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Telehealth

By Dorota T. Kopycka-Kedzierawski, Sean W. McLaren, and Ronald J. Billings


doi: 10.1377/hlthaff.2018.05102

Advancement Of Teledentistry At
HEALTH AFFAIRS 37,
NO. 12 (2018): 1960–1966
©2018 Project HOPE—
The People-to-People Health
Foundation, Inc.

The University Of Rochester’s


Eastman Institute For Oral Health

Dorota T. Kopycka-
Kedzierawski (dorota_kopycka ABSTRACT Dental caries is the most prevalent infectious disease among US
kedzierawski@urmc.rochester
.edu) is an associate professor
children. National surveys have shown that poor and minority-group
in the Division of Community children are not only disproportionately affected by dental caries but also
Dentistry and Oral Disease
Prevention, Eastman Institute
have limited access to oral health care. Following successful exploratory
for Oral Health, University of applications of both synchronous and asynchronous models at the
Rochester, in New York.
Eastman Institute for Oral Health, teledentistry has been demonstrated to
Sean W. McLaren is an be a practical and cost-effective way to improve oral health care for rural
associate professor in and
chair of the Division of and disadvantaged children. These models support the role of
Pediatric Dentistry, Eastman teledentistry in reducing the costs of and barriers to accessing oral health
Institute for Oral Health,
University of Rochester. care, improving oral health outcomes, increasing use of oral health care
resources, and leading to the establishment of a dental home for
Ronald J. Billings is a
professor emeritus at the underserved children. The advancement of teledentistry underscores the
Division of Community need for its integration with local, regional, and national telehealth
Dentistry and Oral Disease
Prevention, Eastman Institute programs and the role of policy makers in establishing a balanced
for Oral Health, University of
Rochester.
framework for teledentistry within the overarching health care system.

T
elemedicine is defined as the use of oral health care use, especially among rural and
technology to deliver health care disadvantaged children.3,4 Teledentistry has
services at a distance; telehealth been shown to reduce the costs of and barriers
includes telemedicine and patient to accessing oral health care, improve oral health
and health professional education, outcomes, increase the use of oral health care
as well as public health and administrative activ- resources, and lead to the establishment of a
ities.1 The use of telemedicine was initiated in dental home for underserved children.
rural and remote communities and in federal The first entity to explore teledentistry was the
health programs. It is now being used in various US Army. Two US Army pilot projects were begun
medical specialties and subspecialties in the US in 1994, and they demonstrated that teledentis-
and other parts of the world.2 The digital trans- try could save patient travel and evacuations.5,6
formation of medical health care redefined many Subsequently, teledentistry has slowly evolved
aspects of clinical practice and related daily busi- and is currently used for patient screenings, spe-
ness activities, including practice management, cialty consultations, referrals, education, and
payment, and marketing strategies. Since the emergency care in various dental specialties
immense explosion in computer and mobile de- (including pediatric dentistry, oral medicine,
vice technology, telemedicine services can reach orthodontics, and maxillofacial and oral sur-
large segments of the general population.1 Den- gery).4,7–15 The first virtual dental home program
tistry has embraced telemedicine more slowly to deliver dental care to underserved and vulner-
and on a smaller scale. Nevertheless, teledentis- able patients was created in California in 2010.16
try has been demonstrated to be a practical and The virtual dental home is an innovative model
cost-effective way to improve access and increase for delivering dental care in locations where un-

