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Psychology & Neuroscience © 2016 American Psychological Association

2016, Vol. 9, No. 2, 198 –214 1983-3288/16/$12.00 http://dx.doi.org/10.1037/pne0000050

Current Perspectives on the Anatomo-Clinical


Method in Neuropsychology

Juliana Burges Sbicigo, Vitor Geraldi Haase


Luciane da Rosa Piccolo, Natália Becker, Federal University of Minas Gerais
Simone Nazareth Vedana,
Jaqueline de Carvalho Rodrigues,
and Jerusa Fumagalli Salles
Federal University of Rio Grande do Sul
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
This document is copyrighted by the American Psychological Association or one of its allied publishers.

Neuropsychology is an interdisciplinary field that studies the relationship among


cognition, behavior, emotions and the brain, based on structure–function correlation
models developed in the last 150 years. This study presents a discussion concerning the
anatomo-clinical method in neuropsychology considering theoretical-methodological
advancements that have contributed to this scientific discipline in recent decades. This
method assumes that inferences concerning a given cognitive function can be made
based on a correspondence between clinical manifestations and the brain injury site.
First, we review historical aspects related to the emergence of the practice of exploring
neuropsychological abilities in specific areas of the brain, that is, structure–function
relationships. Then we discuss the limitations of the anatomo-clinical method and,
finally, the current conception found in Neuropsychology, considering advanced im-
aging and cerebral stimulation techniques. The current conception of localizationism is
more distributed. Large-scale networks are dedicated to specific functions such as
language, face and object recognition, executive functions, spatial attention, and
memory. The conclusion is that the anatomo-clinical method is still essential to
grounding structure–function relationships, though caution should be applied in its use
considering current conceptions of the brain being a complex system of interconnected
regions subject to variations according to sociodemographic variables.

Keywords: neuropsychology, cognition, mental functions, neuropsychological


disorders, localizationism

Neuropsychology is an interdisciplinary field ship is established from a conceptual nervous


that studies the relationships among cognition, system based on a structure–function correla-
behavior and emotions in the presence of brain tion developed over 150 years of clinical expe-
dysfunctions or injuries, psychiatric disorders or rience and neuropsychological research (Haase
developmental disorders (Lezak, Howieson, & et al., 2012). Studies using the anatomo-clinical
Loring, 2004; Pennington, 2009). This relation- method were crucial to the development of this
field of knowledge. This method assumes that
inferences regarding a given cognitive function
are possible based on correspondence between
Juliana Burges Sbicigo, Luciane da Rosa Piccolo, Natália clinical manifestations and the brain injury site
Becker, Simone Nazareth Vedana, Jaqueline de Carvalho (Catani et al., 2012; Shallice, 1988).
Rodrigues, and Jerusa Fumagalli Salles, Institute of Psy- Even though this method was key to under-
chology, Federal University of Rio Grande do Sul; Vitor
Geraldi Haase, Department of Psychology, Federal Univer- standing neuropsychological functioning patterns,
sity of Minas Gerais. conclusions derived from it present a series of
Correspondence concerning this article should be ad- limitations, because scientific advancements sup-
dressed to Juliana Burges Sbicigo, Institute of Psychology,
Federal University of Rio Grande do Sul, Ramiro Barcelos,
port the conception of the brain as a highly com-
2600/114, Porto Alegre, RS 90035-003, Brazil. E-mail: plex and interconnected system and not merely a
julianasbicigo@gmail.com system with separate compartments in which cog-
198
ANATOMO-CLINICAL METHOD IN NEUROPSYCHOLOGY 199

