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Or Buch 1997
Or Buch 1997
ABSTRACT
Humans are inexorably driven to search for order and meaning in their own and
others’ lives; accounts are a major avenue for sociologists to depict and under-
stand the ways in which individuals experience and identify with that meaning
and their social world. The accounts concept has a solid foundation and history in
early sociological analysis and research. The current work on accounts focuses on
“story-like” interpretations or explanations and their functions and consequences
to a social actor’s life. The concept is useful for gaining insight into the human
experience and arriving at meanings or culturally embedded normative expla-
nations. This concept deserves greater explicit attention in sociology and is in
need of further theoretical development and stimulation. I argue that sociologists
should embrace the concept of accounts; the foundation is set for a resurgence of
work on accounts in sociology.
INTRODUCTION
Recently in the social sciences, scholars have been encouraged to collect and
interpret stories that people tell about their lives (Bochner 1994, Bruner 1986,
1990, Coles 1989, Gergen & Gergen 1987, 1988, Harvey et al 1990a, Howard
1991, Maines 1993, Mishler 1986, Orbuch et al 1993, Polkinghorne 1988,
Sarbin 1986). Robert Coles (1989), in The Call of Stories, suggests that stories
are everyone’s rock-bottom capacity—a universal gift to be shared with others.
Accounts and other related concepts, such as stories and narratives, represent
ways in which people organize views of themselves, of others, and of their
social world.
455
0360-0572/97/0815-0455$08.00
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Sociologists first advanced the concept of accounts over two decades ago
(Lyman & Scott 1970, Scott & Lyman 1968). According to Scott and Lyman,
accounts are verbal statements made by one social actor to another to explain
behaviors that are unanticipated or deviant. This early work was influenced by
Goffman’s (1959) arguments about how people present themselves to others,
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1 After an extensive review of four mainstream sociology journals ( Social Psychology Quarterly,
American Sociological Review, American Journal of Sociology, and Social Forces) from 1990 to
1996, I found only four articles that focused on accounts, personal narratives, or story-telling:
Connell (1992), Ellingson (1995), Griffin (1993), and Jacobs (1996). Other journals that are highly
relevant to sociology and consistently publish articles on these topics include Journal of Narrative
and Life History, Symbolic Interaction, and Journal of Contemporary Ethnography. Social Science
History also published a series of five articles on the subject of narrative and the formation of social
identities (Sewell 1992).
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questions: (a) What is the content of accounts? (b) Under what conditions do
people present accounts?, and (c) Under what conditions do people “honor”
or accept the accounts of others? The norms of a situation, the actor, and the
audience all determine the content of an account and whether it is accepted in a
given social situation. As to when individuals give accounts, sociologists held
two distinct viewpoints; they regarded accounts (i) as justifications or excuses
for socially undesirable or problematic occurrences, and (ii) as a means of
weaving together disparate social events.
Goffman’s (1959, 1971) seminal work, The Presentation of Self in Everyday
Life, exemplifies the conceptual foundation for contemporary research on how
Annu. Rev. Sociol. 1997.23:455-478.
people tactically present themselves to others when social acts have potentially
negative implications. When an individual commits an offense, a powerful
script for account-making is set in motion:
Regardless of the particular objective which the individual has in mind and of his motivation
for having this objective, it will be in his interests to control the conduct of others, especially
their responsive treatment of him (Goffman 1971, p. 3).
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Manstead rely on talk as the medium for these accounting practices. Also em-
ploying the Scott & Lyman (1968) framework, Blumstein (1974) examined the
conditions under which other social actors would or would not honor accounts.
On the basis of experimental data, Blumstein found that the content of an ac-
count predicted more strongly than the negative act itself whether individuals
could neutralize negative actions and their consequences. Similarly, the work
of communication studies scholars McLaughlin, Cody, and colleagues (1990,
1992) builds directly on the ideas of Scott & Lyman (1968) and Blumstein
(1974). Their research continues to elaborate on the various types of justifica-
tions that people communicate to others following failures or social predica-
ments and the consequences of specific justifications to the maintenance of
social interaction and identities.
emphasize the rest of the story that likely exists in the relationship between the
husband and the wife and the consequences and functions of that fuller story.
