Professional Documents
Culture Documents
Urban Parks New York City
Urban Parks New York City
PARKS:
NEW
YORK
CITY
2020
Author:
Daví Parente Schoen
Editor:
Nora Libertun de Duren
SOURCE: VALIPHOTOS. 2015. PEXELS,
CONSULTED 2019. WWW.PEXELS.COM
NYC BAN PARKS: NEW YORK CI
Editing: Sheila Mahoney
JEL CODES
Art Directing BID: Emilia Aragón
Design: @latitud_estudio L
O2 Development Planning
and Policy
A
D
T I
U T
O21 Planning Models •
Planning Policy
R10 General
KEY WORDS
ABSTRACT
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New York City’s success in providing high-quality, sustainable, ecologically productive and equity-promoting
parks in recent years presents a number of important lessons for cities in Latin America and the Caribbean Note that link provided above includes additional terms and conditions of the
(LAC). This publication is a review of four innovative strategies that have emerged in New York City to add to and license.
maintain the city’s park portfolio and how can New York City serve as a useful case with lessons to consider
for providing parks in LAC. Cities across LAC face mounting challenges in the provision of public green space. The opinions expressed in this publication are those of the authors and do not
Currently, a majority of LAC cities fall short of providing the World Health Organization’s recommended mini- necessarily reflect the views of the Inter-American Development Bank, its Board of
mum of 9m2 of green space per resident. Residents in cities across the region also face barriers to accessing Directors, or the countries they represent.
parks and many are of poor or declining quality. The underlining social economic inequality and spatial
segregation in many LAC cities is also reflected in the uneven distribution of parks and other green spaces. For
cities in the region, the challenge is one of quantity, quality, and spatial distribution. The political dynamics,
institutional arrangements, financial mechanisms, design strategies, and maintenance programs that have
proven critical to enabling NYC’s recent innovations, therefore, bear a number of lessons for cities across LAC.
NDEX INDEX INDEX INDE
1.1 2.1 4.1
Executive Summary Literary Review Public Private Partnerships (PPP)
Overview
→ Challenges and Historical Context
→ Common Characteristics
Cases
4.1.1. The High Line
4.1.2. Brooklyn Bridge Park
4.1.3. Hunter’s Point South Park
Overview
Cases
4.2.1. Community Parks Initiative (CPI)
4.3
3 P20 TOPIC
[ INNOVATION IN PARK DELIVERY AND MAINTENANCE ] Privately Owned Public spaces
Overview
→ Challenges and Historical Context
4 P26
CASES → Financing
Cases
4.3.1. Zuccotti Park
5 P100
CONCLUSIONS 4.3.2. Community Parks Initiative (CPI)
4.4
6 P106
APPENDIX Parks and Coastal Resiliency
Overview
→ Challenges and Historical Context
7 P112
REFERENCES → Role of Design
Cases
4.4.1. The Big U
P4
THE URBAN PARKS: NEW YORK CITY
P5 PROLOGUE
CASES –
the economy, and revitalizing infrastructure,
among others.
The uniqueness of each individual city de- scenarios of LAC cities. Therefore, instead of development of the city as a whole. This case
scribed in these papers, and the variety of just reviewing the outcomes, the aim of these provides an insight into how integral urban
PRACTICAL
strategies present an opportunity for cities papers is to present and assess the process- projects can benefit the city not only from an
in Latin America and the Caribbean (LAC) to es and methodologies used to produce such environmental point of view, but also as a cul-
develop tailor-made projects and examine improvements. Through this collection of ex- tural engine for social cohesion.
alternative methods to procure their own periences, we expect to highlight how each
EXPERIENCES –
urban renewal. case translated challenges into strategies,
plans or projects. In these trajectories, we
Cities in the United States provide valuable seek to illustrate how several actors interact
lessons for the urban process taking place and get involved, moving from claims and
in Latin America and the Caribbean. The US struggles towards building a consensus for
ADDRESS
experience coping with new technologies, re-shaping the city.
urban sprawl, and their role as economic
development engines, among many others, The case of New York City focuses on the im-
are key for LAC region. From innovative public portant role of public spaces in revitalizing
spaces such as the High Line in New York City urban areas and highlights how these inter-
CITY
to the complex reinterpretation of planning ventions promote community organization
for city resilience in New Orleans, United and participation. The social development
States cities provide a rich and vast array of and community belonging derived from the
examples from which LAC cities can learn. revitalization of multiple public areas, involv-
CHALLENGES –
ing the government, private-partnerships
Learning from the US experience requires and citizen participation strengthens the
reframing these examples in the diverse social fabric and jump-starts the economic
01
THE URBAN PARKS NEW YORK CITY
P9
INTRODUCTION
New York City’s success in providing high- generate sufficient funding from civil society. sets of stakeholders across heterogeneous
quality, sustainable, ecologically productive and The city’s programs developed within this communities. The process of developing new
equity-promoting parks in recent years presents model have also aimed to un-silo various ef- parks in New York today represents various
a number of important lessons for cities in Latin forts across departments for better synergy in trade-offs among often competing urban inter-
America and the Caribbean (LAC). Recently, governmental investments on parks, while at ests. But, the most successful examples have
four innovative strategies have emerged in New the same time coupling these efforts with ini- managed to make public green space integral
York City to add to and maintain the city’s park tiatives to stimulate local stewardship of public to the functioning of broader urban systems
portfolio: public–private partnerships (PPPs), spaces and develop new partnerships with civil and needs, whether affordable housing, flood
equity-based and data-driven governmental society organizations. protection, industrial re-redevelopment, or
initiatives, privately owned public spaces, and addressing historical underinvestment.
coastal resiliency projects. Privately owned public spaces have also been
a useful tool for providing park land by tying
PPPs are agreements between civil society density bonuses to private construction and
entities and government. Both in the terms of management of plazas and other publicly ac-
the agreement and in the composition of the cessible spaces. This approach is feasible in
civil society entities, PPPs offer a wide variety of New York due to citizens’ acceptance of highly
PUBLIC
arrangements. PPPs are useful mechanisms to dense patterns of urban development. Their PRIVATE
facilitate complex jurisdictional demands and concentration in commercial office districts
act as go-betweens among various funding speaks to the limitations of the appeal of this
PARTNERSHIPS
sources. Their ability to exist independent of approach across more mixed-use and residen-
the dynamics of electoral politics can also be tial neighborhoods.
DATA-DRIVEN,
FOUR
advantageous in long-term advocacy and in
supporting parks (both prior to construction Finally, coastal resilience efforts to mitigate the EQUITY-BASED
and for ongoing maintenance and program- vulnerability of low-lying neighborhoods offer
ming), as well as in preparing designs and a new model to approach providing public
EFFORTS
studies in anticipation of politically opportune green space. A number of the projects being
timing. The terms along which PPPs ultimately developed and implemented within this para-
PRIVATELY
INNOVATIVE
balance private benefits and public capital ex- digm reconsider the singular-function of large
penditures, as well as the mechanisms through infrastructure, instead proposing spaces that OWNED
which profits are captured for public purposes, are both functionally necessary for flood pro-
are essential to their long-term self-sufficiency. tection and offer an opportunity to create new
PUBLIC
interconnected open space networks. SPACES
STRATEGIES
Equity-based and data-driven approaches
have enabled New York’s Parks Department to Together, the approaches outlined below
target capital investment around metric-driven present a range of entities, partnerships, and PARKS
needs. These programs have aimed to mechanisms to build, repair, and maintain
address capital needs for parks, particularly in parks. What they share is a sense that parks
AND COASTAL
neighborhoods that lack the potential to should serve multiple functions to diverse RESILIENCY
P10
THE URBAN PARKS: NEW YORK CITY
Cities across LAC face mounting challenges in
the provision of public green space. Currently,
a majority of LAC cities fall short of providing
the World Health Organization’s recom-
risen to address existing challenges. New
York City has a heavily centralized gover-
nance structure. The city’s executive branch
is led by a mayor and its administration is
be approved administratively, without exten-
sive public input (known as by-right devel-
opment). The majority of new construction
in New York is carried out under this rubric.
public input. Public input on zoning and oth-
er planning issues is also carried out through
each neighborhood’s community board.
Until 1963, these community boards held
ordinances has not been the primary means
of shaping cities as it has been in many
North American and European contexts.
↪ Second, many cities across the region
P11
INTRODUCTION
over urban matters to local governments.
