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The International Journal of Nautical Archaeology (2017) 46.2: 330–345


doi: 10.1111/1095-9270.12240

Using Sector-Scan Sonar for the Survey and Management of


Submerged Archaeological Sites
Jon C. Henderson
Underwater Archaeology Research Centre, Department of Archaeology, University of Nottingham, Nottingham, NG7,
2RD, United Kingdom

Brian Abbott
Nautilus Marine Group International, 9785 Coleman Road, Haslett, MI, 48840–9327, USA

This article reports the results of using a sector-scan sonar to record diverse submerged archaeological sites in shallow and deep
water. The Kongsberg MS1000 sector-scan sonar was developed for commercial applications, typically underwater inspections
of bridges, dams, ports and harbours. The ability of the device to rapidly generate high-quality, geometrically accurate scans of
submerged features, coupled with its ease of use and deployment make it a potentially important, yet largely overlooked, tool
for survey and management of underwater archaeological sites. As one of several technologies available, the paper examines its
advantages and limitations, and considers, through case studies, under which conditions it is most effectively deployed.
© 2017 The Authors

Key words: sector-scan sonar, underwater heritage, archaeological survey.

A
ny strategy involving the protection of areas of seabed (Green, 2004: 74–84; Ballard, 2007;
underwater cultural heritage involves Bowens, 2009: 103–111; Plets et al., 2011). Depending
quantifying, recording and, ideally, monitoring on their design, these devices emit low (LF) or high
the submerged resource. The ability to carry out frequency (HF)—and in some models, both LF and HF
easily repeatable and accurate surveys of submerged simultaneously—sound waves into the water column
archaeological sites quickly and cost effectively remains that reflect from different surfaces, and their echoed
a fundamental challenge for the world heritage sector. returns generate a data set enabling the mapping of
At present, sites are usually identified and located features on the seabed. Specifications and models of
using side-scan sonar. This approach often lacks the side-scan and multi-beam vary but all must either
resolution needed to assess levels of site preservation. be towed from, or mounted to, a vessel. To produce
If a more detailed description and plan of a site are interpretable data the survey vessel must be in constant
needed, it is common practice to carry out multi-beam motion through the water, which can lead to distortions
surveys and/or deploy divers to record and photograph and geometric inaccuracies in the resulting imagery;
the site by hand, but such approaches can be expensive the need to move the vessel also makes it difficult to
and time consuming. Collaborative work over the past use side-scan and multi-beam in confined areas or in
seven years between the Underwater Archaeology shallow water of less than 3–4m depth or close to shore.
Research Centre (University of Nottingham, UK) Sector-scan sonar operates in much the same way
and Nautilus Marine Group International (Michigan, as side-scan and multi-beam systems; by sending high-
USA) has focused on assessing the utility of using frequency sound energy into the water column. In
sector-scan sonar as an economical, fast and easy contrast, it operates from a stationary position on the
to deploy tool to accurately locate, interrogate and seabed, which serves to enhance the accuracy of the
produce geometric plans of submerged archaeological acoustic data recovered within scans (Fig. 1). The device
sites. is well suited to the archaeological objective of mapping
Side-scan sonar has been commercially available smaller areas and features in detail from fixed positions.
since the early 1970s. Since the development of high- Sector-scan sonars generally have scanning ranges of
frequency systems (500kHzࣙ) in the mid 1980s, they 5–100m and perform full 360° continuous scans,
have become firmly established tools used by maritime creating highly detailed circular sonar images of the
archaeologists to locate submerged sites and map area around the unit’s location. Sector-scan sonar has

© 2017 The Authors. International Journal of Nautical Archaeology © 2017 The Nautical Archaeology Society.
Published by John Wiley & Sons Ltd. 9600 Garsington Road, Oxford OX4 2DQ, UK and 350 Main Street, Malden, MA 02148, USA.
J. HENDERSON & B. ABBOTT: SECTOR-SCAN SONAR FOR UNDERWATER SURVEY AND MANAGEMENT

Figure 1. a) The Kongsberg MS 1000 sector scanner as it is deployed underwater. The device is secured within a protective
tripod, which is lowered on to the seabed. Note the large circular pads on the legs of the tripod to ensure the seabed is not
penetrated or damaged during deployment (Photo: Andy Torbet); b) The sector scanner being deployed from a small boat over
the submerged Bronze Age town at Pavlopetri, Laconia, Greece (Photo: Jon Henderson).