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derserved and vulnerable populations receive in- Asynchronous Teledentistry In the spring
tegrated oral health and general health services of 2004 EIOH conducted a pilot project to assess
along with educational and social services. Re- the feasibility of the store-and-forward method,
cently, six teledentistry programs operating with using intraoral images to screen for and diag-
varying success in Colorado, Georgia, Minne- nose oral disease—mainly dental caries in pre-
sota, New York, and Oregon have been described school children.20 Each child received two dental
and evaluated.17 Teledentistry can take one of examinations. The first, a visual/tactile oral ex-
three forms: asynchronous (the transmission amination, was performed by a calibrated dental
of a patient’s oral images that are not used in examiner (trained systematically by a gold-stan-
real time; that is, store and forward), synchro- dard examiner); the second, a teledentistry im-
nous (the use of real-time interactive technolo- aging examination, was performed by a trained
gies, such as two-way interactive video), and telehealth assistant. After a two-week washout
mobile health care services (the use of mobile period, the images were assessed by the first
technology, such as smartphone apps and text examiner. Each child was scored as having caries
messages, to manage and track dental health experience or not, as a primary measure, and the
conditions or promote healthy behaviors). number of decayed and filled tooth surfaces due
The Centers for Disease Control and Preven- to caries in primary tooth surfaces (dfs) was cal-
tion reports that dental caries is the most preva- culated for each child. The diagnostic quality of
lent infectious disease in US children.18,19 Data the intraoral images was assessed by comparing
further show that socially and economically dis- the results of the traditional visual/tactile exam-
advantaged US children have limited access to ination to the images obtained using an intraoral
oral health care. camera. Sensitivity of the teledentistry examina-
The purpose of this article is to describe the tion was 100 percent, and specificity was 81 per-
advancement and uses of teledentistry at the cent, given that the oral visual/tactile examina-
University of Rochester’s Eastman Institute for tion was used as the gold standard. The mean dfs
Oral Health (EIOH) as an integral component of scores for the teledentistry images and the visu-
the oral health care system and its relation to the al/tactile examinations were not significantly
general telemedicine initiative within the univer- different. The results showed no difference be-
sity’s Medical Center as a whole. Additionally, we tween asynchronous teledentistry examinations
discuss the relevant policy applications, includ- and visual/tactile oral examinations performed
ing the organizational changes within the facili- by a calibrated dental examiner, thus demon-
ties that offer teledentistry services, and we pres- strating the potential for teledentistry to sup-
ent the encouraging outcomes of the existing plant the standard visual/tactile examination
teledentistry initiative. We describe the develop- by a dentist or dental hygienist. Intraoral images
ment and implementation of the program in the were captured using the Dr. Camscope intraoral
context of policy-based health care initiative at camera. This camera provided bright and clear
the local, state, and federal levels. A few of the images; furthermore, various magnifications
policy-relevant issues addressed here are related and focus adjustments could be made as needed
to personnel and administrative responsibilities. during the process. Usually, six intraoral images
were completed for each dental screening, and
two anterior and four posterior images were
The Teledentistry Initiative transmitted for distant evaluation by the dentist.
Teledentistry at EIOH was originally envisioned Initially, we used Second Opinion software.
as a way to screen large numbers of children for However, in our next teledentistry screening
oral disease, mainly dental caries. Following two project, we transitioned to the web-based soft-
small-scale feasibility studies to test the hypoth- ware Teleatrics.
esis that teledentistry could reduce or eliminate Our asynchronous teledentistry screening
the need for a dentist or dental hygienist to per- projects complemented the existing pediatric
form a visual/tactile oral examination, a longi- telehealth model that began in 2001 at the Uni-
tudinal comparative-effectiveness teledentistry versity of Rochester Department of Pediatrics.
study using a store-and-forward (asynchronous) The Health-e-Access telehealth program had
method to examine Medicaid-eligible children trained and certified employees at a child care
ages 1–6 years for dental caries was undertak- center as telehealth assistants. The assistants
en.3,7 Subsequently, the success of the asynchro- were in charge of performing telemedicine
nous model led to the development and screenings for ill children as they presented at
implementation of a synchronous teledentistry the center. Before the commencement of the tele-
program involving EIOH and a community dentistry project, the assistants were trained to
health center in an underserved rural region of image children’s teeth for a dental assessment.
New York State. Initially, a PowerPoint module was presented to