nitive functions are located. There is, however, brain pathology (including dementia, intellec-
confusion regarding the role of the anatomo- tual deficit and aphasic soldiers, some with pre-
clinical method in neuropsychology especially be- sumed damage to the frontal lobe). He reported
cause advanced brain-imaging techniques and so- that the expressive aphasia was located in a
phisticated theoretical models of cognitive frontal brain region and distinguished between
functions seem to have condemned this method to two forms of language: spoken language and
obsolescence. naming (Brown & Chobor, 1992). Bouillaud
This study presents a discussion regarding (1825), disciple of Gall, reviewed a number of
aspects related to the emergence of the cases of aphasia and corroborated the relation-
anatomo-clinical method and its main contribu- ship between language and anterior frontal
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tions to understanding relationships between lobes, providing clinical evidence to your find-
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structures and functions. We also discuss some ings. As for Gall (1825) brain damage was more
limitations of this method in its traditional con- a source of evidence, Bouillaud (1825) empha-
ception and, finally, clarify the current concep- sized the cases of pathological symptoms as
tion of the anatomo-clinical method in neuro- unique source of information on the neuroana-
psychology. tomical location (instead of cranial promi-
nences), what represents a conceptual change
Anatomo-Clinical Method: Historical which paved the way for further insights into
Aspects, Contributions, and Limitations the language.
Phrenology was challenged by Pierre Flou-
Records regarding the first brain observations rens (1794 –1867) who verified in his studies
refer to those performed by the Greeks in an- with animal models, that motor functions were
cient times, in addition to isolated references located in the cerebellum and vital functions in
from the Sumerians and Egyptians. For the the medulla, but does not support other struc-
Greeks, the brain’s role was to maintain con- ture–function relationships as described by Gall
sciousness and clinical manifestations were cor- (Kristensen, Almeida, & Gomes, 2001). How-
related to the site of head trauma experienced by ever, Flourens had performed surgical ablations
those wounded in war (Bertolucci, 2004). Cen- in birds, animals whose cerebral cortex does not
turies before Hipocrates, ancient medical prac- perform a role as important in regulating behav-
tice also tried to understand brain functioning ior as it does in mammals (Pearce, 2009).
across brain surgeries. Brain surgical practices The initial scientific evidence using the
are described by Greeks around 654 B.C. to treat anatomo-clinical method correlating the cogni-
a range of cranial injuries caused by different tive function to a cerebral area emerged about
weapons (Agelarakis, 2006). There are registers 150 years ago. At that time, Paul Broca (1824 –
about trepanations surgeries on European and 1880) published his findings showing a correla-
Asian countries around 1685. These procedures tion between the left posterior lower frontal lobe
are related to the posterior developed cranioto- and speech production based on clinical assess-
mies (Finger, 1994). Up to the 19th century, ments and postmortem anatomical studies of
little was known about the cerebral cortex, as it patients for whom this region was compromised
was a virtually untapped subject (Zilmer, Spi- (Broca, 1861; Lorch, 2011). He described what
ers, & Cullbertson, 2008). is called Broca’s aphasia, a language disorder
Franz J. Gall (1758 –1828) inaugurated the that, at the time, was attributed to the muscles of
anatomo-clinical method with the development speech organs that did not receive adequate
of phrenology, a doctrine according to which brain signals. This fact marked the discovery
personality traits, one’s cognitive profile or that cognitive function is separated between the
skills on a given field depended on the size of brain’s left and right hemispheres. The Broca’s
individual cranial protrusions or indentations discovery, however, can be seen both as the
(Gardner, 1994). Interestingly, Gall (1825) ar- culmination of phrenological period (in which
gued that the location of language was in the the language had already been related to the
frontal lobes, specifically in the middle portion frontal area and aphasia was described) as the
of the supraorbital plate. His theory was based beginning of scientific basis. With previous
on inferences from cranioscopy evidences, his findings of Gall and Bouillaud, Broca’s discov-
collections of skulls and reports of cases with ery seemed inevitable (Brown & Chobor, 1992;
200 SBICIGO ET AL.

Zago, Lorusso, Porro, Franchini, & Cubelli, system involving functional centers and their
2015). Broca argued that it was more accurate connections.
than the phrenologists in determining the loca- Wernicke asserted that cognitive processes
tion of linguistic functions (Broca, 1861). emerged from the interaction of different corti-
Even though the scientific foundation of neu- cal areas, each performing a specific function
ropsychology and the anatomo-clinical method and communicating with each other through a
is traditionally attributed to Paul Broca, Carl complex network of white matter fibers. Wer-
Wernicke has an important contribution in this nicke (1974) also postulated that cortical con-
sense, once he was the one who formulated the nect patterns are influenced by experience, ap-
theoretical framework for classical neuropsy- proximating and anticipating contemporary
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chology and also exerted a comprehensive and connectionist concepts (Gage & Hickok, 2005).
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lasting influence extending into the mid20th Gage and Hickok (2005) emphasized the fact
century (Gage & Hickok, 2005). Among Wer- that most textbooks on neurology and neuropsy-
nicke’s disciples, there are researchers who chology reproduce only one of the figures used
were associated with the description and by Lichtheim (1885) to explain the localization-
anatomo-clinical interpretation of some of the ist conceptions developed by Wernicke con-
main neuropsychological syndromes: Ludwig cerning aphasias, the so-called Lichtheim’s
Lichtheim (1845–1928) developed the first the- house (see Figure 1). Verbal comprehension in
oretical models of aphasias (Lichtheim, 1885); the House model is explained through connec-
Heinirch Lissauer (1861–1891) postulated the tions with a center B (Begriff), in which the
distinction between apperceptive and associa- meaning of words would be represented. Both
tive agnosia (Lissauer & Jackson, 1988); Joseph Wernicke and Lichtheim, however, held that
Jules Dejerine (1849 –1917) conceptualized this explanation, based only on a conceptual
pure alexia as disconnection syndrome (Hen- center, was not appropriate and replaced it with
derson, 2010); Karl Hugo Liepmann (1861– Lichtheim’s crown in the 1885 paper. The con-
1891) was a pioneer in the study of apraxias cept’s representations in the crown model are
(Goldenberg, 2003); Karl Kleist (1879 –1960), clearly distributed in the cerebral cortex (see
in turn, was a pioneer in the investigation of Figure 1).
post frontal injuries involving personality With the growing influence of antilocaliza-
(Neumärker & Bartsch, 2003); and Kurt Gold- tion authors such as Marie (Lecours, Chain,
stein (1878 –1965), whose contributions have Poncet, Nespoulous, & Joanette, 1992), Head
been superficially interpreted as illustrative of (Geschwind, 1964, 1965), and Lashley (1950),
the holistic approach (Geschwind, 1964; Nop- Wernicke’s localization doctrine was largely
peney & Wallesch, 2000). neglected in the first half of the 20th century,
Wernicke (1848 –1904) identified the center until it was rediscovered and appreciated once
of speech comprehension, the superior posterior again by Geschwind (1965). Based on the work
temporal lobe in the left hemisphere, based on a of Geschwind’s students, such as Damásio
condition called fluent aphasia. Fluent aphasia (1989) and Mesulam (1998), the influence of
is a condition in which there was no motor Wernicke persists until the present day.
compromise, that is, the patient was capable of After the findings of Broca and Wernicke,
talking but the speech made no sense and research was focused on the localization of
sounded like an unknown foreign language (Ge- other superior cognitive functions (Zilmer et al.,
schwind, 1965). According to Finger (1994) 2008). Brain areas related to reading (Dejerine,
and Gage and Hickok (2005), Wernicke’s the- 1892) and writing (Exner, 1881) were found, as
oretical conceptions are mistakenly interpreted well as functions related to the right hemisphere
as a “strict” form of localizationism, consider- (Jackson, 1876), such as emotion (Luys, 1881)
ing that his conception of the central nervous and “images or mental representations of local-
system approached contemporary hodological izations/sites” (Dunn, 1895). Localization theo-
and connectionist concepts. Based on Gage and ries regarding cerebral functions were devel-
Hickok’s interpretation, largely documented in oped to establish the neural substrate of
citations of original documents, it is possible to cognitive, sensory and motor functions, empha-
reconstruct the conception of the brain held by sizing the functional selectivity of cerebral lo-
Wernicke as a highly complex and integrated calizations (Catani et al., 2012; Sullivan, 2010).
ANATOMO-CLINICAL METHOD IN NEUROPSYCHOLOGY 201