been deployed to full ocean depth (10,800m) but, beam transducer’ with narrow horizontal and wide
significantly for archaeological work, this system can vertical coverage is employed. The beam angles of
also be used in extremely shallow water. the transducer are determined by the height, width,
Sector-scanning sonar first appeared in 1983, but length, and frequency of the transducer. Typical beam
although high-frequency models have been available angles are 0.7˚–3.0˚ in the horizontal plane and
since 1999, it has not been widely used in underwater 25˚–40˚ in the vertical. The wider the horizontal beam
archaeology. This article presents the results of work angle, the quicker a 360o scan can be completed, but
on a range of underwater archaeological sites to there is a resulting trade-off in resolution. Generally,
clarify the conditions and requirements under which using narrower horizontal beam angles, although
the deployment of sector-scan sonar is useful to the it takes longer to complete a full circular sweep,
archaeologist. It is the intention of the authors to set produces more geometrically reliable images. As the
out not only the advantages of sector scan but also sonar scans in a circle, or any portion of a circle,
its limitations. No one survey system offers a complete targets in the sonars ‘field of view’ are displayed
solution—each has their strengths and weaknesses. in real time on a computer display, making it a
Equally, as archaeologists are well aware, every site and useful prospection and identification tool during seabed
project is unique; the survey approach depends on the surveys. Originally designed as forward-looking sonars
aims of the work and limiting physical factors such as for obstacle avoidance on ROVs, the resolution of
visibility and depth, as well as practical considerations current sector-scan models (675kHz and higher) make
such as time and money. them ideal for conducting measured geometric surveys
of submerged features.
A range of models of sector-scanning systems are
Sector-scan sonar manufactured by sonar companies including Tritech,
Sector-scan sonars, also referred to as radial or Furuno, Sonavision, JW Fishers, and Kongsberg
mechanically scanning sonars, or scanning sonar, Maritime. The work reported in this article was
are capable of full and continuous 360° coverage. conducted using the Kongsberg Mesotech MS1000
Instead of using a vessel to move the sonar, a High-Resolution Sector-scanning Sonar. This system
built-in motor turns the transducer. The angular consists of a Kongsberg Mesotech high-resolution
rotational change between two successive ‘pings’ is sonar head connected to a power supply/telemetry
determined by the gearing of the motor used to turn converter via a Kevlar R
strengthened electrical
the transducer and its gear ratio—called ‘step size’— umbilical (Fig. 1). A standard USB cable connects the
selected by the sonar operator. Different models offer converter to the computer running MS1000 software.
transducers with varying beam angles and frequencies. For archaeological mapping applications, the sonar
For imaging applications as herein described, a ‘fan- head is most often tripod-deployed, typically from

© 2017 The Authors. International Journal of Nautical Archaeology © 2017 The Nautical Archaeology Society. 331
NAUTICAL ARCHAEOLOGY, 46.2

a small boat, ship, platform, or directly from the 30 seconds and two minutes to complete an individual
shore if the site to be surveyed is close enough and scan, depending on range, once the head is deployed on
there is enough umbilical reach. Operational depth is the seabed. As is common with sonar imaging, when
a function of each system’s design—the Kongsberg range increases the resolution of the image decreases in
Mesotech high-resolution head has a depth rating of both the range and transverse dimensions.
3000m—and the umbilical length used, with 75–100m When using a tripod-deployed sonar head, the
as standard. Umbilicals measuring 200–250m are position is fixed. Scans collected have increased relative
regularly used by commercial survey companies in target positional accuracy with each scan. Another
the Gulf of Mexico, however. The only additional advantage of sonar scanning is that different ranges
requirement is to power the sonar and the laptop that may be generated from a single position. Since the
it connects to, which can be easily done from a vessel’s location is the same, scans of a variety of ranges can be
AC voltage supply, from a battery-powered sine wave directly overlaid, without having to adjust for positional
inverter, or small portable generator, as 1000-watt changes, as is the case with side-scan sonar.
capacity is more than ample.
The method of deployment is simple and does not
usually require divers in the water; the tripod is simply
lowered via the umbilical to the bottom by hand, and Case studies
recovered the same way. On larger projects operating Since 2009, the authors have deployed the MS 1000
at greater depths, a deck winch or crane can be used. scanning sonar at numerous archaeological sites in
Once the tripod is positioned on the seabed, scanning a wide variety of water conditions and depths. This
proceeds, and the sonar image is viewed in real time on evaluation work has included the full range of sites
the surface as data is collected. an underwater archaeologist may reasonably expect to
The MS1000 fan-beam imaging sonar head transmits encounter from shipwrecks and sunken settlements to
a very narrow horizontal acoustic beam that is swept harbours and drowned archaeological landscapes in
radially, so the returning echoes indicate the distance both freshwater and marine environments.
and angle to the many target reflectors. The sonar It is possible to obtain measurable, geometrically
head used for the case studies below has a 675kHz accurate images of archaeological features in a matter
transducer with 0.9o horizontal and 30o vertical beam of minutes from a single drop. Though, of course, the
angles. With each 675kHz ‘ping’, sound energy is number of scans needed depends on the size of the
transmitted via the transducer into the water column. feature being imaged and the level of detail required.
This energy travels away from the sonar head until it For example, the Tramp shipwreck, a tug built in
encounters discontinuity in the propagation medium— 1926 that sank in 14m in Grand Traverse Bay, Lake
an acoustically reflective surface—such as the seabed, Michigan, USA in the 1970s, was imaged from one
fish, man-made targets, and so on. Depending on the drop in just less than ten minutes, accounting for two
target surface’s shape, size, and reflective properties, the minutes scanning time and eight minutes to deploy and
echoed signal returned to the transducer is typically recover the unit (Fig. 2). The resulting 30m radius scan
a miniscule percentage of the originally transmitted reveals a full plan view of the semi-intact 16.7m tug
pulse. The acoustic energy, which is actually a pressure with some wreckage just to the south. Significantly, to
wave, is converted by the transducer into voltage, the east of the vessel, which sits in 14m of water, a
with the voltage level being indicative of the pressure clear anchor drag mark can be seen in the lakebed.
intensity of the echo from its respective target. The This drag line (less than 0.10m in depth) is barely
voltage is sampled in the time domain, processed, visible to divers or an ROV camera and reveals the
and matched to a corresponding pixel within the level of detail that can be obtained using the sector
sonar’s computer display. The sonar’s selected range scanner. Such detailed information on the surrounding
and number of pixels assigned to plotting each ‘ping’ environment of shipwrecks is vital in determining levels
on the sonar display determines the spatial size of each of preservation and identifying possible threats.
pixel. For example: with the MS1000 software, there are As can be seen from the Tramp image, in much
typically 476 pixels assigned to each ping. At a 10m the same way as a terrestrial laser-scanner cannot
range each pixel represents a theoretical distance of see through solid objects, the sector scan produces
0.021m (10m/476 samples) within the sonar’s display. an acoustic ‘shadow’ behind upstanding features. To
After each ping, the system resets, and the MS1000 overcome the problems of acoustic ‘shadow’, the sonar
program sends a command to the sonar head and head can be redeployed at additional locations around
the motor steps the transducer in parts of a degree structures to map the areas in ‘shadow’. A mosaic can
to a new azimuth angle and the process is repeated. then be created of all the scans taken of a given area to
This is done until the arc of selected coverage or a eliminate shadows and produce a highly detailed and
full 360° circular sweep is completed and then the accurately scaled composite master image.
process begins again. The scan radius is selected by the With shipwrecks, this normally consists of at least
operator and may range in distance from 5–100m for four separate scan locations around the wreck to
the 675kHz frequency head. It normally takes between eliminate areas of acoustic ‘shadow’. For example, a

