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Tue AUSTRONESIAN CONNECTION
Flow prehistoric man first appeared in the Philippine Archipelago remains a
‘mystery to scholars and laymen alike. While archaeological research has provided
the greatest amount of evidence, recent studies in genetics, linguistics, and other
disciplines have also shed much light on the problem. It is necessary to first
understand what transpired during those years in Southeast Asia.
Is tm this context that the concept of the
‘Austronesian-speaking peoples becomes Use~
ful,a concepe that is row central tothe many
scientific debates on population expansion
in the Pacific.
There are different hypotheses on the orl-
gin and expansion of the Austronestans, so
named from the Latin word austro or “south
ern," and the Greek word ness, meaning “is-
land." They were a prehistoric people whose
descendants now occupy areas extending
froma Madagascar in the west to Easter Is-
land im the east, and from Taiwan in the north
to New Zealand in the south. The Austro-
nestans carried out one of humankind’s
greatest population movements from their
Teputed homeland in Southeast Asia to the
Pacific Islands, a distance that covers about
one-third of the globe.
‘A long-standing debate his been how to
explain the wide distribution of the hundreds
of languages in the Austronesian (or Malayo-
Polynesian) language family, Similarities in
vocabulary, however, prove that these lan-
guiages descended from a single, common,
and now extinct ancestral tongue known as
Proto-Austronesian, spoken about 6,000
yeats ago. The Austronesian language family
Incluctes 1,000-1,200 distinct Austronesian
languages, more than any other known tan
guage family. tas the most widespread lan-
‘guage family in the world prior to 1500 and
is spoken today by an estimated 270 million
people. The Austronesian-speaking, peoples
ow Include the indigenous populations of
Malaysia, Indonesia, the Philippines, and
Madagascar, and inhabitants ofthe Pacific Is-
lands of Melanesia, Micronesia and Polynesia.
The languages are also spoken among the
aboriginal populations of Taiwan, in some
areas of south Vietnam and Cambodia, along
the north coast of New Guinea in the Mergui
‘Archipelago off the coast of Burma, and on
Hainan Island in southern China.
Rice growers and boatbuilders
Studies suggest that speakers of Proto-
‘Austronesian used words relating to rice cul-
tivation and boatmaking. (thas thus become
clear that the Austronesian-speakers came
from an ancestral homeland where horticul-
ture, domestication of animals, and boat-
building were known, Meanwhile the results,
of botanical studies in the areas populated
by Austronesians indicate the presence of,
wild varieties of domesticated plants com
monly used by these people. These include
yam, taro, sugarcane, and tree crops like
bananas, breadfruit and coconut.
Opposite: The
Negria, member of
an Ausronetan
‘pecking group
indigenous othe
Phipps end found
in Zambales,
Pampanga, the Bicol
Peninsula, Paney and
Negros, and Pawan
Isr A shel pendent
commonly wed for
commamentation by
‘Austronesian
pecking peopl262,
Right: The Ara
(or Agta) of
Nanuduon,
Cagayan.
Below: A map
showing areas
ighcer) where
the Austronesten
language ts scill,
spoken today.
: Marianas
ree
4 ou
MARSHALL!
Interms of physical type, there isa greater
resemblance among Austronesian speakers
in island Southeast Asia. There are greater
differences among people outside this region,
such as in Madagascar and in the islands of
the Pacific Ocean, which suggests the assimi-
lation of other races.
Where the Austronesians came from
Archaeological sites in mainland and island’
Southeast Asia, specifically those that have
definite dates determined through radiocar-
‘bom testing, have proven crucial inthe search,
for the alleged Austronesian horneland.
The coastal areas of mainland Southeast
Asia and several islands in Taiwan, the Phil-
ippines and Indonesia have been détertnined
by recent research to make up the general
area where the Austronesian homeland is
supposedly located. It is an area close to the
centers of éarly civilization and population
growth.
HAWAIIANS,
pee vancueens
‘HON eae
WESTERN SAMOA 4
er rumors
vewonenona 600K,
EASTER,* in'the feld of archaeology there are, at
present, two opposing theories on the evolu-
tion of the Austronesians. One can be referred
to as the Mainland Origin Hypothesis which
maintains that the Austronesians originated
from South China and Taiwan, and from there
spread southward and westward.
Archaeologists Peter Bellwood of the Aus-
tralian National University at Canberra,
‘Australia and K. C. Chang of Harvard Uni-
versity are the main proponents of this hy-
pothesis, Bellwood has proposed that-early
Austronesians, who had an economy based
on cereals such as rice and millet, expanded
from the coastal area south of the Yangtze
River in mainland China and into Taiwan and
the northern Philippines by about 5,000 B.C.
to 4,000 B.C. The early Austronestans spread
into the islands of eastern Indonesia 4,500
years ago and gradually replaced the indig-
enous hunting and gathering populations.
