Professional Documents
Culture Documents
Author(s): R. A. Bauman
Source: Historia: Zeitschrift für Alte Geschichte , Nov., 1966, Bd. 15, H. 4 (Nov., 1966),
pp. 420-432
Published by: Franz Steiner Verlag
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Historia: Zeitschrift für Alte Geschichte
The maiestas trials of M. Primus and of Caepio and Murena raise an acute
chronological problem, which has recently been discussed at some length.'
Much of the evidence has been well sifted, and although none of the solutions
proposed has won general acceptance, it would be idle to hope for ignes suppo-
sitos cineri doloso. But I believe that a useful argument can be based on an
aspect of the trials which does not seem to have been noticed. Before presenting
this argument it will be convenient to summarise so much of the tradition as
is in point,2 and to outline the nature of the problem.
M. Primus, governor of senatorial Macedonia, was accused in the quaestio
maiestatis, soon after vacating office, of having made war on the Odrysians
without authority.3 He was defended by Licinius Murena. Augustus went to
court unsummoned to rebut Primus' allegation that he had acted with the
authority of Augustus.4 Murena subjected Augustus to a hostile cross-exami-
nation. Primus was condemned, although a number of iudices voted for an
acquittal. After this there was a conspiracy against Augustus, led by Fannius
Caepio. His accomplices included a man variously described as Murena, Licinius
Murena, L. (= Lucius) Murena, Varro Murena, Varro, and Licinius.5 Murena
1 R. Hanslik, "Horaz und Varro Murena," Rheinisches Museum 96 (1953) 282 ff.
Kathleen M. T. Atkinson, "Constitutional and Legal Aspects of the Trials of Marcus
Primus and Varro Murena," Historia IX (I960) 440ff. D. Stockton, "Primus and Murena,"
Historia XIV (I965) i8ff. For earlier investigations see particularly H. Volkmann, "Zur
Rechtsprechung im Principat des Augustus: Historische Beitrage," Miinchener Beitrdge
z. Papyrus/orschung u. antiken Rechtsgeschichte 2I (I935) 5I ff. Stockton's assertion (o
that his case "has never been stated in print in its full detail and force" does Volkmann
less than justice.
2 Dio 54. 3. 2ff. Velleius Paterculus 2. 91. If., 93. I. Suetonius, A ug. I9. I, 56. 4,
66. 3; Tib. 8; de gramm. 9. Horace, Odes 2. I0, 3. I9; Sat. I. 5. Strabo I4. 5. 4. p. 670.
Macrobius, Sat. I. II. 2I. Seneca, de clem. I. 9. 6; de brev. vit. 4. 5. Tacitus, Ann. I. I0.
3 In breach, in the general view, of Sulla's lex Cornelia maiestatis (Cic., in Pis. 21. 50).
I have argued elsewhere for a lex Julia maiestatis of 27 B.C. for which I postulate a similar
provision to that included in Sulla's law, but the point need not be pressed here. The
Crimen Maiestatis in the Roman Republic and Augustan Principate, to be published
shortly by Witwatersrand University Press and University of Queensland Press.
4 In the alternative Primus alleged the authority of Marcellus, who was either the son-
in-law of Augustus (Volkmann O.c. 53; Stockton 0.c. 35 ff.) or the consul of 22 B.C. (Atkinson
0.c. 444ff., 450). Marcellus did not attend court.
5 Murena: Suet., Aug. 56. 4, 66. 3. Sen., de clem. I. 9. 6; de brev. vit. 4. 5. Strabo
I4. 5. 4. p. 670. Vell. 2. 93. I. Hor., Odes 3. I9. II; Sat. I. 5. 38. Licinius Murena: Dio
was the brother of C. Proculeius, and his sister Terentia was the wife of
Maecenas. The plot was disclosed to Augustus, and Tiberius undertook a
prosecution in the quaestio maiestatis. Condemnations in absentia were obtained
against at least Caepio and Murena. Soon afterwards they were executed,
neither Proculeius nor Maecenas being able to save Murena. Some thought
that Murena was the victim of his outspokenness. A thanksgiving was decreed
and a law was introduced prohibiting secret voting at trials in absentia and
prescribing a unanimous vote for condemnation in such cases.
