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To cite this article: Sandra Grobosch, Florian Wolf, Stefan Juchems & Silke Kuske (2020):
Emotional safety of people living with dementia: a systematic review, Journal of Mental Health, DOI:
10.1080/09638237.2020.1739241
REVIEW ARTICLE
feelings of fear related to external control. Fear in this con- increase the sensitivity of the search strategy, we added the
text has been described more often as a fear of control and component “needs” as an alternative to “safety”. The search
restriction rather than as a fear of an increase in symptoms terms of the component “safety” were not always included
such as forgetfulness (Panke-Kochinke, 2014). Achieving a in the title or abstract of the searched publications, but
perceived beneficial balance, e.g. by following familiar every- “needs” was mentioned as a main theme. We added the
day routines, can improve the quality of life of people living terms of the component “well-being” as an alternative to
with dementia (Panke-Kochinke, 2014, 2016). However, this “emotion” because some studies have reported that emo-
perceived balance can be disturbed by confrontation with tional safety is related to living well with dementia (Panke-
stigmatization (Panke-Kochinke, 2014). Therefore, the needs Kochinke, 2013; Zingmark et al., 2002). Second, “dementia”
of people living with dementia appear to be central to was combined with the terms “safety” and “needs”, and
understanding the process of searching for safety. third, “dementia” was combined with the terms “emotion”
In addition, in terms of person-centered care, Kitwood and “well-being” to obtain further variations and to
(1993a, 1993b, 1997) emphasizes the necessity of addressing strengthen the sensitivity of the search strategy.
people living with dementia by considering the “complex We used database specific Medical Subject Headings. We
interaction” among the unique factors associated with each also used keywords that have been published in other
person. These factors include personality (e.g. coping styles), reviews (Farina et al., 2017; Steeman et al., 2006) or that
biography, physical health status, neurological impairment appear in the definitions described above in other settings
and social psychology (Kitwood, 1993a, 1997). In the con- (Lang et al., 2008; Panke-Kochinke, 2013; Vincent, 1995;
text of emotional safety, social psychology refers to both Zingmark et al., 2002). We pretested our search strategy,
positive (e.g. acceptance) and negative (e.g. stigmatization) and three authors performed a title-abstract screening of the
experiences in everyday life that influence the maintenance first 200 hits. On this basis, we discussed and adjusted
of personhood, and such experience “enhances or dimin- the search strategy by adding the term “security” to our
ishes an individual’s sense of safety” (Kitwood, 1993a, search strategy (Appendix A). We also conducted a back-
p. 542). ward citation tracking of eligible studies and performed
However, only a few empirical studies have focused on forward citation tracking using Google Scholar (Bakkalbasi
the conditions of emotional safety needs. Although there et al., 2006).
have been some efforts to describe emotional safety, no sys-
tematic review that describes this concept in the context of
people living with dementia has been performed. Therefore, Eligibility criteria
the aim of this systematic review is to identify and analyze Studies that report or discuss the emotional safety of people
the knowledge available over a 10-year period regarding the living with dementia from several perspectives, e.g. the per-
emotional safety of people living with dementia to concret- spectives of people living with dementia and those of their
ize the phenomenon of emotional safety. informal and formal caregivers, were included. We have also
included the perspectives of stakeholders (e.g. physicians,
social workers and volunteers) to ensure a comprehensive
Materials and methods
view of emotional safety as a complex phenomenon.
This systematic review follows the Preferred Reporting We included studies published between November 2007
Items for Systematic Reviews and Meta-Analyses (PRISMA) and October 2017 as a means of identifying current publica-
statement (Moher et al., 2009) and is registered at the tions related to the emotional safety of people living with
International Prospective Register of Systematic Reviews dementia. Only studies published in English or German
(PROSPERO, CRD42018082697). were included. There were no restrictions regarding the type
of study design eligible for inclusion. Gray literature was
included only in the form of dissertations. We did not
Data sources and search strategy exclude studies of poor quality.
We performed a systematic literature search using the fol-
lowing general and specialist electronic bibliographic data-
Study selection
bases: MEDLINE via PubMed, EMBASE via Scopus,
CINAHL Plus via EBSCOhost, PsycINFO via EBSCOhost, We removed duplicates and verified the inclusion dates. We
PSYNDEX via EBSCOhost, the Cochrane Library and used database-specific filters for the publication dates when
Journals@Ovid via Ovid. To enhance the sensitivity of the available. The titles and abstracts of all identified hits were
search strategy, we employed search terms related to five screened independently by two reviewers. In total, three
core components (“dementia”, “safety”, “emotion”, “needs” reviewers were involved. The hits were categorized as
and “well-being”); these terms which were combined in “included”, “excluded” or “unclear”. In cases of uncertainty,
three ways (for the full electronic search strategy, see a third reviewer was consulted. The full text of the hits that
Appendices A and B). The search component “dementia” is were categorized as “included” or “unclear” was reviewed by
linked to all three combinations of terms and includes all two reviewers. Eligible studies were subsequently included.