According to Bellwood, population growth
and instability because of agriculture were
probably the main motivating factors behind
the Austronesian expansion.
Bellwood further hypothesized that when,
prehistoric groups started producing their
‘own food during the Neolithic Period, as op-
posed to simple hunting and gathering ac-
tivities, it resulted in a dramatic increase in.
population and the subsequent development
‘of complex societies. It was possible that
many of these societies expanded into new
areas and introduced their food-production
techniques in the new lands. As the food-
producers spread, so did their languages.
Families of languages are invariably found
where agriculture first started, such as in
China and New Guinea
The other hypothesis, the Island Origin
Hypothesis, asserts that the Austronesians
most likely originated and dispersed from
{sland Southeast Asia. Withelm G. Solheim
lof the University of Hawaii has long been
the leading proponent of this idea. He pro-
poses that Proto-Austronesian ‘developed
primarily.in northeastern Indonesia and
Mindanao Island, expanding northwards
with a developing maritime population
through the Philippine Archipelago and
into Taiwan, From there they reached South
China, continuing north and south along
the coast,
‘The data from mainland and island South-
east Asia led Solheim to hypothesize on a
population of maritime-oriented prehis-
toric people which he called the *Nusantao.”
‘This was the term he used for the Austro-
nesian-speaking peoples who made and
used their stone and shell Make *
tools in their original home-
land, Whether they had
knowledge of horticul-
ture 3,000 years ago is
not certain. Solheim be-
lieved that it was the
Nusantao maritime traders who developed
Proto-Austronesian as a trade language
“along the coasts of northern Luzon, south-
‘em Taiwan, and South China, between 4,500
and 5,000 B.C..."
Waves of travelers across the ages
The expansion of the Proto-Austronestan
speakers is archaeologically linked to the
Neolithic Period or New Stone Age of South-
‘east Asia. This period in prehistory ts charac-
terized by the manufacture and use of ground
and polished stone and shell tools for forest
clearing and boatmaking, as differentiated
from the flaked stone artifacts of the eatlier
Paleolithic Period or Old Stone Age. Bark-
cloth manufacture has been indicated by the
recovery of stone beaters in some sites, Ma-
rine shell artifacts were important innovations
263
Above: Flaed stone
tools associated with
‘he same group.
Lefe A shell ede,
1 standard part
ofthe tool hic of
Austronestan
speaking peoples.tlow: Polished sione
ols found tn the
ulippines, Tatwan,
sd Indonesia, and
ter im the Pacific
lands
during this period, with the manufacture and
use of shel fish-hooks and of adzes made from
the giant lam Tridacna gigas
The main distinction ofthe Neolithic Pe-
riod, however, is the manufacture and use
of pottery. A knowledge of farming was ater
included to identify the period, although this
practice did not appear at the same time in
every area, The end of the Neolithic Period
is conventently marked by the appearance
of metals.
‘The story of prehistoric man in the Phil-
~4ppine archipelago is invariably connected
tothe moverent of people in Southeast Asia.
Various ideas have been advanced concern-
ing che peopling of the archipelago,
In 1947, H. Otley Beyer suggested that
the peopling of the Philippines occurred
through several “waves of migrations,” a
theory based mainly on his studies of stone
tools in the Philippines and on the then pre-
vailing theory on populatiort migration pre-
sented by Robert Heine Geldern in 1932.
Beyer's wave migration hypothesis can be
summarized thus: A core population existed
some 250,000 years ago, made up of “a
primitive human type” akin to the Java Man
By 30,000 to 25,000 years ago, the first of
two pygmy groups came from the south, the
‘Australoid-Salal Type. By 15,000 to 12,000
yeats ago, the Proto-Malays came through
Palawan and Mindoro, originating from
Borneo. By around 6,000 to 5,000 years ago
the frst group of Indonesians, referred to as
Indonesians A, arvived in the archipelago on.