He may, for instance, have developed a strong belief and accompanying story
that his wife is engaging in extramartial relationships. This story may include
denial, anger, sadness, and confusion along with reports of his efforts to cope
with the situation given this meaning. On the other hand, she may believe that
her husband is jealous and unreasonable in his expectations and inferences; she
too may have stories to go with that theme which focus on why he is so jealous
(perhaps going back to alienated relations with parents or to betrayal in a past
relationship).
Current theoretical viewpoints also emphasize that accounts are not merely
social constructions to protect the self; they also (a) give individuals a greater
sense of control and understanding of their environment, (b) allow individuals
to cope with emotionally charged and stressful events, (c) produce some degree
of closure, (d ) provide a greater sense of hope and will for the future, and
(e) establish order in daily relational experiences. McAdams et al (1996) state
that “beginning in late adolescence and young adulthood, men and women
living in modern societies seek to construct more-or-less integrative narratives
of the self to provide their lives with a semblance of unity and purpose.”
An explanation of the consequences of account-making for individuals was
first inspired by Weiss’s (1975) powerful analysis of individuals’ accounts fol-
lowing marital separation. In his book, Weiss proposed that newly separated
individuals develop accounts to explain and understand what happened and
why. More importantly, these accounts were psychologically effective in deal-
ing with the stress and distress accompanying separation. The development of
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the account was vital to the chain of events in which a person achieved closure
about the loss of a relationship and motivation to move on in life (Weiss 1975).
The current work on accounts also acknowledges that accounts may reflect
culturally embedded normative explanations. Although the original content of
accounts, including reports of plans and intentions, style of presentation, and
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Veroff et al (1993a) argue that “direct questions can elicit historical truth
to some extent, but they often engage much more of the person’s social self-
presentation and hence are primarily useful in understanding situations where
self-presentations are particularly salient” (p. 439). Further, direct questions
often fail to examine how individuals perceive their experiences to be related
to social, cultural, and personal circumstances (Mishler 1986). In contrast,
accounts are more likely to reveal nonconscious motives and meanings and to
illuminate individuals’ interpretations in a social, cultural, and personal context.
Weber (1992) gives a poignant example of the importance of personal context
in the following account of a 67-year old woman describing her painful divorce
and its aftermath.
I can honestly say that today I am a resourceful person, a warm and caring person, without
any bitterness. I am retired, living alone in my little house and very involved with family
and a few friends. Oddly, I am not into church activities. I do help individuals when I can
. . . but I can’t say I’m a “do-gooder.”
I am a happy person, truly, at this stage of my life. I do remember good things about our
marriage—some of the funny things, the sweet, thoughtful gestures. I also remember the
very bad times, but I don’t dwell on them. I remember being carried over the threshold of
each new apartment or house with each new move. I remember a Christmas stocking tied
to the foot of my hospital bed after the birth of our first child on Christmas eve. My feelings
now are, weren’t we lucky to have had so much once. Perhaps now at 67 I’m remembering
more often (Weber 1992, p. 186).
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times, weren’t they lucky to have so much once) are better understood only
after we consider the context of the larger story of her loss.
These written or verbal accounts can be left in the form of a story and re-
ported as such. Alternatively, the material can be coded and treated within
quantifiable categories (Antaki 1988, Fletcher 1983, Harvey et al 1988, Or-
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buch et al 1993, Veroff et al 1993b). Berscheid (1994) suggests that this latter
task can be interpretive and must be planned and executed carefully. Mish-
ler (1986), Riessman (1993), Veroff et al (1993b), Surra (1988), and Weiss
(1994) have written extensively on various stages of the gathering, coding,
and analysis of accounts. Nonetheless, future research will require greater
emphasis on and discussion of strategies for coding and analyzing accounts.
The coding and analyzing of accounts can be an arduous and time-consuming
task.
AND DEVELOPMENTS
A number of related theoretical concepts and developments have been instru-
mental in expanding current knowledge of accounts and their utility in soci-
ological analysis. A concern with subjective interpretations of social reality
and the construction of meaning through social interaction has a long, varied
history in sociology. Even the early ethnographic research (Cressey 1932, Park
& Burgess 1921) from the Chicago School of sociology was motivated by ques-
tions about process and interaction that are dominant themes in much of the
work on accounts and narratives (Abbott 1992).
