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Understanding Acid Base Disorders
Understanding Acid Base Disorders
D i s o rd e r s
Hernando Gomez, MD, MPH, John A. Kellum, MD*
KEYWORDS
Acid base Hydrogen Stewart Henderson–Hasselbalch pH Base excess
Strong ion difference
KEY POINTS
There are currently 3 methods to assess acid base balance in the clinical setting, the
Henderson-Hasselbalch equation, the standard base excess, and the Stewart approach,
all of which are approximations to represent physiologic behavior of aqueous solutions.
All 3 methods provide the means to arrive at similar conclusions in daily clinical practice,
because they are all fundamentally based on equilibrium equations.
The Stewart approach conceived aqueous solutions as systems, and thus, attempted to
explain the behavior of pH by including every possible mechanism (ie, the Henderson–
Hasselbalch’s proposed evaluation of the HCO3–pCO2 base pair).
These methods should be conceived as complementary, and not substitutive.
INTRODUCTION
Although most ion concentrations exist naturally in the millimolar range in people, the
concentration of the hydrogen ion is regulated within a narrow margin at the nanomo-
lar range, between 16 and 160 nmol/L, with a physiologic value approaching 40 nmol/L
in human whole blood.1 Such rigorous regulation is not by chance, as hydrogen is a
highly reactive ion that can interact with hydrogen bonds, proteins, and enzymes,
and can alter protein structure and function,2 compromising thereby biochemical pro-
cesses and even cell survival. It is not surprising then that the correct assessment of
acid–base balance and the adequate management of its alterations are of major
importance in clinical medicine.
Before 1923, acids and bases were conceived as anions and cations, respectively.
Although Humphrey Davy had already observed and reported the association of acid-
ity with the presence of hydrogen ions in the early 19th century, it was not until the
seminal work by Arrhenius, Brønstead and Lowry, and Lewis, that clarity was brought
to the field with the establishment of the hydrogen ion as the centerpiece of acid base
analysis, and the concept that what determines acidity of a solution is the chemical
potential of hydrogen ions. This paradigm shift also established the modern definitions
of acids and bases as substances able to release, or accept hydrogen ions at a given
pH, respectively,3 and of buffer pairs as weak acids that enter in equilibrium with their
complementing weak bases, also at a given pH.3
Relative consensus was achieved in terms of the effect of partial pressure of carbon
dioxide (PCO2), as an independent variable, on the concentration of hydrogen ions in
solution by virtue of the following chemical reaction,
CB 5 HCO
3 (3)
Henderson, applying the law of mass action, derived an equation relating the
concentration of hydrogen ions [H1] to the concentrations of the base pair CO2-
HCO3:
1 k ½CO2
H 5 (4)
HCO3
Although BB1 was independent of changes in PCO2 (as elevations of HCO3 due to
PCO2 increments, would be matched by a decrease in other buffer anions such as al-
bumin), at the time of its development, it was difficult to calculate given the need to
include all strong ions in the solution. An easier way is to express it in terms of the
counterpart of the equality (cBI x zBI), which is the sum of HCO3 and nonvolatile
weak buffer anions like hemoglobin and albumin (A):
B1
B 5 HCO3 1 A
(7)
Understanding Acid Base Disorders 5
Given that the normal mean value of BB1 depends entirely on the concentration of
other buffers like hemoglobin and albumin, Singer and Hastings recommended using
the change in BB1 (DBB1) to denote metabolic acid–base disturbances.
Further refinement of the methods to measure the BB1 led to the development of the
concept of the base excess (BE). In a physicochemical system the 2 quantities that
describe a chemical component are the chemical potential and the stoichiometric
amount of substance.12 In terms of hydrogen, the chemical potential is expressed
as the pH (which is inversely proportional to the chemical potential). The stoichiometric
amount of H1 in solution is accounted for by the concentration of titratable ion.3 Thus
BE is the amount of acid or base that needs to be added to a sample of whole blood
in vitro to restore a pH of 7.4 while PCO2 is held at 40 mm Hg (5.33 kPa) and temper-
ature at 37 C, and represents the quantification of present acidosis or alkalosis. Inter-
estingly, BE is numerically equal to Singer and Hastings’ DBB1, and perhaps the most
common formula to calculate it is the equation developed by Siggaard-Andersen and
named after Donald D. Van Slyke in recognition of his contributions to the understand-
ing of acid–base physiology6 – the Van Slyke equation:
BE 5 HCO
3 24:4 1 ½2:3 Hb 1 7:7 ð10:023 HbÞ (8)
Despite the fact that in vitro BE remains stable when PCO2 is changed and reproduces
experimental data for separated plasma and whole blood, it fails to reproduce the
experimental CO2 titration curve in vivo in people. The reason for this is thought to be
that just as the plasma compartment is in equilibrium with the erythrocyte compartment,
the plasma of whole blood is also in equilibrium with the interstitial compartment.