types of dementia. First, we combined the search terms of We also analyzed the reference lists of systematic reviews
the components “dementia”, “safety” and “emotion”. To that addressed emotional safety as a means of identifying
JOURNAL OF MENTAL HEALTH 3
additional publications. Backward citation tracking was per- Institute for Health and Care Excellence, 2012) and the
formed by screening the references of the eligible included Mixed Methods Appraisal Tool for quantitative and mixed-
studies. methods studies (Pace et al., 2012). After comparing the
assessments and discussing the material, the studies were
assessed using the NICE (National Institute for Health and
Data extraction and synthesis Care Excellence, 2012, p. 73) checklist as “þþ (All or most
We extracted the following data from the primary sources of the checklist criteria have been fulfilled, where they have
as a means of organizing and comparing the specific meth- not been fulfilled the conclusions are very unlikely to alter)”,
odological characteristics of the identified studies (Table 1): “þ (Some of the checklist criteria have been fulfilled, where
author, year of publication, approaches and data collection they have not been fulfilled, or not adequately described, the
methods, sample size, included participants, participant conclusions are unlikely to alter)” and “– (Few or no check-
characteristics (age and sex), setting, recruitment, country, list criteria have been fulfilled and the conclusions are likely
study focus and main findings regarding emotional safety. or very likely to alter)”.
The data extraction was based on the study results pertain- The Cochrane Qualitative Research Methods Group
ing to the emotional safety of people living with dementia. reported the following three approaches to dealing with the
We developed a matrix in which the results are presented at results of the critical appraisal: (i) “include or exclude a
different levels of abstraction, including perspectives and study”; (ii) “give more weight to studies that scored high on
content, and used it to compare the data. All of the quality”; and (iii) “describe what has been observed without
extracted data described above were critically discussed by excluding any studies” (Hannes, 2011, p. 11 – 12). Although
the review team. the group recommends approaches (i) and (ii), they state that
Consistent with an integrative review approach the decision must be made individually and that each
(Whittemore & Knafl, 2005), we performed data reduction approach has its value. Consistent with the recommended
and illustrated, compared and consolidated the data. Finally, procedure for conducting a sensitivity analysis by Hannes
we drew conclusions. We initiated the data reduction by (2011), we did not find any differences between the lower-
classifying the identified studies and developed subgroups quality studies and the higher-quality studies in the content
based on the study designs. of their results. However, the lower-quality studies provide
The data abstraction was performed via a predominantly more detailed information on emotional safety. Furthermore,
qualitative data synthesis (Tables 2 and 3). The qualitative there was a paucity of evidence addressing our research ques-
data were analyzed using a qualitative content analysis syn- tion. Additionally, emotional safety was not mentioned as a
thesis design (Elo & Kyng€as, 2008; Hong et al., 2017). The primary outcome in any of our identified studies. To ensure
following two strategies were used for the synthesis of quali- transparency and provide readers with a comprehensive over-
tative data: (i) a primary inductive content analysis was view of the current state of the studies, we have decided to
used to identify categories related to emotional safety and report studies of all quality levels to highlight the research
(ii) a deductive content analysis was used to orientate the needs and not to exclude any of the studies.
analysis to a working definition at a high level of abstrac-
tion, thus identifying the inner and outer conditions. In
Results
both strategies, one reviewer read the material and selected
relevant sections. In both procedures, the aim was to cat- In total, 13,572 records were identified through the database
egorize the content of the study. Data synthesis of the search, and 43 records were identified through other sources
inductive and deductive results was performed by data clus- (including identified references in systematic reviews; Figure
tering, making comparisons, finding patterns and highlight- 1). After removing the duplicates and publications that did
ing relations and differences. The inductive content analysis not fall within the search period, we reviewed 6123 publica-
was started by open coding. A categorization matrix was tions published between November 2007 and October 2017.
developed for the deductive procedure considering the pre- In total, 27 publications (n ¼ 26 studies) were finally
defined categories “inner condition” and “outer condition”. included. Two of these studies (Brorsson et al., 2011;
A quantitative data synthesis could be not performed due Lawrence et al., 2011) were identified through a “snowball”
to the small number of studies; therefore, quantitative data search strategy using the publications of Brorsson et al.
were described separately. The results were interpreted in (2013) and Perrar et al. (2015). One study (Hung et al.,
terms of the content of the studies. Finally, all findings were 2017) was found in other sources.
critically discussed, and conclusions were drawn. Details of the identified studies are presented in Table 1.
In total, 22 studies used qualitative methods, two used
quantitative methods and two used a mixed-methods design.
Critical appraisal
One of the two quantitative studies reported quantitative
The identified studies were critically appraised by two results in the context of emotional safety. The authors of
reviewers and discussed with a third reviewer. We used the the second study presented no results related to emotional
following two design-specific tools: the quality appraisal safety but discussed their results in this context. None of
checklist provided by the National Institute for Health and the included studies reported the emotional safety of people
Care Excellence (NICE) for qualitative studies (National living with dementia as the primary study focus.
