Professional Documents
Culture Documents
257
© 2000 Kluwer Academic Publishers. Printed in the Netherlands.
ROSHNI DAYA
Department of Educational Psychology, Counselling Psychology Program, The University of
Calgary, 2500 University Dr. N.W., Calgary, Alberta, T2N 1N4 Canada
Abstract. As globalization increases the world becomes smaller and there is a need for coun-
sellors and psychologists to be prepared for professional practices with clients from diverse
cultural backgrounds. Despite globalization, the distinction between eastern and western
psychologies is in tact. To meet the goal of broadening ones frame of reference as a psycho-
therapist it is necessary to review theories of psychology from multiple cultural traditions.
This paper will present Buddhist psychology, emphasising the Buddhist views of human
suffering, self, health, and dis-ease. The essentials of Buddhist psychology will be presented
in a format that facilitates their application to psychotherapy. Finally, a case vignette illustrates
the author’s application of the Buddhist principles.
Introduction
Increased cultural diversity all over the world reflects the need for counsel-
lors and psychologists to be prepared for professional practice with clients
from different cultural backgrounds (Arthur, 1998). Additionally, research
indicates cultural variations in theories of mind and psychology (Lillard,
1998). Cultural diversity and variation in theories of psychology suggest that
a competent therapist be flexible and well-versed in different theories of mind,
mental states, and psychology such that he/she can work with any client. Most
practices of psychotherapy across the world have been heavily influenced
by Euro-north American approaches to understanding human functioning.
To meet the goal of broadening ones frame of reference it is necessary to
review eastern perspectives in psychology. This paper will present the theory
of Buddhist Psychology. The basic tenets will be discussed, followed by
the Buddhist views of self, health, and dis-ease. The second part of the
paper will highlight the application of Buddhist principles to the practice of
psychotherapy with particular emphasis on the change processes present in
the theory.
258 ROSHNI DAYA
Buddhist psychology
The first Noble Truth. The first principle is that life consists of ‘dukkha’.
The literal translation of this term is that the “wheel of life” does not run
well (Miyuki, 1994). The term dukkha is often translated as ‘suffering’. This
translation is misleading as it suggests that the experience is a subjective one
as opposed to a general condition of life that exists for each person (Miyuki,
1994). The term ‘dis-ease’ would be more reflective of the true meaning as it
better reflects a basic condition (L. S. Kawamura, personal communication,
March 31, 1998). Thus, Buddha asserted that the basic human condition is
‘dis-ease’. Dis-ease refers to the dissatisfactions present in human existence.
Life is filled with a sense of dis-ease stemming from at least two sources
(Claxton, 1986). First is the pain that inevitably occurs with life. Inevitabil-
ities of life are old age, sickness, and death (Epstein, 1995). The pain that
accompanies aging, sickness, and death are necessarily encountered through
the inescapability of the events.
Second, the individual’s own likes and dislikes cause dis-ease. Not to
obtain what one desires causes dissatisfaction, being stuck with what one
does not desire causes dissatisfaction, and being separate from that which is
cherished causes dissatisfaction (Epstein, 1995).
BUDDHIST PSYCHOLOGY, A THEORY OF CHANGE PROCESSES 259
Simply put, each phenomenon does not exist alone and depends upon
another to exist (Bowman & Baylen, 1994). The second Noble Truth becomes
most meaningful when it is applied to the individual. Buddhism states that
the doctrine of dependent origination applies to the concept of self. Thus,
qualities and characteristics of self cannot be simultaneously used as evidence
for the existence of self.
The core of the second principle is that suffering is caused by the indi-
vidual’s belief in a persistent, unchanging self. Just as other concepts or
constructs in the world do not hold a permanent identity, the individual too
is impermanent. Dis-ease arises when the individual clings to ideas, things,
people, and considers a single constant self as permanent (Rubin, 1996). As
mentioned, the fallacy of giving attributes to concepts reifies their existence.
At a personal level, giving attributes to the self reifies the existence of a
260 ROSHNI DAYA
The third Noble Truth. The third Noble Truth is that release from the second
type of dis-ease and serenity in the face of the first type is a real possib-
ility (Claxton, 1986). It is seeing things as they really are or seeing ‘reality
as-it-is’ that releases one from dis-ease (Kawamura, 1990). Seeing ‘reality-as-
it-is’ requires that the person sees the divisions or boundaries placed around
people, things, and ideas as being just that – placed there versus belonging to
those people, things, and ideas. What is important about the process of decon-
structing boundaries, is that in truly doing so, the individual neither judges,
evaluates, nor concretizes the perceptual process or the object of perception
as holding a particular existence (Kawamura, 1990).
