: Weight accorded to usage and practice
c. However, the President or the Executive Secretary, by authority of
the President, has the power to modify, alter or reverse the - Optimus interpres rerum usus: the best interpreter of the law is usage
construction of a statute given by a department secretary. (considering period of time it was used and wideness of acceptance of
3. The interpretation handed down in an adversary proceeding in the such meaning).
form of a ruling by an executive officer exercising quasi-judicial - *See Manila Jockey vs. GAB
power. 3.37: Construction of rules and regulations
a. The position of a public officer, charged with the enforcement of a
law is different from the one who must decide a dispute.

CORPUZ, AMFL – STATCON READING NOTES


- Rules and regulations issued by the executive or administrative officers - Erroneous application or execution of the law by an executive or
pursuant to, and as authorized by, law have the force and effect of laws. administrative officer may be corrected when true construction is ascertained.
- The interpretation by those charged with their enforcement is entitled to - Doctrine of estoppel: a legal principle that prevents someone from arguing
great weight by the court. something or asserting a right that contradicts what they previously said or
- An administrative agency has the power to interpret its own rules and agreed to by law.
such interpretation becomes part of the rules. - Erroneous contemporaneous construction creates no vested right on the part
of those who relied upon, and followed such construction. Hence, those who
3.38: Reasons why contemporaneous construction is given much weight
benefited from ECC may not:
1. Contemporaneous construction comes from the branch of government which o prevent correction of such construction;
implements the construed law. o excuse themselves for complying with the construction as corrected;
2. Much weight is given to CC because of the recognized competence, o set-up such error as legal obstacle against recovery from what they
expertness, experience, and informed judgement of executive officials and received pursuant to and on the basis of the erroneous application of
the fact that they frequently are the drafters of the laws they interpret law.
3. There is the need for the certainty and predictability in the law. Where a
statute is enacted and a regulation is issued to implement it, much weight 3.41: Legislative interpretation
must be given to CC. - The interpretation of the judiciary of a statute does not preclude the
- *See CEMCO Holdings vs National Life Insurance Co legislature from indicating its construction of a statute it enacts into law,
3.39: When contemporaneous construction is disregarded hence, the latter may:
o Provide in the statute itself an interpretive or declaratory clause
1. Where there is no ambiguity in the law; prescribing rules of construction or indicating how its provisions
2. Where the construction is clearly erroneous (in this case said construction should be construed.
must be declared null and void); o Define the terms used in a statute
3. Where strong reason to the contrary exists; o Enact a declaratory act construing a previous law
4. Where the court has previously given the statute a different interpretation. o Pass a resolution indicating its sense or intention as to a given
statute.
- NOTE: It is the role of the judiciary to define and when necessary, to correct - Legislative interpretation may likewise take the form of an implied
constitutional or statutory interpretation in the context of the interaction of the acquiescence to, or approval of an executive or judicial construction of a
three branches of the government, almost always in situations where some statute.
agency of the state has engaged in action that stems ultimately from some - The legislature, in indicating its construction of a law, cannot limit or restrict
legitimate area of government power. the power granted to the courts by the Constitution.
3.40: Exceptions in erroneous contemporaneous construction 3.42: Legislative approval

CORPUZ, AMFL – STATCON READING NOTES


- The legislature is presumed to have full knowledge of a CC of a statute and that of an executive or administrative officer in the construction of other
hence, through action or inaction may approve or ratify such CC. statues of similar import.
- Manifestations of legislative approval: - Stare decisis et non quieta movere: requires that the past decisions of the
o When it reenacts a statute previously given a CC; court be followed in the adjudication of cases with similar questions; one
o Uses words similar in their import to the language of an earlier law should not disturb what has been settled for the stability of law.
which has received a practical interpretation; - The goal of stare decisis lies reipublicae ut sit finis litium (the interest of the
o Amends a prior statute without, in the amending act, providing State demands that there be an end to litigation).
anything which would restrict or change or nullify the previous CC - In order that a ruling of the SC be put forth under stare decisis, it must be
placed upon the prior law. categorically stated on a direct ruling. If the court was silent on the question
- NOTE: The silence of the legislature is equivalent to consent to continue the or the facts of the cases dissimilar, it cannot fall under stare decisis.
practice. This accounts for an implied legislative approval. - An obiter dictum (a judge's incidental expression of opinion, not essential to
- Ratihabitio mandato aequiparatur: legislative ratification is equivalent to a the decision and not establishing precedent) does not fall under stare decisis.
mandate - Exception: The rule of stare decisis does not and should not apply when
there is conflict between the precedent and the law.
3.43: Reenactment - NOTE:
- This is the most common act of legislative approval of a CC. o Only the SC can change or abandon a precedent enunciated by it;
- Principle of legislative approval by reenactment: The reenactment of a o An inferior court nor the legislature cannot change or abandon a
statute previously given a CC is a persuasive indication of the adoption by the precedent except when the legislature amends or repeals the law.
legislature of the prior construction. o If an inferior court feel that the doctrine laid down by the SC is against
- To make the principle of reenactment applicable, the earlier law must have their way of reasoning, they may express their personal opinion on the
been reenacted and not merely amended and the contemporaneous matter but must decide the case in accordance with the laid doctrine
construction must be in the form of regulation to implement the law and duly and not using their personal view.
published. - *See Tung Chin Hui vs. Rodriguez
- CC as approved by reenactment is accorded greater weight and respect
compared to the statute before its ratification; regarded as presumptively the
correct interpretation of the law because it shows the agreement of the
executive and the legislative as to the meaning of the law.
- *See CIR vs American Express
3.44: Stare decisis
- Premise: The interpretation of a statute by the SC forms part of the statute
itself and of the legal system, hence, controlling and is of greater weight than

CORPUZ, AMFL – STATCON READING NOTES


CORPUZ, AMFL – STATCON READING NOTES

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