boats and comprised the "tall, slender inhab-
ltants of the North." By about 2,500 years
ago, a "shorter, dark-skinned and stockier”
group known as Indonesians B came also by
boat from Indochina and South China and
headed for Luzon and Formosa. The final
arrivals were the Malays from the south, who
showed characteristics of the “Mongoloid fea-
tures representing an ancient mixture of in-
donesian and Mongoloid elements.” (
The arrival of each group was seen to ir
troduce culture complexes which stimulated
changes in the archipelago’ previously es-
tablished society. Beyer theorized thatthe first
two waves of migration, including early man,
and the Negritos or pygmies, reached the ar
chipelago through the former land bridges,
of the Pleistocene Period. The succeeding
waves were horticultural peoples who origi-
nated from the different coastal areas of South
China and Vietnam. The most impor
tant wave, according to Beyer, were
the so-called Malays who arrived
from the southwest and had knowl-
edge of pottery, glassmaking, iron
working, and cloth weaving,
Beyer’ reconstruction ofthe peopling
ofthe Philippinesis the one most commonly
used by historians in book on Philippine
history
4
|
}Development from within
In 1975, F Landa Jocano, former chairman of
the anthropology department of the University
of the Philippines, published a work on
Philippine prehistory that saw the developing
Filipino culture as evolving from within, and
not as a part of the larger Southeast Asian
cultural milieu. In Jocano’ scheme, Philippine
prehistory is divided into three periods: the
Formative Period, the incipient Period and the
Emergent Period. a;
Beginning with the arrival of the frst homi-
riids about 500,000 years ago, the Formative
Period continued until about 2,500 years ago.
‘wo main trends in the development of cul-
ture during this period were the Old Stone
‘Age, characterized by core and flaked stone
tools, and the New Stone Age, which saw the
development of techniques of grinding and
polishing stone tools, of pottery-making, and
the beginnings of horticulture.
Rather short and overlapping the New
Stone Age was Jocano’ Incipient Period from
about 3,000 to 2,000 years ago, which has
been described 2s “the beginning of the gen-
eral leveling off of local regional sociocul-
tural differences and an uneven breakdown
of isolation throughout the archipelago.” The
Incipient Period saw the local manufacture
of metal artifacts, a vast improvement in the
quality of locally made earthenware potter-
jes in terms of form and decorative tech-
niques, and evidence for the start of long-
distance trade as noted by the recovery of
jade and glass ornaments in some prehistoric
burials
Long-distance trade which started earlier
blossomed into a full-blown activity during
the Emergent Period, which saw “the appeat-
ance of definable Filipino social organization
(political, economic, religious, and so forth)
and patterns of cultural behavior.” It was
during this petiod that contact with the
greater Southeast Asian populations greatly
expanded, ending when Indian influence
reached the Philippines, probably by about
the year 100
In. 1981, Wilhelm G. Solheim It presénted
a third framework for Philippine prehistory.
Basing his reconstruction on Jocanos model,
he revised his periodization on the basis of
new archaeological data, Solheim recon-
struction proposes four periods of Philip-
pine prehistory: “The Archaic, from the first
arrival of man in the Philippines to 5,000
B.C; Incipient Filipino, from 5,000 B.C. to
1,000 B.C.; Formative Filipino, 1,000 B.C.
to 500 A.D.;and Established Filipino, from
500 A.D. to 1521 (with the coming of the
Spanish and the beginning of ‘history’.
‘Attempting to present a general frame-
‘work for Philippine prehistory, Solheim qua-
lified that his review was not a detailed dis-
cussion of all available Philippine prehistoric
data, and that the dates presented were sub-
ject to change as new archaeological data
became available.
A detailed account of the thajor Phi
pine archaeological finds was presented by
Solheim to fit into the different periods he
proposed. Using polished stone and shell
tools, pottery tradition and burial practices,
Sotheim restates his concept of the Nusan-
tao, a maritime-oriented people of island
265
Spread: Negras stil,
Jorase for their needs,
while remaining
nomadic hunters and
gatherersgh: A hableue of
vets, the Negro
a vast hnowledge
the uses of the
nes around him.
Southeast Asia with an early Neolithic cul-
ture, who used stone and shell tools and ac-
cepted pottery from the north,
‘The Negritos of the Philippines
“Negrito” is the term used to identify the
roughly 35,000 pygmies of Southeast Asia
and Oceania, The Negritos, who appear to
‘be most numerous in che Philippines, include
the Andamanese, the Semang of Malaysia,
the small groups in southern Thailand and
Sumatra, and the Aeta of the Philippines.
In the Philippines they are distributed
widely fom the far north of Luzon, specifically
in Zambales and Pampanga, were many have
been greatly affected and scattered by the
Mount Pinatubo eruptions. Several groups are
found on the northeastern coast of Luzon and
the Bicol Peninsula, including Sorsogon.
[Negros are also found on the islands of Panay
and Negros in the Visayas, and in Palawan
and northeastern Mindanao.