4 S. GROBOSCH ET AL.
Most studies involved an in-depth interpretative or recon- and a hospital setting were reported. The participants in the
structive approach, e.g. a phenomenological or ethnographic studies were recruited in Europe (n ¼ 20), the USA (n ¼ 2),
approach. For example, the data collection was performed Asia (n ¼ 2) and Canada (n ¼ 2).
through in-depth interviews, observation and group inter- The critical appraisal showed that five studies fulfilled all
views. The sample size varied from four to 169 participants. or most of the criteria, 14 fulfilled some of the checklist cri-
Participants with a variety of characteristics were teria and seven fulfilled few or none of the criteria.
included in the identified studies. Twelve studies included
people living with dementia, seven studies included both
people living with dementia and other proxies and six stud- Emotional safety in the context of people living with
ies included proxies, e.g. family members and friends, health dementia
care providers, and other staff. One study included both
The following five main categories of emotional safety were
people living with dementia and people living with mild
identified: (1) “emotional safety as a primary psychological
cognitive impairment. The most frequently reported types of
need”; (2) “emotional safety in the context of disease-
dementia in these studies were Alzheimer’s disease (AD)
related, biographical, demographic and socioeconomic
(n ¼ 10) and vascular dementia (n ¼ 6). Most studies
factors”; (3) “inner conditions and strategies”; (4) “outer
(n ¼ 12) involved people with early or mild dementia. Nine
studies included people with moderate dementia, and six conditions and strategies”; and (5) “emotional safety as a
studies included people with severe or advanced dementia. condition”.
In total, five studies did not specify the stage of dementia.
The most frequently reported settings in these studies Emotional safety as a primary psychological need
(n ¼ 15) involved people with dementia who were living at
home or in community dwellings. In this context, the main Four identified studies addressed the phenomenon of emo-
focus is on participation in public life and receipt of health tional safety as a primary psychological need and included
services. In addition, a residential care/nursing home setting the perspectives of people living with dementia and those of
Table 1. Overview of the included studies.
Participant characteristics
Table 1. Continued.
Participant characteristics
children of disease
PWLD and
housekeeper
Ericsson Grounded theory (a) n ¼ 9 PLWD (a) Moderate to (a) 75 97 (a) f (n ¼ 8), PLWD living at Dementia nurse and Sweden Description of the The feeling of safety can þþ
et al. (Relational Time (b) caregivers severe dementia (b) – m (n ¼ 1) residential units division manager formation of be strengthened
(2013) videotapes and n ¼ 24 interviews (FAST range (b) all were female for PLWD relationships within the context of
interviews) (PLWD) 5 7) with PLWD relationship
n ¼ 8 interviews (b) Professional establishment in care
(caregivers) caregivers situations, such as by
n ¼ 24 video enabling self-
sequences determination.
Faith (2014) Phenomenological n ¼ 9 individual Frontotemporal 50 65 f (n ¼ 6), Online blogs of PLWD – USA Subjective Friendships can provide þ
design (online blogs of PLWD and vascular n¼2 m (n ¼ 3) experiences of feelings of safety.
blogs, dementia, early unknown PLWD presented
secondary data) onset AD in online blogs
and AD
Genoe and Phenomenological n ¼ 4 PLWD Early stage AD and Unclear f (n ¼ 2), PLWD living in the Early stage support Canada Meaning and In familiar areas, þþ
Dupuis design (long n ¼ 16 interviews vascular m (n ¼ 2) community groups and experience of especially in private
(2011), interviews, n ¼ 66 photos dementia dementia research leisure in the spaces, PLWD
Genoe observations and program dementia context feel safe.
(2009) photovoices)
Hadjri Descriptive design n ¼ 22 manager of – – – Care and nursing Telephone recruitment England Identification of The building design –
et al. (semistructured care homes homes for PLWD in via phone housing options should allow PWLD
(2015) interviews) urban and rural number list for PLWD and to feel safe.
settings their specific
designs
Hansen Descriptive design n ¼ 24 health care Registered nurses – f (n ¼ 24) Home care services for Leader of home care Norway Perception and Feeling socially and þ
et al. (semistructured providers (focus and assistant PLWD in a services fulfillment of the physically safe is a
(2017) focus group groups with 5 – nurses Norwegian setting psychological primary psychosocial
interviews) 8 participants) needs of PLWD need. The hurried
by home care behavior of others
services can reduce feelings
of safety. Feeling safe
can increase
psychological health.
Hung Participatory design n ¼ 5 PLWD (all AD and vascular 65 – 84 f (n ¼ 2), PLWD were admitted Nurses in a medical Canada Experiences of PLWD Feeling psychologically þþ
et al. (observations, go- participants and unspecified m (n ¼ 3) to a medical unit of unit of an urban with the physical safe is a primary
(2017) along interviews were subtype of an urban hospital hospital and social psychological need. A
and video interviewed dementia (different reasons environment in a key aspect of a
recording) twice alone or and lengths of stay) hospital supportive hospital
together with environment is the
another availability of a place
participant) of safety that
includes access to
help and an adapted
building design.
(continued)
Table 1. Continued.
Participant characteristics
safety.
(continued)
7
8
Table 1. Continued.
Participant characteristics
Self-reported strategies
Self-performed strategies Strategies performed by
Dimensions Inner condition Specification Context or setting of PLWD others
Inner conditions related Perceived self-efficacy Perceived demands described as impossible to Leaving home to visit public Not leaving the house alone [3a] –
to psychological aspects and self-determination overcome and decreased feelings of spaces [3a]
[1a, 3a, 9b, 12a] safety [3a]
Feeling safe in problematic situations, ended Finding way back home [12a] Using visual aids (note with –
positively from the point of view of name/address or recognition
S. GROBOSCH ET AL.
Receiving care in activities of daily living PLWD and disruptive behavior [15c] – –
can reduce feelings of safety (e.g.
bathing by health care providers) [15c]
11
(continued)
Table 3. Continued.
