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A Blue Sky History

Article  in  Optics and Photonics News · June 2004


DOI: 10.1364/OPN.15.6.000032

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Pedro Lilienfeld

A Blue Sky
History
O
ne of the most pervasive of opti- continues to find expression in the darkness of the night with the light of the
cal phenomena is the strikingly form of blue church cupolas, blue trim dust and haze particles in the air illumi-
blue color of the clear daytime around buildings and turquoise jewelry nated by the sun.”
sky, a sight that, because of air pollution and clothing. Aristotle’s elucubrations If we choose to identify an individual
and urban sprawl, is becoming increas- on the color of the sky were drafted as the father of skylight optics the distinc-
ingly difficult to appreciate. 24 centuries ago. They are of great his- tion should be accorded to Leonardo da
Throughout recorded history, people torical interest but show that the great Vinci (1452–1519). The writings of the
have taken note of the hues assumed by thinker had little understanding of the genius of the Renaissance contain tanta-
the sky under different viewing condi- origins of the sky’s hue. lizing insights into the origins of
tions; the most learned among them Perhaps the earliest serious attempt to the sky’s blueness and the appearance of
have sought to understand the physical explain the sky’s color was made by the smokes and mists, including those gener-
origins of the colors that characterize it. Arab savant Aby Yusuf Yaquib ibn Ishaq ated under experimentally controlled
In the ancient Greek Cyclades, sky blue al-Sabbah Al-Kindi (c. 800–873) who conditions. Da Vinci’s interest in such
was considered a fortuitous shade that lived in what is now Iraq. He attributed phenomena sprung from his keen artistic
could keep evil away, a superstition that the azure of the sky to “a mixture of the eye: his motivation in studying the sky

32 Optics & Photonics News ■ June 2004


1047-6938/04/06/0032/8-$0015.00 © Optical Society of America
Although ideas about the origins of
the sky’s blue color can be traced back to
Greek antiquity, the first concerted effort to
reach a plausible explanation is attributed to
Leonardo da Vinci. The Italian master was followed
by Newton, and later by Bouguer and de Saussure. Tyndall
wrestled with the problem around 1869, but the definitive
explanation would be proposed only in 1899, by Lord Rayleigh.

was related to the problems of aerial per- real color, but make the more distant And if the sky, as you see it, ends on a
spective he faced in landscape painting. ones less defined and bluer; thus, if one low plain, that lowest portion of the
The perspicacious mind of the great mas- is to be five times as distant, make it sky will be seen through a denser and
ter is evident in the following excerpts five times bluer. And by this rule the whiter atmosphere, which will weaken
from his notebooks: buildings which above a [given] line its true color as seen through that
appear of the same size will plainly medium, and the sky will look whiter
You know that in an atmosphere be distinguished as to which are the than it is above you, where the line of
of equal density the remotest objects most remote and which are larger sight travels through a smaller space
seen through it, as mountains, in than the others. of air charged with heavy vapor.
consequence of the great quantity of
atmosphere between your eye and them Another of da Vinci’s writings Da Vinci became aware that the sky
appear blue and almost of the same hue gives voice to an early interpretation became darker as one ascended the Alps.
as the atmosphere itself when the sun is of atmospheric turbidity as manifested He correctly attributed the phenomenon
in the East. Hence you must make the by the whitening of the sky near the to the thinning of the air as a function
nearest building above the wall of its horizon: of altitude, concluding that above the