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Telehealth

the assistants to familiarize them with the first of Medicaid-eligible children with oral disease
signs of oral disease—predominantly early child- (mainly dental caries) in real time—thus saving
hood caries. To obtain clinically acceptable in- two or more trips to Rochester for these initial
traoral images, the training modules included services. Concomitantly, a teleanesthesia pro-
a synthetic dental model (typodont) and adult gram was established to facilitate care in the
volunteers. The final step included imaging chil- hospital setting for children who required treat-
dren’s teeth and transmitting the images to the ment in the operating room.
dentist for assessment. In 2010 EIOH was contacted by Finger Lakes
Encouraged by the results of the initial feasi- Community Health (FLCH), a federally qualified
bility project, in conjunction with the Monroe health center with multiple locations that serves
County Department of Health, we initiated a den- people in the Finger Lakes region of New York
tal screening program for urban child care cen- State. FLCH has seven dental clinics in its loca-
ters located in Rochester, New York. Almost two tions in addition to a seasonal facility based on
hundred preschool children ages 12–60 months agriculture seasons and a school-based program.
who attended such child care centers were These dental clinics serve the entire population
screened in 2004–06 for the presence of dental and are staffed by general dentists. The dentists
caries (especially early childhood caries) by who provided care at the clinics often noticed
means of teledentistry. All children who partici- that children referred for specialized pediatric
pated in the screening program were eligible for dental services rarely had their treatment com-
Medicaid or Child Health Plus (the state’s Chil- pleted. An internal review of 158 records demon-
dren’s Health Insurance Program). Forty-three strated that approximately 15 percent of the chil-
percent of the screened children had dental car- dren who had a referral for pediatric dental care
ies experience (dfs > 0). Furthermore, twenty- actually completed treatment. This observation
eight children were classified as having severe led to a discussion with EIOH’s Division of Pedi-
early childhood caries. These results were espe- atric Dentistry about establishing a teledentistry
cially troubling, as we observed only a minimal initiative. It was decided that a live-video (syn-
indication of dental treatment. Detailed results chronous) teledentistry program would be
of this screening project have been presented started to help facilitate oral care for the children
elsewhere.21 of the Finger Lakes region.
In 2007 we initiated a longitudinal study to The planning for teledentistry services at
assess caries prevalence, incidence, and dental FLCH required significant ongoing organiza-
utilization patterns in preschool children tional changes, including the commitment and
ages 12–60 months who were enrolled in select- availability of administrative and support per-
ed child care facilities in Rochester. We screened sonnel. FLCH requires that a care coordinator
almost 300 preschoolers and followed them for be assigned to ensure appropriate follow-up
twelve months. At the initial screening, about for patients who receive teledentistry examina-
28 percent of the children had caries experience tions. An information technology position was
in the primary dentition, and—based on the re- created to manage and maintain telehealth ap-
sponses of parents or primary caregivers to a plications, and a scheduler was assigned to assist
questionnaire—almost 50 percent of the chil- the care coordinator with the large volume of
dren had never visited a dentist. Perhaps the services. FLCH provides the majority of the ad-
most important observation was that children ministrative work that is needed at the front end
with dental caries who were screened by means of patient care, a dental home for the patient, and
of teledentistry accessed and used dental care follow-up services.17 FLCH’s outreach program
significantly more than children screened via uses a team approach that includes care coordi-
visual/tactile examinations, as evidenced by nators, patient advocates, and community
the presence of dental restorations (fillings) health workers to assist patients and determine
for decayed teeth.3,7 We hypothesized that the their needs. Telehealth and teledentistry services
difference could be attributed to the fact that at FLCH are provided through portal-to-portal
the intraoral images served as motivational connections.
agents when presented to the children’s parents Before the teledentistry initiative at FLCH was
or primary caregivers. established, the barriers to oral health specialty
Synchronous Teledentistry The success of care were abundant.17 They included lack of den-
the asynchronous model led to the implementa- tal insurance, limited or lack of transportation
tion in 2010 of a synchronous teledentistry pro- options, considerable geographic distance to
gram involving EIOH and a community health specialty oral health care providers, cultural
center in an underserved rural region of New and language differences, and the inability to
York State to diagnose, plan the treatment of, take time away from work during the day. Tele-
and facilitate the care and appropriate treatment health services are now an integral part of FLCH,