12
Self-reported strategies
Self-performed Strategies performed by
Dimensions Outer conditions Specification Context or setting strategies of PLWD others
Outer conditions related Time of day [6a] In later times of day and darkness, PLWD Visiting in public spaces [6a] – Going outside with others in
to physical aspects did not feel safe [6a] situations where they feel
unsafe [6a]
Background sounds/stress of PLWD did not feel safe when they could Crossing roads [5a] – –
noises [2a, 5a] not differentiate sounds and do not
S. GROBOSCH ET AL.
health care providers and family caregivers. Similar to phys- of emotional safety in the current situation (Mazaheri et al.,
ical safety (Hung et al., 2017), emotional safety is described 2014; Osborne et al., 2010; Wang et al., 2012; 2015).
as a primary need among people living with dementia Women seem to have a greater need for safety (Wang
(Hansen et al., 2017). We identified the following four et al., 2015) and to be at higher risk for a decreased feeling
dimensions of emotional safety: feeling psychologically safe of safety (Panke-Kochinke, 2013) than men. Wang et al.
(Hung et al., 2017; Wang et al., 2015), feeling economically (2015) explained this observation from a biographical per-
safe (Wang et al., 2015), feeling socially safe (Hansen et al., spective as follows: women are often assigned a certain
2017) and feeling physically safe (Hansen et al., 2017). People social role and often experience dependency on their fami-
living with dementia can express their “unmet needs” to feel lies or husbands. Another biographical factor is related to
safe in different ways, such as engaging in disruptive behavior individuals’ experiences with living in their own country or
(Wang et al., 2012; 2015). According to Wang et al. (2012, in a foreign country. Mazaheri et al. (2014) interviewed
2015), the need to feel economically safe can be expressed Iranian people who lived in Sweden about their experiences
through hoarding behavior. Additionally, repetitive behavior, with dementia. The participants reported high feelings of
altered eating behavior and delusions have been described as safety in public spaces, a finding that differs from the results
indicators of the need to feel psychologically safe. of other studies involving people who lived in their own
countries. The differences among these countries in terms of
cultural factors and health care systems appear to have an
Emotional safety in the context of disease-related, impact on perceived safety (Mazaheri et al., 2014).
biographical, demographic and socioeconomic factors From a demographic perspective, women generally con-
A total of nine studies reported that changes and difficulties sider their male partners protectors against the disease
due to dementia can threaten the feeling of safety. Most (Panke-Kochinke, 2013). A male partner who does not
studies solely interviewed people living with dementia behave according to this role (e.g. by having a negative
(n ¼ 7). Two studies also included other perspectives (family response to forgetfulness) could increase feelings of insecur-
members and staff members). ity in people living with dementia (Panke-Kochinke, 2013).
Living with forgetfulness (Brataas et al., 2010; Brorsson A socioeconomic factor related to experiences with prior
et al., 2011; 2013; Hung et al., 2017; Mazaheri et al., 2014; financial crises has been reported to strengthen the desire to
Panke-Kochinke, 2013; Sørensen et al., 2008) was related to feel safe in the present and is expressed by behaviors such
changes such as not remembering passwords (Brorsson as hoarding (Wang et al., 2012, 2015).
et al., 2011; 2013) and encountering “new” places that had
previously been perceived as familiar but were gradually for-
Inner and outer conditions and strategies for achieving
gotten (Sørensen et al., 2008). Another mentioned change
emotional safety
was difficulty in focusing attention due to the presence of
too many stimuli (Brorsson et al., 2013; Hung et al., 2017), Inner conditions and strategies were reported in 15 studies
e.g. street noises (Brorsson et al., 2013) or the presence of (Table 2). Eight of these studies included people living with
many people in the immediate surroundings (Hung et al., dementia, four also considered other perspectives and three
2017). Difficulties were reported in retrieving learned behav- solely considered the perspectives of family members. The
iors (Brorsson et al., 2013; Sørensen et al., 2008) that were dimensions of the conditions include “inner conditions
easily followed in the past but were currently difficult or no related to psychological aspects” and “inner conditions
longer possible due to dementia (Sørensen et al., 2008), e.g. related to economic aspects”. Both dimensions are based on
correct behavior while crossing a road (Brorsson et al., self-reported, subjectively perceived conditions that can
2013). Two studies showed communication difficulties strengthen or decrease emotional safety.
(Hung et al., 2017; Sørensen et al., 2008), e.g. problems Seven main “inner conditions related to psychological
understanding several words (Sørensen et al., 2008). In add- aspects” were identified: “perceived self-efficacy and self-
ition, people living with dementia were reported to feel determination” (Brataas et al., 2010; Ericsson et al., 2013;
unsafe because things that previously created a feeling of Mazaheri et al., 2014; Panke-Kochinke, 2013), “willingness
safety, such as control and independence, are restricted in to receive support” (Panke-Kochinke, 2013), “perceived
the course of dementia (Osborne et al., 2010). According to dependency on others” (Panke-Kochinke, 2013), “perceived
Osborne et al. (2010), people who experience these restric- mental stability” (Wang et al., 2015), “perceived familiarity”
tions are less able to cope with the disease. Living in the (Brittain et al., 2010; Brorsson et al., 2011; Duggan et al.,
present and following routines appear to be strategies for 2008; Genoe, 2009; Genoe & Dupuis, 2011), “perceived
coping with dementia-related changes in the context of information need” (Panke-Kochinke, 2013) and “assurance
emotional safety (Panke-Kochinke, 2013; Yatczak, 2014). that others care for PLWD” (Brorsson et al., 2013; Cronfalk
Five studies of people living with dementia or family et al., 2017; Hung et al., 2017; Mjørud et al., 2017; Nijhof
members reported that biographical, demographic and et al., 2013). These conditions were often reported in a con-
socioeconomic factors related to the emotional safety of peo- text or setting related to the use of outdoor environments
ple living with dementia should be considered in the context and to interacting with others, e.g. relatives, professionals
of emotional safety. Four studies concluded that past experi- and other people living with dementia. The self-reported
ences without dementia may have an effect on the experience strategies are related to several different aspects, including
14 S. GROBOSCH ET AL.
strategies involving visual/technical aids and other people and settings are considered, ranging from living at home to
for support and strategies that are employed only by people transitioning between home care and a nursing home.