injury in the frontal lobes could alter one’s


personality, emotions and social interaction and
was a strong argument used against phrenology
(Barker, 1995). Nonetheless, from 1848 to
1868, American physicians still believed that
Gage’s cognition was intact. John Harlow’s
(Gage’s physician) first report from 1849, sug-
gested the patient was experiencing cognitive
difficulties, though medical professionals con-
sidered that to be impossible (Harlow, 1849). A
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second report produced by Henry J. Bigelow


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Figure 1. Wernicke-Lichtheim’s models for aphasias (1850) emphasized Gage’s complete mental re-
anatomo-clinical correlations. The figure at left shows the covery and was widely accepted as a proof that
house model, while the figure at right shows the crown harm caused on the brain hemispheres did not
model. The house model explains the diverse aphasic syn-
dromes in terms of injuries and disconnections among the affect cognition. Almost 20 years later, the sec-
three types of centers. Disruption of auditory afferents (a) in ond report produced by Harlow (1868), how-
the acoustic image of words (A) causes pure verbal deaf- ever, rapidly changed the medical community’s
ness. The injury of A causes sensory aphasia (fluent aphasia perception of the case because, in this report,
with a deficit in understanding and jargon); the interruption
of connections between A and B (Begriff or conceptual
Gage’s mental condition after the accident was
center) causes transcortical sensory aphasia (fluent aphasia described in detail. Even though Bigelow’s
with deficit in understanding and repetition preserved). In- (1850) paradigm was more influential at first,
terruption of connections between A and M (speech motor the second version of Harlow’s report in 1868
center) constitutes the basis of conduction aphasia (selective finally came to prominence when quoted by
deficit in repetition with understanding and expression pre-
served), while motor aphasia (nonfluent aphasia, agramma- David Ferrier, as part of the first modern theory
tism and articulation difficulties with relative preservation proposed in the 1970s regarding frontal lobe
of comprehension) caused by an injury in M and dysarthria function (Barker, 1995). Several studies try to
by injury in the efferents of M. A disconnection between B follow the iron bar trajectory through Gage’s
and M causes motor transcortical aphasia (difficulty with
intentional expression with repetition preserved). Global
brain and they were very important to under-
aphasia is caused by simultaneous injury of A and M; mixed stand the frontal lobe functions (Macmillan,
transcortical aphasia (repetition preserved with deficit in 2008). Later on, the frontal lobe functions were
comprehension and expression) is caused by simultaneous extensively studied and the term executive
disconnections between A and M of the center B. The house functions were broadly used to nominate the
model with only one conceptual center B was considered
inadequate by Lichtheim (1885), and was replaced by the cognitive abilities related to this brain area (Ju-
crown model. The crown model postulated the existence of rado & Rosselli, 2007). Nowadays, the Phineas
diverse conceptual centers, that is, a more distributed se- Gage case is still studied by scientific commu-
mantic representation. nity, specially by authors like Damasio and col-
leagues (Bechara, Damasio, Tranel, & Ander-
son, 1998; Damasio, 1989) to understand the
Fields of research such as electrophysiology brain functioning.
(Fritsch & Hitzig, 1870/1960; Ferrier, 1875a, Initial critiques of localization theory were
1875b) and studies of injuries in animals (Fer- made by Freud (1856 –1938), who was against
rier, 1875a, 1875b) grounded the development the doctrine of aphasia as dependent on Broca’s
of cerebral localization maps and the descrip- and Wernicke’s areas, considering there to be
tion of clinical symptoms a brain injury pro- no explanation for an inability to speak sponta-
duces (Mograbi, Mograbi, & Landeira-Fernan- neously, repeat and read words, even though it
dez, 2013). Inferences accruing from the was possible to read letters (Freud, 1891). John
localization view were so accurate that, in some Hughlings Jackson (Jackson, 1881, 1894) also
cases, it was possible to successfully operate on challenged the anatomo-clinical method in rela-
epileptic patients using localization information tion to the functional/clinical meaning of a brain
based only on the seizures’ semiology (Taylor, injury, defending the view that specific symp-
1987). toms did not necessarily mean localization of
Still in the 19th century, the Phineas Gage function unless the injury was very severe.
case provided the first scientific evidence that an Some symptoms could be explained by a sec-
202 SBICIGO ET AL.