June 2004 ■ Optics & Photonics News 33


ATMOSPHERIC OPTICS

atmosphere the sky must appear black. tion, Earth’s atmosphere could be consid-
His interpretation of the origin of the I saw the atmosphere ered a thin plate. He further surmised
sky’s blue color, however, proved to be dark overhead, and the (correctly) that if he could measure the
only partially correct. He wrote: atmospheric brightness of moonlight at
rays of the sun striking two different angles, he could determine
I say that the blue which is seen in the the mountain had far the atmospheric transmission. Bouguer
atmosphere is not its own color, but is used the light of a candle as a reference to
caused by the heated moisture having more brightness than
compare the brightness of the moon at
evaporated into the most minute in the plains below, the two angles. Remarkably, he circum-
imperceptible particles, which the
beams of the solar rays attract and
because less thickness of vented the nonlinearity of the human
eye’s irradiance response by varying the
cause to seem luminous against the atmosphere lay between distance to the candle and using Kepler’s
deep intense darkness of the region … the summit of this inverse square law to quantify the
above them. And this may be seen, as changes in brightness. Bouguer was thus
I myself saw it, by anyone who ascends mountain and the sun.
able to determine that the pre-Industrial
Mon Boso,* a peak of the Alps that Revolution air in Brittany was indeed, by
— Leonardo da Vinci
divides France from Italy … And I saw our standards, of pristine purity.
the atmosphere dark overhead, and the Bouguer’s method exemplifies the
rays of the sun striking the mountain general approach to measurement used
had far more brightness than in the the Colour of the finest and most trans- over several centuries before the availabil-
plains below, because less thickness of parent Skies, in which Vapours are not ity of sensors and detectors. This method
atmosphere lay between the summit arrived to that Grossness requisite to consisted of using one of the human
of this mountain and the sun. reflect other Colours, as we find it is senses as a relative measurement device,
by Experience. i.e., comparing the perceived magnitude
The preceding paragraph is truly
striking in its insights, except of course of the sensory stimulus against a
The Age of Enlightenment reference. Bouguer went on to make sig-
for the idea that minute water droplets
dispersed through the atmosphere con- The expansion of the sciences in the 17th nificant contributions to other areas of
stitute the scattering medium that yields century set the stage for them to take science and technology. He distinguished
the sky’s blue color, a misconception that hold on a much broader scale in the 18th himself as the principal participant in
would persist for another 400 years, until century. As experimentation unbur- an eight-year-long scientific mission,
the very end of the 19th century. dened by medieval preconceptions began sponsored by the Académie Royale des
Isaac Newton (1642–1727) was unable to prevail, methodologies became more Sciences, to what is now Ecuador, to
to provide a better explanation for the rigorous and even quantitative. In the determine the spheroidal shape of Earth.
sky’s blue color than that provided by field of atmospheric visibility and light Horace-Bénédict de Saussure was
da Vinci almost two centuries earlier. Still, transmission in the 1700s, two scientists born near Geneva, Switzerland, in 1740.
the great English mathematician had a far stand out: Bouguer and de Saussure. He attended the Académie de Genève,
more thorough understanding of optical Pierre Bouguer (1698–1758) is known where at the age of 19 he produced his
phenomena. He suggested an early principally for the exponential attenua- thesis “Dissertation on the Nature of Fire”
awareness of the spectral dependence of tion law for light traversing a homoge- (Dissertatio physica de igne). At the age of
light scattering on particle size in what neous medium, also known as the 22, he became a professor of physics and
came to be known, two-and-a-half cen- Bouguer-Lambert-Beer law (Bouguer philosophy. Perhaps history’s first scien-
turies later, as the Rayleigh regime: predated both Lambert and Beer). This tific mountaineer, de Saussure was
contribution secures Bouguer’s place as responsible for the first ascent to the sum-
The blue of the first Order, though very a founding father of atmospheric optics. mit of Mont Blanc in the Alps, where he
faint and little, may possibly be the The great scientist was a child prodigy, carried out barometric pressure and
Colour of some Substances; and partic- having succeeded—at the age of 15—his atmospheric transparency measurements.
ularly the azure Colour of the Skies father as Royal Professor of Hydrography De Saussure wrote two papers which
seems to be of this Order. For all upon the latter’s death in 1713. were published in 1789, the year of the
Vapours when they begin to condense November 23, 1725, can be considered French Revolution, that have seminal rel-
and coalesce into small Parcels, become the birthday of atmospheric photometry. evance to the field of atmospheric pho-
first of that Bigness, whereby such an It was on that day, in Brittany, that tometry. The first describes a cyanometer,
Azure must be reflected before they can Bouguer first quantified the light attenua- an apparatus used to quantify the degree
constitute Clouds of other Colours. And tion of Earth’s atmosphere. The method of blueness of the sky. It consists of an
so this being the first Colour which he used was ingenious, constrained as he annulus with 53 radial sectors, each of
Vapours begin to reflect, it ought to be was by having as his only light sensor the which has a slightly different depth of
human eye. Bouguer assumed that, if he blueness. The colors progress from pure
* Believed to be Monte Rosa. used the moon as the source of illumina- white (the absence of blue) to deep,