Indeed in vivo PCO2 equilibrates with all compartments including blood and interstitial
fluid, and thus increments in PCO2 will result in differential changes in pH in compart-
ments that have differential buffering. For instance, this will result in a decrease in pH
in the interstitial fluid that is poorly buffered, whereas will result in a slight increase in
blood that is well buffered by hemoglobin.3 Hydrogen ions then flow from the intersti-
tium to the blood to be buffered inside the erythrocytes, ultimately producing a slight
decrease in whole blood BE, and a slight increment in plasma BE. For this reason,
Siggaard-Andersen modeled the BE of what he called the extracellular fluid (a combi-
nation of plasma, erythrocytes, and interstitium) by diluting blood in its own plasma at
a 2:1 ratio. He called this BE of the extracellular fluid,3 also known as SBE.
In an attempt to improve accuracy in vivo, the BE equation was standardized to the
effect of hemoglobin on CO2 titration, resulting in a common version of the SBE
equation:
SBE 5 0:9287 HCO
3 24:4 1 14:83 ½pH7:4 (9)
Despite providing better accuracy than BE, SBE remains relatively unstable in vivo
upon changes in PCO2.13 Furthermore, SBE assumes that nonvolatile weak acids (A)
are constant and normal, which is unlikely, particularly in the acutely ill patient, in
whom albumin and phosphate concentrations commonly change. Thus, Wooten14,15
developed a correction for the SBE based on the levels of albumin and phosphate to
describe changes in acid–base balance now in the context of a multicompartment
model:
SBEc 5 HCO 3 24:4 1 ð½8:3 Albumin 0:15Þ
(10)
1 ½0:29 phosphate 0:32 ½pH7:4
6 Gomez & Kellum
where SBEc is the SBE corrected; albumin is considered in g/dL, and phosphate is
considered in mg/dL.
With this, it has been shown that the equations developed for single-compartment
models share mathematical relationships with those developed for multicompartment
models. In this same way, Kellum and colleagues16 showed that SBE is equal to the
quantity of strong acid or base required to restore the SID to a baseline, at which
pH is 7.4, and PCO2 is 40 mm Hg, and that a change in SBE is equivalent to a change
in SID (assuming constant ATot).
Peter Stewart described a different approach in 1981. He reasoned that the quanti-
tative analysis of ionic solutions by application of physicochemical principles, limited
in the past because of the complexity of the required calculations, was possible now
in the era of computers. Stewart also departed from the conventional paradigm by
conceiving solutions as systems. This is an important shift, because in a system,
the resulting effect of multiple interacting, independent mechanisms can only be fully
and quantitatively explained by the behavior of all such interacting mechanisms, and
not by the behavior of any single one of these mechanisms in isolation. The genius of
the well-known Henderson–Hasselbalch equation and its accompanying rules is that
although still limited by relying on a single mechanism (ie, the behavior of the base
pair PCO2/HCO3), it provided a simple method that proved safe and useful in the
clinical setting. Nevertheless, in the absence of such procedural constraints, a
more complete analysis of the system seemed not only possible, but also necessary.
Thus, in his seminal papers in the early 1980s,17 Stewart described experiments in 4
types of solutions—pure water, strong ion solutions, weak acid or buffer solutions,
and solutions containing CO2—to discuss and identify the determining factors of
hydrogen ion concentration in aqueous solutions and as the basis of his proposed
methodology.