Communicated Language
The foundations of accounts are similar to the classic concepts of “vocabularies
of motive” postulated by C Wright Mills (1940) and the “grammar of motives”
proposed by Burke (1945). Both Mills and Burke examined language as a
vehicle by which individuals communicate explanations of their actions. Burke
(1945) was concerned with the grammar that is presented and its persuasive
tendency rather than with the historical reality of the action and what motivated
it. Burke’s logic is similar to that emphasized in current frameworks of accounts;
the focus shifts from individuals’ reasons for events or actions, to account-
making as a persuasive endeavor designed to convince self and other of the
credence of one’s reality. In an experimental study, Orbuch et al (1992) found
that respondents assigned trait inferences to others (e.g. respectable, selfish,
mature, trustworthy) and formed impressions of others as people (likability)
based on their presented accounts. Respondents were also persuaded to interact
or not interact with others based on their presented accounts.
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Stokes & Hewitt (1976), Mills’s “motive talk ” and Scott & Lyman’s “accounts”
are significant constructs because they provide a link between culture (collective
understandings) and individual behavior. Accounts and motive talk can be seen
as “aligning actions;” in the face of negative behavior, individuals align their
behavior with culturally acceptable language to restore order and interaction.
Deviance
The vast literature on the sociology of delinquency or deviance is also germane
to much of the early work on accounts as explanations for potentially blame-
worthy actions (Sutherland 1955, Sykes & Matza 1957). A main theme in this
literature is that individuals give justifications or rationalizations for their de-
Annu. Rev. Sociol. 1997.23:455-478.
viant behavior to deflect blame and protect self-esteem. Sykes & Matza (1957)
report four techniques for neutralizing self-blame: (a) denial of responsibil-
ity, (b) denial of injury, (c) denial of the victim, and (d) condemnation of the
condemners. These techniques of neutralization follow deviant behavior and
protect the individual from self-blame and the blame of others after the act.
Many of these theoretical ideas run parallel to the concerns expressed in the
early work on accounts, especially the writings of Scott & Lyman (1968). Like
the scholars who were trying to explain the causes of deviant behavior, according
to Scott & Lyman, accounts are presented in response to the violation of social
norms and are “voiced” after a behavior to avoid detrimental consequences to
self.
Attributions
The early work on accounts developed in close association with theory and
research on attributional processes (Crittenden 1983, Felson 1981, Harvey et al
1978, Heider 1958, Jones & Davis 1965, Weary et al 1989). Classical attri-
bution theory focuses on the process by which individuals arrive at subjective
explanations for actions and events. These explanations allow social actors to
integrate and explain the events and occurrences around them. Fritz Heider’s
(1958) writing is significant for much of the past and present work on accounts.
Heider viewed people as possessing, using, and often articulating a common-
sense psychology of their understanding of interpersonal and other events. For
example, people often explain their achievement of a task as a function of their
own ability (internal cause), their own efforts (internal cause), conditions asso-
ciated with the performance situation (external cause), or luck (external cause).
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In the late 1970s, many attribution theorists began to broaden their focus
and to formulate account-like concepts (Crittenden 1983, Felson 1981, Harvey
et al 1978, Wiley & Eskilson 1981). Some years passed, however, before
scholars (Harvey et al 1986, 1990a) began to appreciate more fully the value
of examining attributions within the context of natural stories that people tell
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about their lives and linked attributions explicitly to the earlier work by Lyman
& Scott (1970) and to Weiss’s (1975) account work on marital separation. These
scholars were also influenced by a number of British social psychologists who
had already embraced the concept of accounts and were analyzing the stages
of account-making and the strategies by which individuals choose to perform
or not perform specific accounts (Antaki 1987, Harre 1977, Schonbach 1980,
1990, Shotter 1987).
Currently, accounts are viewed as more than collections of disparate attribu-
tions. Accounts are packages of attributions (including attributions of causality,
responsibility, and blame, and trait ascriptions both to other and to self), tied
together by descriptive and emotive material (Harvey et al 1992). Attributions
Annu. Rev. Sociol. 1997.23:455-478.