Robert B. Fox, in his study of the useful
plants of the Pinatubo Negritos of Zambales,
‘evealed that these people had an intense fa
miliary with their surroundings, having a
wledge of 74 wild food plants and an in-
ventory of protein sources such as wild pig,
deer, civet, monitor lizard, python, bats,
birds, monkeys, frogs, eels, fish, shrimps,
erabs, insects, and snails
The Negritos are of short stature, with
dark skin and kinky to wavy hair, Mixed mar-
riages have produced a range of physical
types, so some of them are taller and lighter-
skinned.
‘Although they live seminomadic lives,
some Negrto groups have setted down and
practiced shifting agriculture, Almostall ofthe
known Philippine Negrto groups have had
contact with some settled Christian Filipinos,
with both groups helping each other. The
‘Negritos ofnorthern Luzon have been called
by various words for “black,” such a5 Aeta,
Alia, Arta, Atta, Agra, and It; at various times
they have also been refered to as Pugot or
dwar” Baluga or “hall-breed,” and Dummagat
or “seafarer”A piece of the Austronesian puzzle
‘An understanding of the Philippine Negritos
and the scientific study of Negrito languages
and genetics is relevant to the understand-
ing of the Austronesian puzzle and the peo-
pling of the Philippine archipelago.
Bellwood believed the Negritos to be the
descendants of the earliest population of
the Philippines. The differences in the vari-
ous groups, he attributes to microevolution-
ary development within the country. Sol-
heim considered them the descendants of a
late Pleistocene Epoch population scattered
across the Philippines.
The Philippine Negritos have also been
believed to belong to the Australoids, who
centered the archipelago through the Sunda
Shelf during the last glacial period.
‘Advances in genetics theory since the
1960s have made possible new approaches
in the study of the biological origins of hu-
man groups. Using these new techniques,
scientists such 2s Ketichi Omoto have at-
tempted, since 1975, to “shed light on the
problem of the biological origins of the
Philippine populations, particularly the
Negritos..
‘With assistance from the Department of
Health and the National Museum of the
269
Spread: Negritos
often live in lean-tos,
signs of a nomadic
fe, as they move
‘from one place to
‘another to trade
forest products with
lowland Christians.270
Right: Negritos know
their forests as the
celty man knows kis
streets. Below: A
stone bark beater
used for pounding
bark neo clothes,
but also believed to
be used for forming
lay Ineo pots
Philippines, Omoto collected blood samples
from different ethnic groups with emphasis
n the Negritos, resulting in “more than
1,000 Negrito blood samples from six local
groups: the Aeta of west-central Luzon, the
Agta of-northern Luzon, the Dumaget of
northern Luzon, the Ati of Negros, the Batak
of Palawan, and the Mamanwa of northeast-
em Mindanao.” In addition, 378 samples
were obtained from the Tagalog of Manila
and the Visayas of Negros.
The patterns of gene distribution
resulting from Omoto’ research
‘on Philippine Negritos gen-
erated two hypotheses:
“The first hypothesis is
that there were two separate
migrations in the formation of
aboriginal hunter-gatherer groups
of the Philippines: one from Sundaland
via Palawan Island to the western part of
the Philippines, and the other along the
southern coast of Sundatand eastward, ot
elsewhere from Wallacea northward to
Mindanao. This second group must have mi-
grated further along the eastern coast of the
Philippine Islands up to the northernmost
Luzon. In this hypothesis, the western group
represented by the Aeta and the eastern
group represented by the Mamanwa are of
separate origins.
4,
“The second hypothesis would be that the
‘Aeta and the Mamanwa were differentiated
from the common basic population of the
Philippines. According to this hypothesis, the
difference in gene distribution and also
physical phenotype (stature) between the
‘western and the eastern populations are due
to local micro-evolution within the Philip-
pine Istands.”
Contacts with Asia and Austronesia
Following this lead, Omoto’ genetic studies
suggest that “the Aeta have closer genetic
affinities to Asian populations than to Aus-
tralian aborigines.” Furthermore, Omotoas-
serts that the isolation of the Negritos took
place at a relatively recent time, 20,000 to
25,000 years ago, and that they probably
evolved from the basic population of Sunda
land. Research on some of the Philippine
Negrito languages has resulted in incerest-
ing data showing that there was indeed
contact between the Negritos and the
Austronesians.
During the early 1900s, it was believed
that the languages spoken by the Philippine
Negritos were different ftom the languages
spoken by other Filipinos. Linguistic stud
ies, however, later showed that the Negritos
spoke Austronesian languages typically simi-lar to the languages spoken by their Chris-
tian neighbors. In some cases, the languages
spoken were almost identical. More detailed
studies indicate that this was not true for all
instagces, however.