ondary effect of an injury in other regions, such is called simple dissociation. One can, however,
as in cases of brain tumors involving diffuse and consider that it occurred due to different levels
undefined damage (Jackson, 1881). of difficulty between tasks so that it is necessary
Karl Lashley (1929, 1938, 1950) conducted for another individual to present an opposite
systematic studies addressing the effect of cor- profile (perform Task A poorly but Task B well)
tical ablations on the learning abilities and to affirm that the functions assessed in each task
memory of mice. These studies seemed to cor- may be relatively independent, characterizing
roborate the so-called globalist view, which in- double dissociation (Shallice, 1988).
cludes concepts of equipotentiality (any area of Up to the 1970s, dissociations were mainly
the brain has the same potential to perform a centered on language and sensory and motor
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cortical function) and massive action (efficiency functions (Squire & Wixted, 2011). Memory
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of a given function depends on the quantity of began to be studied at this time with the H. M.
the cortical area recruited to execute it), in case, which was considered a landmark of the
which loss of a cortical function could be com- neuroscience of memory (Milner, Corkin, &
pensated for by another preserved cortical area. Teuber, 1968). H. M. was a patient who had the
In globalist models, all regions (and cognitive medial temporal lobe bilaterally removed to
functions) are mutually interconnected through treat epilepsy that would not respond to medi-
a network of association fibers that are evenly cation. After surgery, this patient presented se-
distributed. It would not be possible to locate vere anterograde amnesia, though his intelli-
one function through the anatomo-clinical cor- gence, perceptual functions and personality
relation method because the symptoms would remained unaltered. In the 55 years in which he
result in a loss of a “quantity” of cerebral cortex provided clinical information to approximately
instead of a localized area (Catani & ffytche, 100 scientists, H. M. performed a series of
2010). The globalist view sought to infer what memory tests that produced the following con-
the damage area could do while being part of an clusions: (a) the medial temporal lobe is respon-
unaltered brain and how nonaffected areas sible for long-term memory, consciously pro-
could contribute without functioning in the cessed (episodic and semantic memory); (b)
damaged area(s) (Catani et al., 2012). This view working memory is dissociated from long-term
was insufficient to understand complex cogni- memory because H. M. was able to retain in-
tive functions in the second half of the 20th formation to a considerable degree for a period
century. There was difficulty in obtaining per- of time; (c) the medial temporal lobe is not the
mission to perform post mortem studies and last place long-term memory is stored, because
anatomical analyses were thereby delayed. Ad- H. M. was able to recall facts and events prior to
ditionally, the increased use of standardized the surgery, suggesting remote memory must be
tests and group statistics (Catani & ffytche, stored somewhere else, possibly in the neocor-
2010) and the development of neuropsycholog- tex; and (d) memory is not a unitary system
ical models of cognitive functions (Mettler, because H. M. was capable of learning motor
1949; Sperry, 1974) indicated that the anatom- skills (procedural memory). Afterward, it was
ical understanding acquired up to that time was observed that amnesic individuals not only pre-
limited in its ability to capture the complexity of served motor skills, but priming was also pre-
cognitive functions (Catani & ffytche, 2010). served; both are types of learning take place in
In the 1960s, limited anatomical knowledge implicit memory. These conclusions were the
became less important given the emergence of starting point for the study of memory in sub-
neuropsychological models of function and dys- sequent decades (Corkin, 2002; Squire &
function, which were made possible by dissoci- Wixted, 2011).
ation studies based on the anatomo-clinical Dissociations studied with the anatomo-
method. Dissociation between neuropsycholog- clinical method were essential for the develop-
ical functions occurs when two seemingly re- ment of information-processing models, which
lated functions can be functionally and structur- resulted in the integration of neuropsychology
ally dissociated. For instance, a patient can and cognitive psychology, leading to the emer-
perform Task A well but performs Task B gence of cognitive neuropsychology. Wernicke
poorly, while it is possible to hypothesize that and his disciple Lichtheim (1885) had already
there is dissociation between both tasks, which reached some conclusions regarding the cere-
ANATOMO-CLINICAL METHOD IN NEUROPSYCHOLOGY 203

bral architecture of the intact language process-


ing system, based on compromised oral and
written language patterns of injured brains (in-
cluding diagrams with boxes and arrows). It
was only with the “cognitive revolution” (a
scientific movement initiated in the 1950s),
however, that neuropsychologists became
aware of the validity of Wernicke’s language
(Marshall & Newcombe, 1966) and memory
models (Shallice & Warrington, 1970).
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Dissociations of performances on neuropsy-