2 Berscheid labels accounts that are story-like in nature as account narratives. This is contrasted
with the more traditional use of the word “account” (e.g. Scott & Lyman 1968).
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Symbolic Interactionism
As implied in the previous discussion of Goffman and Garfinkel, the work on
accounts also has intellectual ties to symbolic interactionism (Blumer 1969,
Cooley 1902, Fine 1993, Mead 1934, Stryker 1981, 1983). A common goal of
these frameworks is to understand the role of subjective experience to human
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behavior, in the context of personal and social interaction. Further, the link be-
tween individual and society through the construction of meaning is a powerful
theme in both perspectives.
In 1981, Stryker & Gottlieb wrote a chapter that compared symbolic interac-
tionism and attribution theory. They argued that both theories share an interest
in individuals’ subjective interpretations of their social world. However, sym-
bolic interactionism is the broader of the two frameworks, because it addresses
the interactional bases of such subjective interpretations and the sociocultural
aspects of social behavior (Stryker & Gottlieb 1981). This distinction is legiti-
mate but does not generalize to a comparison of accounts theory and symbolic
interactionism. Recent work on accounts examines the social interactional pro-
Annu. Rev. Sociol. 1997.23:455-478.
cesses by which individuals develop accounts and their meaning in the context
of individuals’ personal, social, and cultural histories.
Concepts such as self, identity, taking the role of the other, self-presentation,
and generalized other, which were central to the early development and writings
of symbolic interactionism (Blumer 1969, Cooley 1902, Mead 1934), are salient
processes and topics in the work on accounts and narratives. Many argue that
identity is generated or maintained through the process of storytelling (Crites
1986, McAdams et al 1996, Polkinghorne 1988, Somers 1994, Surra et al 1995).
LaRossa (1995) theorizes that although stories may be recordings of the past,
they also function to create and shape the definitions that individuals create
of themselves and of others. Hopper (1993) found that individuals’ accounts
of divorce were not motivated by the actual events, feelings, and intentions of
their experiences, but instead were driven by the individuals’ identities in the
divorce process (initiator, noninitiator).
Currently, although symbolic interactionism includes many different ap-
proaches (Burke & Reitzes 1991, Couch 1992, Denzin 1985, Simon 1995,
Thoits 1991), the perspective as a whole has made some progress in bridging
the gap between macro and micro sociologies (Fine 1992). As an example, cur-
rent frameworks incorporate the influence of structured roles and identities as
constraints in interpersonal interaction and in the process of meaning construc-
tion (Stryker & Stratham 1985).3 This elaboration has led to fragmentation but
3 Stryker and his colleagues (1983, Stryker & Stratham 1985) argue that a structural symbolic
interactionism is more appropriate for sociological social psychologists interested in how interac-
tions are constructed and become meaningful according to the roles and structured identities that
we possess.
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Narratives
At present, there are numerous approaches to the study of narratives; the lit-
erature cuts across various theoretical and disciplinary boundaries. Riessman
(1993) states that “the study of narrative does not fit neatly within the bound-
aries of any single scholarly field” (p. 1). Further, while the concept of accounts
can be linked to developments in mainstream sociology and social psychology,
narrative analysis was largely inspired by the “crisis of confidence” in social
science promoted by poststructuralism, postmodernism, and deconstruction
(Bochner et al 1997a). Among social science historians, the use of narratives
“marks a global change in the relationship of the social sciences to the human-
Annu. Rev. Sociol. 1997.23:455-478.
ities” (Sewell 1992, p. 480). “Over the past two decades, historically minded
social scientists have gone from a general disdain for the humanities toward
curiosity about, respect for and increasing intellectual collaboration with them.
Narrative is one of the emerging points of intersection” (p. 481).
In general, the narrative perspective moves away from describing language as
a means to discover or mirror reality to the view that language and meaning are
an ongoing and constitutive part of reality. Narratives play a “dual role”; they
represent or reconstruct the past and they are a “sort of ‘independent variable’
active in shaping the past” (Hart 1992, p. 634). For narrative scholars, there is
no “real” event, such as a relationship break-up, whose objective nature exists
and can be learned or inferred through various sources. Instead, narratives are
“real” events as presented, and narrative analysis pays special attention to the
form, coherence, and structure of these stories (Steinmetz 1992).