The challenges of land regulation is further
compounded by metropolitan fragmenta-
tion, common across a range of cities in LAC.
mended minimum of 9 square meters of responsible for the city’s various agen- The city also has a standardized process greater power in making changes to local face challenges in land use regulation. This ↪ Finally, means of public participation
green space per resident. Residents in cities cies and departments. Each borough also through which exceptions to zoning can be level zoning, but today their role is restricted is manifested in ambiguous property rights, in land use and other planning tools have
across the region also face barriers to access- elects a single borough president. The city granted. The Universal Land Use Review to consulting city agencies and their recom- the inability to enforce existing regulations, historically been limited or restricted in
ing parks and many are of poor or declining council, New York City’s legislative branch, Process (ULURP) includes mechanisms for mendations are non-binding. and, in perhaps the most visually strik- their scope. Although today practices in the
quality. The underlining social economic in- has 51 members, each elected from city ing example, the informal growth of cities region have shifted toward including public
equality and spatial segregation in many LAC districts, and is headed by a speaker. Each In most cities in LAC, land use regulation and (which is, however, certainly not limited to participation as a component of the planning
cities is also reflected in the uneven distri- year the mayor proposes a budget, which urban planning, and public participation the often disseminated image of the slum process, institutionalization and periodic
bution of parks and other green spaces. For is then passed into law by the city council. in these processes, take on a markedly dif- or favela) (Lungo, 2001). The challenge in means of input and review remain limited.
cities in the region, the challenge is one of Other offices, such as borough presidents STATE ferently character. ↪ First, the modernist regulating land rights and land use is also A range of examples, however, point to the
quantity, quality, and spatial distribution. and individual city council members, also tradition has had greater influence, con- tied to the regional history of the outsized potential for greater and more frequent pub-
have access to limited discretionary funding. tributing to a practice of spatial planning, role of national government and their cen- lic participation in decision-making about
New York City serves as a useful case with A number of semi-independent entities EMPIRE STATE often through the creation of ordenamiento/ tralized power in shaping urban dynamics, urban matters. These include policies like
lessons to consider for providing parks also play important roles in the city. These DEVELOPMENT ordenamento (ordering) at both the urban including land use and planning. Further, in the experience in participatory budgeting
in LAC for two principal reasons: (i) it is a include multi-state entities such as the Port CORP. and territorial level (Almandoz, 2010). As recent decades, there has been a wave of that has been established in Brazil.
highly dense, large-scale, formerly indus- Authority of New York and New Jersey and such, land use regulation in the form of legal decentralization and devolution of power
trial metropolis with high levels of socioeco- the Metropolitan Transit Authority, which are STATE OF
nomic inequality and (ii) it has successfully both highly dependent on state funding. NEW YORK
renewed its parks portfolio in recent years
with high-quality design and sustainable
techniques through a number of novel
partnerships with civil society and target-
The New York City Department of Parks and
Recreation (the Parks Department or Parks)
is responsible for the city’s diverse range of
RELEVANT GOVERNMENTAL ACTORS
JOINT
[CITY, STATE, AND JOINT]
ed governmental programs. The political parks, protected natural lands, ecological re-
dynamics, institutional arrangements, fi-
nancial mechanisms, design strategies, and
serves, wetlands, open spaces, plazas, and
other public green spaces (PGS). The Parks
CITY-STATE
maintenance programs that have proven Department is steward of over 30,000 acres
critical to enabling the city’s recent innova- of land — 14 percent of the city’s land — PORT AUTHORITY
tions, therefore, bear a number of lessons for spread over 5,000 properties (NYC, n.d.b). OF NEW YORK
cities across LAC. The Parks Department is responsible for & NEW JERSEY
maintaining the parks, adding to the existing
A summary understanding of New York’s parks portfolio, and programming. These METROPOLITAN
historical economic and governmental various tasks are carried out with funding TRANSIT
↪ BOROUGH BOARDS
structure is helpful to understand the allocated through the city’s annual budget, AUTHORITY ↪ COMMUNITY BOARDS
broader context of recent innovations. Once with major projects going through a capital
a powerful economic center of industrial allocation process.
production, over the past four decades, New
York has been transformed into a hub for the New York land use is governed by the city’s
finance, insurance, and real estate; media; planning ordinance, which lays out a num-
and technology sectors. This transformation ber of regulations around uses, height limits, CITY
has been extensively documented (Sassen, and other related criteria. The city code also
1991; Fainstein and Fainstein, 1989) and these has a number of special zoning districts that ↪ DEPT. OF PARKS & RECREATION
BOROUGH
changes to New York’s economy have created target specific areas for variations within
the conditions within which many new parks the larger ordinance. If a development plan
PRESIDENT (5x) ↪ DEPT. OF CITY PLANNING
have been built. For example, industrial
decline has made publicly owned land along
complies with current zoning, the project can
MAYOR ↪ ECONOMIC DEVELOPMENT CORP.
the city’s formerly commercially significant
COMPTROLLER ↪ PUBLIC DESIGN COMMISSION
waterways available for non-industrial uses
and development.
CITY COUNCIL (51x) ↪ DEPT. OF HOUSING PRESERVATION & DEVELOPMENT
A brief description of New York City’s gov-
ernmental structure (NYC, n.d.a) provides SOURCE : AUTHOR
context within which recent innovations have
02
TUAL FRAMEWORK CONC
THE URBAN PARKS NEW YORK CITY
P15 INTRODUCTION
CONCEPTUAL FRAMEWORK
2.1 LITERATURE REVIEW
SOURCE: HIGHLINE, NYC 2019. IDB
↪ MENTAL
HEALTH
↪ ENVIRONMENTAL
BENEFITS
↪ ECONOMIC
BENEFITS
In summary, parks offer a wide range of benefits to cities on
↪ SOCIAL various scales and to differing degrees based on contexts and
FUNCTIONS
varying pathways. Especially important to our discussion here
is the conclusion, drawn by a number of studies, that physical
THIS BODY OF LITERATURE, INCLUDING THE ISSUES and demographic context are integral to the mediation of the
THAT REMAIN OPEN TO ACADEMIC DEBATE, LAYS benefits of PGS. In light of these findings, investment, plan-
OUT THE IMPORTANT PUBLIC HEALTH BENEFITS ning, and design decisions should consider how parks can ad-
OF PGS AND REINFORCES THE NEED FOR CAREFUL equately respond to the particularities of place in order to
ATTENTION IN PARK DESIGN AND PROGRAMMING ensure that they produce the benefits their champions intended.
TO THE CONTEXTS AND COMMUNITIES THEY ARE
INTENDED TO SERVE.
03
THE URBAN PARKS NEW YORK CITY
P21
TOPIC
TOPIC
... how to maintain and add to the city’s park
portfolio in the face of limited and unpredictable
year-to-year city budget allocations.
INNOVATIONS IN PARK
DELIVERY AND MAINTENANCE
RECENT INNOVATIONS IN DELIVERY AND These innovations reflect a range of ap- municipal funding for parks (more broadly)
proaches to park construction and manage- extends beyond the fiscal crisis of the 1970s,
MAINTENANCE OF PARKS IN NEW YORK CITY CAN ment that respond to particular historical however. The continued budgetary reduction
BE GROUPED INTO FOUR BROAD CATEGORIES eras and political contexts. Within each of in park spending reflects a broader change
these broader strategies, the diverse array in the perceived value of park land and open
of approaches to the particular challeng- space and the role government should play
es presented (whether through different in providing it. This is evident in the degree
funding mechanisms, legal arrangements, to which, even in the context of New York’s
design strategies, or public participation/ economically prosperous recent past, city
engagement) suggest the range of possibil- budgets have tended to prioritize issues such
ities within these models to address a similar as the mounting housing crises, education,
challenge across a range of contexts. and policing initiatives over parks.
RESILIENCY EFFORTS.
inconsistent at best and non-existent at capital allocation and annual funding from
worst (Osman, 2017). The reality of limited federal, state, city, and private sources.
P22
THE URBAN PARKS: NEW YORK CITY
↪ Second , and directly related to the
decline in public resources discussed above,
each of the innovations should be under-
stood within a larger looming challenge of
policy changes to zoning or planning laws.
Rather, public input has come to occupy a
prominent role in planning and designing suc-
cessful public spaces through long-term po-
park maintenance and capital repair for New litical controversy and public activism. While
York’s existing open space infrastructure. this development is encouraging, its nor-
The parks and public spaces we discuss mative position (rather than inscription into
make up only a portion of the city’s open law) means it remains vulnerable to political
space network and represent contextual and social changes. Moreover, while public
responses that largely shift toward models input has become central to park planning,
of operation that operate outside annual design, and delivery, the institutionalization
city funding allocations and their attendant of various publics (small groups of people en-
political and fiscal uncertainty. Although gaged in specific issues) in the long-term gov-
these examples may address issues in par- ernance of these spaces is often neglected.
ticular parks, they should be understood
within an overall systemic crisis in the city’s ↪ Finally, and perhaps most importantly,
ability to provide maintenance and capital the most successful approaches outlined
repairs. A recent report estimated current below convincingly tie park delivery and
needs at nearly $6 billion (Surico, 2018). capital improvements to other urban strat-
egies such as u ban
REPAIRS.
↪ Third , since 2001, New York City has ly, in an era when funding for the Parks
experienced historically strong economic Department has been reduced, the value of
conditions, especially with the strong parks and open spaces to provide a range of
recovery following the 2008 financial crisis benefits to various stakeholders in New York
(DiNapoli and Bleiwas, 2018). This period has has become clearer. One of the most import-
been characterized by an expansion of the ant takeaways, therefore, is how cities across
city’s high-value industries (e.g., banking, LAC might learn to consider how providing
entertainment, and media) as the city has parks can be beneficial to a range of other
continued to deindustrialize. Over this same urban stakeholders and interests, and how
time period, the city has also seen tremen- to balance those shared interests with an
dous, nearly uninterrupted, growth in real equitable distribution of their benefits.
estate values. However, these gains have not
been evenly distributed. Today, the city is, by In the sections that follow we discuss each
some measures, highly racially segregated of the four broad strategies more in depth.
and has a high degree of socioeconomic With each we present a case (or series of
inequality. This context also provides an cases) that illustrate the particularities of im-
important backdrop to a number of the plementation. We begin with PPPs and three
initiatives detailed below. cases of their use: the High Line, Brooklyn
Bridge Park, and Hunter’s Point. The follow-
↪ Fourth, public participation in planning ing section introduces equity- and data-
and designing park space has become not based approaches, highlighting the Parks
only common practice but essential to the Department’s Community Parks Initiative
political viability of many projects and their and the Anchor Parks Initiative. Next, we
long-term well-being, use, and stewardship discuss privately owned public spaces
by local communities. Perhaps most interest- (POPS). Finally, we look at recent and ongo-
ingly, the centrality of public input to park de- ing efforts to use coastal resilience initiatives SOURCE: HIGHLINE, NYC 2019. IDB
velopment has occurred without significant to provide parks and other open spaces.
