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100 Bosch
son been of use in drug monitoring studies. Two tight junctions between cells of secretory units.
examples are cotinine and theophylline [for a This mode of transportation requires that the
comprehensive overview, see 4]. molecules are relatively small (up to 2 kDa). Com-
A factor that hinders diffusion into saliva, and ponents that enter saliva via ultrafiltration have
thus is associated with a low SPR and poor infer- concentrations that are typically several hundred
ences about plasma levels, is the fact that many times lower than in plasma [6]. Sulfated steroids
plasma constituents are bound to plasma pro- like DHEA sulfate and estriol sulfates, which can-
teins. Examples are albumin, selective soluble re- not passively diffuse through the cell membrane
ceptors, and designated carrier molecules. For ex- because of their polarity, are believed to enter sa-
ample, about 95% of plasma cortisol is bound to liva via this route [4, 7]. The efficiency of trans-
albumin or corticoid-binding globulin [4]. Pro- port via ultrafiltration is likely to be variable with-
teins typically lack the properties for an optimal in and between individuals, although this has not
SPR as described above, and bound molecules will been a topic of systematic research. For example,
therefore not be able to diffuse into saliva. How- it has been shown that tight junctions may widen
ever, it has been argued that this factor may actu- under elevated autonomic activation of the sali-
ally pose a blessing in disguise, as protein-bound vary glands [10]. Molecules that enter saliva via
plasma molecules tend to be biologically inactive ultrafiltration are also affected by the diluting ef-
[7]. Thus, capturing the unbound, or ‘free’, frac- fects of the saliva flow rate.
tion of a plasma molecule provides information Finally, plasma proteins such as cytokines,
on biologically active concentrations [8]. protein hormones or acute phase proteins are too
large to enter saliva via either diffusion or ultrafil-
Active Transport, Ultrafiltration and Leakage tration. These molecules enter saliva via leaky
Other mechanisms by which molecules may enter patches, such as sites of inflammation and abra-
saliva are active transport, ultrafiltration and via sions, and via the crevicular fluid (a plasma fil-
leaky patches such as sites of tissue damage and trate emanating from the junction between the
inflammation. Active transport is somewhat of an oral mucosa and dentine). Transudation of plas-
exception. The best-known example is the trans- ma compounds from the oral mucosa, a form of
port of IgA, an immunological protein that is pro- passive transport (largely) through osmotic (on-
duced and secreted by local B cells. Secreted IgA cotic) pressure, is another route by which such
is subsequently picked up by the poly-IgA recep- molecules may be transported to saliva [4, 6].
tor (also designated as secretory component) ex- Taken together, the saliva concentrations of plas-
pressed on glandular cells and the secretory com- ma proteins would therefore seem the most dif-
ponent-IgA complex is then transported through ficult to determine reliably, and susceptible to in-
these cells and secreted into saliva as secretory traindividual variations related to local (as op-
IgA [9]. Ion pumps in the cell membrane are an- posed to systemic) factors such as local
other example of an active transport mechanism. inflammation, tissue damage and oral health.
It has been shown that such transport is under In summary, this section reviewed 4 main
control of the autonomic nervous system (see sec- mechanisms by which plasma constituents can
tion further below). There is no known mecha- enter saliva. It makes clear why cortisol is such an
nism for active transport of plasma hormones ideal molecule to assess in saliva; being small,
into saliva [4]. apolar and having a low propensity to ionize, it
Ultrafiltration, the third mechanism, involves readily diffuses through cells and tissues. On the
the seeping-through of plasma molecules via the other hand, it may become clear why data on im-
spaces between acinus and ductal cells and the mune proteins in saliva, like C-reactive protein
102 Bosch
function is susceptible to modulation by emo- lateral hypothalamus, central gray matter and
tional states must therefore imply that these pri- rostral ventrolateral medulla. The central gray
mary centers receive inputs from higher neural matter is also an important relay station for coor-
structures. Historically, two types of studies have dinating fight-flight responses, whereas the ros-
provided support for this assumption. The first tral ventrolateral medulla is well recognized for
type comprises studies in which specific brain ar- its role in the integration of cardiovascular and
eas are stimulated and subsequent bodily changes respiratory reflexes [19, 22].
are recorded. Brown [20] cites animal research
showing that stimulation of the dorsomedial and Local Autonomic Connections
ventromedial hypothalamic nuclei increases sali- The aforementioned CNS networks innervate lo-
vation, whereas stimulation of the lateral and pos- cal ganglia that are primarily responsible for reg-
terior hypothalamus inhibits salivation. These ulating glandular activity [16] (fig. 1). Parasym-
limbic nuclei primarily regulate basic motivation- pathetic control of the submandibular and sub-
al states such as hunger, thirst, fear, anger and lingual glands originates in the inferior salivatory
thermoregulation. Stimulation studies also indi- nucleus, which is situated in the pons, medial to
cated that changes in salivation are part of a con- the front (rostral) part of the solitary nucleus.