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including specialty consultations in mental health workers are notified. If the community
health, otolaryngology, dentistry, and diabetic health workers are unable to facilitate the remov-
retinopathy. al of treatment barriers, social workers at EIOH
Given the extensive oral health care needs of are engaged.
the children served by FLCH, a synchronous To date, over 850 rural pediatric patients have
model was chosen to help facilitate the appropri- been seen remotely via a live-video teledentistry
ate scheduling of patients for definitive dental module. Over 95 percent of the children
treatment. Equipment purchased to initiate a screened for oral disease had significant treat-
synchronous teledentistry program included a ment needs and could not be accommodated in
Tandberg 1700 HD monitor, webcams, laptop the rural community dental clinic. The recom-
computers, and an Oracam ST-111 intraoral mended treatment pathways (for example, treat-
camera. ment in EIOH’s pediatric dental clinic, treatment
When a child is seen in one of the FLCH clinics using nitrous oxide anxiolysis, treatment with
and identified as having pediatric dentistry oral sedation, treatment in the operating room
needs that require a pediatric dentistry special- with general anesthesia, or teleconsultation)
ist, the parents or primary caregivers are in- were identified via the live-video teledentistry
formed. A care coordinator meets with the family module.
to complete permission slips. The patient’s den- An initial review of treatment progress for the
tal records and paperwork are uploaded to the first 251 patients who were enrolled in the syn-
electronic dental record. A description of the chronous teledentistry program was completed
synchronous teledentistry program is provided in 2014.4 This review showed a treatment com-
to the parents or primary caregivers, and an ini- pletion rate of approximately 93 percent for chil-
tial teledentistry appointment is scheduled. The dren identified as having oral health needs and
care coordinator at FLCH works with the care requiring oral rehabilitation under general an-
coordinator at EIOH to identify an appointment esthesia. Almost half of the patients required
time for the teleconsultation.17 such oral rehabilitation. The remaining children
On the day of the initial consultation, the par- required treatment using oral sedation (this
ent or primary caregiver signs a consent form for group had a treatment completion rate of 87 per-
teledentistry examination. An internet connec- cent), treatment with nitrous oxide anxiolysis
tion is established, and the participants are in- (56 percent), treatment at EIOH with local anes-
troduced and their roles explained. A typical tele- thesia (100 percent), or a consultation (90 per-
dentistry appointment would involve a pediatric cent). Our initial data review suggested that the
patient, their parent or primary caregiver, the rates of treatment completion, irrespective of the
telepresenter, a community health worker as- treatment modality, were much higher than the
signed to the case, and a pediatric dentist at a original 15 percent observed in the initial record
remote site. The pediatric dentist then conducts review that was conducted before the initiation
a brief medical history review with the parent or of the synchronous teledentistry program.4,22
primary caregiver. Any questions are answered, Additionally, our review of the program’s
and the teledentistry examination begins. The initial 251 patient records showed that the
video feed is switched from the webcam to the initial treatment modality as recommended in
intraoral camera. The telepresenter systemati- synchronous teledentistry consultations was
cally shows the pediatric dentist views of the not changed 88 percent of the time. The 12 per-
hard and soft intraoral tissues. After completion cent of the treatment modalities that needed to
of the intraoral examination, the video feed is be changed usually involved patients who were
switched back to the webcam. The findings of the initially scheduled for restorative treatment with
examination are discussed with the parent or nitrous oxide anxiolysis who instead received
primary caregiver, and treatment recommenda- oral rehabilitation under general anesthesia.
tions are discussed along with risks and benefits Thus, live-video teledentistry consultations have
of the various treatment modalities. The treat- been demonstrated to be a practical and poten-
ment plan is recorded in the patient’s FLCH chart tially cost-effective way to facilitate the use of
by the community health worker, and a teleden- appropriate treatment pathways and to increase
tistry appointment note is recorded in the oral health care use when treating complex pe-
e-dental record by the pediatric dentist. diatric dental cases.
Monthly meetings are scheduled between the Teledentistry is the most common telehealth
pediatric dentist at the remote site and the tele- service provided at FLCH. Teledentistry services
dentistry program coordinator at FLCH, to dis- are considered a great value-based activity at
cuss the progress of treatment of every enrolled FLCH, as they have established professional re-
child. If further interventions are needed to fa- lationships among providers, improved the qual-
cilitate treatment completion, the community ity and availability of oral health care for rural