living with dementia. Several external strategies refer to activities of others that
Three main “inner conditions related to economic are intended to create a good environment for people living
aspects” were identified: “perceived material stability and with dementia. In a quantitative study conducted by Manera
control” (Wang et al., 2012, 2015), “perceived preparedness et al. (2016), a self-reported questionnaire was used to meas-
for possible situations” (Wang et al., 2012) and “fear of ure feelings of safety. People with mild cognitive impair-
being exploited by others” (Brorsson et al., 2011; Wang ment and dementia were asked how they experienced a
et al., 2012, 2015). The expression of feelings of decreased cognitive training session using paper and virtual reality
economic safety through disruptive behavior is described as an conditions (10-cm analog scale ranging from “not at all” to
internal strategy among people living with dementia (Wang “extremely”). Under both conditions, the participants
et al., 2012, 2015). The only strategy performed by other peo- reported high feelings of safety (mean ¼ 9.4/9.7, standard
ple refers to identify safety needs (Wang et al., 2012). deviation ¼ 1.3/1.1).
Outer conditions and strategies were reported in 23 studies In five studies, the inner and outer conditions of emotional
(Table 3). Twelve of these studies solely included people living safety were described as interrelated. For example, access to
with dementia, five also considered other perspectives and six help (social-related outer condition) is relevant to the emotional
only considered other proxies. The conditions were divided safety of people living with dementia, but it is also important
into two dimensions, “outer conditions related to social that the individual be willing to receive support (psychological-
aspects” and “outer conditions related to physical aspects”. related inner condition) (Panke-Kochinke, 2013). Brorsson
These dimensions are characterized by situations that cannot et al. (2013) reported that in the context of crossing roads,
be directly controlled by people living with dementia. emotional safety in people living with dementia depends not
Two “outer conditions related to social aspects” were only on the assurance that others care for them (psychological-
identified: “opportunity to interact socially” (Brataas et al., related inner conditions) but also on existing background noise
2010; Faith, 2014; Hansen et al., 2017; Hung et al., 2017; (physical-related outer condition). Despite the fact that emo-
Hynninen et al., 2015; Mazaheri et al., 2014; Mjørud et al., tional safety in such situations depends on the perception of
2017; Panke-Kochinke, 2013; Sørensen et al., 2008) and the person living with dementia, these situations can objectively
“receiving support” (Brataas et al., 2010; Cronfalk et al., represent an increased risk of a decreased feeling of safety.
2017; Ericsson et al., 2013; Hung et al., 2017; Mjørud et al.,
2017; Panke-Kochinke, 2013; Wang et al., 2015). The first
Emotional safety as a condition for people living with
category comprises the following three conditions related to
dementia
the basics of social interaction among people: “attitude
towards people living with dementia” (Brataas et al., 2010; Emotional safety as a condition that improves the situations
Mazaheri et al., 2014; Mjørud et al., 2017; Panke-Kochinke, of people living with dementia was reported in eight studies;
2013), “behavior of others” (Hansen et al., 2017; Hung et al., five of these studies involved people living with dementia,
2017; Sørensen et al., 2008) and “living in relationships” two involved people living with dementia and other proxies
(Faith, 2014; Hynninen et al., 2015). The second category is and one involved healthcare providers. The studies showed
related to the special care situation and focuses on the imple- that emotional safety can improve psychosocial health and
mentation and receipt of support. This category includes sociocultural well-being (Brataas et al., 2010; Hansen et al.,
“establishing relationships in care” (Ericsson et al., 2013), 2017), improve everyday situations, e.g. orientation in public
“performing stressful tasks” (Brataas et al., 2010) and “access spaces (Brorsson et al., 2011, 2013), and enable people living
to help” (Cronfalk et al., 2017; Hung et al., 2017; Mjørud with dementia to establish relationships with other people
et al., 2017; Panke-Kochinke, 2013; Wang et al., 2015) as the (e.g. caregivers) (Ericsson et al., 2013; Panke-Kochinke, 2013).
three main conditions. Only the avoidance of interactions is Feeling safe allows people living with dementia to form rela-
described as a strategy performed by people living with tionships, perceive the support provided as good and develop
dementia (Cronfalk et al., 2017; Panke-Kochinke, 2013). The themselves (Panke-Kochinke, 2013). From the caregiver’s per-
strategies performed by other people highlight the adjustment spective, a feeling of safety can also facilitate care in daily
of health care services at the organizational level or at higher activities (e.g. bathing) (Hansen et al., 2017). In contrast, feel-
levels (no longer at the individual level) (Wang et al. 2012; ing unsafe can promote difficulties in orientation (Brorsson
Clare et al., 2008; Ericsson et al., 2013). et al., 2011, 2013), increase anxiety (Hung et al., 2017; Panke-
Six “outer conditions related to physical aspects” were Kochinke, 2013) and negatively affect (disease) coping situa-
identified: “time of day” (Brorsson et al., 2011), “background tions (e.g. activating one’s own resources) (Hung et al., 2017;
sounds/stress of noises” (Brorsson et al., 2013; Hung et al., Osborne et al., 2010; Panke-Kochinke, 2013).