332 © 2017 The Authors. International Journal of Nautical Archaeology © 2017 The Nautical Archaeology Society.
J. HENDERSON & B. ABBOTT: SECTOR-SCAN SONAR FOR UNDERWATER SURVEY AND MANAGEMENT

Figure 2. 30m-radius scan of the Tramp shipwreck, Grand Traverse Bay, Lake Michigan, USA.

mosaic image of SS Milwaukee, a railroad car ferry that As with the vast majority of sector-scan operations,
sank in Lake Michigan, 22 October 1929, was created the Tramp and SS Milwaukee surveys did not require
from seven 40m-radius scans (Fig. 3). The vessel lies in divers in the water to position the unit on the lakebed.
27–37m of water and has a length of 103m and beam of Divers are generally not used to deploy and position the
17m. The scanning sonar was hand-deployed from the tripod, unless there is a particular advantage in having
support boat in a gimbaled tripod and positioned on the them do so, such as orienting the sonar head over an
lakebed roughly 5–10m from the wreck. Deployment exact point on the seabed, or placing the unit inside the
depths are marked on the umbilical and within 10m of hull of a vessel to scan its internal features and shape.
the bottom the sonar unit can be turned on to guide the In 2009 and 2010, the sector scanner was deployed at
unit safely to the seabed. When scanning was completed the sunken Bronze Age town of Pavlopetri located off
at a drop location, the tripod was lifted 10–15m above the Pounta shore, opposite the island of Elaphonisos, in
the lakebed and repositioned. A total of seven drops southern Laconia, Greece (Harding et al., 1969). It was
were needed to completely cover the vessel and the used as part of the Pavlopetri Underwater Archaeology
surrounding lakebed. The amount of time to complete Project, which is committed to recording the submerged
the survey was two hours, or approximately 15 minutes remains of the town in as much detail as possible. This
per drop, including scanning and the time needed to site has become a testing ground for new and innovative
move location. scientific approaches to underwater survey. This meant

© 2017 The Authors. International Journal of Nautical Archaeology © 2017 The Nautical Archaeology Society. 333
NAUTICAL ARCHAEOLOGY, 46.2

Figure 3. Seven 40m-radius scans of the SS Milwaukee, Lake Michigan, USA (Authors)

that the performance of the sector-scan sonar could individual features to be recognized, by moving the
be tested against the various other techniques used sonar head closer to the feature being imaged. In terms
including high-resolution swath bathymetry, side-scan of recording individual buildings, scan radii between 15
sonar, sub-bottom profiling, optical robotic techniques and 30m were found to be most effective, producing
and shore-based total station survey (Henderson et al., measured scans in which the individual stones used in
2011; 2013). the construction of the walls were visible (Fig. 6). In
The town appears as a series of large spreads of order to fully image individual buildings at Pavlopetri,
stones among which a network of stone walls can be at least one scan from within each was needed, backed
traced (Fig. 4). The main upstanding remains cover up by at least four separate scan locations around its
an area of approximately four hectares of seabed, perimeter of the walls to eliminate areas of acoustic
beginning almost immediately from the shore and ‘shadow’.
extending to a depth of 3.5m. The walls themselves Compared to the other sonar techniques used on
are made of uncut aeolianite, sandstone, and limestone the site, the sector scanner was able to achieve the
blocks and were built without mortar. They can survive most coverage and the best geometric resolution due
up to three stones in height, but the vast majority to its ability to operate in shallow water. It functioned
survive only one course high or embedded into and best as a rapid-prospection tool to locate and record
flush with the seabed. new features and sections of the site. In addition to
Over the space of just ten days the whole site recording the 30,000 square metres of buildings first
was mapped using the sector scanner. Given the identified in 1968, more than 9000 square metres of new
shallow nature of the site, the position of the sector structures, buildings, and cist graves were discovered
scanner was surveyed using a shore-based total station. using the sector scanner. One of the most important
All of the upstanding structural elements of the discoveries was the identification and recording of a
site—buildings, streets, courtyards, walls, and graves— large trapezoidal structure, measuring c.34m in length
were recorded alongside details of the topography of and 12–17m in width (Fig. 7). On the seabed, viewed
the seabed. Typical scan radii used for the submerged by a diver, it was difficult to visualize how the walls of
structures at Pavlopetri ranged from 100m scans of this structure related to each other due the large area
building complexes, covering a total sea-floor area covered by the building. Scans revealed the structure
of 31,000m2 , down to high-resolution 5m scans of contained at least three separate rooms and was either
areas of importance such as cist graves (Figs 4 and a fully roofed building or an open-walled courtyard
5). Image resolution was generally improved, enabling with buildings situated within. The scanner was also