Dio6 assigns these trials to 22 B.C. His date would never have been doubted7
were it not for an entry in the Fasti Capitolini for 23 B.C.8 This entry records
that A. Terentius Varro Murena was consul ordinarius with Augustus, but was
replaced by the suffect Cn. Calpurnius Piso. Due to a crucial lacuna9 the reason
for Varro Murena's vacation of office is conjectural. Mommsen'0 supplied:
in mag. mort., which does not disturb Dio's date, for the (apparently) innocuous
death in office of the consul Murena in 23 is not necessarily connected with
the trial and execution of the conspirator Murena in 22. But there has been
support for an alternative supplement: in mag. damn." This, if Dio's date is
retained, means that two Murenae were tried in successive years: Varro Murena,
consul in 23, who was condemned in office; and Licinius Murena, who defended
Primus in 22 and thereafter conspired with Caepio. The coincidence is so improb-
able that the consul, if he was condemned, would have to be identified with
the conspirator,'2 and the conspiracy and the trials of Caepio and Murena
would have to be assigned to 23 B.C. It follows that 22 B.C. would also have to
be rejected for the trial of Primus, for his case preceded the conspiracy, and
his defender, if the consul, was not alive in 22.
54. 3. 4 (cf. 54. 3. 3). L. (= Lucius) Murena: Vell. 2. 9I. 2. Varro Murena: Suet., Aug.
I9. I; Tib. 8; de gramm. 9. Varro: Tac., Ann. I. I0. Licinius: Hor., Odes 2. I0 (pace
Kiel3ling-Heinze'0 i98f.). 6 54 3.
7 The fact that the conspirator's sister was a Terentia would not in itself (despite
Stockton O.C. 22, 4o) have aroused suspicion. 8 CIL I2. I. p. 28.
9 A. T[erentius A. f. ? n. Varr]o Murena.
[ ] est.
10 CIL I2. I. p. 28. cf. D
the City of Rome," Washington Univ. Studies Humanistic Series X. 2 (1923) 237. H.
Dessau, Geschichte d. rdm. Kaiserzeit I (1924) 5o and n. I. Gelzer, RE IO. I. 48I. Fluss,
RE 5A. 708. Atkinson oc. 462.
11 Volkmann O.C. 52. cf. Ehrenberg & Jones, Documents (1949) 36. Kappelmacher,
RE 6. 2. I993. Grant, From lnperium to Auctoritas (I946) 84. Syme, The Roman Revolution
(I960) 325 n. 5, 333.
12 Those who make the identification overcome the difference in nomenclature by
assuming the adoption of L. Licinius Murena by an A. Terentius Varro. The conspirator's
full name is then: A. Terentius Varro Licinius Murena. Volkmann oc. 5i and n. Syme
o.c. 325 n. 5. Stockton o.c. 2I f. Hanslik (o.c. 283 f.), rejecting both supplements and pro-
posing magistratu motus, makes the identification but accepts Dio's date.
27*
I believe that Dio's date should stand. My case is that 23 B.C. is an im-
possible date for the trials, for two reasons. The first is the fact that Tiberius
prosecuted Caepio ;13 and the second is the fact that Murena defended Primus.14
I suggest that the first of these events cannot have taken place in 23 B.C.
without a flagrant breach of law, because this was the year of Tiberius'
quaestorship,15 and a magistrate in office was not permitted to act as an
accuser. And the second event, if the consul was the conspirator, means that
a magistrate practised advocacy while holding office, an action which would
have run counter to established custom.
The prohibition of accusations by magistrates was known clearly and
unequivocally in Classical Roman Law: proiibentur accusare ... alii propter ma-
gistratum potestatemve.'6 It has been said that this rule was operative in the late
Republic,'7 or at all events in the Principate.18 But Berger makes his assertion
without discussion, and Mommsen demonstrates little more than the existence
of such a rule in the third century A.D. The operation of the rule in 23 B.C. iS
not readily extractable from the tradition. I propose arguing that in the late
Republic the principle existed as a desirable practice, but not as a specific
legal prescription. It hardened into a rule of law shortly before Caepio's trial.