2017), “changing living home” (Cronfalk et al., 2017),
“private spaces” (Genoe, 2009; Genoe & Dupuis, 2011),
Discussion
“building design” (Hadjri et al., 2015; Hung et al., 2017;
Lawrence et al., 2011) and “technologies” (Brittain et al., The present systematic review, which includes 27 eligible
2010; Brorsson et al., 2011; Groenewoud et al., 2017; publications (n ¼ 26 studies), is the first review to address
Manera et al., 2016; Nijhof et al., 2013). Various contexts the emotional safety of people living with dementia. The
JOURNAL OF MENTAL HEALTH 15
perspective of people living with dementia is well repre- support that provides feelings of safety, and feelings of fear
sented overall in the analyzed studies. Emotional safety as a related to external control (Panke-Kochinke, 2014).
phenomenon, including the core dimensions of psycho- Biographical, demographic and socioeconomic factors
logical, economic, social and physical safety, appears to be a appear to be relevant to perceived emotional safety. Other
primary psychological need; namely, it seems to be related authors recommend a holistic view of one’s life story
to relationship building and well-being. We saw that dis- (Grøndahl et al., 2017; Scholl et al., 2014). However, sup-
ease-related, biographical, demographic and socioeconomic porting evidence is lacking (Grøndahl et al., 2017). Kitwood
factors, as well as inner and outer conditions, have an (1993b, p. 56) described past experiences in the context of
impact on feelings of safety. Inner conditions related to psy- interpersonal communication and personality as “a unique
chological aspects and outer conditions related to social cluster of personal resources and psychic defences, formed
aspects were more strongly represented than inner condi- in situations where the individual has had a sense of power
tions related to economic aspects and outer conditions and competence, or of impotence and threat”.
related to physical aspects. Inner and outer conditions seem The dimensions of the inner and outer conditions are
to be closely related and situational. The use of appropriate closely interrelated and must be described in their specific
strategies can strengthen emotional safety. context. However, these associations are not described in
detail in the identified studies. In addition, the results show
that many conditions are present in an interactive context
Findings in the context of theoretical frameworks and according to the dimensions of the individual’s psychologic-
other studies ally related and economically related inner conditions and
In the light of the existing theories in the context of “inner his or her socially related outer conditions. In the present
security” (Panke-Kochinke, 2013, 2014, 2016) and “person- study, emotional safety was reported in terms of the attach-
centeredness” (Kitwood, 1993a, 1993b, 1997), the perspective ment style theory (Osborne et al., 2010). Another study pro-
of people living with dementia was included in several of posed that promoting a good life for people living with
our identified studies. This perspective is mentioned as dementia is a relationship-centered task (Zingmark et al.,
being highly important to improve the current understand- 2002). In the context of the models of “inner security” and
ing of the perspective of people living with dementia (Fazio “person-centered” dementia care, maintaining relationships
et al., 2018; Kitwood, 1997) and should be included in is a central component (Kitwood, 1993b; Panke-Kochinke,
research (von Kutzleben et al., 2012). 2013). Our identified conditions might facilitate or inhibit
None of the identified studies address emotional safety as maintaining a balance of “inner security”. However, notably,
a primary focus of the study. This finding is surprising the terminology used differs across these studies (e.g.
because several studies have reported that emotional safety “feeling safe”, “inner security” and “sense of safety”).
is a primary psychological need and that people living with The studies identified in our review reported only a few
dementia represent a vulnerable group that is susceptible to strategies for feeling safe that are performed by people living
a reduced feeling of safety (Bossen et al., 2006; Zingmark with dementia. Some strategies are related to avoidance behav-
et al., 2002). ior. Situations, places or people that could restrict the feeling
In the context of disease-related factors, our review of safety are avoided by people living with dementia. This
showed that the emotional safety of people living with withdrawal behavior is considered particularly problematic
dementia can be decreased due to a loss of orientation. (Harris, 2006; Zingmark et al., 2002). Kitwood and Bredin
Steeman et al. (2006, p. 732) showed that people with early- (1992, p. 284) described this withdrawal as “terminal apathy
stage dementia often feel insecure because of the and despair” caused by the loss of self-esteem and social con-
“incomprehensibility and unpredictability of their disease” fidence. Furthermore, maintaining routines helps people living
and the changes associated with it. Based on a dementia- with dementia feel safe (Yatczak, 2014). Panke-Kochinke
specific “model of inner security”, Panke-Kochinke (2014) (2016) argues that in the context of coping with disease, main-
reports that living in relationships, existing skills and know- taining self-performed routines with the support of an accept-
ing one’s self are central. In contrast, among people with ing partner can have positive effects on “inner security”.
multiple sclerosis, “inner security” is related to energy bal-
ance and survival. Based on Panke-Kochinke’s results, the
Implications for dementia research and health care
course of the disease can affect emotional safety. This find-
ing is confirmed by another study showing changes in the To improve participation and develop a comprehensive con-
need for safety among people living with dementia cept of emotional safety, it is important in dementia
(Karlsson et al., 2011). Despite the increased risk, people liv- research and health care to consider the perspective of peo-
ing with dementia can also feel safe with their illness and its ple living with dementia. Nevertheless, other perspectives
consequences (Mazaheri et al., 2014). This finding can be also offer added value in understanding the complex factors
analyzed in more detail by referring to theoretical works, that underlie emotional safety, especially in regard to outer
including the chronic illnesses trajectory model (Corbin & conditions and strategies.