334 © 2017 The Authors. International Journal of Nautical Archaeology © 2017 The Nautical Archaeology Society.
J. HENDERSON & B. ABBOTT: SECTOR-SCAN SONAR FOR UNDERWATER SURVEY AND MANAGEMENT

Figure 4. a) 100m-radius sector scan of Pavlopetri. Scanner is located 10m to the south of Building IX in Area C; b) view of
a room in Building II at Pavlopetri. The diver is positioned over the entrance threshold stone to the room (Photo: Chris Doyal);
c) plan showing area covered in the scan (Authors).

effective in scanning the remains of rock-cut tombs clearly demonstrates that as long as the sonar head
on a bedrock ridge in shallow water of less than is submerged, scanning can generate highly detailed
1m where multi-beam and side-scan was impossible imagery.
(Fig. 8). Covering the extents of the site with the sector To contrast the shallow conditions encountered in
scanner allowed total station survey and more detailed Skye, the sector scanner was used in 80–100m of water
stereo-vision photogrammetric missions to be identified off the coast of western Sicily, Italy, as part of the
and planned. 2013 season of the Battle of the Egadi Islands Project.
In 2012, scanning sonar was deployed in Loch na The battle site of the Egadi Islands, a decisive naval
h-Àirde on the Rubh’ anDùnain peninsula of Skye, encounter between the Carthaginians and Romans that
Scotland, to record the submerged remains of suspected effectively ended the First Punic War in 241 BC, is
Viking harbour works (Martin, 2009; Martin and the first ancient naval battle site to have been located
Martin, 2017). The site presented a challenge in that on the seabed. The general location of the battle was
it is located in a shallow, silty loch with poor visibility identified in 2004 and since then more than 210km2
ranging from 1m to nil. The resulting sonar map of of the sea-floor has been mapped using multi-beam
the site (Fig. 9), made from a mosaic of three 50m- sonar by a joint team from the Soprintendenza del Mare
radius scans, clearly shows a large stone-built linear della Regione Sicilia and RPM Nautical Foundation
structure, interpreted as a quay, extending some 80m (Royal and Tusa, 2012). As the resolution of the multi-
in a SW/NE direction. The quay structure sits some beam used—a 297–303kHz hull-mounted Kongsberg
0.75m off the silty loch bed and features a gap providing EM3002D—was insufficient to identify the remains
access for boats to an artificially cut channel to the of the battle site, a Panther XT SAAB ROV was
south leading to the sea. The work was completed deployed from the research vessel to painstakingly
in just two hours. Acoustic scans were collected at search the seabed. Using this search method, two main
three locations: two in the loch itself at depths of 1.3 concentrations of artefacts across 10km2 have been
and 1.5m and one from the entrance of the artificial identified consisting of bronze warship rams, of which
channel cut into the loch in a water depth of less than 11 have so far been identified, helmets, amphoras,
0.30m. The scanner performed well despite the poor ballast stones, ship fittings, and a possible stone anchor.
visibility and shallow depths. The scan of the channel Finds located by the ROV were given GPS co-ordinates

© 2017 The Authors. International Journal of Nautical Archaeology © 2017 The Nautical Archaeology Society. 335
NAUTICAL ARCHAEOLOGY, 46.2

Figure 5. a) Close-up 10m-radius scan of a cist grave; b) divers recording a cist grave (Photo: Jon Henderson).