Theory and research on accounts and on narratives are quite similar, even
though these two concepts have been analyzed in quite different ways. First,
both concepts emphasize that these story-like conceptions are first-person in-
terpretations or explanations. Systematic research within each framework has
focused on the process by which individuals construct these stories and on the
recognition that stories formulate, control, and represent self, other, and rela-
tionships (Harvey et al 1990a, LaRossa 1995, Orbuch et al 1994, Surra et al
1997, Sternberg 1995, Veroff et al 1993b,c). “People construct identities (how-
ever multiple and changing) by locating themselves or being located within
a repertoire of emplotted stories” (Somers 1994, p. 614). Sternberg (1995)
claims that people organize their views of relationships in story schemas; future
relationships are then shaped and controlled through the process of storytelling.
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Both concepts also highlight the idea that these subjective explanations de-
velop and evolve in the context of cultural and social factors. Whether the story
is constructed to fit the social audience or whether it is constructed privately
and influenced by an imagined audience or cultural script (Harvey et al 1990a),
the social nature of these stories is explicit and dominant in writings on both
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Summary
In general, the fundamental questions in the literature on communicated lan-
guage and on deviance are strikingly similar to those in the early accounts work.
Individuals present impressions of themselves to others in the face of poten-
tially blameworthy actions to maintain social interaction and personal status
and esteem. An analysis of attribution theory, symbolic interactionism, and
more current viewpoints of accounts also yields a shared premise—“that indi-
vidual behavior is guided by the subjective contruction of reality rather than
by objective properties of external stimuli” (Strker & Gottlieb 1981, p. 427).
Annu. Rev. Sociol. 1997.23:455-478.
Weber et al 1987). The study of accounts as the object of inquiry also allows
sociologists to observe how individuals impose order and subjective meaning
on the experiences around them (Riessman 1993). Sociologists, especially
social psychologists, have always been interested in the processes by which
individuals establish balance in their interactions with others. Whether that
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1985). This empirical work suggests that it is possible to code people’s free
response reactions to events in such a way as to reveal meaning-making and
various types of attributions. Nonetheless, whether individuals develop ac-
counts (private or public accounts) without being prompted is a much debated
topic that needs to be further examined.
One of the most challenging issues for future work on accounts as objects of
inquiry, yet central to all sociological inquiry, is a detailed focus on the context
in which individuals make and present accounts. Are there certain periods of
life or stages of the life course (e.g. major transitions such as mid-life crisis,
change in profession, retirement) when account-making is intensified or when
a fuller account is presented to others (perhaps because individuals received
feedback and refined the account over time). A related topic that needs further
discussion is the importance of status (e.g. gender, ethnicity) or personality
(e.g. extroversion, empathy) characteristics in understanding the narratives
that individuals present.
Relevant to this later concern is work on social memory which suggests that
women may be more likely than their male significant others to take on the role
of “relationship historian” and to maintain a continuing effort to observe, docu-
ment, and analyze major relationship events (Holtzworth-Munroe & Jacobson
1985, Ross 1988). Further, Veroff, Orbuch, and their colleagues (Veroff et al
1993a,b,c, Orbuch et al 1993) have examined the relationship stories of black
and white newlyweds in a longitudinal study of marriage. Results from the
study suggest that by and large the couple narratives are quite similar in both
groups, but important differences do emerge. It is their contention that these
differences yield especially meaningful information about how race/ethnicity
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influences the means and product of storytelling. I select two examples from
this study for illustration. First, among black couples, there was greater mention
of affects for which the husband was the source than in white couples, whether
the affect was mentioned by the wife or the husband (e.g. “My husband didn’t
want to have a large wedding”). Veroff et al (1993a) state that these findings
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may suggest that husbands have more influence in forming the meaning of mar-
riage for black couples than they do for white couples. Second, in a study by
Orbuch et al (1993), white husbands and wives were significantly less dramatic
in storytelling than black husbands and wives. These results support Heath’s
work (1983), which indicates that blacks may have more experience with the
storytelling discourse.