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chological tests became the basis for inferences


on how different components of the human in-
Figure 2. Three axes system for the topographic diagnosis
formation processing system are organized in neuropsychology. The vertical axis differentiates: cortical
(Shallice, 1988). Hence, it was possible to es- injuries, manifested through classical neuropsychological
tablish the existence of distinct processing lev- syndromes such as aphasia, apraxia, agnosia, amnesia, and
els implicated in abilities such as reading, writ- so forth; subcortical, characterized by psychomotor slow-
ness, deficit in executive functioning and more difficulties
ing, and recognition of objects (McCarthy & with anterior impairments associated with deficits in self-
Warrington, 1990). regulation and motility; and posterior impairments of per-
The works of Luria (1981) exerted great in- ceptual and representational nature. Finally, in the latero-
fluence on the functional interpretation of the lateral axis, dysfunctions in the left hemisphere are
associated with phonological and syntactic deficits, while
structure–function relationship. Luria (1992) re- deficits in the right hemisphere cause emotional deregula-
jected both localizationism and globalism, de- tion, aprosodia, and difficulties with discursive processing.
fending a system of functions interconnected
with cerebral structures working together and
serving as a substrate for complex cognitive
2008) and discursive processing (Joanette et al.,
abilities. Luria developed his approach based on
2008).
the works of Vygotsky (1965) and Jackson
The anterior pole of the anteroposterior axis
(1881, 1894) and proposed that human mental implements motor and regulation functions and
processes are complex function systems that its neuropsychological impairment is illustrated
cannot be localized in specific areas of the by changes in personality and cognition accru-
brain, suggesting a focus on the dynamic local- ing from prefrontal injuries (Macmillan, 2000),
ization of cognitive functions. as well as psychiatric disorders in general (Gi-
Luria (1966) postulated the existence of three accio, 2006). The posterior pole of brain hemi-
large functional blocks in the brain, which en- spheres implements perceptual and representa-
abled the diagnosis of localization in neuropsy- tional functions so that visual agnosia (Farah,
chology with a three-axis Cartesian coordinate 2004) and semantic memory disorders
system (Haase et al., 2008, see Figure 2). Even (Gainotti, 2006) illustrate deficits caused by
though these three axes constitute idealizations, damage in this region. Finally, the vertical axis
clinical practice shows that the system is ex- has traditionally been used to differentiate be-
tremely useful in guiding topographic diagno- tween cortical and subcortical dementias
ses. According to the three-dimension system, (Neary, 1999; Salmon & Filoteo, 2007), as well
impairment in the left hemisphere is differenti- as pathologies in the ascendant projection sys-
ated in the lateral axis, subserving an analytical tems, such as are observed in Parkinson’s dis-
style of language processing related to phonol- ease (Halliday, Leverenz, Schneider, & Adler,
ogy and syntax (Goldberg & Costa, 1981), caus- 2014) and the impairment of the subcortical
ing aphasias (Chilosi et al., 2008) and alexias white matter, as observed in multiple sclerosis
(Daigneault & Baun, 2002). The right hemi- (Calabrese, 2003) and after closed head injuries
sphere, in turn, processes information holisti- (Felmingham, Baguley, & Green, 2004).
cally (Goldberg & Costa, 1981) and impairment Developments in recent decades, especially
is associated with deficits in emotionality with the introduction of functional neuroimag-
(Cummings, 1997), prosody (Ross & Monnot, ing methods, clearly lead to the three-axis
204 SBICIGO ET AL.

method being insufficient. The model needs to The 50 topographic dimensions relevant for
be complemented by two additional dimensions neuropsychological diagnosis emerged from
(see Figure 3). A fourth dimension to be added neurological-functional studies showing a dis-
to the coordinated system consists of differen- tinction between the functions of medial and
tiation between ventral and dorsal coordinates. lateral hemispheric surfaces (Lieberman, 2007).
In the posterior pole, damage in the dorsal areas Impairment in the lateral surface is illustrated
is associated with deficits in the spatial alloca- by hemispatial neglect (Ferro et al., 1984; Val-
tion of attention and visual motor control, such lar, 2007) and Bálint’s syndrome (Gillen & Dut-
as what is observed in hemispatial neglect ton, 2003). Dysfunctions of the medial default
(Ferro, Martins, & Távora, 1984; Vallar, 2007) mode network, in turn, are exemplified by alex-
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and in Bálint’s syndrome (Gillen & Dutton, ithymia symptoms and the theory of mind def-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