using the transponder on the ROV and underwater of identifying targets sitting just 0.10–0.20m proud of
acoustic beacons. the flat sandy seabed at Egadi. The location of a bronze
The sector scanner was used to provide more detail warship ram (Egadi 11) sitting on the seabed is instantly
on the relative position and, crucially, orientation recognizable through the distinctive acoustic shadow it
of artefacts on the seabed—it was not possible to casts (Fig. 10c), while a further scan reveals details of
determine orientation from GPS fixes and the multi- the ram itself with the cowl and shape of the fins clearly
beam was unable to resolve small objects such as visible (Fig. 10d). An advantage of working from a fixed
helmets and amphoras on the seabed (Fig. 10a-b). position is that the scanner can be used to track moving
As the discovery of a submerged ancient sea-battle objects. During the Egadi survey, as well as mapping,
landscape is currently unique, there is an enhanced the sonar was used to direct the ROV to particular
responsibility to map the layout of the remains as artefacts.
accurately as possible. The exact recording of the As awareness of the importance of submerged
positions of artefacts and ship remains on the site is landscapes in examining key questions in human
of paramount importance as only with this contextual development grows, the need for quick and effective
information can we begin to reconstruct how the battle means of imaging the often ephemeral features
was fought and examine how the remains on the of prehistoric submerged remains will increase.
seabed relate to the classical accounts of the battle. Instruments such as scanning sonar will have an
In particular, the position of the bronze warship rams important role in future prospection and recording
and associated material may reveal something about the of submerged landscapes. In 2014 the sector scanner
naval tactics used during the battle. The sector scanner was used to record the remains of a 9000-year-old
was also useful as a prospection tool as it was capable caribou-hunting structure 37m beneath the surface

336 © 2017 The Authors. International Journal of Nautical Archaeology © 2017 The Nautical Archaeology Society.
J. HENDERSON & B. ABBOTT: SECTOR-SCAN SONAR FOR UNDERWATER SURVEY AND MANAGEMENT

Figure 6. Building IX at Pavlopetri: a) 15m-radius scan b) location; c) plan; d) photo (Authors).

of Lake Huron in the North American Great Lakes and mapped. Details of the character of river channels
(O’Shea et al., 2014). The 50m-radius acoustic scan and impact of activities such as dredging are likely
(Fig. 11b) revealed the structure through the non- to be of considerable importance in terms of river
random arrangement of stones on the lake bottom. management and the impact of this on historic sites.
From this scan it was possible to produce a topographic The ease of deployment and speed of the scanner
plan of the cultural features of the hunting trap suggest it could be a valuable tool in tracking historic
(Fig. 11a) revealing the locations of hunting blinds, changes in river channels over time.
cobbled surfaces, and bedrock. The resolution of the
scanner allowed the locations of individual worked
lithics to be recorded, which could later be recovered Discussion
by divers. It is clear, from the examples quoted above, that when
The archaeological survey of rivers has been largely used with a fan-beam imaging sonar head, the MS1000
neglected, although they are likely to be rich in system can capture real-time imagery of submerged
archaeological remains, mainly as a result of the features to the level of detail required for effective
difficulties involved in surveying in shallow water with archaeological work. Being a sonar, image resolution
often poor visibility. In 2015 the sector scanner was is dependent on range—as the distance of an object
tested along parts of the Thames in water depths of from the scanning head increases, the quality of the
1.5m and less. Measured scans of the river channel image decreases because the geometric beam spreads
were easily obtained showing submerged remains and as it travels through the water column. As a result, it
features such as dredging marks, piers and weirs in is important to define the minimum size of objects and
considerable detail (Fig. 12). At this level of resolution, features to be resolved.
unknown submerged structures such as river crossings, The MS 1000 scanning sonar has a three-
bridges, and historic watercraft can be easily identified dimensional beam angle. From the face of the

© 2017 The Authors. International Journal of Nautical Archaeology © 2017 The Nautical Archaeology Society. 337
NAUTICAL ARCHAEOLOGY, 46.2

Figure 7. Large trapezoidal structure, measuring c.34m in length and 12–17m in width, found with the sector scanner at
Pavlopetri in 2009: a) plan; b) and c) wall details; d)) sector scan (Authors).

transducer the beam projects vertically outward at 30°


and at 0.9° horizontally. Knowing the beam angles and
the target size to be identified, a simple mathematical
formula is used to determine the size of the target that
can be resolved. The formula is the acoustic ‘footprint’
X = 2D(tan [θ /2]) where X is the target size, D is
distance from the sonar head to target, and θ is the
beam angle. Using this equation for the MS1000, in
30.5m (100ft) of water and a 0.9 degree beam angle
we can resolve a target 0.50m (1.7ft) wide. In practice
you can detect smaller targets than this if their acoustic
response is higher than the surrounding background
reverberation, but you cannot measure these targets in
the transvers plane with reliable accuracy. To accurately
resolve smaller targets one must move the tripod closer
to the target and reduce range. The ability to move
closer to a target is an advantage the scanning sonar
has over other sonar-based systems as multi-beam is
fixed to a vessel’s hull thus distance to target is defined Figure 8. Two 20m-radius scan of two rock-cut tombs at
by depth, and side-scan has a minimum safety tow Pavlopetri combined to create a 40m-diameter scan; the
height above bottom. upstanding edges of the tombs are clearly defined (Authors).
Effective scan radii for archaeological purposes were
found to be in the 20–100m range, with scan ranges
below 50m more suited to obtaining accurate geometric depends on the size of the target being imaged and the
plans of archaeological sites and those above 50m archaeological objectives of the survey. For example,
useful for prospecting the seabed to locate potential during our work, large shipwrecks were best scanned in
targets. The trade-off between range versus resolution the 40–60m range while detailed stone-by-stone images

338 © 2017 The Authors. International Journal of Nautical Archaeology © 2017 The Nautical Archaeology Society.
J. HENDERSON & B. ABBOTT: SECTOR-SCAN SONAR FOR UNDERWATER SURVEY AND MANAGEMENT