The fourth Noble Truth. The fourth Noble Truth is the path through which one
can alleviate pervasive unsatisfactoriness or dis-ease. This essentially occurs
by giving up one’s clinging to ideas and concepts as realities of experience.
According to Buddha, it requires the alignment of eight specific factors:
understanding, thought, speech, action, livelihood, effort, mindfulness, and
concentration (Epstein, 1995). These factors comprise the eight-fold path
to enlightenment. Each of these factors of being can be developed so that
the individual is following the ‘right’ path (i.e. the path to enlightenment).
Much like the idea of self-actualization discussed by some western schools
of psychology, the process of enlightenment is the developing of one’s poten-
tials. Easwaran (1985), has translated and interpreted the eight-fold path as
follows: right understanding is seeing life as it is, this is the knowledge that
all things that come into being have to pass away. Right purpose means the
ability to think about life in a way that is consistent with the way life is,
essentially, it is realizing that life is about learning to live. Right speech, right
action, and right occupation mean living in harmony with the unity of life,
speaking kindly, and earning livelihood in a way that is not harmful or at
BUDDHIST PSYCHOLOGY, A THEORY OF CHANGE PROCESSES 261
the expense of others. The last three components deal with developing the
mind, right effort is the constant endeavour to train oneself in thought, word
and action (normally through meditative practices). Right attention means
keeping the mind focused on the present so as to be mindful; right meditation
is the means of training the mind.
At the root of these eight is mindfulness. Mindfulness is awareness
without judgment, attachment, or aversion to what is happening in the present
moment (Rubin, 1996). The development of mindfulness is to happen in
four areas: (i) bodily phenomena such as physical sensations; (ii) feelings
which are not emotions, but rather reactions to things which we classify
as ‘pleasant’, ‘unpleasant’, or ‘neutral’; (iii) mental phenomena; and (iv) to
observe whether the mental state is wholesome or unwholesome (Khema,
1987; Rubin, 1993). A discussion of wholesomeness of thought can be found
in the ‘health and dis-ease’ section of this paper. The development of mind-
fulness requires the individual to be fully experiencing the present and to
begin to be free of illusions. It is clear and single-minded awareness of
what actually happens to and in the individual at successive moments of
perception. It requires the individual to attend without selection or judgment
to the experience of whatever mental or physical phenomena, for example,
thoughts, feelings, sensations, or fantasies are predominant in his/her field of
awareness (Rubin, 1996).
Self
Buddhist theory states that a separate, permanent, and distinct self does not
exist. This distinction is an illusion which gives rise to dissatisfaction (Parry
& Jones, 1986). Interestingly, the illusion is one that each person experiences.
The thesis of this section of this paper is to explain how the illusion of self is
constituted and how it functions.
The development of a psychophysical self is explained by the skhandas
which are the physical and mental factors that compose the psychophysical
personality. There are five skhandas as follows:
a) form – this includes the material body with its sense organs;
b) feelings and sensations;
c) perceptions
d) mental formations (or volitional attitudes) including habits and disposi-
tions
e) consciousness (consciousness of the six senses-the five traditional ones
plus mental events)
It is important to note that though these five components comprise the self
they do not constitute the self, their interaction is what creates the illusion of
self (Loy, 1992), through the arising mental states. Mental states in Buddhist
262 ROSHNI DAYA
iii) Gloominess and drowsiness because this dulls the perceptual organs;
iv) Attachment because this is based purely on illusion;
v) Indecision because the mind is inescapable of seeing reality as-it-is
(Kawamura, 1990).
Goldstein (1976, p.53) provided a simile to describe the impact of these
hindrances:
Imagine a pond of clear water. Sense desire [attachments] is like the
water becoming colored with pretty dyes. We become entranced with the
beauty and intricacy of the color and so do not penetrate to the depths.
Anger, ill will, aversion, [vindictiveness], is like boiling water. Water that
is boiling is very turbulent. You can’t see the bottom . . . Sloth and torpor
[gloominess and drowsiness] is the pond of water covered with algae,
very dense. One cannot possibly penetrate to the bottom because you
can’t see through the algae . . . Restlessness and worry [overexuberance
and remorse] are like a pond when wind-swept. The surface is agitated
by strong winds . . . Doubt [indecision] is like the water when muddied;
wisdom is obscured by murkiness and cloudiness.
Application to psychotherapy
The most recent trends in psychotherapy are focused on an inquiry into the
nature of change (Lyddon, 1990). As part of this inquiry a distinction has
been made between first order change and second order change (Watzlawick,
Weakland, & Fisch, 1974). First order change refers to a change that can
occur within a system which itself stays invariant (Bowman & Baylen, 1994).
That is, the structure of the system remains intact despite a change that occurs
within it.
Second order change offers a framework for considering the relationship
between member and system. In second order change there is a breaking free
from the system to another level (Bowman & Baylen, 1994). It is a type of
change that when it occurs the fundamental structure of the system is altered.