2003). Posterior ventral damage causes alexia icits (Lane, Weihs, Herring, Hishaw, & Smith,
(Daigneault & Braun, 2002; Henderson, 2010) 2015).
and agnosia (Farah, 2004; Lê et al., 2002). While Luria studied the functions of several
The dichotomy between ventral and dorsal brain areas, Roger Sperry (Sperry, 1951, 1974)
areas is also relevant for the anterior poles of the investigated patients who had the corpus callo-
brain hemispheres. Anterior ventral impairment sum removed. He demonstrated important con-
is associated with classical changes in person- sequences for each hemisphere after separation:
ality, such as impulsiveness and lack of inhibi- The left hemisphere seemed to have verbal,
tion, observed in Phineas Gage and other pa- rational and analytical characteristics, while the
tients (Bechara et al., 1998; Macmillan, 2000). right hemisphere showed space and emotional
Dorsolateral prefrontal damage, in turn, is pre- contributions. The work that reported the func-
dominantly characterized by deficits in working tional specificity of neural centers earned him
memory and general intelligence (Bechara et the Nobel Prize in 1981 and consolidated the
al., 1998; Jung & Haier, 2007). role of neuropsychology in the behavioral sci-
ences (Holtz, 2011).
Despite the importance of concepts and the-
ories based on the anatomo-clinical method,
conclusions arising from this method are cur-
rently limited to explaining a series of impaired
neuropsychological functioning patterns. Brain
damage is seldom located in specific cortical
areas, thus undermining any satisfactory expla-
nation of the relationship between brain and
cognition (Mograbi et al., 2013). There may
exist fibers linking one region to another, con-
necting cerebral lobes and anterior to posterior
functions. Hence, connections from Region A
may support the continued metabolic function
of Region B, but Region A may not be involved
in certain processes performed by Region B.
Figure 3. Five-dimension system for topographic diagno- Also, damage to the brain deprives other intact
sis in neuropsychology. The traditional localization diagno- regions of normal afferent inputs, possibly caus-
sis comprises three axes: vertical, anterior-posterior, and ing dysfunction in a remote area because of
latero-lateral (see Figure 2). Two dimensions are added: a its strong connection with the other area
ventral-dorsal and a medial-lateral. Dorsal impairments are
characterized by deficits in the behavior’s spatial-temporal
(D’Esposito, 2010).
reference and by disconnected cognitive process dysfunc- Another aspect that limits conclusions de-
tions, such as working memory and general intelligence. rived from the anatomo-clinical method is neu-
Deficits accruing from ventral injuries compromise recog- ronal plasticity, that is, the fact that the brain
nition of identifying stimuli and emotional valuation and reorganizes its cells after an injury (D’Esposito,
self-regulation. Lateral surface dysfunctions of the brain
hemispheres affect engagement of attention in the outward 2010). The recovery of cognitive functions de-
world, while medial dysfunctions compromise personal and pends both on neural plasticity, which is the
social cognition. brain’s ability to recover a function through
ANATOMO-CLINICAL METHOD IN NEUROPSYCHOLOGY 205

neural proliferation, migration and synaptic in- ist school (Catani et al., 2012), which postulated
teractions, and functional plasticity, which re- that cognitive functions emerge from a flow of
fers to the level of function recovery made information through large-scale networks that
possible through changed behavioral strategies connect distant cortical regions instead of re-
(McCoy, Gelder, Vanhorn, & Dean, 1997). sulting from activity in isolated cortical areas
Factors involved in brain plasticity include (Mesulam, 2000). In other words, the brain is
site of injury, extension and severity of neuro- considered to consist of parallel-distributed net-
psychological impairment, age when damage works instead of epicenters. Sensory and motor
was caused, duration of injury, and environ- functions are located in specific spots (Hatso-
mental and psychosocial conditions (Haase & poulos, 2010; Plow, Haas, Zhang, Loftus, &
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

Lacerda, 2004). Cases in which damage was Smith, 2000), but superior cognitive functions
This document is copyrighted by the American Psychological Association or one of its allied publishers.

inflicted on the same site but individuals present are distributed in larger networks. A cortical
differences in age, educational level, and other injury may cause functional loss in the damaged
sociodemographic conditions, may show differ- area and partial dysfunction in other intercon-
ent performances on neuropsychological tests nected regions (Catani et al., 2012).
because of the way the brain is organized during Hence, cognitive deficits are not only related
development (Parente, Carthery-Goulart, Zim- to the local effects of the affected regions but
mermann, & Fonseca, 2012). Therefore, once also to dysfunctions in anatomically intact re-
the brain is able to reorganize and compensate gions that are connected to damaged areas (Dor-
for deficient neuropsychological functions, any icchi, Thiebaut de Schotten, Tomaiuolo, & Bar-
inference regarding brain regions being associ- tolomeo, 2008; Mesulam, 2005). Large-scale
ated with certain cognitive functions is limited networks are dedicated to specific functions
because other parts of the brain may also be such as language, face and object recognition,
involved. executive functions, spatial attention, emotion
and memory (Mesulam, 2000). Damage in con-
The Anatomo-Clinical Method in nections leads to an inability to transfer infor-
Current Neuropsychology mation from one node to another, which is what
happens in classical disconnection syndromes,
Shallice and Cooper (2011) present a very such as conduction aphasia. In the last 10 years
balanced discussion regarding the status of these predictions have been supported by mod-
structure–function correlation models in current ern imaging techniques such as magnetic reso-
neuropsychology. They argue that without lo- nance tractography (Catani & fytche, 2005; Ca-
calizationism there is no neuropsychology, let tani et al., 2012).
alone functional neuroimaging. Unlike simplis- Evidence regarding the distinct localization
tic designs of functional centers criticized by of an activity’s spatial-temporal configuration
Freud (1891), the current conception of local- comes from neuroimaging studies, which ana-
ization is more distributed (Mesulam, 1998). lyze at-rest intercorrelation patterns between
Moreover, if localizationism were not impor- different brain areas (He et al., 2009). He et al.
tant, it would make no sense to conduct studies (2009) report evidence through studies verify-
on brain imaging. These studies contribute to ing correlation of at-rest cerebral activity in five
differentiating distinct patterns of cerebral acti- modules or networks, the correspondence of
vation, each associated with a different cogni- which with the classical findings of neuropsy-
tive process. These current conceptions are rem- chology is remarkable (Catani et al., 2012,
iniscent of postulates from Luria (1966) on 2013).
functional systems. Luria held that each process Tractography is a method of diagnosis by
would be implemented by a set of neurons be- MRI that enables the exploration of the brain’s
longing to different functional blocks. The same white matter. The fiber dissection technique was
groups of neurons can associate with each other used by renowned anatomists of the 17th cen-
in varied ways in different spatial-temporal ac- tury to demonstrate the tracts and fascicles of
tivation configurations, but these configurations the brain’s white matter (Türe, Yasargil, Fried-
are distinct to each cognitive process. man, & Al-Mefty, 2000). Layers of brain white
Connectionist networks have their founda- matter are dissected to show, step-by-step, the
tions in Norman Geschwind’s neo-association- parenchyma’s internal anatomical organization.
206 SBICIGO ET AL.