34 Optics & Photonics News ■ June 2004


De Saussure wrote two
papers which were published
in 1789. The first describes
a cyanometer, an apparatus
used to quantify the degree
of blueness of the sky. It
consists of an annulus with
53 radial sectors, each
of which has a slightly
different depth
of blueness.
ATMOSPHERIC OPTICS

1400s 1700s

Milestones 1480–1519 1704


in the under- Leonardo Isaac
standing of da Vinci’s Newton’s
the origin manuscripts. Opticks.
of the blue
color of the
1725
daytime sky.
Bouguer
measures
atmospheric
transmission.
A page from Leonardo Sir Isaac Newton. Pierre Bouguer.
da Vinci’s Codex (From a 1725 portrait
Leicester manuscript. by John Vanderban.)

Prussian blue, on to mixtures of intense undulatory theories of light. (The test, satisfied us that 90°, or thereabouts, is a
blue and gradually increasing amounts of ultimately performed by Foucault in correct angle, and that therefore, what-
India ink black. This range of color gra- 1850, confirmed the wave nature of ever be the body on which the light has
dations was intended to simulate the light. Today’s accepted wave-particle been reflected, if polarized by a single
gamut from a milky (perhaps polluted) duality concept was derived by means of reflection, the polarizing angle must be
sky to the appearance of the sky above de Broglie’s quantum mechanical analysis 45°, and the index of refraction, which
the atmosphere. The steps of increasing in the 1920s.) A significant advance of the is the tangent of that angle, unity; in
blueness were based on a visual threshold early 19th century was Arago’s discovery, other words, the reflection would
determination normalized against a visi- in 1809, of the polarization of daytime require to be made in air upon air!
bility contrast referenced against a black- skylight at 90 degrees to the direction
on-white target. De Saussure defined of the sun. Complete elucidation of the vexing
these minimum color discrimination Yet Arago’s observations introduced polarization effect could not be achieved
steps as “nuances.” He reported simulta- an element of confusion into the inter- by means of the macroscopic optics of
neous “measurements” (by visual match- pretation of the optical process underly- refraction and reflection as understood
ing of the sky’s blueness with one of the ing the skylight phenomenon. Rudolf during the first half of the 19th century:
wheel’s sectors) at three different sites: Clausius (1822–1888), noted for his con- it had to await Lord Rayleigh’s molecular
Geneva, Chamonix and on the slope of tributions to thermodynamics, pointed scattering theory of 1871.
Mont Blanc at an altitude of 3,436 meters. out that refraction within macroscopic James David Forbes (d. 1868), princi-
Both zenith and horizontal observations droplets could not explain the color of pal of the University of St. Andrews and
were tabulated. The data of the zenith the sky; he postulated the presence in inventor of the seismometer, made the
measurements clearly indicated the the atmosphere of minute water bubbles, observation that the sun appeared red
deeper blueness of the sky as seen from an explanation inconsistent with when viewed through a section of the
the elevated Mont Blanc site. Remarkably, Arago’s observation. Sir John Herschel steam plume of a locomotive. When he
de Saussure interpreted his results as (1792–1871), son of the famous repeated the experiment in the laboratory
proof that “the color of the sky deter- astronomer William Herschel, struggled using a small steam boiler, he found that
mined by the cyanometer is the measure with the observed 90-degree polarization white light shining through the just-
of the quantity of concrete vapors in sus- in these terms: condensing detached part of the visible
pension in the air,” defining such “con- steam plume underwent a similar red-
crete vapors” (i.e., particles in suspension) The cause of the polarization is evi- dening. He concluded that this observa-
by contrasting them with “vapors that are dently a reflection of the sun’s light tion recreated the optical process
dissolved” in the air (i.e., in the gas phase, upon something. The question is, On underlying crimson sunsets, where the
in modern terminology). what? Were the angle of maximum blue components have been preferentially
polarization 76°, we should look to scattered out of the primary beam.
The 19th century water or ice as the reflecting body, how- An outstanding contributor to the
Dominique François Arago (1786–1853) ever inconceivable the existence in a understanding of atmospheric light scat-
made major contributions to various cloudless atmosphere on a hot summer’s tering was John Tyndall (1820–1893),
branches of physics, including postula- day of unevaporated molecules (parti- who is also remembered for his remark-
tion of the definitive test to decide cles?) of water. But though we were once able work in other fields. Among
between the corpuscular and the of this opinion, careful observation has Tyndall’s many achievements are some

