Wealth management

Investment banking and capital markets

Sales and trading
Research
Investment management

Founded in 1935 - The “Morgan” in Morgan Stanley is J.P. Morgan’s

grandson. The company was founded by Henry S. Morgan, Harold
Stanley, and others in 1935.

Core values - Do the right thing, put clients first, lead with exceptional
ideas, commit to diversity and inclusion, and give back.
Chairman and ceo – James P Gorman
Director – Alistair darling, Thomas glocer, Robert herz

India head - Anahita Tiwari

MD india - Ridham Desai

India – 28 years, 13000+ employees,

The Firm has a premier institutional securities platform in India, offering a
full range of investment banking, capital markets, equities, fixed income,
commodities and derivative products, as well as research.
Morgan Stanley has also been an active investor in Indian Infrastructure,
Real Estate and Private Equity projects over the last several years.
Current share price – 89.4
Revenue june – 14462 million dollars
Net profit – 2495 md
Eps – 1.39
Dividend yield – 3.68%
Assets – 6 trillion usd

The Infosys Technologies IPO was undersubscribed

The Infosys IPO that came out in June 1993 and priced its shares at Rs 95
apiece was undersubscribed. Morgan Stanley bailed it out by picking up
13% of the equity. The stock listed at Rs 145, a listing gain of over 52%. Rs
9,500 invested in the IPO is now worth over Rs 2 crore along with almost
Rs 20 lakh in dividends.

At the end of 2021, Morgan Stanley had $6.5 trillion in client assets,
including $4.9 trillion in wealth management assets under management.
The company employs more than 70,000 employees across offices in 40
countries.
Morgan made widespread changes to its business model from 2011 to
2012. The company reduced headcount from fixed-income activities and
added employees to its equities trading unit.8
Morgan executives focused their business on wealth management rather
than derivatives.9 These changes fit a new, lower-beta revenue model

Account Minimum $5,000

Fees 0.30%
Retirement; Wealth Building; Goals (education,
Goal Setting house, car, wedding, starting a business, or
any other user-named goal)
Available Assets ETFs and Mutual Funds
Interest Paid on Cash 0.0%
Balances
Customizable Portfolio No
View Portfolio before
Yes
Funding
Support only; general support 24/7; Access
Customer Service Investing support from 8:30 AM to 7:30 PM
EST
Financial Advisor
No
Available
Cash Management No cash management feature
Tax-Loss Harvesting Yes
External Account
No
Sync/Consolidation

Individual Stocks No
Mutual Funds Yes
No (only through ETFs and mutual
Fixed Income
funds)
REITs No
Socially Responsible or ESG
Yes (ETFs and mutual funds only)
Options
ETFs Yes
Non-Proprietary ETFs Yes
Mutual Funds Yes
Private Equity No
Crypto, Forex No

The investment models used for the portfolios, listed by most conservative
to most aggressive, are as follows:4

  The Wealth Conservation model prioritizes preservation and

purchasing power, with a benchmark that consists of 55% Bloomberg
Barclays Capital US Aggregate Bond Index; 35% MSCI All Country
World Index; net 10% 90-Day T-Bills.
 The Income model looks to generate steady income for people that
are moderately conservative and uses as its benchmark 55%
Bloomberg Barclays Capital US Aggregate Bond Index; 35% MSCI
 All Country World Index; and 35% MSCI All Country World Index; net
10% 90-Day T-Bills.
 Balanced Growth is Access Investing’s middle-of-the-road strategy,
using 45% Bloomberg Barclays Capital US Aggregate Bond Index;
50% MSCI All Country World Index; net 5% 90-Day T-Bills for its
benchmark.
 The Market Growth Model is one of the more aggressive allocations
for clients who have a moderate-to-aggressive risk and moderate to
high volatility, and benchmarks to 35% Bloomberg Barclays Capital
US Aggregate Bond Index and 65% MSCI All Country World Index.  
 The most aggressive allocation, appropriate for those with high risk
and volatility tolerance, is the Opportunistic Growth model
benchmarked to 20% Bloomberg Barclays Capital US Aggregate
Bond Index and 80% MSCI All Country World Index.

James P. Gorman
(Chairman & CEO)
Ted Pick
(Co-President)
Andy Saperstein
(Co-President)
Jonathan Pruzan
(Chief Operating Officer)
Sharon Yeshaya
(CFO)