(9 Merrill Lynch CUSTOMER ACCOUNT TRANSFER FORM Account Transfer Instructions. Please use this form to transfer your account assets from another financial institution to Merril Lynch. Please take @ ‘moment to review the instructions below, ‘Recount information Complete a separate form for each account you are transfering to Meri Lyric. You must complete ail nformation in Section 1 ofthe form. Transfer Type Complete only one option in Section 2, specific to your type of wansfer ‘Account Holder Signature(s) “The signatures of all account holders are required in Section 3. ‘Account Type “Transfers must oscur between Tike” accounts (e.g. single to single, joint Tj). I your transfer is not between tke accounts, you must read and sign Section 5. ‘To roll over assets from a 401(k) or other quali Plan(s), please contact your employer. ‘employer-sponsored ‘To change the Broker/Dealer and Custodian, if applicable, on insurance and/or annuity products, select option 2.8. forall products; otherwise, select option 2.C. to lst the specific product nameinumber. ‘Statement Information Include a copy of the most recent statement om your Current fanclal WStRuOn when returning the form, ‘Other information Remember to update any automatic deposits or withdrawals that have been established on the account that you are transferring This form cannot be used to move assets between Merril Lynch accounts. Please contact your Merill Lynch Financial Advisor for details ESTIMATED DELIVERY TIME FRAMES ACAT Transter Process ‘ASSET TYPE DELIVERY METHOD ESTIMATED TIME FRAMES A Assels AllAssels NYSEINSCC Members 9 Business Days Non-ACAT Transfer Process ASSET TYPE DELIVERY METHOD ESTIMATED TIME FRAMES Equities Depository Trust Company (OTC) 15 Business Days Government Securities Fed WireIGSCCIPTC 16 Business Days Foreign Securities EurocteariForeign Banks 4 6 Weeks Restricted Secunties PhysicaliCertiicate 1520 Business Days Option Transactions Option Clearing Corporation 40-15 Business Days Mutual Fund Securities Re-rogistration via Fund Agent May take up to 30 Business Days Limited Partnerships Re-registration via General Partner 35 Weeks. depending upon ther re-registration schedule ‘The above anticipated time frames are subject to the delivering fim's capabilities to move assels between financial institutions. Time frames are from date of receipt of instructions by delivering fim and may vary greatly. Code 1566 (R3-10){35 merrill Lynch Account Transfer Instruction ef Lynch = Use this form fo transter eecurftes andlor funds from anothar financial nsttuton to Marit Lynch, Piatoa, Fenner & Smith Incorporated (Mart ‘Toro! over asses rom a 401(4 or other qualified employer sponsored retirement plan, please see your employer lor specie deta. 1. Your Account Information (eM Mo kee eee ‘Account Holder Name (Fist, Mica, Las) are of Dalvering Firm ‘Go-Resount Holder Name (Fra Maa, Las “esount Type at Delivering Fim (AATIOTHIARAISEPTaRS) Recount Namber Teccnt Tipe (ONRIPHROTHIARASERGE) | | Account Number at Delivering Firm Daylime Telephone Number Tile of Your Account (ast appears on your sateren ( “Taxpayer Identifcaton Number Siar Aairecs ol Dalverng Firm (ene ene ‘Gly, Stale Zp of Delvering Firm Name Fae Phone: Please attach a copy of your most recent statement 2. Specify the Type of Transfer to Merrill Lynch (Please select only one of the following options A, B, or C) DA. Brokerage or Trust Company Account Transfer and change of Broker/Dealer and Custodian, if applicable, on all insurance and/or Annuity Products" Delivering Firm Broker Code (Merrill Lynch Completes) Please select one of the following four options: 1. Transfer my entire account to Merill Lynch in-kind, 1D 2. Liquidate my entire account and send proceeds. 1 3. Transter my entire account after liquidating the assets listed below 1 4. Transter only the assets listed below: (Attach additional sheets if necessary.) Number of Transtar shares Soll &tranctor Description of assets shares oral" Tevking™ ash a » a o * a o * a DB, Mutual Fund Company Transfer Numberof — Transtor see Description of assets or mutual Account shares or shares wranster ‘und name number ‘a in-kind cash o » o o » o o » o DC. Bank, Savings & Loan, Insurance, Annuity or Credit Union Transfer*** Please select one of the following three options: 1. Transfer cash only. Please select one: DALL $. or QPORTION §. D2. Transfer CD or other asset(s) listed below. (1 8. Change Broker/Dealer and Custodian, if applicable, on annuity and/or insurance product listed below to Merril Lyncht*** Sell at Description of assets Contract or Number Transfer see maturiy & Maturity or ‘secount # ofshares shares, veanster ‘wansier date product name oral inking cant cash Tt selected oO » O « O oO » O « O oO » O » O *Solect option A to chango the BrokerDealer and Custodian, if applicable, on al insurance andlor annuity products to Mori Lynch, “*ifyou do not indicate otherwise, Merril Lynch will default o this option for executing your Wansfer and establishing your assets at Merl Lynch ‘ifthe investments aie insurance policy or annuity, the holding frm may require additonal documentation to transfer or change the Broker/Dealer and Custosian if appicable, on these investments. ***For annulty andor insurance transfers, it might be necessary to submit a Request for Ownership Change to a New