36 Optics & Photonics News ■ June 2004


ATMOSPHERIC OPTICS

1800s 1890-1900s

1789 1809 1890


De Saussure’s Arago discovers sky- Lorenz’s
papers on light polarization. scatter theory.
atmospheric
transmission 1869 1899
and blueness Tyndall and Lord Rayleigh’s
of the sky. Herschel fail to definitive explanation
explain the blue sky. of the blue sky.

1871 1913
Issue of the Mémoires de John Tyndall. Lord Rayleigh.
Lord Rayleigh’s Cabbanes’
l’Académie Royale de Turin that
contains de Saussure’s papers scatter theory. laboratory air
on atmospheric photometry. scatter experiment.

that are of major relevance to 21st century atmosphere. Based on laboratory experi- of light by particles with dimensions
science. They include the invention of the ments he concluded in 1869 that: smaller than and comparable to the
light pipe, which led to the development incident wavelength. A discussion
of fiber optics, and pioneering work on When the air was so sifted as to entirely regarding the primacy of attribution of
the trapping of infrared radiation by var- remove the visible floating matter, it no these solutions would immerse us in a
ious atmospheric gases, in other words, longer exerted any sensible action upon veritable minefield. It involves a cast of
the “greenhouse” effect. Tyndall visited the light, but behaved like a vacuum. well known and lesser known scientists
the Swiss Alps many times. It is worth working during the second half of the
nothing that, like da Vinci and de This sentence suggests that he did not 19th and the first half of the 20th century:
Saussure, Tyndall was stimulated by these realize the integrating effect of a long— Clebsch, Lorenz, Maxwell, Rayleigh, Mie,
alpine excursions to investigate atmo- on the order of kilometers —path Debye and others. The debate over who
spheric optical phenomena. He pursued through a purely molecular atmosphere was the first to develop workable theories
this interest in the context of his work which is required to yield a visibly blue on the scattering of light by small spheres
on particle light scattering, in particular scatter. As late as 1869, in reference to is beyond the scope of this article.
the examination of small particles in the color and polarization of skylight, The contributions of Ludwig
suspension. Tyndall had to admit “these questions Valentine Lorenz (1829–1891) have
His most notable contributions are constitute, in the opinion of our most received due recognition since the 1980s.
the first detailed observations of scatter- eminent authorities, the two great stand- His name is cited with that of Gustav
ing phenomena by particles smaller than ing enigmas of meteorology.” Mie in connection with the generalized
the wavelength of the incident light, as The solution would in fact have to theory of electromagnetic scattering (i.e.,
well as those the size of which approaches await Rayleigh’s rigorous mathematical Lorenz-Mie scattering). He is best known
that wavelength. He is also known for the treatment and its subsequent interpreta- to today’s physicists for the Lorentz-
first determination of the dependence of tion. Tyndall’s unsuccessful search for the Lorenz equation that relates the refractive
scattering irradiance on particle size (the source of the blue color of the daytime index to the dielectric constant of a
Tyndall effect) in what was later to be sky can be attributed to his reliance on medium. (Hendrick Lorentz developed
called the Rayleigh regime. The first sys- elegant, heuristic conjecture as a means the equation independently, nearly con-
tematic observations of the effects of to explain natural phenomena rather currently, in 1870).
particle size on the color and angle of than on rigorous mathematical analysis. Lorenz’s principal contribution to the
scattered white light are also credited Nevertheless, credit is due to Tyndall in study of the optics of aerosols is found in
to Tyndall. that his detailed and insightful experi- an 1890 memoir in which he solves the
Yet Tyndall was unable to resolve the ments and observations provided the problem of the scattering of light by a
persistent question with which his prede- foundation for the next generation of dielectric sphere. For molecular sized
cessors and contemporaries had grappled scientists to achieve the necessary break- spheres, he derived the inverse fourth
without success: the true nature of the throughs by applying the heretofore power wavelength relationship that
scattering medium that gives the sky its insufficient methodological rigor. agreed with the derivation made by
blue color. Influenced by Leonardo da Rayleigh in 1871. Lorenz’s contributions,
Vinci and Newton, he continued to The solution to the enigma however, were largely ignored, presum-
attribute the phenomenon to scattering The next breakthrough required the ably because he chose to publish his
by minute water droplets in the high mathematical solution of the scattering memoir in his native language, Danish.