The complexity of brain preparation and fiber muscle response in the contralateral member.
dissection caused this method to be neglected When TMS is applied in other regions of the
for decades. With the contemporary and unprec- cerebral cortex, results depend on the function
edented ability to visualize bundles of brain of the chosen area. Hence, cognitive and emo-
white matter in vivo using MRI technology, tional effects can be observed (Fregni & Pas-
ancient anatomical foundations obtained with cual-Leone, 2001).
the classic fiber dissection technique paradoxi- TMS effects may transitorily interrupt or ease
cally become even more current and relevant the functioning of a neuronal network, depend-
(Dini et al., 2009). ing on the pattern of neuronal connections
Catani et al. (2012) detailed an atlas of the among the various cerebral areas that one in-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

human brain based on the tractography method tends to stimulate (Pascual-Leone, Bartres-Faz,
This document is copyrighted by the American Psychological Association or one of its allied publishers.

(http://www.natbrainlab.com). The atlas helps, & Keenan, 1999). Repetitive transcranial mag-
in both research and clinical practice, to identify netic stimulation (rTMS) has been tested as an
positions of white matter tracts in computed alternative treatment for many disabilities, in-
tomography and for MRIs in patients with ex- cluding chronic pain (Boyer et al., 2014; Kni-
tensive pathologies such as stroke, head trauma, jnik et al., 2016; Lee, Kim, Chun, & Kim, 2012)
multiple sclerosis, tumors, vascular malforma- and psychiatric disorders, as depression (Ber-
tions, and infectious diseases. man et al., 2000; García-Toro et al., 2001; Han-
While functional neuroimaging and tractog- sen et al., 2004), showing mostly small effects
raphy have been important in the context of size (Basil, Mahmud, Mathews, Rodriguez, &
discovering structure–function correlations, Adetunji, 2005; Berlim, Van den Eynde, & Jeff
transcranial magnetic stimulation (TMS)—a Daskalakis, 2013). The duration of its effects is
noninvasive, painless technique capable of variable, depending on the quantity of sections,
stimulating the brain— has been essential to the regions stimulated, the experimental condi-
verifying the functional integrity of crucial ar- tions, task, stimulation parameters, and charac-
eas for a given task (Haase, 2014). Alterna- teristics of the subjects (Young, Camprodon,
tively, it has been used to investigate mecha- Hauser, PascualLeone, & Saxe, 2010) and the
nisms of synaptic plasticity in the cerebral benefits of the treatment may vary from patient
cortex (Edwards, Talelli, & Rothwell, 2008). As to patient. There is evidence suggesting that
it is easy to apply in research and presents low patients who are less treatment-resistant re-
risk to human beings, it has been used to map spond better to rTMS than those who are highly
and study both normal and pathological human treatment-resistant (Abraham et al., 2007).
cortex (Fregni & Pascual-Leone, 2001). Despite However, particular variables that may impact
its low spatial resolution, the technique has the response to rTMS are still largely unknown.
advantage of high temporal resolution (Con- Presently, researchers are conducting clinical
forto, Marie, Cohen, & Scaff, 2003). Neverthe- studies to evaluate who will benefit most from
less, the variability in its effects between indi- rTMS therapy.
viduals hinders the clinical applicability use of Nonetheless, caution is necessary to interpret
this technique (Edwards et al., 2008). evidence accruing from current techniques.
TMS, introduced in clinical and basic re- With regard to functional neuroimaging, for in-
search by Baker, Jalinous, and Freeston, 1985 stance, one should not readily conclude that
(Hallett, 2000), is based on a variable magnetic distributed activity patterns are evidence of dis-
field. A small coil that receives an extremely tributed cerebral representations (Shallice &
powerful AC is placed on the human skull. The Cooper, 2011). The functional neuroimaging
constant change in the orientation of electrical methods are limited, given their inertia and in-
current inside the coil is able to generate a sufficient temporal resolution, in their ability to
magnetic field that crosses through some insu- capture the dynamics of mental processes.
lating material, such as skin and bone, generat- Sahin, Pinker, Cash, Schomer, and Halgren
ing an electrical current inside the skull, where (2009) recorded intracranial electrophysiology
it can be focused on and restricted to small areas directly on Broca’s area, while nonanesthetized
depending on the coil’s geometry and form patients performed lexical processing tasks. The
(Hallett, 2000). When this current reaches the authors managed to distinguish a series of com-
motor cortex, for instance, it can produce a ponents in three-phase electrical currents orga-
ANATOMO-CLINICAL METHOD IN NEUROPSYCHOLOGY 207