04
P24 P25
CASES
PPPs ARE FORMAL AGREEMENTS BETWEEN NON-
PROFIT ENTITIES, MANY OF WHICH WERE FORMED
BY CONCERNED LOCAL RESIDENTS (OR LOCAL
BUSINESSES), AND CITY AGENCIES, MOST OFTEN
THE PARKS DEPARTMENT.
The Central Park Conservancy, founded in
1980, was the first PPP to become formally
5.1 PUBLIC–
involved in New York City parks. The PPPs
that soon followed targeted other flagship
parks (e.g., the Prospect Park Alliance was
founded in 1987 to improve Prospect Park).
In the intervening years, a range of parks and
PRIVATE
other open spaces have either come under
the control of or benefited from PPPs. As
New York’s economy deindustrialized, PPPs
emerged as a key tool in creating parks (and,
in one form or another, spurring urban rede-
velopment efforts).
PARTNERSHIPS
The conversion of marginal land — particularly around the formerly
active waterfront and adjacent warehouses — has relied heavily
on the use of PPPs of various types for their realization and
ongoing maintenance.
P28
THE URBAN PARKS: NEW YORK CITY
P29
CASES | PUBLIC–PRIVATE PARTNERSHIPS
ability to accept funding from certain sourc- in the breakdown of funding responsibilities mechanisms for public input. PPPs (e.g., The
es. The composition of boards, on the other between city government and the corre- Central Park Conservancy) often offer a
hand, sets the terms of the power dynamics sponding entity, and in what revenue streams means of public input around planning or
between various stakeholders and interest and sources can contribute to the PPPs. programming. Elected officials, on the other
groups. These often reflect other political These factors, in turn, are key to the fiscal hand, offer a means for the public to put in
dynamics between elected officials, and the sustainability of the PPPs and the avenues of place representatives that will pursue a par-
interactions and relations between these are public input into decision-making around fu- ticular agenda in relation to decisions that
important features of these legal entities. ture park maintenance and programming.(1) often affect parks.
P30 THE URBAN PARKS: NEW YORK CITY
4.1.1. P31
CASES | PUBLIC–PRIVATE PARTNERSHIPS
was to service the cluster of slaughterhous- dedicated to preserving the viaduct. It would
es and food production warehouses and eventually become the leading civil society
factories along Manhattan’s Westside below advocate for the development of a park on
34th Street. Unlike most of the other elevat- the existing structure.
ed rail lines in New York, the viaduct along
10th Avenue was built in the middle of the The urban context of the neighborhoods
block, a feature that would prove integral to surrounding the High Line (Chelsea and the
the future park’s unique experiential quality. Meatpacking) is essential to understanding
The 1950s and 1960s saw a shift in New York, its history and development. The elevated
propelled by construction of the national park cuts through Chelsea, a neighborhood
highway system, to vehicular freight for food with a long history as a center of New York’s
distribution purposes. This transformation arts and LGBTQ life. By the 1980s, Chelsea
contributed to the steady decline in rail traf- was becoming the country’s preeminent
fic along the 10th Avenue elevated rail line contemporary art district. Today, it remains
and, by 1980, service along the viaduct was the largest concentration of galleries in the
terminated. The rail, which had been owned United States. As New York’s Westside con-
by Conrail (a federal rail entity), was inherit- tinued to deindustrialize throughout the late
ed by CSX Corporation in 1999. 1980s and 1990s, the Meatpacking district
also began to transform into a center of cul-
In the late 1980s, numerous efforts from ture and nightlife.
civil society, private developers, and the
city endeavored to either reuse the viaduct In the years before its construction, the infra-
(including for mass transit) or demolish it to structure that would eventually become the
allow for development. The Chelsea Property High Line was caught in a gridlock between
Owners, an organization comprising local competing interests. Those who owned prop-
land owners and developers, through both erty under the viaduct and interested devel-
public campaigns and legal challenges, at- opers wanted to tear it down to make way for
tempted to demolish the elevated rail line, new construction, but they were stymied by
but disputes regarding how to distribute the various funding and legal challenges. Local
costs of the work derailed the effort. For its activists who had begun to see the potential
part, the Giuliani administration supported of the space as, alternatively, a refuge from
dismantling the viaduct to make way for new the city or a piece of wilderness, wanted to
housing development. The Friends of the preserve this character in the face of the
High Line (FHL), a non-profit organization, deindustrialization of Manhattan’s Westside.
CHALLENGE
impeded by the structure by allowing them
to sell their rights for additional density else-
where in the neighborhood. ↪ Second, West
AND
Chelsea saw a broader neighborhood rezon-
ing. The zoning response should be under-
stood within its historical context: namely,
INNOVATION
the existing desire, on the part of New York
City’s Planning Department and a range of
private developers, to rezone the area from
manufacturing and industrial uses to com-
The primary challenge in planning, funding, mercial and residential ones. Although the
and constructing the High Line was how to city argued that this rezoning was required
transform an impediment to development to justify the rate of return (in the form of an
(the viaduct), in a neighborhood that devel- expanded tax base) on the public invest-
opers viewed as prime for densification, into ment in the park, critics have claimed the
an asset. From the city’s perspective, devel- investment could have been justified with the
oping the park was tied to an understanding naturally occurring rate of return (Lindner,
that providing a public amenity would need Rosa, Baker, et al., 2017). The creation of
to be rationalized as paying for itself through the Special West Chelsea District was key,
the private development it spurred and the however, to gaining the political support of
resulting impact on the city’s tax base. local property owners. The rezoning allowed
interested local owners and developers to
The eventual compromise reached to trans- benefit from redevelopment. The inclusion
form the viaduct into a park was rooted in an of development transfer rights, which al-
understanding that preserving the structure lowed properties under the High Line to sell
(and development of the park) would be
contingent on creating a mechanism that al-
lowed for increased density in certain parts
their air rights within a designated corridor,
allowed a greater number of owners to ben-
efit from unused property rights. The Special
THE HIGH LINE
of the neighborhood. This would take the
form of rezoning Manhattan’s Westside, but
more than a simple trade-off between densi-
West Chelsea District zoning also specified
that the sites receiving additional density
would be primarily located adjacent to the
ILLUSTRATES HOW PARK
ty and parkland, the High Line illustrates how
park development became inextricably tied
to developing an entire identity for a series
park or along 10th Avenue or 11th Avenue.
DEVELOPMENT BECAME
of new developments and neighborhoods.
The park, for example, would eventually be
marketed to both developers and the gen-
The rezoning allowed
interested local INEXTRICABLY TIED TO
eral public as an asset that served both the
interests of increasing real estate values and
recreational uses (although precisely which
owners and developers
to benefit from DEVELOPING AN ENTIRE
publics would become the subject of much
debate and criticism).
redevelopment.
IDENTITY FOR A SERIES OF
NEW DEVELOPMENTS AND
In the case of the High Line, novel zoning
mechanisms proved integral to deliver-
ing the park. Novel zoning took two forms.
NEIGHBORHOODS.
↪ First , transferring air rights above
the High Line compensated land owners
P36
THE URBAN PARKS: NEW YORK CITY
Railbanking refers to the federal program
(2)
ROLE OF P39
CASES | PUBLIC–PRIVATE PARTNERSHIPS
unfeasible (turning the entire structure into
a swimming pool), they nonetheless began
to speak of the exciting potential for creat-
DESIGN
ing a unique public space in the city. Finally,
the process of selecting the design team,
from the Request for Qualifications to hir-
ing Field Operations/DillerScoffidio-Renfro/
Piet Ouldof, reflected a proactive push by
the park’s proponents to prepare a design
(even prior to full funding) and the integral
role high-end design would play in creating
As an example of reusing infrastructure for the park’s identity. As mentioned above, the
The High Line was novel for the direct link, both in appeal to parkland, the High Line is the heir to a pri- need to create a landmark park to attract
politicians and developers, between providing a top-quality marily European tradition. The Promenade investment to the neighborhood meant the
Plantée in Paris, for instance, was a frequent additional costs, such as high-quality ma-
public space and its ability to generate additional value in a point of reference for the High Line’s propo- terials and horticultural expertise, proved
broader urban redevelopment strategy. nents in their efforts to advocate for reusing worthwhile, at least to the interests that
the elevated railway. The High Line, however, coalesced around the park’s construction
is the first of its kind in North America and as (even if not its long-term maintenance).
such demonstrated the ability to adapt this Ultimately, some have questioned whether
strategy to an American context. Moreover, the costly nature of certain materials might
the High Line was novel for the direct link, be detrimental to the long-term ability of the
both in appeal to politicians and developers, FHL to adequately maintain the park given its
between providing a top-quality public space reliance on private funding.