As for the custom which frowned on magisterial advocacy, Mommsen'9 believes
that a legal rule regulated the position. But his pronouncement is made ex
cathedra, and the evidence does not warrant the assumption of more than
established custom in this case.
In the late Republic the iudices refused to enrol an accusation of peculatus
against Faustus Sulla on the ground that the accuser was a tribune, a fact
which it was thought might militate against a fair trial.20 Cicero contrasts this
ruling with the prosecution of C. Junius by a tribune and castigates this trial
as a mockery which violated custom.2' It seems clear that the action of the
iudices in the case of Faustus Sulla was not an isolated incident, for Cicero
suggests that they would always have the right to intervene in this way.22 But
the principle did not go further than mos consuetudoque. C. Memmius held
13 Suet., Tib. 8: Fannium Caepionem, qui cum Varrone Murena in Augustum conspi-
raverat, reum maiestatis apud iudices fecit et condemnavit.
14 Dio 54. 3. 3: '5oi5 t' cuvoyope6ovtoq TF llp[Lc AtxLv0ou Moupnvou.
15 Dio 53. 28. 4. The date is free of controversy and supplies a welcome fixed point.
16 Macer, de publicis iudiciis II (Dig. 48. 2. 8). See also n. 65 below.
17 Berger, Encyclopedic Dictionary of Roman Law (I953) 340.
18 Mommsen, Rdmisches Strafrecht (1899) 37I and n. 4. 19 O.C. 376.
20 Cic., pro Cluent. 34. 94: quod accusante tribuno plebis condicione aequa disceptari
posse non putarunt ... statuerunt iniqua condicione reum causam dicere, cum adversario
eius ad ius accusationis summa vis potestatis accederet.
21 ib. 35. 96: non fuit illud igitur iudicium iudicii simile, iudices, non fuit: in quo non
modus ullus est adhibitus, non mos consuetudoque servata, non causa defensa.
22 ib. 35. 95: nedum his temporibus his moribus his magistratibus sine vestra sapientia
ac sine iudiciorum remediis salvi esse possimus.
dicere licet. This answer was a non sequitur, for diem dicere was only appropriate
to the older form of criminal procedure, the iudicium populi, where it simply
denoted the suhmmoning of the accused by the magistrate who conducted the
proceedings.32 Even more significantly, the magistrate who conducted a
iuidicium populi acted in a jutdicial capacity, and not as an accuser.3 Further-
more, consuls had no part in iudicia populi, which were, at least after the lex
Hortensia, under the exclusive jurisdiction of the tribunes.34 The power of a
tribune (acting in a judicial capacity) to summon the accused under a procedure
which was already obsolete35 was no possible precedent36 for a magistrate's
right of accusation in a iudicium publicum or in the Senate.37 Tacitus' criticism
of Tiberius' ruling is in point: proprium id Tiberio fuit scelera nuper reperta
priscis verbis obtegere.38 Tiberius' second point was: nec infringendum consulis
ius, cuius vigiliis niteretur ne quod res publica detrimentum caperet.39 The
reference is to the so-called senatus consultum ultimum.40 As this decree spe-
cifically involved the suspension of regular criminal procedure,41 it could have
no possible bearing on the question.42 Tiberius again clouded the issue, and
Tacitus' criticism is again in point. Finally, 23 B.C. as the date of Caepio's
trial would mean that Tiberius omitted a most apposite argument from his
ruling. If he had been authorised by divus Augustus to do precisely what he
proposed permitting to Varro, this would surely have been a more persuasive
argument than prisca verba.
It is relevant to consider two cases undertaken by Pliny the Younger
during his term of office as praefectus aerarii Saturni. Pliny at first refused to
i.e. the categories (quos) accusare non licet.66 On this aspect Venuleius, like
Macer, does not cite a statutory source. Nor does he cite any other source,
except that for the category legatus imperatoris he quotes an opinion which
Lentulus expressed in 3I A.D .67 This category was therefore not in the lex itself.