Custodian form (or retirement plan ‘anruites) oF a BrokerDealor or Agent of Flacord Change (for non-qualifed and non-custodial annuly products issued by carers other than Merril Lynch, ‘Penalties may be incurted for eal liquidation ff Submit transfer request 2-3 weeks before maturity.3, Authorization and Signatures (Please Read Carefully and Sign Below) To the Delivering Firm: + Ifthis account i a retirement plan account, and the delivering fm is tustoe or custodian of the plan, | have appropriately amended the applicable plan ‘and named Merril Linch. or another person, as suezeeeorcustockan of trustee under the plan. Uniese otherwise indicated inthe istuctons above, plasee transl all azcets in my account to Mars Lynch | understand tat t the extent any assatan my account are not realy transferable wh oF without penalties, such assets may not be transferred within the time frames required by NVSE Ful 412 or similar rule ofthe FINRA or ether designated ‘examining authority. authorize you to deduct any outstanding fees due you from the credit balance in my account. H my account does not conan a credit balance, oF the cradi balance in fe account ie ineuffiient fo eatisly any outstanding feos due you. | authorize you to quidats the aseate in my account to the extent recessary to satisty that obligation. | understand that if choose a metiod of dispositon of asses in aretrement account other than ligudation and transfer, | may boceme lable for he payment of taxes and poralies with respect to such assets. If certificates or other instruments in my account are in your physical possession, instruct you to tansfer them in good deliverable form, including affxing any necessary tax waivers, to enable Merl Lynch to transfer them in its name for the purpose of sale, when and as drected by me. I understand that upon your validation ofthis transfer, you wil freeze my ‘acount (ell open orders onthe account being ansforred should be cancelled and no new orders should be accepted except fer ransactons closing ‘options postions which expire within seven days). + "Later that Ihave destroyed or retumed to you credildebit cards and/or unused checks Issued to me, any, in connection with the account have esignated for tanster. + If lam transterring a retirement account and |am required to take minimum required distribution, latest that none ofthe amount to be transferred in my account includes my required minimum distribution for the current year + Lungerstand that certain types of assets might not be transferable to Merrill Lynch. For example, some money markat funds could be proprietary products of the delivering fim. if my account contains proprietary money market funds, please liquidate them and transfer the resulting credit balance to Merril Lynch unless Ihave instructed otherwise here: For other types of nom tansterable assets (0.9 ‘undersiand that you or Merril Lynch will contact me in wring to ‘roduc ofa third party with which Wari ‘termine what disposition | wish to make. smnch Goes not maintain 8 TResantHobrs Sere ae Nora BU GTS MEAL CORR camer ates aie x Semana sane ae x 4. Letter of Acceptance (Complete ony # the account being transfered to Mel Lynch is ‘To the prior custodian/trustee of the retirement account designated for transfer: Please be advised that Merril Lynch does hereby accept appointment as successor custodian. ‘Sessa CutoinAtond Sena Wart Lpch Sores os x rement account) 5. Special Authorization if Account Titles or Taxpayer Identification Numbers are Different Wie authorize the raster even though the Merl Lynch account has a alifeent tle or diferent taxpayer denticatlon number than the account being transferred. We understand that traefers involving mismatches of account tiles or taxpayer danfeation numeta may require manual proceesing. and can fake longer han same-name account tranefers. Jl owners ofeach account have signed beow. maoers Sra oa ease Sas Gon We CoV Esai sia aie x Eraser ae ae x Information for Delivering Firm All deliveries must include client's name and Merrill Lynch account number (Checks and Re-Regiatraion Papers for Cashittrgin AI DIC Eligibte Secures: Fed Book Enty Mortgage [Accounts (do not sond physical cortices to thi address; Drivertn OTC Cin INOS ptt PFENIG FAA, CAIUA, CO oo) lrement Account O16! ve. Payment BeornveNtcov Make checks payable: ‘599. Reaper ‘zag oz1000018 Heri tyen Pace, Femmes Sth he, as cstedan ge et tents: Former ced oct name ae FAOIFBO Clnt Name MRecoon | ‘custody US Treasures (Bonde fie, Noles. Agencies) Merl Lynch account pare Physical Delivery of Secures: TC New om Wincow ranch ay a aie re! Tab. mala Peston nen {BAR o2t0oo0r8 So water set | tin: Cash Management : Fe aren lent name ne Concourse Level, South Building {406 Deer Lato Brio West }__ Memituynch account umber New vere NY Toot? | dean oeeee.. 4 Red wre rut: i 1 ree Fea ma Mating Ades for Pye Carte: For inna Ain Cai and crc esd see en Sie Mave Urner Cv ‘Stns pease ure te Cow mang ops eS cases Sats tarsal ater stra Car Sr case Rowton root ei yet oe ox cue Pong Saas SPR tus teecns antes © 0 50.200 SFT Acar: OPA ints Patntp Ft Sing AA T1608 forge Hot acs Fever and ‘arate roratobe oe ng Seah Reade Me emer Operates Tes Oot Sort casing Mos Rolgere ert ypc soma {orramaes crea 29076 35 Central Avena Hot Springs, AR 71908 rumger andl name Jory iy, MI 07902