There are also only a few clues available in the literature on account-making
about the various themes per types of events that people may emphasize (Harvey
et al 1990b, Veroff et al 1993a,b). A categorization of various themes would
be extremely useful when coding and analyzing individuals’ accounts, and a
lack of such is one of the major weaknesses of the current accounts literature.
Annu. Rev. Sociol. 1997.23:455-478.
While justification and exoneration of self are common themes in the marital
separation literature, these themes may not resonate with accounts of satisfying
relationships or illnesses that are life-threatening. Gergen & Gergen (1987,
1988) have also discussed the ways that account themes differ with social
context. They contend that accounts change over time and presentation; the
presentation of an account is analogous to other social behaviors; it is influenced
by the current circumstances, audience, and social setting.
Thus, another important direction still largely ignored in the literature is the
persuasive nature of these constructions. I have discussed the self-presenta-
tional motivation for account-making; however, the accounts literature gives
us little insight into the dynamics of the influence process. Many argue that
stories are not based on historical truth but instead are used to manipulate
or persuade some preferred self-presentation to others. LaRossa (1995) sug-
gests that “more attention should be paid to how people socially create stories
about what really happened back then, to suit their own political interests”
(p. 553). The reasons for these myths and manipulations, rather than the ac-
counts themselves, have promise for investigation of the persuasion processes
as they are influenced by account-making. The audience and cultural under-
standings for our account-making activities are important in this persuasion
process.
It has affected every portion of my external and internal life for the last 44 years. Close
relationships? I don’t have any, and never have had. . . And I’ve been married for 25 years
Annu. Rev. Sociol. 1997.23:455-478.
Further, we do not, as yet, have evidence about how the more subtle and
complete types of accounts that probably predominate in most people’s lives
are related to behavioral expectations or actual lines of behavior (Harvey et al
1990b). For example, a type of explanation for a past break-up that emphasized
a too rapid movement to intimacy might be related to future expectations of
“going slower” in developing the next relationship or “getting to know someone”
before getting involved in another relationship.
As significant is the challenge of trying to establish causality in the link
between accounts and social psychological phenomena (e.g. social behavior,
identity formation, adjustment to stressor). Most of the research conducted
to date has been nonexperimental in design and cross-sectional in nature. It
is crucial, however, to explore whether the relationship between accounts and
social psychological phenomena holds up longitudinally and across different
domains of social life.
As part of a longitudinal study of the early years of marriage (Veroff et al
1995), joint accounts by couples were “used to understand the meaning that
newlyweds in modern urban society make of their relationship and how this
emerging meaning may relate to present and future well-being” (Orbuch et al
1993, p. 815). These joint accounts provided researchers with new information
about marital processes, beyond anything that can be assessed with standard
survey measures (Veroff et al 1993c). A good illustration of this contribution
is provided in an analysis of collaboration in these joint accounts. For all but
the black husbands, the fact that the couple had some conflict in telling their
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courtship story in Year 1 (of their marriage) was indicative of less marital hap-
piness in Year 3 than if the couple did not have this kind of conflict. Apparently,
not being able to agree on the story of the relationship has long-term implica-
tions for the well-being of the marriage. These findings support a causal link
between collaboration in couples’ joint accounts and future marital well-being.
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& Lyman, Goffman, and Garfinkel. Despite this prominent history and the
“current enthusiasm for viewing storytelling as a way to make sense out of
personal or relational experience” (Veroff et al 1993b, p. 440), few sociologists
have explicitly used accounts as sources of data in their present empirical work
and analysis.
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474 ORBUCH
CONCLUSION
The foundation is set for a resurgence of work on accounts in sociology. I have
reviewed early sociological writing that played an important role in defining
and conceptualizing the term account. In the early analyses, the phenomenon
of accounts generally was conceptualized as verbal explanations, presented in
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ACKNOWLEDGMENTS
The author is grateful for continued research collaboration on the topic of
accounts with John Harvey, Joseph Veroff, Ann Weber, and Sandra Eyster.
I would also like to thank John Harvey, Carolyn Ellis, Andy Modigliani, Karin
Martin, James House, and an anonymous reviewer for their comments and
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