and its ability to generate additional value in a
broader urban redevelopment strategy. The Special West Chelsea District also used
zoning as a mechanism to control certain
Designing and visualizing what the High Line design characteristics that would impact
was and what it could become were inte- the High Line’s public space. The air-rights
gral to a broad public strategy by the FHL transfer mechanism, for example, laid out
and other proponents. Publication of Joel a number of specifications around granting
Sternfeld’s book Walking the High Line, for sites (those within the transfer corridor) and
example, helped create an image in the pub- receiving corridors. Among their stipulations,
lic eye of the wild and spontaneous beauty these rules regulated the bulk of buildings
that had taken root on the abandoned rail- adjacent to the High Line in order to retain
way. An ideas competition, sponsored by light and air along the elevated park. For the
both the FHL and the Trust for Public Space, planners, advocates, and designers involved
began to open the possibilities of what the in the High Line, design was integral to both
space could become for the city. Even if creating and retaining the park’s unique
some of these ideas were outlandish and characteristics and identity.
ment of these neighborhoods reflects larger considerable. What numerous critics have
dynamics in the shifting economic and social pointed to, however, has been the degree
character of Manhattan away from its indus- to which private benefits from the park have
trial past. For their part, the rezonings that not been proportionately captured by the
have been implemented have been subject city. In particular, given the resources need-
to an intense public process and approval ed for the park’s upkeep, the failure to create
through the traditional levers of power in New mechanisms to capture some of the value ↪ ↪ ↪ ↪ ↪ ↪ ↪
York City government. created by the park for its own long-term
success was a marked shortcoming, which PRELIMINARY PROJECT FUNDING CONSTRUC- OPERATIONS, MAINTENANCE,
STUDIES, DESIGN TION PROGRAM- CAPITAL
The rezoning of West Chelsea should be has even been acknowledged by individuals OUTREACH, MING REPAIRS
understood as a balance between a num- within the FHL.3 FEASIBILITY,
ber of competing demands and interests. ETC.
Appeasing developers and property owners, Finally, the High Line has been criticized
for example, was accom- regarding accessibility and who the park ↪
plished by transferring air serves. This is partially a product of the park’s
CRITICISM AND
NON-
rights in the High Line spe- success and its status as a tourist destina- GOVERNMENTAL
cial corridor. Zoning also tion. Given its small scale and the high vol- ENTITY
made a number of accom- ume of users, the High Line has come to be
The High Line has been the subject of nu- ever, were less successful in achieving their only increases the sense of disconnection
merous critiques. Much of this criticism has goals in the rezoning. The High Line transfer between the users of the park and the sur-
↪
targeted the High Line as a symbol of a broad- corridor, for example, did not require new rounding community. The FHL has taken a
er, city-wide, transformation of New York buildings to include affordable housing (at number of steps, primarily around program- STATE
into a playground for the rich (with growing least for phases one and two). Many have ming, to address this issue. These questions GOVERNMENT
inequality) that many have used to charac- criticized this decision, especially considering about the park’s users and intended audience
terize the Bloomberg era. The tremendous the profits earned by developers in the boom- raise a number of broader issues about capi-
success and popularity of the park, beyond ing luxury residential constructions, and the tal funding for New York parks and the trade-
the expectations of even its most enthusiastic knock-on effects of putting pressure on the offs that accompanied the decision to invest ↪
proponents, has also played a role in open- neighborhood’s overall housing market. in the High Line.
ing the project to a number of more specific FEDERAL
GOVERNMENT
criticisms about its accessibility to and func- Although the dynamics that incentivized Adam Ganser, Vice President of Planning
(3)
tionality for residents. city government to overhaul the west side of and Design, FHL. Interview August 2, 2018.
Manhattan extend beyond any single project,
Chelsea, particularly west of 10th Avenue, has the High Line was seen (both explicitly and
seen massive amounts of new development symbolically) as integral to the transforma- ↪
since the area’s rezoning in 2005, including tion. If, as Alexandros Washburn (former
PRIVATE
over 1,300 new housing units and just under chief urban designer for the New York City SECTOR
500,000 square feet of commercial office Department of City Planning) was quoted
space, totaling 33 new construction projects as saying, “the High Line and its rezoning
(NYCEDC, 2016). This construction boom has are one,” in what ways was the park’s cre-
been by design, with the city’s Department ation important in making the rezoning more
of City Planning using the rezoning of West palatable politically and to which publics?
Chelsea and the massive Hudson Yards (at The High Line represents a bargain between
the terminus of the 3rd section of the High providing a public amenity that provides sig-
Line) to transform several formerly industrial nificant financial benefit to developers and N O T E : P R I VAT E F U N D I N G D O N AT E D T H R O U G H T H E F H L – S O U R C E : AU T H O R
P42THE URBAN PARKS: NEW YORK CITY
4.1.2. P43
CASES | PUBLIC–PRIVATE PARTNERSHIPS
BROOKLYN
SOURCE: BROOKLYN BRIDGE, NYC 2019. IDB
PHOTO BY: ALESSANDRA RICHTER
BRIDGE PARK
P44
THE URBAN PARKS: NEW YORK CITY
[Source] Google Earth, 2019
By the 1980s, the piers and warehouses that
lined the Brooklyn side of the East River had
begun to fall into decay as the city deindustri-
alized and maritime commerce moved else-
P45
CASES | PUBLIC–PRIVATE PARTNERSHIPS
organizations,
number of city and state agencies. The Port
Authority wanted to redevelop these prop-
erties to what they considered their “highest
and best use” at the time: namely, putting
them up for sale to private developers for
commercial or residential development.
Neighborhood associations, particularly
local politicians,
the Brooklyn Heights Association, opposed
these ambitions, and their mobilization
helped defeat development plans in the
and developers)
1980s. Instead, a number of stakeholders
(including neighborhood organizations, local
politicians, and developers) proposed the
proposed the
idea of a park
idea of a park occupying a significant portion
of the site of the former piers. ↪ The chal-
lenge: how a group of community stakehold-
occupying a
ers could garner political support, conduct
feasibility studies, and initiate a participato-
ry planning process for a park that lacked the
significan portion
official support of a government agency on
a site owned by various public landholders
in the midst of a fiscal and political climate
of the site of
that required financial self-sustainability.
The innovative ways in which the various
stakeholders managed to overcome these
challenges throughout the planning, de-
signing, building, and management stages
of Brooklyn Bridge Park are explored below. the former piers.
P46
THE URBAN PARKS: NEW YORK CITY
AND
able to negotiate with various government
agencies and political interests at the state
and city levels. This ultimately proved vital
INNOVATION
to the park’s unified design, as well as to the
stipulation that its long-term maintenance
be financially self-sufficient. If the LDC were
to benefit from being somewhat of a political
free agent, the fact that it was not the child
of any single administration or government
agency also meant it would have to fend for
itself for its long-term fiscal sustainability
ERING BROOKLYN BRIDGE PARK WAS position of the LDC was key to the park’s
creation. For this purpose, the Downtown
Brooklyn Waterfront LDC was established
FINANCIAL
also formally mandated that the newly cre-
ated Brooklyn Bridge Park Development
Corporation (BBPDC) include sufficient
SOURCE: BROOKLYN BRIDGE, NYC 2019. IDB P49
ROLE OF
CASES | PUBLIC–PRIVATE PARTNERSHIPS
MODEL DESIGN
development revenue to fund maintenance
and operations.
Brooklyn Bridge Park presents a case of successful increase ecological diversity, distribution
of programs across the park’s zones, and
local resistance to private development pressures the mitigation of ambient noise from an
adjoining highway. The creation of varied
and typifies the sort of trade-off that ultimately often edge conditions along the park’s East River
border aimed to create a variety of habitats
proves politically necessary to get a project built. within the ecosystem of New York’s harbor.
Retaining the structures of a number of the
existing piers was also an effective way to
provide for the wide range of programmatic
zones (active and passive recreation) desired
by the community and the borough at large.
↪ Finally , a large berm placed between
the park and the highway was designed to
minimize the noise pollution of the Brooklyn
Queens Expressway that passed just to the
east. Taken together these decisions reflect a
design that managed to negotiate a number
of conflicting, or at least competing, pro-
grammatic demands and varied user groups
while responding to the advantages and
connections presented by the site’s context.
P50 THE URBAN PARKS: NEW YORK CITY
The decision to propose primarily private
residential uses within the site’s development
was highly controversial among community
members, especially in the low-density and
Brooklyn Bridge Park P51
CASES | PUBLIC–PRIVATE PARTNERSHIPS
CRITICISM AND
the mechanism for continued public input
into decision-making around the park’s oper- ↪
ations and management. Housing the BBPDC
NON-GOV-
CONTINUED
within the ESDC was necessary to insulate ERNMENTAL
the park funding from the political whims of ENTITY
the city and state government. On the other
PARTICIPATION
hand, that same decision reduced the ability
to more directly influence decisions about
the park’s operation and plans. ↪
CITY
GOVERNMENT
↪
STATE
GOVERNMENT
↪
FEDERAL
GOVERNMENT
↪
PRIVATE
SECTOR
[ REFLECTION OF GOVERNANCE ] N O T E : T H E L D C WA S E V E N T U A L LY H O U S E D W I T H I N T H E E S C D , W H I C H WA S T H E N
RESPONSIBLE FOR CONSTRUCTION AND OPERATIONS. – SOURCE: AUTHOR.