It remains to identify the source of the remaining categories. This task is
assisted by the fact that the excerpt does not eild with the statement of the
general rule, for where Macer has come under Tribonian's scissors, Venuleius
continues with a discussion of special cases.68 This part of the excerpt is
unusually well documented,69 including a citation of the lex Julia iudiciorum
publicorum.70 Indeed Venuleius himself asserts that he consulted every lex
pertaining to iudicia Publica.7' And the citation of Lentulus in the general
statement suggests that Venuleius paid no less attention to detail in that part
of his discussion. It is therefore suggested that the apparent absence of source
citation in the general statement is due to the truncation by the compilers of
an introductory lege Julia iudiciorum publicorum cavetur. The possibility that
Venuleius' source for the rule in regard to magistrates in particular was the
lex Julia is strengthened by consideration of the rule prohibiting accusations
against anyone qui rei publicae causa afuerit. This rule, which is clearly an
extension of the rule concerning actual magistrates, is stated by Venuleius72
in language which is strikingly similar to the known ipsissima verba of the
Augustan lex Julia de adulteriis coercendis.Y3 Furthermore, the categories in
Venuleius' general statement whose source remains to be identified are:
(i) provincial legates; and (ii) magistrates and those absent on public service.74
Unless the unlikely assumption is made that both these categories were
introduced by extensive interpretation, at least one of them would have
originated in the lex Julia. This must surely be the category of magistrates,
for if either category was overlooked by the original legislator it would have
been the less obvious one of provincial legates. Finally it is suggested on gene-
ral grounds that accusations by or against magistrates would not readily have
been omitted from the original lex.
It remains to date the lex Julia iudiciorum publicorum. This law was either
Caesarian,75 or Augustan,76 or both.77 For the present purpose any of these
818 Dig. 48. 2. 12 pY. fi7 ib.: Sulla et Trione consulibus. cf. Ehr. & Jo., Docs. 42.
68 Dig. 48. 2. 12. 1, 2, 3, 4.
69 ib. 48. 2. 12. 4: leges Julia de vi privata, Pompeia parricidii, Cornelia iniuriarum.
ib. 48. 2. 12. I: epistula divi Hadriani. ib. 48. 2. I2. 3: senatus consultum of 20 A.D.
70 ib. 48. 2. I2. 2. 71 ib. 48. 2. 12. 4.
72 ib. 48. 2. 12 pr: magistratum populi Romani eumve, qui rei publicae causa afue
dum non detractandae legis causa abest.
73 ib. 48. 5. i6. i: legis Iuliae de adulteriis capite septimo ita cavetur: 'ne quis inter reos
referat eum, qui tum sine detrectatione rei publicae causa aberit'. 74 ib. 48. 2. I2 pr.
75 Mommsen, Strafr. 49, I28ff., igi, 655ff. cf. Jones o.c. 487.
76 Wlassak o.c. 173, i8off., I98. Volkmann O.C. 214f. Arangio-Ruiz O.C. I05ff.
77 Girard 0.C. 32I n. I, 344f. McFayden o.c. 222f.
possibilities will do, because the suggestion is that 27 B.C. is the date of the
Augustan lex.78 The first piece of evidence is supplied by Cassiodorus, who
attests that in 27 B.C. Caesar leges protulit, iudices ordinavit. Velleius, speaking
of the period directly after Augustus' return to Rome, says: Finita ... bella
civilia ... restituta vis legibus, iudiciis auctoritas.79 And Asconius says:
Defenderunt Scaurum sex patroni, cum ad id tempus raro quisquam plnribus
quam quattuor uteretur: at post bella civilia ante legem Inliam ad duodenos
patronos est perventum.80 However vague the references of Cassiodorus and
Velleius to the judiciary arrangements may be, Asconius specifically attests a
lex Julia, which in his context (and therefore in the contexts of Cassiodorus
and Velleius) can only be a lex Julia iudiciorum publicorum. It is suggested
that a passage in Suetonius,8' on which reliance has been placed on the general
question of Caesarian v. Augustan authorship,82 in fact goes further, for it
assigns the lex to the same period as that attested by Asconius and the rest.