Figure 9. ‘Viking harbour’ feature in in Loch na h-Àirde, Skye, composed of three 50m-radius scans (Authors).

of the buildings at Pavlopetri were best achieved using work in very shallow water it could even be used in
20–40m scan radii. Detailed scans of smaller objects wetland locations.
such as cist graves or bronze rams were done in the It is important to note that throughout our
5–15m range. Full 360° scans of areas normally took evaluation of the scanning sonar at archaeological sites
between 30 and 90 seconds to generate once the sonar in a variety of submerged environments, image quality
was positioned on the seabed. was not seen to be impacted by water current, poor
The sector-scan sonar can be deployed in depths water visibility or other optical impediments. As the
of up to 11,000m but, crucially for archaeological scanner uses sound to image, the amount of sediment
application, it can also be used in extremely shallow in the water column does not adversely affect the image
water: as long as the sonar head is immersed it will quality until there is extreme sediment loading.
function. It can thus operate in depths of water as The MS1000 sonar operating software is user
shallow as 0.30m and obtain accurate data. As we have friendly and it has built-in tools allowing the
seen the scanner has been effectively used for shallow real-time measurement of underwater target
coastal marine and river survey and given its ability to dimensions and the spatial relationships of multiple

© 2017 The Authors. International Journal of Nautical Archaeology © 2017 The Nautical Archaeology Society. 339
NAUTICAL ARCHAEOLOGY, 46.2

Figure 10. a) 30m-diameter scan of Egadi seabed, the centre triangle is the sector-scan unit, to the left of the unit the ROV can
clearly be seen, the other upstanding features are amphora targets on the seabed; b) amphora target on the seabed; c) 15m scan
with the clear profile and acoustic shadow of a bronze ram (Egadi 11) as located on the seabed; d) 5m-radius scan of the Egadi
11 ram showing cowl and fin detail; e) photograph of the Egadi 11 ram on the seabed (Photo: RPM Nautical Foundation).

underwater targets, which are of particular use to to measurement errors; having the ability to enter the
archaeologists. As with side-scan and multi-beam correct sound-speed value in real time or during data
sonar systems, accuracy is ensured by entering in-water playback with the MS1000 program is an important
sound speed to the MS1000, which it will calculate feature.
when correct variables of temperature, salinity, and Also, given a known GPS reference point and
pressure are known. Target distance and all sonar the sonar heading, the software can instantaneously
measurements use a speed-of-sound constant as a calculate and display the GPS points of any viewed
scaling factor. Using the wrong speed of sound leads sonar target. As the sonar head rotates it produces

340 © 2017 The Authors. International Journal of Nautical Archaeology © 2017 The Nautical Archaeology Society.
J. HENDERSON & B. ABBOTT: SECTOR-SCAN SONAR FOR UNDERWATER SURVEY AND MANAGEMENT

Figure 11. A 9000-year-old caribou-hunting structure on the bottom of Lake Huron in the North American Great Lakes, USA;
a) plan based on the sector scan with black dots representing the location of placed stones (O’Shea et al., 2014); b) sector scan:
the light-coloured areas are stones that produce a strong acoustic signature; dark areas are acoustic shadows (Authors).

a constantly updating image of the seabed on the are used to geo-reference scans either instantaneously
computer screen. This allows the operator to assess and or during data playback. Typically scans are mosaicked
monitor static features and moving targets. The data using a combination of common sonar features and
stream is recordable and is stored digitally as individual known target positions. The MS1000 software allows
(.smb) files that can be replayed and examined in detail target positions to be marked to establish bearings and
at any time using the MS1000 software. Screen images calibrate the sonar position. It is also worth noting
can be extracted from the .smb data as .bmp, .png or that the MS1000 is available with an optional internal
geo-referenced .tiff files, which, for the latter, can then compass, which is essential for archaeological work.
be loaded into widely available GIS or digital image Of course, the compass may be affected by proximity
applications for further work. For example, a mosaic to ferrous material, but with the MS 1000 software
of .tiff images of an archaeological site taken from common reference points between scans can be entered
different vantage points can provide highly detailed to calculate the sonar position and true heading of the
composite images. In this regard, the sector-scan sonar sonar. Equally, of course, locations can be surveyed in
is similar to terrestrial-based, geo-referenced, photo- and established by divers, or positioned through the
mosaic systems that are repositioned around targets to use of acoustic underwater beacons or an underwater
ensure that the survey captures all the visible features of acoustic positioning system; this obviously reduces the
a site. speed and cost effectiveness of using scanning sonar.
Obtaining accurate locations of the in-water sonar Alongside the limitations with positioning, the
unit on the seabed is the biggest challenge. Normal tripod and cable deployment method can create further
practice is to deploy the sonar as close as possible to the problems. The survey vessel needs to be able to hold
GPS receiver on the vessel, or alternately use a handheld its position for the time it takes for the sonar unit
GPS receiver, and log the GPS co-ordinates once the to complete a scan. This works well in calm seas but
tripod is set on the bottom and the umbilical is still in strong currents and/or winds the boat needs to be
vertically taut. In shallow water (<8m), this method positioned correctly to keep it from running over the
is effective, but in deeper water estimating a position sonar umbilical. Using the anchor may seem the most
by using a taut umbilical limits accuracy to metres, obvious solution but, in practice, this is rarely done
especially if the tripod is deployed in a current. during mapping and prospection operations due to
When collecting a number of scans to cover an area of the time involved in repeatedly placing and recovering
seabed, known target reference points and/or common the anchor. More importantly, the potential damage
features are used to align successive scans. If known anchors can cause to archaeologically sensitive areas
geo-referenced positions are present and visible, these must be considered. Instead, some leeway for moving