Stewart applied the principle of electrical neutrality and conservation of charge to
identify the species present in the system (ie, aqueous solutions), find the equilibrium
constants relating the concentrations of such species, and define a set of mass bal-
ance equations.17 As described in detail by Corey and colleagues,10 Stewart estab-
lished several features:
1. Conceived human plasma as composed of fully dissociated ions (or strong ions),
partially dissociated weak acids (like albumin and phosphate),and volatile buffers
(carbonate species) to frame his theory
2. Set the concentration of carbonate species or CT as a nonfixed value, to improve
in vivo conditions
3. Included the equilibrium constant for HCO3, K3 in the model
4. Used concentrations instead of chemical activities
5. Weak acids in plasma (ie, proteins and phosphate ion) can be modeled as a single
pseudomonoprotic acid (or HA)
6. Ignored temperature, pressure, and ionic strength dependencies of various equilib-
rium constants10
He defined 6 equilibrium equations that included all the mechanisms involved in the
system (incorporating the Henderson–Hasselbalch equation), and that thus would
accurately explain the behavior of the hydrogen ion in aqueous solutions as shown
below:
1. Water dissociation equilibrium
Understanding Acid Base Disorders 7
1
H OH 5 K0W (11)
6. Electrical neutrality
3
½SID 1 H1 HCO
3 A CO2 OH 5 0 (16)
The inclusion of these 6 equations ultimately led to the quadratic equation that
defines the relationships of all the interacting mechanisms with the concentration of
hydrogen ions in aqueous solutions, and that has been known as the Stewart
equation:
4 3
H1 1 ð½SID 1 KA Þ H1 1 KA ð½SID ½ATOT Þ KW0 Kc pCO2
2
H1 KA KW0 1 Kc pCO2 K3 Kc pCO2 H1 KA (17)
K3 Kc pCO2 5 0
SIDe 5 HCO 1
3 1 ATot 5 BB (21)
The advantage of using SID is that all components can be measured without any
reference to pH, and valence and the behavior of chemically reactive species can
be safely ignored. When all plasma cations are accounted for, SIDe 5 SIDa. However,
if unmeasured anions are present, SIDa will differ from SIDe, giving rise to the strong
ion gap (SIG) as shown in the equation below:
This approach, and specifically this term, has been criticized because of its focus
on electrical charges rather than proton transfer reactions.20 However, Figge and
others demonstrated how SID can be also obtained in terms of the summation of
proton donor and acceptor sites of each buffer group (like albumin) incorporating
pK values of individual histidine residues on human albumin, and when knowing
the values for pH PCO2 and the concentrations of albumin and phosphate.21
Leaving aside the contribution of histidine residues demonstrated by Figge and
colleagues, it is possible to equate SID to the total concentration of proton acceptor
sites (CB) when albumin is assumed to act as a single monoprotic acid. Accordingly,
Equation 2 can be rewritten as follows:
2 1
CB 5 SID 5 HCO
3 12 CO3 1 A 1 OH 1 H (23)
These associations demonstrate that the Stewart equation can be understood from
the context of a variety of approaches including the consideration of electrical charge
or proton acceptor and donor sites,10 and are also meant to point out to the reader that
Understanding Acid Base Disorders 9
the Stewart approach includes all of the traditional approximations to describe acid–
base equilibrium:
The Henderson–Hasselbalch equation (pH and PCO2)
The Van Slyke equation or titratable base (CB 5 SID vs pH)
The Van Slyke buffer formula (bA vs pH)
Thus, rather than alternative, the Stewart approach should be regarded as comple-
mentary to the current knowledge on the topic.10 Finally, the fact that the Stewart
equation is inclusive of all other modalities of acid–base evaluation explains why
similar results can be attained by using any one of these models, but also underscores
why only the Stewart equation can accurately reproduce experimental data and thus
explain fully the behavior of hydrogen ions in biologic solutions.
quantification. Once dissociated, nascent ions are separated from each other by 2 to 3
molecules of water that eventually re-unite.
Despite this experimental evidence, there are no clinical data suggesting that this
mechanism is at play in the regulation of acid–base balance in biologic solutions.
Stewart extrapolated this finding directly to conceive SID, ATot, and PCO2 as those sol-
utes responsible for the dissociation of water, and attributed [H1] regulation to this
mechanism. Despite this being the case, the absence of support for this mechanism
does not preclude it as a possible explanation, and certainly does not invalidate the
virtues of Stewart’s methodology and attempt to better characterize changes in
acid–base.
SUMMARY
REFERENCES
21. Figge J, Rossing TH, Fencl V. The role of serum proteins in acid-base equilibria.
J Lab Clin Med 1991;117(6):453–67.
22. Constable PD. Clinical assessment of acid-base status: comparison of the Hen-
derson–Hasselbalch and strong ion approaches. Vet Clin Pathol 2000;29(4):
115–28.
23. Siwick BJ, Bakker HJ. On the role of water in intermolecular proton-transfer reac-
tions. J Am Chem Soc 2007;129(44):13412–20.
24. Geissler PL, Dellago C, Chandler D, et al. Autoionization in liquid water. Science
2001;291(5511):2121–4.