In'his research on Negrito languages,
Lawrence A. Reid, an anthropologist and a
linguist from the University of Hawaii, says
tesearch is sili unable to definitely expiain a
number of things, such as what the languages
of the Negritos were like before their expo-
sure 10 Austronesian speakers, when the
Austronesian languages were adopted and
leamed by the Negrtos, and ~ sinte all the
Negritos now speak Austronesian languages
= when or why they gave up their original
tongues.
Learning the new, forgetting the old
By assuming that some of today$ Philippine
Negrtos are descendants of early Homo sa
piens who inhabived the Philippines some
22,000 years ago, Reid maintains that “each
am
Lefer A drawing at
Madrid's Museo
Naval features an
Agta mother and
cll2m.
Right: Negrivos of,
Cagayan gather
rattan and prepare
efor use.
geographically distinct group must have had
its own language, and that because of the
extremely long time period, the languages
‘must have been very different from one an~
other.” Based on his linguistic studies, how-
lever, Reid does speculate that some of the
‘Negrito groups may have learned thelr first
‘Austronesian language at very early stage of
‘Austronesian expansion into the archipelago,
“perhaps at earliest contac, as settlers moved
cout and into other areas of the archipelago,
probably over 4,000 years ago.
‘As for the reason for the switch from
their original languages to Austronesian, the
concept of mutual symbiosis comes into
play. The newcomers had much to offer the
Negritos, such as pottery and the knowledge
of agriculture. The new Settlers could like-
wise have benefited from the Negritos’ hunt=
ing skills, chus adding wild pig and deer as
well as other forest products to thetr dies.
‘Another reason Reid presents for the
language switch was intimate trade contact,
where the two groups ‘lived and worked to-
gether, their children growing up together,
‘with Negrito bilingualism developing, and
probably within a space ofa few generations,
forgetting their original tongues.”
The Austronesians were here
Archaeological sites dating back to the
Neolithic Period have been documented in
various areas of the Philippine archipelago,
Neolithic sites in the country, located near
the coasts or along banks of major rivers, are
fairly distributed over the various islands.
The sites have yielded polished stone and
shell implements like adzes, axes, gouges,
chisels and bark-cloth beaters, shell and
stone ornaments, shell utensils, modified
river pebbles used as hammers, sone blades
or knives, earthenware pottery vessels, tools
‘made from deer antlers, and evidence of food
remains which include a variety of land and
marine animalssuch as pig, deer, marine and
brackish shellfish, crabs, and mollusks.
“The polished stone and shell tools all sug-
gest that mgn at this time was clearing for-
ests for planting and hollowing out tree
trunks to use as boats. Agriculture during
the Neolithic Period is indirectly confirmed
by the recovered stone implements. More di-
rect evideuce, specifically for rice planting,
{s seen in the rice husks used as tempering
‘materials and recovered from pottery shards
at the archaeological excavations in Anda-
rayan, Cagayan, a site which dates back to
around 3,700 years ago.
alge‘There are a number of cases where the
Neolithic assemblages were found in sites
swith only a Paleolithic tradition of stone tool
making. One such example is Rabel Cve in
Petiablanca, Cagayan. Ranging in dates irom
3,000 to 4,900 years ago, the assemblages at
this site yielded Paleolithic flake and cobble
tools made and used at the same cave. A fre~
quently visited site with food remains of
birds, bats, pigs, and deer, and numerous
freshwater river shells, this cave sheltered
prehistoric occupants who were predomi
fantly hunters and gatherers. The presence
of earthenware pottery shards also suggests
contact with settled groups which probably
occupied the open areas neat the Pefablance
limestone formation.
‘The importance of maritime skills
During the movement ofthe ancestors of the
‘Austronesian-speaking peoples in the Neo-
lithic Period, the seafaring skills necessary for
travel by boat over large, perilous bodies of
‘water to traverse what used to be the Sunda
and Sahul Shelves was a critical ability. These
‘maritime skills were believed to have been de-
veloped in island Southeast Asta.
‘The peopling ofthe Philippine archipelago
{s inextricably linked with the Austronesia
speaking peoples’ patterns of migration. The
recovery of the fossil remains of early man in
this part of the world strongly indicates that
the ancestors of modem man were already in.
Southeast Asia half 2 million years ago.
‘Although the early hypotheses on the peo-
pling of the Philippines were explained
mostly through theories of migration, more
recent data has indicated the possibility of
other independent cultures and societies
‘within the archipelago. Prehistoric maritime
trade activity in the archipelago has also be-
come a crucial factor in explaining the jour-
neys of early man across the islands.
273
Lefe Knowledge of
‘and access tothe sea
‘also enable Negritos
to gather marine