Strauss, 1991). The “model of inner security” postulates that As emotional safety is reported to be a primary need of
individuals determine what is best for them by achieving a people living with dementia, it is important to consider this
balance between the need for “security”, the degree of concept in person-centered health care. According to
16 S. GROBOSCH ET AL.
Hansen et al. (2017), the clarification of the concept of psy- In practice, critical attention should be paid to the need
chosocial needs (e.g. feeling safe) and a discussion of who for, the conditions surrounding and the (self-reported) strat-
should be responsible for meeting these needs and how egies used to achieve emotional safety in the context of
these needs can be met, should be areas of focus. In add- dementia. Theories and models that frame emotional safety
ition, further research and health care should take into can provide a helpful orientation in health care and
account the fact that dementia-related factors have an research. Further research should focus on obtaining a com-
impact on emotional safety. Based on the described changes prehensive picture of the emotional safety needs of people
in safety needs during the course of the disease, personal living with dementia to enable person-centered strategies.
factors and inner and outer conditions influencing emo-
tional safety, we agree that a dementia-specific view of emo-
tional safety is needed. Acknowledgements
In developing patient-centered practices that focus on the The authors thank Ms. Gabriela Wolpers and Ms. Anika Hagedorn
needs of people living with dementia, critical attention (Caritasverband f€
ur den Kreis Mettmann e.V., Germany) for the com-
should be paid to self-reported strategies as well as the strat- mon content exchange.
egies used by others. Strengthening the feeling of safety The review protocol has been registered at PROSPERO
(CRD42018082697).
seems to help people living with dementia build relation-
ships and perceive support positively. In this way, it may be
possible to improve the care situation for both people living Disclosure statement
with dementia and their caregivers.
The authors have no conflicts of interest to declare. SJ is affiliated with
the funding organization “Stiftung Wohlfahrtspflege NRW”.
Limitations
A comprehensive search was conducted using multiple data- Funding
bases to provide an interdisciplinary approach and to pre- This project is funded by “Stiftung Wohlfahrtspflege NRW”, Germany.
sent a broad spectrum of the specialist literature. By limiting
the search period, current available knowledge was predom-
inantly identified and analyzed. However, there is a risk that References
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15 1256 S14 (Limiters: Exclude Medline Records AND Published alzheimers OR AB alzheimers OR TI alzheimer OR AB
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2 15,083 TI insecurity OR AB insecurity OR TI security OR AB OR AB unsafe
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4 313,110 TI needs OR AB needs OR TI need OR AB need OR TI wish OR AB wish OR TI wishes OR AB wishes
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(continued)
JOURNAL OF MENTAL HEALTH 21
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9 988 S1 AND S4 AND S5 “alzheimer’s” OR “alzheimers” OR “alzheimer” OR
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demen OR TI dementias OR AB dementias OR TI 4 52,186 (“needs“ OR “need“ OR “desire“ OR “desires“ OR “wish“
demented OR AB demented OR TI alzheimer OR AB OR “wishes“):ti,ab
alzheimer OR TI alzheimer’s OR AB alzheimer’s OR TI 5 58,206 [mh “Quality of Life”] OR (“living well” OR “live well” OR
alzheimers OR AB alzheimers OR TI alzheimer OR AB “meaningful lives” OR “meaningful life” OR “good life”
alzheimer OR TI pwd OR AB pwd OR TI “lewy-body- OR (“give meaning” AND “life”) OR “quality of life” OR
dementia” OR AB “lewy-body-dementia” OR TI “lewy “life quality” OR “health-related quality of life” OR
body disease” OR AB “lewy body disease” OR TI “health related quality of life” OR “HRQoL” OR “QoL”
“lewy-body disease” OR AB “lewy-body disease” OR TI OR “well-being” OR “wellbeing” OR (“human” AND
“binswanger disease” OR AB “binswanger disease” “living”)):ti,ab
2 34,119 TI insecurity OR AB insecurity OR TI security OR AB 6 278 #1 AND #2 AND #3
security OR TI securi OR AB securi OR TI insecuri 7 249 #1 AND #4 AND #3
OR AB insecuri 8 202 #1 AND #2 AND #5
3 1,159,720 DE "Emotions" OR TI emotion OR AB emotion OR TI 9 197 #1 AND #4 AND #5
emotion OR AB emotion OR TI emotions OR AB 10 720 #6 OR #7 OR #8 OR #9
emotions OR TI feeling OR AB feeling OR TI feelings 11 143 #1 AND #2 AND #4