stellation of responses typical for stressful states. The axons of these neurons follow the facial
For example, Wang [21] cites evidence showing nerve (7th cranial nerve, or chorda tympani),
that cats in which the ventromedial part of the where they directly or indirectly, via the subman-
hypothalamus is stimulated display behavioral dibular ganglion, synapse in the glands. Para-
responses indicative of intense anxiety which, sympathetic control of the parotid gland is gov-
paradoxically, are accompanied by increases in erned by the superior salivatory nucleus, which is
salivation. situated in the caudal part of the medulla (in hu-
The second type of supporting data comes mans the exact position has not yet been identi-
from histological studies in which central con- fied). The efferent nerves enter the periphery via
nections are identified by tracing the retrograde the glossopharyngeal nerve (the 9th cranial
axonal transport of the enzyme horseradish per- nerve), terminating on the parotid gland via the
oxidase or a virus. The former method traces the otic ganglion. The precise location of the sympa-
neurons that directly synapse on a specific gan- thetic salivary center has not been identified ei-
glion (in this case the salivatory nuclei), whereas ther. However, it is known that the sympathetic
the latter method also traces second and higher- preganglionic neurons in the upper thoracic
order synapses. The horseradish peroxidase stud- nerves (T1–T5) connect with the salivary glands
ies show that the primary parasympathetic sali- [19, 20, 22].
vary centers receive direct inputs from various
cell groups in the mid- and forebrain [22]. Major Salivary Gland Response Specificity Further
forebrain centers include the paraventricular and Regulated on a Local Cellular Level
lateral hypothalamus, the central nucleus of the Considering the multiple convergences of syn-
amygdala and the bed nucleus of the stria termi- aptic inputs from many brain loci, and the po-
nalis. All of these have been heavily implicated in tential of sympathetic-parasympathetic interac-
fear (e.g. amygdala) and anxiety (e.g. stria termi- tion, one may speculate that the glands are ca-
nalis) and the generation of coordinated stress re- pable of generating highly diverse patterns of
sponses [19]. responses. For example, in humans it is shown
Central sympathetic regulation is less well de- that the salivary glands are capable of producing
termined but includes the paraventricular and highly differentiated protein responses to differ-
104 Bosch
active protein, an acute phase protein secreted around’ is acted upon with the same gentleness by
by the liver in states of elevated inflammation, female and male participants (or children vs.
which may explain the low correspondence be- adults, etc.). The strength of mechanical stimula-
tween saliva and plasma levels in some studies. tion corresponds to the amount of saliva pro-
Such variability will add to the already existing duced [31] and thus affects fluid levels and pro-
noise, as discussed, as such molecules will have a tein secretion independently of central regulation
poor SPR. by affective states.
More pertinent is the activation of reflex secre- In fact, and discussed in more detail elsewhere
tion to the interpretation of saliva gland proteins [17], even with standardization there are decreas-
such as sAA. Reflex secretion is a mechanism of es in sAA output and concentration from indi-
glandular secretion that is independent of central vidual glands within the first several minutes of
regulation (e.g. stress) and thus overrules the cen- chewing-induced secretion [32]. Regretfully, the
tral neural effects of stress [29] (fig. 1). A familiar duration of saliva collection is typically not stan-
and everyday example of this phenomenon is that dardized.
the sense of dry mouth during stress, due to a A final problem associated with engaging lo-
parasympathetic inhibition, can easily be over- cal reflex stimulation of the saliva glands is that
ruled by simply chewing on gum. This situation it will drastically change salivary protein com-
would be comparable to one whereby the effects position. This effect is again independent of the
of psychological stress on heart rate are studied in higher CNS regulation of saliva gland function
individuals who are engaged in strenuous physi- which the researcher is aiming to capture. This
cal activity: the physiological needs for optimal confounding is due to two characteristics of the
blood flow and gas exchange, regulated by lower saliva glands that will interact. First, the differ-
brain centers and local reflexes, will take priority ent saliva glands vary in their responsivity to re-
over any higher cognitive processes, such as the flex activation, e.g. by chewing. Second, the dif-
heart rate deceleration during an orienting re- ferent saliva glands differ in their protein com-
sponse or the heart rate acceleration during a de- position, e.g. the parotid gland and palatinal
fense response. For that reason cardiovascular glands are very rich in sAA, whereas sublingual
psychophysiologists test participants under con- and submandibular gland secretions are much
ditions of minimal or no movement [30]. Simi- lower in sAA. It has been estimated that without
larly, in stress studies saliva should be collected any mechanical or gustatory stimulation (i.e.
without engaging any local reflex mechanisms passive) most saliva is secreted by the subman-
[17]. dibular glands and that only about 20% derives
The lack of appreciation for the fundamental from the parotid gland [33, 34]. However, dur-
distinction between unstimulated and stimulated ing chewing the contributions change and about
saliva is expressed in the unstandardized manner half of all saliva now derives from the parotid
in which saliva is collected. For example, partici- glands. Because parotid saliva contains a 4- to
pants are instructed ‘to gently move the Salivette 10-fold higher sAA concentration than subman-
around in the mouth’ or ‘to chew on the Salivette’ dibular saliva [35], sAA concentrations in whole
[17]. In this way the researcher will collect data saliva are likely to drastically change indepen-
that are open to all sources of confounding. As dently of higher CNS regulation. While this ca-
argued elsewhere [17], one may wonder whether veat has been noted [17], its impact on the inter-
a relaxed study participant will chew with the pretation of sAA data has to receive further em-
same vigor as a distressed participant, or whether pirical confirmation.
the instruction to ‘gently move the Salivette
106 Bosch
and by default use absorbent materials that are viewers) did not think this was a critical issue. We
known to distort sAA values [17]. Further, many hope that the information in this paper may com-
reports do not provide details on how saliva was pel readers to revise this perception, and spur fur-
collected or how participants were instructed, ther methodological research in this area.
which seem to imply that researchers (and re-
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108 Bosch