P52 THE URBAN PARKS: NEW YORK CITY
4.1.3. P53
CASES | PUBLIC–PRIVATE PARTNERSHIPS
HUNTER’S
POINT
SOURCE: HUNTER’S POINT, SOUTH PARK, LONG ISLAND CITY, QUEENS, NY 2019. IDB
PHOTO BY: ALESSANDRA RICHTER
SOUTH PARK
P54
[Source] Google Earth, 2019
THE URBAN PARKS: NEW YORK CITY
P55
CASES | PUBLIC–PRIVATE PARTNERSHIPS
SOURCE: HUNTER’S POINT, SOUTH PARK, LONG ISLAND CITY, QUEENS, NY 2019. IDB
PHOTO BY: ALESSANDRA RICHTER
INDUSTRIAL USES.
LIRR, and NJ Transit) that run underground,
including an air vent that comes to the sur-
face east of the river. Most recently, Hunter’s
Point South was included in New York’s pro-
posal for the 2012 Olympics as the site of
the Olympic Village. The failure of the city to
secure the games would provide the oppor-
tunity to reconsider the possible uses that
would eventually lead to the redevelopment
of the site as a mixed-use neighborhood that,
through inclusionary housing requirements,
will eventually represents New York’s “larg-
est new affordable housing complex in more
than three decades” (NYC, 2011).
P56
THE URBAN PARKS: NEW YORK CITY
CHALLENGE
P57
CASES | PUBLIC–PRIVATE PARTNERSHIPS
AND
INNOVATION
Revitalizing the
New York City faces a mounting affordable (NYCEDC) and the Department of Housing the NYCEDC and HPD to generate interest on
housing crisis. Over the past two decades, Preservation and Development (HPD). The the part of private developers in building the
the city has prospered economically and development of Hunter’s Point South can be housing on site.
former industrial
grown in population, but the distribution of broadly broken down into four constituent
the benefits of the city’s transformation have parts: rezoning Long Island City, which was The timeline of Hunter’s Point South Park and
only compounded socioeconomic inequal- undertaken under the Bloomberg admin- its relation to neighborhood development
ity. Housing prices have seen a sharp rise istration; revitalizing the former industrial also demonstrate a novel approach to how
[HUNTER’S POINT
of their income on housing) or moderately City government had targeted Long Island to private development (to be carried out
(30%–50%) housing burdened (Austensen, City as a site for rezoning since the late 1980s on formerly public land and with stringent SOURCE: HUNTER’S POINT,
Been, Vera, et al., 2016). Within this context, because of its proximity to Manhattan and affordable housing requirements), but parks SOUTH PARK, LONG ISLAND CITY,
SOUTH PARK];
Hunter’s Point South represents an effort to transit connections. The early 2000s saw and public open space were also positioned QUEENS, NY 2019. IDB
tie the provision of a park with private devel- central Long Island City rezoned as part as a part of the vital infrastructure necessary PHOTO BY: ALESSANDRA RICHTER
opment that includes significant affordable of a strategy to create a new office node in for a successful neighborhood.
Providing key
housing allocations.4 Within this strategy, the outer boroughs (Wolf-Powers, 2005).
Hunter’s Point South Park was seen as a key Rezoning the Special Southern Hunter’s Point The timeline of Hunter’s Point South Park
asset for the broader urban redevelopment District in 2008 was part of Bloomberg’s pro-
and its relation to neighborhood development
infrastructural
strategy. When completed, the district will gram to address issues of affordable housing.
represent up to 5,000 new housing units, This rezoning targeted seven blocks along the also demonstrate a novel approach to how
of which 60% will be targeted as affordable East River for transformation from low-den-
for low/moderate income families (NYCEDC, sity industrial and commercial to mixed-use,
public and private initiatives can be mutually
sector to construct
private sector participation to construct and Led by the NYCEDC, this process included
finance the broader development. purchasing land from the Port Authority, (5)
New York City’s current ordinance incor-
New York State, and a previously existing porates inclusionary zoning laws that allow
new buildings.
The development of Hunter’s Point South was development corporation (Queens West residential developments to benefit from
an inter-agency initiative, led by New York Development Corporation) from a previously increased density when they meet certain
City’s Economic Development Corporation stalled 1990s effort. This acquisition allowed affordable housing requirements.
P58THE URBAN PARKS: NEW YORK CITY
FINANCIAL
Unlike some of the other examples of PPPs,
Hunter’s Point South Park is maintained and
operated by the city’s Parks Department. ROLE OF P59
CASES | PUBLIC–PRIVATE PARTNERSHIPS
The neighborhood scale of the develop-
ment of Hunter’s Point South meant that
the city was able to stipulate a number of
MODEL DESIGN
Funding for upkeep is allocated through the environmentally sustainable measures.
city-wide budget and contingent on yearly A considerate and innovative design ap-
budgeting for the Parks Department provided proach was integral to constructing an
by the city council. There is an active non-prof- ecologically productive and resilient park
it entity (Hunter’s Point Park Conservancy), along the East River. However, in this case,
EXPLICITLY DRAWING THE CONNECTIONS BETWEEN but its functions supplement the city’s efforts the role of design extended beyond the park
rather than supplanting them. and included storm water requirements and
NEW PARKLAND, INFRASTRUCTURE, AND SUCCESSFUL streetscapes that were both functionally pro-
HOLISTIC AFFORDABLE HOUSING PLANNING FACILITA The nature of the PPP to develop Hunter’s ductive and aesthetically pleasing. Hunter’s
Point South differs from a number of the ex- Point South Park along the East River was de-
-TED THE POLITICAL EXPEDIENCE OF CAPITAL SPENDING. amples discussed above. Rather than a legal signed by Weiss/Manfredi and SWA/Balsely
agreement between a non-profit entity and the with Arup serving as lead consultant. The
city, the Hunter’s Point South redevelopment park’s primary concept was to propose that
The majority of the funding for Hunter’s was an initiative led by the city government. the landscape could serve as both a berm
Point South Park was provided by New York This meant the city led the planning, rezon- that would be a barrier against storm surge
City. This was justified politically and fiscally ing, and infrastructure provisioning required and provide varied spaces for passive and
along two fronts. ↪ First, providing parkland for a set of individual parcels to then be put active recreation. Today, particularly follow-
was tied to other essential infrastructure up for disposition to private developers. A ing Superstorm Sandy, this double function
necessary to build a new neighborhood on series of Requests for Qualifications led to of landscape has become commonplace, but
formerly industrial lands. ↪ Second, this selecting private developers (in the project’s Hunter’s Point South Park was among the first
new neighborhood fulfilled a role for the first phase, this included a partnership with projects to implement this approach along
Bloomberg and de Blasio administrations’
multi-billion dollar city-wide efforts to meet
affordable housing promises. Explicitly draw-
a non-profit organization) that would build
the housing, including affordable housing.
In this case, the trade-off between private
The park’s primary New York’s waterfront. The design of the park
also serves to create a series of ecologically
sensitive habitats in the wetlands and marsh-
concept was to
ing the connections between new parkland, profits and public benefits focused on the link es that extend along the waterfront. The
infrastructure, and successful holistic afford- between parks and constructing affordable city’s ability to provide neighborhood-wide
able housing planning facilitated the political housing rather than the resources for ongoing bioswales and separate storm water and
active recreation.
tion to incentivize private development of the
SOURCE: HUNTER’S POINT, neighborhood (albeit with stringent afford-
an initiative led by
SOUTH PARK, LONG ISLAND CITY, able housing allocations). the city government.
QUEENS, NY 2019. IDB
PHOTO BY: ALESSANDRA RICHTER
P60
THE URBAN PARKS: NEW YORK CITY
↪ ↪ ↪ ↪ ↪ ↪ ↪
PRELIMINARY PROJECT FUNDING CONSTRUC- OPERATIONS, MAINTE-
STUDIES, DESIGN TION PROGRAM- NANCE, CAPI-
OUTREACH, MING TAL REPAIRS
FEASIBILITY,
ETC.
↪
NON-GOV-
ERNMENTAL
ENTITY
CRITICISM AND
Despite its successes, Hunter’s Point South CITY
has been subject of criticism along three GOVERNMENT
fronts. ↪ First, residents in some adjoining
ONGOING GOVERNANCE
neighborhoods have resisted the densifica-
tion of the waterfront as a departure from the
prevailing character of Hunter’s Point South.
↪
↪ Second, the development has increased
rent pressures on the industrial cluster with- STATE
in Long Island City more broadly, with a num- GOVERNMENT
ber of local manufacturers either relocating
SOURCE: HUNTER’S POINT, or facing the possibility in the near future.
SOUTH PARK, LONG ISLAND CITY, ↪ Finally, access to the affordable housing
QUEENS, NY 2019. IDB in Hunter’s Point South has been a source ↪
PHOTO BY: ALESSANDRA RICHTER of considerable frustration. Over 92,000
applications were received for the 924 units FEDERAL
GOVERNMENT
available through the city’s housing lottery
system (Navarro, 2015). Rather than a re-
crimination of the redevelopment of Hunter’s
Point South, these figures testify to the depth
of the city’s broader housing crisis and if ↪
anything should reinforce the efficacy of the
PRIVATE
project and the need for its reproduction. SECTOR
SOURCE: AUTHOR
SOURCE: HUNTER’S POINT,
SOUTH PARK, LONG ISLAND CITY,
QUEENS, NY 2019. IDB
PHOTO BY: ALESSANDRA RICHTER
OVERVIEW P63
CASES | DATA-DRIVEN, EQUITY-BASED EFFORTS
THE TWO PROGRAMS, WHICH AIM TO FUNNEL PARK CAPITAL FUNDING TOWARD
AREAS OF PARTICULAR SOCIOECONOMIC AND DEMOGRAPHIC NEED, ARE THE
COMMUNITY PARKS INITIATIVE (CPI) AND THE ANCHOR PARKS INITIATIVE (API).