© 2017 The Authors. International Journal of Nautical Archaeology © 2017 The Nautical Archaeology Society. 341
NAUTICAL ARCHAEOLOGY, 46.2

Figure 12. A mosaic of four 50m-radius scans provide a plan of the submerged structure of the historic Sunbury Weir in the
River Thames built in 1812. The edges and floor of the river channel are clearly defined and evidence of the remnants of dredging
can be seen in the upper northern part of the scan (Authors).

off location is provided by attaching surface floats to the problem where the upper parts of a structure can be
cable on the surface after the tripod has been positioned well mapped and the sides less so, as it is mounted or
on the bottom. Umbilical slack is given out as the vessel towed looking downwards through the water column.
moves away from the scanning location. Obviously Moreover, a multi-beam cannot be positioned under or
the effectiveness of this technique is dependent on inside a wreck.
weather, current and sea conditions and in changeable No single technology provides a complete under-
conditions there is a danger of snagging the cable on water survey solution. In terms of scale, the scanning
the wreck or structure being mapped. The tripod is sonar sits somewhere in the middle ground between
designed to stay upright in 3 knots of current and the use of multi-beam and side-scan for large area
standing on up to 10˚ of slope. It can be knocked over sonar mapping and the use of localized diver-intensive
but generally is easily lifted a few metres and then approaches such as 3D photogrammetry for detailed
repositioned. On areas of sloping, uneven or cluttered recording. There are important differences in the types
seabed, however, it may not be possible to deploy the of data produced. Multi-beam units generate 3D point
tripod at all. clouds whereas sector scanning and side-scan sonar
In terms of wreck survey, as we have seen, the unit has produce 2D acoustic backscatter imagery. Acoustic
to be positioned around the wreck being imaged. Given shadows can be measured to determine the height
the sonar head is mounted close to the bottom when of objects and features but the resulting imagery
tripod-deployed, sitting some 1.3m from the seabed, its is essentially 2D. Once set up, multi-beam units,
ability to image very upstanding features is dependent fixed on the hull of vessels or towed behind them,
on distance. Close in (c.20m or less) the unit struggles can collect geo-referenced data continuously, whereas
to see the detail of structures taller than itself, meaning sector-scanning units have to be moved and positioned
that when mapping a tall wreck the outer sides can be between scans. Under most circumstances, therefore,
well recorded but not the top or any upper deck detail. covering large areas of seabed can be most effectively
Of course, a multi-beam suffers from the opposite done using multi-beam or side-scan.

342 © 2017 The Authors. International Journal of Nautical Archaeology © 2017 The Nautical Archaeology Society.
J. HENDERSON & B. ABBOTT: SECTOR-SCAN SONAR FOR UNDERWATER SURVEY AND MANAGEMENT

Figure 13. Different range scans can be overlaid in post processing to create the most detailed scans possible (after Atherton,
2011: 5.20).

That said, scanning sonar offers more flexibility in sit on the seabed, the operator can collect data using
improving the resolution of scan data in that a unit can different range scans (from 5–100m radius) irrespective
be moved closer to a target and can carry out different of water depth. The operator has the ability to change
range scans from the same fixed position. With multi- range to carry out long-range scans with less resolution
beam, resolution is a function of depth, assuming a and higher-resolution short-range scans from the same
fixed frequency system, as the transverse footprint of position. When data processing, higher-resolution data
the beams widen with range. This is also true of sector- can then be layered over larger, lower resolution scans.
scan sonar, but it can be moved closer to a target to In other words scanning from one position can produce
improve resolution, whereas with a hull-mounted multi- highly detailed scans of archaeological features and
beam, the distance from the transducer to the target place them in their wider context (Fig. 13). As a result
area is determined by water depth. As sector-scan units the sector scanner has a particular use in producing

© 2017 The Authors. International Journal of Nautical Archaeology © 2017 The Nautical Archaeology Society. 343
NAUTICAL ARCHAEOLOGY, 46.2