In the case of Buddhist psychology, the application of Buddhist principles
requires a systematic examination of the hindrances to developing the whole-
some states of mind, discussed earlier in the paper, such that the individual
begins to see the illusions of self that are socially and personally created. The
method for alleviating suffering does not lie in helping clients better adapt to
their environment or become more adept at getting what they want as would
be the case with a system that implements first order change. In the case
of second order change described here, the individual gradually begins to see
beyond the illusions. Seeing beyond illusions alters the fundamental structure
of the self-system as opposed to finding another way to function within the
system. Buddhist philosophy emphasizing seeing through the illusions of self,
and thereby changing the fundamental structure of the self-system, is a second
order change system.
Meditation
in which the ability to embrace the moment takes precedence over fear of its
passing.
Meditation in psychotherapy
Remembering. Very often in therapy, the client is asked to link the present
problematic experience or feeling to a similar feeling or experience in the
past. The purpose of asking the client to do this is (a) to put the client in
touch with what needs to be completed from the past; or (b) to understand
the root of the problem. Finding resolution in the past experience will help
resolve current troubles.
Buddhism too emphasizes remembering – a remembering of the present.
From this perspective, the individual often loses him/herself in thoughts of
the past or the future and thus cannot be in the immediate experience. The
meditative technique employed to this end is that of mindfulness, which is
a continual returning of awareness to the here-and-now. Mindfulness of the
present may be emphasized in the context of therapy. It may not be necessary
to require that the client practice meditation to make use of the practice of
mindfulness of the present.
Process focus
that things be a certain way, fears, etc. The client places limits or bound-
aries around his/her own experience. These interventions are a ‘letting
go’ of those boundaries.
6. Interdependency – The therapist emphasizes that the client is in rela-
tion to his/her surrounding. This is a systemic idea of everything being
connected. The therapist encourages the client to look at connections to
the whole. This is a cognitive understanding of interconnections.
7. Sitting with suffering – The therapist demonstrates a level of comfort
with the clients’ suffering by being able to be present with it. This facil-
itates the client’s own experience of comfort with suffering. Suffering in
this context can be fear, anger, anxiety, sadness, etc. This contrasts other
interventions in which the therapist provides strategies for the client to
ward off suffering (e.g. thought stopping).
Below is a vignette illustrating how the author implemented the principles
in one particular case.
The Buddhist principles are flexible and far-reaching. Their utility in the
therapeutic setting is more circular than linear. Since they are not hierarchical,
any principle may be introduced at any time and revisited many times over
the course of counselling.
Summary
Buddhism is a deep psychological tradition that has roots in India. The found-
ation of this theory can be found in the four noble truths that capture the
suffering of the human condition. The four noble truths are concerned with
how the individual causes his/her own suffering through creation and iden-
tification with illusion, and the way to begin dissolving these illusions. The
basic tenets of Buddhist psychology have been outlined with a discussion
of the Buddhist view of self, health, and dis-ease. Attempts have been made
to concretize the philosophy so that it may have application in psychothera-
peutic systems. As psychotherapy becomes more attentive to determining
what the processes of change are and how they may occur in psychotherapy,
it may be helpful to look more closely at the suggestions made by Buddhist
philosophy.
Buddhist philosophy emphasizes certain features that may not be viewed
as essential ingredients of the process of change in traditional therapeutic
systems. By using ones own culturally biased template to understand and
employ practices important to Buddhism, one commits the error of being
ethnocentric. The challenge for therapists is to strive for ways to be open
to hearing perspectives stemming from a foreign paradigm. When this is
accomplished, a true dialogue between perspectives will have begun.
References
Arthur, N. (1998). Counsellor education for diversity: Where do we go from here? Canadian
Journal of Counselling 32: 88–103.
Bowman, R. L. & Baylen, D. (1994). Buddhism and second-order change. International
Journal for the Advancement of Counselling 17: 101–108.
Claxton, G. (1986). The light’s on but there’s nobody home: The psychology of no-self. In G.
Claxton (ed.), Beyond Therapy: The Impact of Eastern Religions on Psychological Theory
and Practice (pp. 49–70). London: Wisdom Publications.
Claxton, G. (1987). Meditation in Buddhist psychology. In M. A. West (ed.), The psychology
of meditation (pp. 23–38). New York: Oxford University Press.
Collins, A. M. & Quillian, M. R. (1969). Retrieval time from semantic memory. Journal of
Verbal Learning and Verbal Behaviour 8: 240–248.
Deikman, A. (1982). The Observing Self: Mysticism and Psychotherapy. Boston: Beacon
Press.
BUDDHIST PSYCHOLOGY, A THEORY OF CHANGE PROCESSES 271