Over the past four decades, funding (as a development-driven logic at the core of many ←
share of the overall budget) for New York of the parks built during the Bloomberg years,
City’s Parks Department has steadily declined which looked favorably on the trade-off of CHALLENGES
(Surico, 2018). In a climate of competing pri- private profits resulting from public capital
orities and the broader reduction in federal expenditures, as long as they boosted the AND
support for a range of urban issues, parks municipal tax base and provided sufficient
have often been on the losing end of bud- public amenities. Predominantly this meant HISTORICAL
getary cuts. When resources are limited, that the new jewels in the city’s park system
funding parks over other essential services were located either in Manhattan or geo- CONTEXT
like policing, education, housing, or health graphically adjacent neighborhoods across
becomes a serious political challenge. As the East River. Furthermore, the city’s bud-
alluded to above, one-time capital funding is geting process has long meant that resources
easier to mobilize politically than the yearly tend to follow places with greater socioeco-
CASES
budgetary allocations provided for the Parks nomic and political power. The geographic
Department through the city council. At concentration of capital investments in parks
least, many politicians perceive it to be more was seen as compounding a historic pattern
politically advantageous to build a new park of underinvestment in certain communities,
through one-time line items than to provide namely those in the outer boroughs and
additional funding to maintain existing parks those that tended toward newer immigrants
(Surico, 2018). Within this context, critics and communities of color.
have pointed out the irony that, while New
York has added to its portfolio of parks in Since taking power, the de Blasio administra-
recent years, it has simultaneously reduced tion has both increased the overall budget
funding to maintain and repair those already of the Parks Department and announced
4.2 DATA-
in its portfolio. This dynamic was under- two major initiatives, with mayoral funding
scored in the Center for an Urban Future’s attached, aimed at addressing systemic
report (Surico, 2018) on the state of the city’s disinvestment in parks. The two programs,
existing park infrastructure and the current which aim to funnel park capital funding to-
state of repair needs. The report describes ward areas of particular socioeconomic and
DRIVEN, EQUITY-
nearly $6 billion worth of capital repairs re- demographic need, are the Community Parks
quired to bring current parks up to date. Initiative (CPI) and the Anchor Parks Initiative
(API). Together the two programs account for
Addressing socioeconomic inequality was $468 million ($318 million for CPI and $150 mil-
central to Bill de Blasio’s mayoral campaign. lion for API) in investment. They also embody
His platform, and eventual electoral suc- an approach that aims to address historical
BASED EFFORTS
cess, was read by many as a referendum patterns of neglect and long-needed repairs.
on the Bloomberg administration and the Given the ambitions of these programs, the
transformations that the city had under- methodologies used for project selection
gone in the previous decade. With regards to aim to set criteria that respond to data (e.g.,
parks and open space, critics believed that demographic and economic) rather than the
Bloomberg’s administration had prioritized pre-existing political system that typically
building new parks over addressing system- determines funding.
ic needs. Underlying this criticism was the
P64 THE URBAN PARKS: NEW YORK CITY
4.2.1. P65
CASES | DATA-DRIVEN, EQUITY-BASED EFFORTS
COMMUNITY
PARKS
SOURCE: HUNTER’S POINT, SOUTH PARK, LONG ISLAND CITY, QUEENS, NY 2019. IDB
INITIATIVE
P66
[Source] Google Earth, 2019
THE URBAN PARKS: NEW YORK CITY
P67
THE INITIATIVE FOCUSES ON THREE
CASES | DATA-DRIVEN, EQUITY-BASED EFFORTS
CRITICISM P69
CASES | DATA-DRIVEN, EQUITY-BASED EFFORTS
The majority of the parks renovated through conservancy work larger parks are able to
the CPI were designed by landscape archi- conduct through similar non-profit organi-
tects from within the Parks Department. This zations. This means that the city must align The practices embodied in the CPI
meant that standardized materials were of- these strategic reinvestments with consider-
ten used, with an eye toward the feasibility of ations for funding of long-term maintenance. should be institutionalized, otherwise,
long-term maintenance. A department-wide Ideally this should be a systemic approach with shifting political winds, they may
initiative, entitled Parks Without Borders, was and would require city-wide funding for the
also incorporated into the design of a number Parks Department. be too easily discarded if contingent on
of the parks funded by the CPI. Parks Without mayoral funding alone.
Borders is a program that aims to better inte- Although the de Blasio administration has
grate parkland into the urban fabric of their taken steps to improve capital investments
neighborhoods. This meant specifically tar- through the CPI and Parks Without Borders,
geting the entrances and borders of parks the proposed 10-year capital plan targets
for improvements to make them more wel- $2.5 billion for parks, which would repre-
coming, easier to identify, and safer. In 2015, sent a significant drop in funding (Foderaro,
Mayor de Blasio dedicated $50 million to the 2015). The programs are an important step
program. A number of the projects targeted but, according to some, the administration
by the CPI also received funding through the needs to go even further to address long-de-
Parks Without Borders program. layed repairs. Like many other initiatives,
both advocates and critics point to the one-
Finally, New York City, in partnership with the time nature of the CPI investment as an issue
Design Trust for Public Space, has produced in continuing to systematically address in-
a document outlining High Performance equality in parks investment. The practices
Landscape Standards. These standards have embodied in the CPI should be institutional-
been adopted by the Parks Department as a ized, otherwise, with shifting political winds,
set of measures to improve the design and they may be too easily discarded if contin-
maintenance of parks. gent on mayoral funding alone.
P70
THE URBAN PARKS: NEW YORK CITY
SOURCE: SAYLES BRETT.BROWN WOODEN BENCH. MARCH, 2018. PEXELS,
CONSULTED 2019. WWW.PEXELS.COM
4.2.2. P71
CASES | DATA-DRIVEN, EQUITY-BASED EFFORTS
ANCHOR
PARKS
INITIATIVE
P72
[Source] Google Earth, 2019
THE URBAN PARKS: NEW YORK CITY
HIGHBRIDGE
PARK MANHATTAN
P73
CASES | DATA-DRIVEN, EQUITY-BASED EFFORTS
ST. MARY’S
parks were unable to provide. Due to the
scale of these parks, however, the size of the
investment for each is $30 million. The parks
ASTORIA
to take steps to compensate for the needs
of large parks that do not receive substan-
tial financial support from conservancies
PARK QUEENS
and other PPPs. The logic of PPPs mean that
parks located in the outer boroughs and
lacking significant real estate development
prospects, commercial offices, or affluent
residents often lack the sorts of resourc-
es of the large “jewel” parks in Manhattan.
FRESHKILLS
Confronting the inequality of the private
sector and civil society’s capacity to provide
non-governmental resources underlies the
API’s strategic approach.
PARK STATEN ISLAND As with the CPI, capital funding for the API
was provided primarily through the mayor-
al budgeting allocation, with a similar range
of limited resources from state and private
sources. The one-time appropriation of
funds for the API also suffers from similar
limitations as the CPI in the disjoint between
resources for much needed capital improve-
ments and those intended for long-term
maintenance. Like the CPI, the limitations
of the API stem from the limited scope of its
ambitions and its future reproducibility being
contingent on political calculations rather
than identifying a new means of ensuring the
long-term fiscal sustainability of parks.
P74
THE URBAN PARKS: NEW YORK CITY
↪ ↪ ↪ ↪ ↪ ↪ ↪
PRELIMINARY PROJECT FUNDING CONSTRUC- OPERATIONS, MAINTE-
STUDIES, DESIGN TION PROGRAM- NANCE, CAPI-
↪
STATE
GOVERNMENT
↪
FEDERAL
GOVERNMENT
↪
PRIVATE
SECTOR
CASES
In the 1970s and 1980s, as New York City
faced a fiscal crisis and tightening budgets,
POPs were seen as a means of providing open
spaces in an era when capital expenditures
on parks were minimal. The series of updates
to the law reflect the failures of early public
spaces provided through the program and an
ongoing learning process on the part of the
Department of City Planning and its partners.
To date, there are over 550 POPS, which to-
gether provide nearly 3.8 million square feet
4.3 PRIVATELY
of public space (NYC, n.d.c).
OWNED PUBLIC
neighborhoods dominated by office uses. The
majority of New York’s POPS have been built
in the city’s two major central business dis-
tricts: Downtown and Midtown Manhattan.
SPACES
POPS are built and operated by private develop-
ers. The capital expenses of construction fall on FINANCING
the developer. Since maintenance and program-
ming are also provided by the land owner, these
are subject to contracts with the city that lay out
the terms of this agreement.