June 2004 ■ Optics & Photonics News 37


ATMOSPHERIC OPTICS

He showed little interest in communicat-


ing his results to physicists in other coun-
tries and chose not to base his work on
Maxwell’s recently developed electromag-
netic propagation theory. Another of
Lorenz’s idiosyncrasies was his phe-
nomenological view of physics; he sought
to keep ontological hypotheses and phys-
ical assumptions out of physical theory.
This may account for the fact that
Lorenz, unlike Rayleigh, does not seem
to have related his mathematical conclu-
sions about light scattering by very small
particles to real atmospheric phenomena
such as the blue color of the sky.
We have now arrived at one of the
most remarkable players in the field of
light scattering, John William Strutt,
Third Baron Rayleigh (1842–1919). The
span of Lord Rayleigh’s scientific work
was exceedingly wide. Considered by
some to be the last of the great Victorian
polymaths, his research ranged over
nearly the entire field of physics of the
late 19th century: sound, wave theory,
color vision, electrodynamics, electro-
magnetism, light scattering, fluid flow,
hydrodynamics, density of gases, viscos-
ity, capillarity, elasticity, photography and
electrical standards (ohm, ampere, volt).
Among the many honors he received was
the 1904 Nobel Prize in Physics for his
contribution to the discovery and isola-
tion of argon. In 1905 he was elected
president of the Royal Society. Rayleigh
wrote some 450 papers and retained his
mental powers until the end, working on dielectric permittivity of the particle of light into his own writings. In 1899
scientific writings until his death in 1919. relative to the surrounding medium,  is he published perhaps his most famous
In 1871, Rayleigh published his first the scattering angle, n is the number of paper, which settled the puzzle once and
paper on the subject that concerns us: scattering particles, V is the particle vol- for all. It appears from Rayleigh’s own
“On the light from the sky, its polariza- ume,  is the wavelength of the incident assertion that he may have been led to the
tion and colour,” followed immediately light, and r is the distance between the origin of the sky’s blue color as a result of
by another entitled: “On the scattering of scattering particles and the observer (or a letter that he received from Maxwell in
light by small particles.” This early work detector). This equation explains the 1873 which, in turn, had been inspired by
was based on elastic-wave equations entire scattering behavior of particles Rayleigh’s 1871 paper. It is worth citing
where, as expected for that period, ether the size of which is negligible with Rayleigh’s introductory remarks to his
is the oscillating medium. This was a nat- respect to the wavelength: the strong 1899 paper:
ural extension of Rayleigh’s interest in the size dependence (the sixth power of
behavior of sound. In the first of these diameter), the angular symmetry and This subject has been treated in papers
papers, Rayleigh develops for the first polarization and, most importantly, the published many years ago. I resume it
time his now famous equation: inverse fourth power dependence on in order to examine more closely than
wavelength. As we shall see, the latter hitherto the attenuation undergone by
9 ——
2 2 2 was to lead Rayleigh, 18 years later, to
2  ε +2 
I ε –1 (1+cos )——
nV the primary light on its passage through
/I = —–
0 r
2
4 2
the definitive explanation of the blue a medium containing small particles, as
color of the sky. dependent upon the number and size
where I0 and I are the incident (unpolar- A decade later, Rayleigh had incorpo- of the particles. Closely connected with
ized) and scattered irradiances, ε is the rated Maxwell’s electromagnetic theory this is the interesting question whether

38 Optics & Photonics News ■ June 2004


ATMOSPHERIC OPTICS

apparently achieved for the first time by


Jean Cabannes (1885–1959) in 1913.