Suetonius includes his fairly full account of the judiciary law in a chapter
which opens with a reference to the evils which Augustus set about remedying:
Pleraque pessimi exempli in perniciem publicam aut ex consuetudine licentiaque
bellorutm civilium duraverant aut per pacem etiam exstiterant.83 Despite per pacem
etiam, it is significant that Suetonius' source discussed the judiciary law in the
context of the aftermath of the Civil War. Something may also be made of the
fact that when Suetonius proceeds to enumerate the judiciary measures which
were introduced to meet these evils, he begins with the deletion from the
criminal trial-lists of diuturnorum reorum nomina,84 which suggests a back-log
of cases due to the war. As against all this there is the evidence of Dio,85 who
attests the following under I7 B.C.: (i) a regulation prohibiting counsel from
accepting fees; (ii) a rule forbidding indices to enter anyone's house during
their year of service. As to the former, there is nothing wrong with Dio's date
or his facts. The error lies in the assumption that Dio here attests a lex. The
ban on the acceptance of fees by counsel originated in the lex Cincia of
204 B.c.88 Thereafter the principle was repeatedly restated,87 but the form of
the restatements makes it clear that the lex Cincia continued to be the only
lex on the subject: The Claudian restatement was by senatus consultum which
specifically referred to the lex Cincia;18 the two Neronian restatements were
by the Senate, and the second decree mentioned the lex;89 and Trajan's re-
78 The date generally accepted is I 7 B.C. Wlassak O.c. I82 f., 185sff. Girard OC. 35T ff.
Volkmann I.c. Arangio-Ruiz i.c.
79 2. 89. 3. 80 in Scaur. ed. Stangl p. 23. 81 Aug. 32. 2f.
82 Wlassak o.c. I74f. Girard oc. 319ff., 348, 350. 83 Aug. 32. I.
84 ib. 32. 2. 85 54. I8. 2f. 86 Mommsen, Strafr. 705f.
87 Under Augustus: Dio 54. I8. 2. Under Claudius: Tac., Ann. II. 5. 3. Un
ib. I3. 5. I, 42. 2. Under Trajan: Pliny, Ep. 5. 9. 3f.; 5. 13. 6ff.
88 Tac., Ann. II. 5. 3: consurgunt patres legernque Cinciam flagitant.
89 ib. I3. 5. I, 42. 2.
90 Pliny, Ep. 5.9.4; 5. 13- 8. 91 54. i8. 2. 92 Girard o.c. 304 and n. I; 3IO n. I; 352.
93 Dig. 48. 14. I. 4. (Modestinus, de poenis II).
94 Aug. 32. 2f. 95 54. i6. I. 96 54. 18. 2f.
97 The typical form, where one lex applied the penalty of another, was: lege Pompeia
de parricidiis cavetur, ut, si quis ... occiderit ... poena ea teneatuy, quae est legis Corneliae
de sicariis (Dig. 48. 9. I). The lex ambitus was obsolete when Modestinus jotted down his
few cursory remarks about it (Dig. 48. 14. i pr), and he would not have been much con-
cerned to pinpoint the precise source of the rule in legem ambitus committit.
98 Dio 57. 21. I. 99 Pliny, Ep. I. 23. 2: abstinui causis agendis. 100 ib. I. 23. I.
101 Sherwin-White, JRS 47 (I957) I27 and n. 8.
from his letter to Falco. It is true that he did not wish to expose his
office to the hurly-burly of the courts,'02 and also wanted to avoid an
invidious appeal to his intercession by his own client or even by the opposite
party.103 Pliny is here concerned with the tribunate and advances reasons
peculiar to it, but non constat that he would not have expressed a similar view,
based on appropriate reasons, if consulted on another office.'04 The crisp
question which does not seem to have been asked is: Why did Falco find it
necessary to consult Pliny at all? There are only three possible answers:
(i) because no principle regarding magisterial advocacy was known; (ii) because
a principle was known, but in a form restricted to the tribunate; (iii) because
a principle was known, but in a form which either excluded the tribunate or
did not specifically include it. The first possibility can safely be discarded, for
such an obvious aspect of law and magistracy would scarcely have remained
unformulated through the centuries, awaiting a chance enquiry by Pompeius
Falco. The second rules itself out, for an exclusively tribunician regulation
would have wider and earlier attestation, would have been known to Falco, and
would in any event have been cited by Pliny. It is probable that Falco had
heard of a general principle applicable to magistrates, but was uncertain of its
application to the tribunate. Pliny perhaps gives a hint as to the nature of
the uncertainty. Falco, knowing of a principle applicable to honores, might
have wondered whether the diluted tribunate of his day was properly an
honos. Which gives added point to sine honore nomen.'05
Pliny prefaces his explanation of his decision to appear against Marius
Priscus with the following observation: Ut frimum me, domine, indulgentia
vestra promovit ad praefecturam aerarii Saturni, omnibus advocationibus,
quibus alioqui numquam eram promiscue functus, renuntiavi, ut toto animo
delegato mihi officio vacarem.106 That this already adds his prefecture to his
tribunate is self-evident, and it is to be hoped that no more will be heard of
the "uniqueness" of the tribunician precedent. But is the passage strong
enough to support a general practice on Pliny's part? The answer depends on
quibus alioqui numquam eram Promiscue functus. On Otto's interpretation'07
promiscue implies "mixed with, mingled with" and alioqui refers to Pliny's
previous offices. This results in an assertion by Pliny that he invariably
renounced advocacy during previous offices. But it has been argued'08 that
102 Ep. I. 23. 2. It is strange that the tribunate, of all offices, should have been seen in
this light. 103 ib. I. 23. 3.