P78 THE URBAN PARKS: NEW YORK CITY
4.3.1. P79
CASES | PRIVATELY OWNED PUBLIC SPACES
ZUCCOTTI
PARK
SOURCE: ZUCCOTTI PARK, NYC 2019. IDB
P80
[Source] Google Earth, 2019
THE URBAN PARKS: NEW YORK CITY
Zuccotti Park, located in Manhattan’s Financial
District, is an example of a plaza built through
the POPS program included in New York’s
1961 Zoning Resolution. POPS developed
Zuccotti Park was also the epicenter of the
Occupy Wall Street movement, which began
in the fall of 2011. The protest movement,
which aimed to draw attention to rising
P81
CASES | PRIVATELY OWNED PUBLIC SPACES
during this period were held to only minimal socioeconomic inequalities (along with a
standards in terms of the quality of the pub- broad range of other ambitions), chose the
lic spaces provided, and as a result many did plaza not only for its proximity to Wall Street,
not provide adequate shade, seating, or other but also for its status as a POPS and its legal
amenities. The zoning laws of 1961 capped the and jurisdictional anomalies. In particular,
density bonus developers could use at 20% of the legal requirement that Zuccotti Park
the allowable floor area. This bonus, however, had to be open to the public 24 hours a day,
was by-right, meaning that additional density rather than closing each night like the Parks
was not subject to review by the Department Department sites, was seen as a strategic
of City Planning or the Parks Department. advantage by the protest’s organizers. The
eventual eviction of the Occupy Wall Street
Built in 1968, Zuccotti Park was original- camp is perhaps the most high-profile ex-
ly named One Liberty Plaza and stands on ample of the sorts of contestations over the
the site of the former Singer Building, once definitions and practical legal implications of
the tallest building in the world. The pla- POPS in New York. Although the experience
za was the result of a negotiation between of Zuccotti is in many ways an extreme ex-
the developer (United States Steel) and the ample, it serves to demonstrate both some
Department of City Planning. In exchange for of the shortcomings of the lack of design
additional density, the developers funded and amenities requirements in early POPS
the construction of the new plaza as well as zoning in New York, as well as some of the
its maintenance and operations (including ambiguities and blurred jurisdictions that
a stipulation that the space remain open 24 can arise when the private sector provides
hours a day). public space.
COMMUNITY
PARKS
INITIATIVE
P84
[Source] Google Earth, 2019
THE URBAN PARKS: NEW YORK CITY
Inaugurated in 2018, Domino Park, located in
the Brooklyn neighborhood of Williamsburg,
is one of the most recent additions to New
York’s POPS. The park occupies 6 acres of
P85
CASES | PRIVATELY OWNED PUBLIC SPACES
700 units of affordable housing in the devel-
opment. Domino Park, which opened prior
to the three largest proposed residential
towers breaking ground (in an effort to ap-
waterfront space along the East River and is peal to local politicians and neighbors) had a
part of an 11-acre redevelopment of Domino construction budget of $50 million. The park,
Sugar’s massive former processing factory. which will be open daily to the public from
A master plan for the new development was 6am to 1am, will be operated by Two Trees
carried out in the wake of a 2010 rezoning and will count on a full-time horticulturalist,
that made residential and office uses possi- public space manager, and a staff of roughly
ble in the neighborhood. Domino Park was 12 (“Domino Park Designed,” 2018).
also incentivized by a density bonus being
granted by the city in exchange for provid- The design, carried out by James Corner
ing a privately funded and managed public Field Operations, has also made an effort to
space. The design of the park, however, was pay homage to the site’s prior history and its
governed by the 2009 update to New York’s relationship with the surrounding community.
POPS ordinance and the set of principles that This sort of sensitivity to site and a range of
accompanied these reforms, which we touch other design decisions reflect the sort of mea-
on in greater detail below. sures taken by New York’s Department of City
Planning, rooted in past experience, intended
Two Trees Management, the owner of the to improve the quality of the public spaces
Domino Sugar site, has been approved to being provided through the POPS program.
build four residential towers as part of the $2
billion development, including some of the As outlined in the 2007 and 2009 updates to
tallest towers in Brooklyn (REW, 2018). The the POPS zoning laws, the design principles
master plan, approved by the city following for new (and remodeled) public spaces em-
a process that included local community phasize the importance of ensuring the plaza
groups, calls for office and retail uses, in addi- feels open to the public, is safe and accessi-
tion to the residential buildings. Negotiations ble, and provides the sorts of amenities that
with the city have also led to the inclusion of will draw the public to the space.
CRITICISM
The majority of POPS are built by-right,
meaning that they are legally allowed with-
in current zoning. This means that they are ↪ ↪ ↪ ↪ ↪ ↪ ↪
IN NARROWLY DEFINING
not subject to the city’s ULURP and as such
there are limited opportunities for public PRELIMINARY PROJECT FUNDING CONSTRUC- OPERATIONS, MAINTE-
STUDIES, DESIGN TION PROGRAM- NANCE, CAPI-
feedback and review. Thus, the degree to OUTREACH, MING TAL REPAIRS
CASES
ing. The storm also affected a number of the
city’s critical infrastructural systems. The ex-
plosion of a sub-generator in Manhattan cut HISTORICAL
off power for the majority of neighborhoods
below 14th Street. The subway system was CONTEXT
severely damaged and service interrupted.
Together, the storm and its aftermath re-
vealed the range of systemic vulnerabilities
the city faced, and the close relationship
between these threats and underlying so-
cioeconomic vulnerabilities.
4.4 PARKS
The storm also highlighted a clear geography
of vulnerability, especially coastal flooding
due to storm surge. Coupled with the growing
threat of rising sea levels, the political neces- This new department was intended to
AND COASTAL
sity of taking preventative action to bolster
the resilience of certain strategic areas be- lead long-term efforts to prepare New
came clear. In the immediate aftermath of the York for a number of future threats.
storm, a range of state and federal disaster
bills aided recovery, but the city government
was also strategic in institutionalizing the ef-
RESILIENCY
forts to enable considerations for longer term
resilience strategies in advance of the next
disaster. In 2015, New York City created the
Office for Recovery and Resiliency. This new
department was intended to lead long-term
efforts to prepare New York for a number of
future threats. A number of parks and open
spaces would have an important role.
P90
THE URBAN PARKS: NEW YORK CITY
The pressing challenge for the city was how
to protect New York from sea level rise and
storm surge through hard infrastructure while ROLE OF
P91
CASES | PARKS AND COASTAL RESILIENCY
The Rebuild by Design competition, launched
by President Obama’s Hurricane Sandy Task
Force, was a partnership between HUD and
DESIGN
considering the capacity of protective struc- a number of civil society groups. The compe-
tures to also serve as integral components of tition was a multi-stage process that teamed
the city’s open space network. A number of designers across professions, selected a series
imperatives and innovations stemmed from of sites, and involved extensive engagement
INFRASTRUCTURE
scale as well as the combined dynamics of QUEENS, NY 2019. IDB put into implementable projects. Eight teams
various interconnected public green spac- PHOTO BY: ALESSANDRA RICHTER were created, with individual sites across the
es. Building a piecemeal dike system would region affected by Sandy. Of these, five were
BECOME INTEGRAL TO
not fulfil the primary function of protecting located in New York City.
inland property from inundation. This meant
that projects required holistic approaches The competition did not remain purely prop-
OF NATURAL DISASTER
the case of natural disaster and everyday program. This initiative eventually awarded
life. Finally, certain kinds of infrastructure over $1 billion in funding to thirteen cities
projects require a level of funding beyond the and states across the United States. Of this
4.4.1. P93
CASES | PARKS AND COASTAL RESILIENCY
CRITICISM
PRELIMINARY PROJECT FUNDING CONSTRUC- OPERATIONS, MAINTE-
STUDIES, DESIGN TION PROGRAM- NANCE, CAPI-
OUTREACH, MING TAL REPAIRS
FEASIBILITY,
ETC.
Efforts to leverage large-scale hard infra-
COMMUNITY
successes and failures. However, a number of ENTITY
decisions about the process and early expe-
riences of undertakings like the ESCR project
INPUT
can provide some clues as to the challenges
Implementation of the ESCR project has in- faced by this approach. ↪
volved intensive outreach in order to better CITY
understand community needs that could One challenge facing regional-scale efforts GOVERNMENT
be met along with the hard-infrastructure to couple park provisioning with flood pro-
flood protection that underlies the project. tection is the scale of investment necessary
This has included stakeholder meetings, a for implementation. The capacity to get a
designated taskforce, and community work- number of the Rebuild by Design proposals
↪
shops in order to solicit input. The 2.2 miles off the ground relied substantially on the $1
of coastline included within the ESCR project billion in funding provided by HUD. Recent STATE
will protect Manhattan’s Lower East Side. investments by the de Blasio administration GOVERNMENT
This area includes a significant population of to further the flood-protection work speak
public housing and as such is highly socio- to the political traction of this approach, but
economically vulnerable on top of the threat they lack the scale necessary to undertake
of flooding. new initiatives of similar scale in other needy ↪
neighborhoods (NYC, 2015c).