detailed scans of submerged landscape features, seen Selection of the sector scanner as an effective
in the Lake Huron and Egadi Islands examples, as the archaeological survey tool depends on the environment
option to move the unit closer to smaller objects or of the site being recorded. In 2015 the sector scanner
features on the seabed exists. was used by the authors to map more than 7 hectares of
Typical multi-beam swath coverage is three times the submerged 17th-century English port town of Port
the water depth. On shallow-water sites this becomes Royal in Jamaica where multi-beam is hampered by
a limiting factor. For example, at the sunken town of shallow depths of less than 2.5m and photogrammetric
Pavlopetri in Greece, which sits in 3.5m of water or less, approaches are extremely limited as a result of very low
multi-beam was reduced to a 9m swath, whereas the visibility (less than 1m), and moving sea grass.
sector scanner could achieve detailed 360° scans with A significant advantage of sector-scanning sonar
a 40m radius and lower resolution scans up to 100m over techniques operating from the surface is the
(see Figs 4–8). With a dual-head multi-beam system ability to move closer to features being scanned to
a wider coverage can be achieved but then equipment obtain higher-resolution images and the ability to
cost can become an issue. Certainly in confined shallow generate multiple scans of both the same and different
waters such as lakes and rivers, sector scan offers more ranges from a fixed point. Operating from a fixed
area coverage and the ability to gather data in very position the sector scanner can effectively perform the
shallow water. There is also the advantage that the archaeological objective of planning sites in detail as
sector scanner does not require a vessel and can be the location of areas being scanned can be tightly
deployed from the shore, making it a good option when controlled. While this is ideal for producing plans of
surveying in inaccessible inland areas and along rocky submerged features, the scans produced are limited
shorelines. in that they are two-dimensional .tiffs and not three-
Multi-beam, side-scan and sector-scan sonars are dimensional photogrammetric or multi-beam models.
in many respects complementary tools: the selection It is possible to investigate and scan a range of sites
of when to use a sector scan depends very much on in a single day using the sector-scan sonar and the
the resources and, most importantly, the type of site fact that it produces instantaneous results in the field
being surveyed and the aims of that survey. If needing could have an importance when decisions regarding
to quickly assess the state of preservation of a range mitigating threats to sites need to be made on the
of wrecks in different places in a single day, a sector spot. Alongside recording submerged landscapes, the
scanner is a useful tool as it can be quickly deployed potential role of the scanner in future site monitoring
and redeployed at a range of locations. If coverage and management strategies is perhaps one of its most
of a large continuous area is required, however, then important aspects. Not only can it be positioned at a
multi-beam or side-scan sonar is generally a better remove from a feature while still acquiring a full survey,
option. Equally, if the detailed recording of one smaller it is relatively simple to deploy the scanner over known
site is the objective, then diver-based photogrammetry points, to revisit and quickly rescan important areas,
provides the best results. In practice, using a range and, as a result, build up a detailed record of a site over
of sonar and optical techniques provides the most time. In this way, changing levels of deterioration and
complete coverage. At Pavlopetri, the sector scanner degradation on submerged sites are more quickly and
was most useful as a prospection tool to locate new cost-effectively monitored than strategies involving the
features and walls running up to the shoreline. The deployment of divers or underwater robotic vehicles.
sector-scan data not only identified areas to be surveyed The sector-scan sonar offers a solution to one of the
in with the total station but also allowed for the constant challenges in underwater archaeology, namely
planning and prioritization of photogrammetric work obtaining geometric surveys of underwater features
on the site in order to maximize results. All three data quickly, accurately, and cost effectively. Sector-scan
sets at Pavlopetri—sonar, photogrammetry, and total sonar systems are portable and suitable for use from
station—were combined, complementing each other to the shore or from vessels or platforms of all sizes,
achieve more extensive coverage than would be possible from inflatable RIBs to ships; the key factor being
using just a single technique. that a power source is present. Financial considerations
may be one of the most important in terms of
the low levels of funding generally experienced in
underwater archaeology. Certainly more technically
Conclusion advanced systems exist but in terms of ease of use,
The ability to visualize submerged archaeological deployment, and overall financial cost of using the kit,
features and produce measured scans of them in a the sector-scan sonar is an attractive option for a poorly
matter of minutes has obvious advantages to the resourced and underfunded discipline.
practice of underwater archaeology. Use of the sector New technologies are constantly being developed but
scanner is particularly suited to the prospection and the sector scanner is a tough and reliable system with a
rapid mapping of features in a range of inland and proven record of use over many years in the commercial
shallow-water environments, as well as in conditions sector, and as such has an established method of
where water visibility is poor. operation in the field and is well supported by robust

344 © 2017 The Authors. International Journal of Nautical Archaeology © 2017 The Nautical Archaeology Society.
J. HENDERSON & B. ABBOTT: SECTOR-SCAN SONAR FOR UNDERWATER SURVEY AND MANAGEMENT

software (Atherton, 2011). Other than the unit itself, it dependent on calm water or good visibility, and can
requires no specialist equipment, no intensive training operate in depths of 0.30–11,000m. It produces easy-to-
course to operate, can be quickly deployed, and understand scans of underwater sites and as such has
produces high-resolution measured scans with little or the potential to allow not only archaeologists but also
no need for further post processing of the data. It can the wider public to more easily visualize, interpret, and
be used in almost any submerged environment, is not understand marine cultural heritage.

Acknowledgements
Thank you to everyone who helped us in the field especially Angeliki Simosi, Elias Spondylis, the Ephorate of Underwater
Antiquities, the Greek Ministry of Culture and Sports; Catherine Morgan, British School at Athens; Sebastiano Tusa,
Soprintendenza del Mare Regione Sicilia, Jeffrey Royal, George Robb, RPM Nautical Foundation; Colin, Edward and Paula
Martin, Historic Environment Scotland; John O’Shea, Mark Holley and Brian Minehane. We would like to thank the IJNA
reviewers for their extremely useful comments and suggestions. In particular we would like to thank Mark Atherton for
commenting on the paper in draft and significantly improving the quality of the final submission.

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