104 He might, for example, have relied on: maiestatem minuere e
amplitudine aut potestate ... eorum, quibus populus potestatem dedit, al
de inv. 2. I7. 53.
105 Ep. I. 23. I. cf. Val. Max. 2. IO pr: quam recte quis dixerit longum et beatum honorem
esse sine honore. 106 Ep. IO. 3A. i.
107 Phil. Woch. XLVI (1926) 732f. ib. XLVII (I927) 5IIf.
108 Baehrens, Phil. Woch. XLVII (1927) I7II. Sherwin-White (o.c. 127 n
looks the fact that promiscue is crucial. If Otto is right about this he must also be right
about alioqui.
109 Which is supposed to give him a win on points, although it is not clear why mares et
feminae promiscue in fluminibus perluuntur (Caes., BG 6. 2I) is not a comment on mixed
bathing.
110 Whether he failed again when he defended Corellia in a civil suit and Varenus in a
criminal, while holding office as Curator Alvei Tiberis (Sherwin-White o.c. 127 and n. ii),
cannot be known until there is some measure of agreement on the dates of the trials and
the curatorship. See Hanslik, RE 8A. I. 376. Groag, RE 4. I. 1226. Schuster RE 2I. I.440ff.
1"' Ep 3. 4. 8: in summa computabam, si munere hoc iam tertio fungerer, faciliorem mihi
excusationem fore, si quis incidisset, quem non deberem accusare. nam cum est omnium
officiorum finis aliquis, tum optime libertate venia obsequio praeparatur.
112 Venuleius Saturninus, de iudiciis publicis II (Dig. 48. 2. 12. 2.). 113 Tib. 8.
114 Dio 54. 3. 3: &?oc 're ?5 Oc76v o'x 'TuL '&LO &ropp(40VTO xml iruOo6vou ,,tE 8&
evToC5O0 7rOLeZq xOaL TEq aC eX0>gG?Y;
115 Although the argument here presented is independent of the epigraphical crux,
a note on this question may be apposite. Removal from office, followed by a trial, may be
sufficiently attested (Atkinson o.c. 463 n. i IO; Stockton o. c. 37f.), but the trial of a magistrate
in office was prohibited by the lex Julia iudiciorum publicorum (Dig. 48. 2. 12 pr). (The
condemnation of the consul Hortensius in io8 B.C. not only depends on the restoration
of a mutilated inscription - Stockton o.c. 37 n. 63 - but was in any event before the lex
Julia). The removal and subsequent trial of Terentius Varro Murena would therefore not
have been recorded as in mag. damn. est. And for Augustus to have hoped that the innoc-
uous in mag. mort. would divert undue attention from the conspiracy (Stockton o.c. 25 f.)
is surely unlikely if a consul was implicated. (If this was Augustus' design it failed utterly,
for the trials were the talk of the town - Dio 54. 3. 5.) If we insist that disaster overlook
the consul, magistratu motus (Hanslik o.c. 283 f.) will do. But why must a consular catas-
trophe be assumed, particularly one which the literary sources have unanimously over-
looked? Why did he not simply die of natural causes, as Mommsen realised long ago?