A number of different parks and open spac- FEDERAL
GOVERNMENT
es make up the ESCR project, including East Using flood-protection infrastructure to simul-
River Park and Stuyvesant Cove Park. These taneously provide new open spaces creates
park spaces will be incorporated into the another set of challenges, including how the
city’s park system and fall under the juris- geography of flood vulnerability relates to the
diction of the Parks Department. A range of needs and demographics of adjacent neigh- ↪
recreational opportunities will be included borhoods. Because of the high capital costs
PRIVATE
in these spaces and the city is exploring al- of protecting vulnerable land with hard in- SECTOR
ternative means of safely accessing the park, frastructure, funding has tended to prioritize
which is separated from the adjacent neigh- areas of high land values and high population
borhood by a highway. The cross-disciplinary density. Lower Manhattan fits both of these
perspectives of the design team combined conditions as it is home to approximately
with close collaboration with a number of 220,000 residents and is one of New York’s
city agencies has allowed the ESCR project to two core business districts. As a result, pri-
take into account a number of social, physi- oritizing projects can become grounds for
cal, and economic concerns. political debate and contestation. SOURCE: AUTHOR
05
USION CONCLUSION CONC
THE URBAN PARKS NEW YORK CITY
The experience of New York City in recent years presents a number of generalizable
lessons for cities across LAC. Although a number of New York’s defining
characteristics (e.g., its governance structure, political dynamics, demographics,
geography, economy, ecology, and history) are unique, not only in the United States
but around the world, the strategies through which both civil society and local
government have endeavored to address the provision of public open spaces can
provide insight and inspiration across varied contexts. That does not mean that any
one of the solutions discussed above will resolve the issues that prevent more,
better, or more equitably distributed parkland in cities in LAC. Rather, the lessons
from New York City should point to the possibility of tailoring various strategies
to respond to local contexts in planning, designing, funding, and governing parks.
Perhaps the most striking take away from New York’s recent experience is the
variety of strategies enlisted toward similar goals. The four broad categories
presented in this paper, and their illustrations, describe varied balances of
governmental and private funding, local and centralized decision-making, and
responses to numerous historical and political contexts. For a culturally and
socially diverse city like New York, responses to park provisioning require similar
flexibility and variety. The challenge, embodied in a number of the examples above,
is how to balance responses to local challenges, needs, and opportunities while
simultaneously ensuring a more equitable provision of public green spaces than
one that responds purely to private interests and market logics. In New York, this
SOURCE: HIGHPARK, NYC 2019. IDB
challenge is still the subject of much debate and various initiatives have attempted
to achieve this balance.
P102
THE URBAN PARKS: NEW YORK CITY
P103 CONCLUSIONS
A number of the parks described in this paper also speak to a shift in the way the In many of the cases detailed above, providing parks has been closely tied to
utility of parks is considered: namely, that parks are often expected to perform broader urban development efforts. This is not a new phenomenon, with the
multiple functions aside from being spaces for recreation. This can most clearly construction of Central Park being perhaps the most prominent example in the
be seen in the resiliency projects the city undertook after Superstorm Sandy, but a city’s history. The close link between redevelopment and park provisioning,
number of other projects also attest to the multiple functions now expected to be however, demands a number of questions be asked to consider the applicability
fulfilled by parks, which can range from limiting flooding from storm surges across of similar models to cities in LAC. First, who benefits from the broader land use
entire neighborhoods to simply retaining storm water runoff. changes often linked to new or redeveloped parks and who stands to lose? Second,
what is the scale of the zoning changes (ranging from an entire neighborhood
Another generalizable lesson is the need for new parks to appeal to and engage to a limited portion of the waterfront) and the impact of the broader strategies?
with a range of different interest groups and stakeholders. Many of the most Finally, to what degree will city government include measures to capture some
successful projects in New York in recent years reflect a convergence of interests of the private benefits generated by public expenditures, either to maintain
across city and state government, the private sector, and civil society. The political and repair parks or to provide other public goods, such as affordable housing?
viability of most of these relies, either implicitly or explicitly, on a set of trade-offs The most successful examples in this paper have provided the city with new
and concessions by each of the interested parties. parkland while also contributing to the functioning of other strategic urban needs,
including housing, non-motorized transit systems, flood protection, and the
The strategies discussed in this paper also share a growing awareness of the redevelopment of formerly abandoned industrial sites. They have done so either by
importance of scale in planning and designing parks. The Community Parks using novel institutional arrangements to leverage public funds to catalyze private
Initiative, for example, targeted small parks for their important social roles in investments, while ensuring mechanisms exist to capture some of those benefits,
neighborhoods. The design of the initiative was tailored to the challenges faced or directly targeting existing inequalities by publicly funding parkland while creating
by this type of park and its opportunities. On the other hand, the coastal resiliency novel partnerships with civil society actors and across governmental agencies.
projects represent a more systemic approach demanded by their functional
necessities as flood-protection infrastructure.
06
PENDIX APPENDIX APPEN
THE URBAN PARKS NEW YORK CITY
↪ ↪ ↪ ↪ ↪ ↪ ↪
THE HIGH BROOKLYN HUNTER’S POPS REBUILD CPI AND API
LINE BRIDGE PARK POINT SOUTH BY DESIGN
↪
CITY FUNDING
↪
STATE
FUNDING
↪
FEDERAL
FUNDING
↪
PRIVATE
FUNDING
↪ ↪
THE HIGH LINE
↪
BROOKLYN BRIDGE
PARK
↪
HUNTER’S POINT
SOUTH
↪
POPS
↪
REBUILD
BY DESIGN
↪
CPI AND API
P109 APPENDIX
↪ CITY OF NEW YORK, CITY OF NEW YORK, CITY OF NEW YORK, PRIVATE (DEVELOPERS) CITY OF NEW YORK, CITY OF NEW YORK,
STATE OF NEW YORK, STATE OF NEW YORK PRIVATE (DEVELOPERS) FEDERAL FEDERAL
CAPITAL FUNDING FEDERAL, PRIVATE
DONORS
↪ CITY OF NEW YORK CITY OF NEW YORK CITY OF NEW YORK PRIVATE (DEVELOPERS) CITY OF NEW YORK CITY OF NEW YORK
OWNER
Overall Comparison
↪ FRIENDS OF THE HIGH BROOKLYN BRIDGE PARK PARKS DEPARTMENT PRIVATE (DEVELOPERS) PARKS DEPARTMENT PARKS DEPARTMENT
LINE CONSERVANCY, PARKS
OPERATOR DEPARTMENT
↪ COMMUNITY INITIATED COMMUNITY INITIATED COMMUNITY INPUT VARIES/NOT REQUIRED COMMUNITY INPUT COMMUNITY INPUT
EFFORT; COMMUNITY EFFORT; COMMUNITY SOUGHT IN PLANNING SOUGHT IN PLANNING SOUGHT IN PLANNING
COMMUNITY PARTICIPATION INPUT SOUGHT IN PLAN- INPUT SOUGHT IN PLAN- AND DESIGN AND DESIGN AND DESIGN
NING AND DESIGN NING AND DESIGN
↪ REZONING (USES: ZONING OVERRIDDEN BY REZONING (USES: ZONING ORDINANCE N/A N/A
MANUFACTURING TO EMPIRE STATE DEVEL- MANUFACTURING TO ALLOWS FOR POPS BY-
ROLE OF ZONING RESIDENTIAL, AND DEN- OPMENT CORPS’ LEGAL RESIDENTIAL, AND DEN- RIGHT
SITY INCREASES) TIED STATUS SITY INCREASES) TIED
TO PARK DEVELOPMENT TO PARK DEVELOPMENT
↪ FUNDING BY FRIENDS FUNDING BY REVENUE PARKS DEPARTMENT PRIVATE (DEVELOPERS) PARKS DEPARTMENT PARKS DEPARTMENT
OF THE HIGH LINE AND TO BROOKLYN BRIDGE
MAINTENANCE FUNDING DONATIONS (PRIVATE, PARK CONSERVANCY
FOUNDATION AND FROM RESIDENTIAL
OTHERS) DEVELOPMENTS ON SITE
↪ GENERAL CITY TAX BASE TAX REVENUE FROM AFFORDABLE HOUSING N/A FLOOD LOSS PREVEN- N/A
DEVELOPMENT PAR- STIPULATIONS ON DE- TION AND DISASTER
ADDITIONAL PUBLIC BENEFITS CELS, SOME (MINIMAL) VELOPMENT PARCELS RESILIENCY
AFFORDABLE HOUSING
↪ INTEGRAL TO MAR- COASTAL RESILIENCY COASTAL RESILIENCY HAS TYPICALLY NOT COASTAL RESILIENCY DESIGN HAS ATTEMPTED
KETING THE PARK AND MEASURES AS WELL AS MEASURES AS WELL AS BEEN A MAJOR FAC- MEASURES MAJOR TO RESPOND TO THE
ROLE OF DESIGN SECURING DONATIONS ECOLOGICAL BENEFITS ECOLOGICAL BENEFITS TOR, BUT IS BEGINNING COMPONENT OF DESIGN PARTICULAR DEMANDS
AND POLITICAL BUY-IN MAJOR COMPONENTS MAJOR COMPONENTS TO TAKE ON SIMILAR AS WELL AS USING OF LOCAL POPULATIONS
OF DESIGN OF DESIGN BRANDING CAPACITY INFRASTRUCTURE AS AND REDUCE PHYSICAL
FOR RESIDENTIAL DE- RECREATIONAL SPACE AND VISIBLE BARRIERS
VELOPMENTS TO PARKS, BETTER
INTEGRATING THEM INTO
NEIGHBORHOODS
07
THE URBAN PARKS NEW YORK CITY
P115
P116
THE URBAN PARKS: NEW YORK CITY