Postscript
Why is the clear daytime sky blue and not
violet, since violet has an even shorter
wavelength? The blue color is the result of
the combined effects of the incoming solar
irradiance spectrum, the inverse fourth
power scattering dependence and the
photopic response of the human eye. As
da Vinci postulated centuries ago, the blue
appearance requires the dark background
of empty space beyond the atmosphere.
Thus, the irradiance from a background
of sun-lit clouds overwhelms that caused
by the blue molecular scattering.
Since the blue of the sky is not an
intrinsic color of air, the color of any
planetary atmosphere viewed against the
black of space and illuminated by a sun-
like star will also be blue, on condition
that Lorenz-Mie scattering and wave-
length-selective absorption processes do
not predominate, as in the case of Mars
with its thin atmosphere and reddish
This mountain range in suspended dust, or Venus with its thick
British Columbia, far from sulfuric acid aerosol cloud cover.
urban sprawl and sources of air Most surprisingly, more than a cen-
tury after Rayleigh published his solu-
pollution, affords an opportu- tion, present day understanding of the
nity to appreciate the brilliant origin of the sky’s blueness remains
blue color of the daytime sky. imperfectly disseminated. Respected
sources, such as the Encyclopedia
Britannica, still misattribute the cause
of this phenomenon.
the light from the sky can be explained fully supported by modern theoretical
by diffraction* from the molecules of air analysis: Pedro Lilienfeld (pedro.lilienfeld@thermo.com)
is principal science advisor at Thermo Electron
themselves, or whether it is necessary to Corporation, Franklin, Mass. He specializes in
appeal to suspended particles composed If the view, suggested in the present aerosol physics and instrumentation.

of foreign matter, solid or liquid. It will paper, that a large part of the light Further reading
appear, I think, that even in the absence diffracted from the molecules them- 1. J. D. Hey, From Leonardo to the Graser: Light
Scattering in Historical Perspective (Part I), South
of foreign particles we should still have selves, be correct, the observed incom- African J. of Sci. 79:11-27 (1983).
a blue sky. plete polarization at 90° from the Sun 2. L. da Vinci, (1508), The Notebooks, E. MacCurdy, ed.,
Konecky & Konecky 2003.
may be partly due to the molecules 3. N.A. Logan, Survey of Some Early Studies of the
The latter was a remarkably cautious behaving rather as elongated bodies Scattering of Plane Waves by a Sphere, Proc. IEEE
53:773-85 (1965).
statement about the definitive solution to with indifferent orientation than as 4. Sir Isaac Newton, Opticks, or a Treatise of the
the centuries old enigma. It is worthy of spheres of homogeneous material. Reflections, Refractions, Inflections & Colours of Light,
Book Two, Part III, Prop. VII, 255-62 (1730).
note that today we have come to the com- 5. Lord Rayleigh, On the Transmission of Light Through
plementary realization that the presence It is of interest that, as late as 1908, an Atmosphere Containing Small Particles in
Suspension, and on the Origin of the Blue of the Sky,
of such “particles … of foreign matter” Rayleigh’s definitive identification of the Phil. Mag. Ser. 5, 47:375-84 J. W. Strutt, (1899).
medium that causes the sky’s blueness 6. A. T. Young, Rayleigh Scattering, Physics Today 35 (1)
actually degrades the blueness of the sky. 42-8 (1982).
Finally, Rayleigh reaches an impor- was still being questioned, and alternative 7. J. P. Richter, The Notebooks of Leonardo da Vinci, 1,
Dover Publications (1970).
tant, insightful qualitative conclusion, explanations such as ozone fluorescence
8. Applied Optics 3 (10) is a special issue dedicated
were still being postulated. entirely to Lord Rayleigh.
The actual experimental confirmation 9. C. F. Bohren, “Atmospheric Optics,” in The Optics
* Rayleigh’s “diffraction” in this context is most proba- Encyclopedia, 53-91, Th. G. Brown et al., eds., Wiley-
bly equivalent to our concept of scattering. that air molecules do scatter light was VCH, 2004.

June 2004 ■ Optics & Photonics News 39

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