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Telehealth

pediatric patients, and promoted the use of fol- to manage our resources. Furthermore, the cre-
low-up services at local general dentistry clinics ation of an advisory board with well-connected
and the establishment of a dental home at FLCH and committed oral health champions would
for rural pediatric patients. help us be successful and sustainable.
For teledentistry to become a viable adjunct
to mainstream clinical dentistry, various chal-
Discussion lenges to the widespread use of teledentistry
Since its inception in 2004, the teledentistry should not be discounted. They include dissim-
program at the Eastman Institute for Oral Health ilarities in state and federal laws, limited reim-
has reached almost 1,500 disadvantaged urban bursement, logistical encounters, and concerns
and rural preschool and elementary school about data quality and security. To date, our tele-
children in New York State. All of the children dentistry program has been funded by research
screened in either an asynchronous or synchro- grants, including those from the Aetna Founda-
nous teledentistry module were eligible for Med- tion, Monroe County Department of Health, Na-
icaid and Child Health Plus. Many of them had tional Institutes of Health, Health Resources and
never seen a dentist and had significant untreat- Services Administration, and US Department of
ed dental disease. Our program—especially the Agriculture. In 2015 New York State’s Medicaid
synchronous module—clearly demonstrated program expanded its telemedicine coverage to
that teledentistry screenings assisted in estab- include article 28 facilities that provide dental
lishing a dental home for disadvantaged rural services (for example, freestanding health care
children.4,22 As described by Margaret Langelier facilities such as EIOH) and federally qualified
and coauthors, the beneficial outcomes of tele- health centers. Telemedicine consultations (in-
dentistry services at Finger Lakes Community cluding teledentistry) are covered when medical-
Health include significantly shorter waits to ob- ly necessary and when several requirements are
tain specialty consultations; higher treatment met, including patients being physically present
completion rates; lower no-show rates for ap- at the originating “spoke” site and the consulting
pointments; and improved work-flow efficien- practitioner being located at the “hub” site. The
cies for patients, providers, and support staff.17 practitioner at the hub site who is performing the
The teledentistry consultations help establish consultation must be licensed in New York State,
patient-provider rapport. Children and parents enrolled in New York State Medicaid, and cre-
who present at FLCH for a teledentistry consul- dentialed and privileged at both the hub and
tation in the presence of a familiar dental hygien- spoke sites according to the applicable setting-
ist are more comfortable when they meet the specific standards.
pediatric dentistry specialist in person in Ro- The request for a telemedicine consultation
chester. Parents are receptive to the convenience and the findings of the distant-site practitioner
of teledentistry services, as it fosters treatment must be documented in the patient’s medical
completion by accurately triaging children into record. Lastly, the telemedicine consultation
the specific treatment modality while saving must be in real time and provided via a fully
time, mileage, and resources. interactive, secure, two-way audiovisual tele-
As clearly demonstrated by the asynchronous communication system. At present, the asyn-
and synchronous teledentistry models, teleden- chronous store-and-forward modality is not cov-
tistry screenings helped increase completion ered by New York State Medicaid. With the
rates of recommended dental treatment in rural establishment of a well-adjusted and thoughtful
and urban underserved pediatric populations. framework for the practice, use, and reimburse-
Teledentistry holds promise to improve access ment of teledentistry in a mainstream clinical
to care, especially among disadvantaged chil- dentistry operation, patients, dental providers,
dren; improve patient satisfaction; potentially and oral health care systems will be able to real-
reduce costs to the oral health care system, in- ize the full potential of teledentistry. Thus far,
cluding reducing dental staff members’ and pa- efforts at EIOH to implement teledentistry mod-
tients’ time and mileage; and foster treatment ules have been limited to underserved urban and
completion. As was reported recently, delivering rural pediatric populations. However, teleden-
telemedicine or teledentistry services does not tistry has substantial potential to serve other
require expensive equipment, and the initial cost populations, including geriatric populations
of establishing telehealth services at FLCH did and patients with special needs or those who
not exceed $15,000.17 To leverage our teledentis- have mobility or other barriers that impede ac-
try program for better integration with FLCH cess to care. Clearly, populations that lack access
and the University of Rochester, we need to de- to oral health care—especially people who reside
velop an effective marketing plan and a solid, in assisted living facilities, group homes, or
comprehensive, and transparent business plan nursing homes where dental care is limited or

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not available—would benefit from the availabili- faculty shortages that many institutions report,
ty of teledentistry. by allowing one faculty member to supervise
Moreover, a synchronous teledentistry consul- multiple distant learning or care sites at the same
tation module has substantial broader implica- time.
tions for improving access to oral health care, The teledentistry initiative at EIOH is not yet
especially among rural pediatric populations. integrated with the Center for Health + Technol-
This undertaking supports the expanded role ogy (CHeT) in the University of Rochester Medi-
of teledentistry in reducing barriers to oral cal Center. The CHeT telemedicine team runs
health care delivery, enhancing and improving both clinical studies and patient care programs
oral health outcomes, increasing use of oral centered on virtual visits. Our short-term goal is
health care resources, reducing costs, and lead- to leverage the successful application of our cur-
ing to the establishment of a dental home for rent models and integrate teledentistry with the
underserved children. The live-video consulta- CHeT telemedicine program to become part of a
tion modality might also allow multiple pro- multidisciplinary telehealth initiative. Merging
viders to interact with a rural patient simulta- with CHeT could give the teledentistry program
neously. The advancement of teledentistry much-needed institutional support and increase
underscores the need for its integration with its visibility and sustainability; it would also
local, regional, and national telehealth pro- strengthen CHeT. Our long-term goal is to ex-
grams to establish a balanced framework for tele- pand teledentistry services to other populations
dentistry services within the overarching health of patients, including geriatric patients and
care system. those with special needs. The first national tele-
Possible future uses of teledentistry include dentistry conference, in conjunction with the
the ability of licensed professionals to supervise American TeleDentistry Association, will be held
the care provided by dental students, residents, in June 2019 in Rochester. This conference will
or midlevel providers (that is, dental therapists) focus on topics relevant to incorporating tele-
at distant sites. State laws and practice norms dentistry into the overarching health care system
would need to be followed. However, applica- and will discuss regulatory and operational chal-
tions such as the use of teledentistry may help lenges, including the development and promo-
facilitate the care of underserved populations. tion of policies to guide the expansion and sus-
They may also help alleviate the documented tainability of teledentistry. ▪

The presented work was partially


supported by the National Institutes of
Health, Health Resources and Services
Administration, US Department of
Agriculture, and Aetna Foundation.

NOTES
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Telehealth

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