nized in a sequence of semantic, morphological- massively larger nonmodular networks (Bulli-


syntactic and phonological activations. The naria & Chater, 1995). Consequently, double
time frames involved are in the order of hun- dissociation effects cannot be expected after
dreds of milliseconds, thus, much lower than the injuries to a system that is as complex as the
temporal resolution of several seconds that still human brain if it is not modularly and hierar-
characterizes the magnetic resonance technol- chically organized (Haase, 2014).
ogy currently available. Therefore, it is possible Advancements brought by imaging tech-
that distributed activity patterns observed in niques have promoted the idea of dynamic and
neuroimaging studies do not reflect only the distributed localization in cognitive neuropsy-
activity distributed nature, but also artifacts of chology and in cognitive neuroscience (Catani
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

distinct strategies used by the participants, of a et al., 2012; Haase, 2014). The importance of
This document is copyrighted by the American Psychological Association or one of its allied publishers.

deficient ability to compare between tasks, characterizing premorbid functioning in neuro-


and/or technological limitations (Shallice & psychological assessments including, for in-
Cooper, 2011). stance, level of education, reading and writing
Additionally, it is worth noting that interpre- habits, the presence of a psychiatric diagnosis,
tations arising from functional MRIs (fMRIs) and consumption of psychoactive substances,
are based on “reverse inference,” a hypothesis among others, have been increasingly empha-
regarding the presence of mental processes sized. Together, these factors are considered
based on cerebral activation patterns (Poldrack, “sources of variation” in terms of neuropsycho-
2007). The limitation of this type of inference is logical performance in a group of patients with
that the fMRI is based on a correlational meth- the same underlying pathology (Lambon Ralph,
od; that is, it cannot infer whether the activated Patterson, & Plaut, 2011). For instance, it is
regions are “necessary” or “sufficient” for en- known that there is considerable variability in
gaging in mental processes of interest. For in- the degree of cognitive damage in patients with
stance, the hippocampus is activated during epilepsy in the left temporal lobe, which is
classical conditioning (Knight, Knight, Mitch- explained by differences of age at the time of
ell, & Zepp, 2004), while an injury in the hip- onset, the severity, frequency and type of sei-
pocampus does not harm this process (Gabrieli, zures, surgery status (nonsurgery, pre- or post-
Fleischman, Keane, Reminger, & Morrell, surgery), in addition to the effects of different
1995). The activation patterns distributed in fM- types of medication (Leritz, Grande, & Bauer,
RIs indicate the cerebral areas potentially in- 2006). All these sources of variation hinder the
volved in a task but cannot identify crucial areas application of the anatomo-clinical method
for a given cognitive performance (Price, 2000). strictly based on the localization theory.
Hence, this technique can be more useful in the Sometimes researchers argue, based on evi-
context of discovery, that is, in identifying po- dence regarding the presence of a considerable
tential structure–function correlations (Haase, degree of neural plasticity and functional recov-
2014). ery during typical development and brain inju-
Localizationism is presently under challenge ries, that the assumptions of subtractivity and
based on simulation studies with connectionist transparency of neuropsychology do not hold
neural networks. Many of these studies show it (Thomas & Karmiloff-Smith, 2002). According
is possible to obtain double dissociation in ho- to the subtractivity assumption, the effects ob-
mogeneous networks without significant ana- served after a brain injury correspond to the
tomical differentiation (Kello, 2003). These re- typical behavior subtracted from functions per-
sults raise doubts regarding the traditional formed by the damaged region (Shallice & Coo-
interpretation in neuropsychology of functional per, 2011). That is, there cannot be a high level
double dissociations among patients with evi- of reformulation of the cognitive system struc-
dence of a brain-mind modular organization. ture, behavioral or neural plasticity for the neu-
This issue was specifically analyzed in a study ropsychological inferences to be valid. On the
conducted by Bullinaria and Chater (1995). other hand, the transparency assumption means
Double dissociations in networks not modularly that even with a certain degree of system refor-
structured occur only when the system consists mulation, which functions as noise, it is not
of a small number of units. Mass effects after sufficient to invalidate neuropsychological in-
injuries of increasing magnitude predominate in ferences (Caramazza, 1984).
208 SBICIGO ET AL.

The effects of neural plasticity have been Therefore, the anatomo-clinical method has
used to invalidate the use of the neuropsycho- been considered together with different meth-
logical method as a source of inferences for the odologies and information (convergence of
architecture of the cognitive system, especially methods). The creation and use of imaging tech-
in a developing brain (Thomas & Karmiloff- nologies can generate perceptions and lead to
Smith, 2002). This critique can be argued with new questions regarding well-known clinical
the fact that there are well-documented cases problems that, in turn, enable the emergence of
describing various classical neuropsychological new paradigms.
syndromes acquired in early childhood. The ex-
istence of these cases suggests that, in fact,
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