OR AB feelings OR TI feel OR AB feel OR TI feel OR 12 459 #1 AND #3 AND #5
AB feel OR TI emotional OR AB emotional OR TI 13 593 #11 OR #12
socio-emotional OR AB socio-emotional OR TI 14 68 #10 OR #13 (Published Date: November 2007 –
psychological OR AB psychological OR TI psychosocial October 2017)
OR AB psychosocial OR TI psychical OR AB psychical 10. Search strategy “security” for the Cochrane Library
OR TI experience OR AB experience OR TI Research period: November 2007 to October 2017
experienced OR AB experienced OR TI experiences Date of research: 26 January 2018
OR AB experiences
4 465,563 TI needs OR AB needs OR TI need OR AB need OR TI Step of
desire OR AB desire OR TI desires OR AB desires OR search Hits Search terms
TI wish OR AB wish OR TI wishes OR AB wishes 1 12,705 [mh dementia] OR (“dementia” OR demen OR
5 153,131 (DE "Quality of Life") OR TI “living well” OR AB “living
“dementias” OR “demented” OR “alzheimer” OR
well” OR TI “live well” OR AB “live well” OR TI
“alzheimer’s” OR “alzheimers” OR “alzheimer” OR
“meaningful lives” OR AB “meaningful lives” OR TI
“pwd” OR “lewy-body-dementia” OR “lewy body
“meaningful life” OR AB “meaningful life” OR TI
disease” OR “lewy-body disease” OR “binswanger
“good life” OR AB “good life” OR ((TI “give meaning”
OR AB “give meaning”) AND (TI life OR AB life)) OR disease”):ti,ab
2 2595 (“insecurity” OR “security” OR “secure” OR
TI “quality of life” OR AB “quality of life” OR TI “life “insecuri”):ti,ab
quality” OR AB “life quality” OR TI “health-related 3 104,689 [mh emotions] OR (emotion OR “emotion” OR “emotions”
quality of life” OR AB “health-related quality of life” OR “feeling” OR “feelings” OR “feel” OR feel OR
OR TI “health related quality of life” OR AB “health “emotional” OR “socio-emotional” OR “psychological”
related quality of life” OR TI HRQoL OR AB HRQoL OR OR “psychosocial” OR “psychical” OR “experience” OR
TI QoL AB QoL OR TI well-being OR AB well-being “experienced” OR “experiences”):ti,ab
OR TI wellbeing OR AB wellbeing OR ((TI human OR 4 53,105 (“needs“ OR “need“ OR “desire“ OR “desires“ OR “wish“
AB human) AND (TI living OR AB living)) OR “wishes“):ti,ab
6 80 S1 AND S2 AND S3 5 59,519 [mh “Quality of Life”] OR (“living well” OR “live well” OR
7 31 S1 AND S2 AND S5 “meaningful lives” OR “meaningful life” OR “good life”
8 94 S6 OR S7 OR (“give meaning” AND “life”) OR “quality of life” OR
9 51 S1 AND S2 AND S4 “life quality” OR “health-related quality of life” OR
(continued) (continued)
22 S. GROBOSCH ET AL.
Continued.
Step of
search Hits Search terms 12. Search strategy “security” for Journals@Ovid (via Ovid)
Research period: Entry date last 10 years
“health related quality of life” OR “HRQoL” OR “QoL”
Date of research: 26 January 2018
OR “well-being” OR “wellbeing” OR (“human” AND
“living”)):ti,ab Step of
6 4 #1 AND #2 AND #3 search Hits Search terms
7 4 #1 AND #2 AND #5 1 64,294 (dementia OR demen OR dementias OR demented OR
8 6 #6 OR #7 alzheimer OR alzheimers OR alzheimer OR pwd OR
9 3 #1 AND #2 AND #4 lewy-body-dementia OR lewy body disease OR lewy-
10 6 #8 OR #9 body disease OR binswanger disease).ti,ab.
11 4 #10 (Published Date: November 2007 – October 2017) 2 17,984 (security OR insecurity OR secure OR insecuri).ti,ab.
11. Search strategy for Journals@Ovid (via Ovid) 3 591,986 (emotion OR emotion OR emotions OR feeling OR
Research period: Entry date last 10 years feelings OR feel OR feel OR emotional OR socio-
emotional OR psychological OR psychosocial OR
Date of research: 2 November 2017
psychical OR experience OR experienced OR
Step of experiences).ti,ab.
search Hits Search terms 4 288,944 (needs OR need OR desire OR desires OR wish OR
1 62,274 (dementia OR demen OR dementias OR demented OR wishes).ti,ab.
alzheimer OR alzheimers OR alzheimer OR pwd OR 5 564,154 (live well OR well-being OR wellbeing OR (human AND
lewy-body-dementia OR lewy body disease OR lewy- living)).ti,ab.
body disease OR binswanger disease).ti,ab. 6 27 1 AND 2 AND 3
2 328,735 (safe OR safe OR safeties OR safety OR secure OR 7 13 1 AND 2 AND 5
secure OR secureness OR safeness OR harm OR harms 8 34 6 OR 7
OR threatened OR threats OR threat OR threateningly 9 28 1 AND 2 AND 4
OR threatens OR threatful OR threat OR uncertain OR 10 45 8 OR 9
uncertain OR uncertainty OR unsure OR insecure OR
11 32 10 (limit 2007-2017)
unsafe).ti,ab.
3 583,167 (emotion OR emotion OR emotions OR feeling OR
feelings OR feel OR feel OR emotional OR socio-
emotional OR psychological OR psychosocial OR Appendix B
psychical OR experience OR experienced OR
experiences).ti,ab.
Combinations of the five core components of the search terms
4 283,606 (needs OR need OR desire OR desires OR wish OR First combination
wishes).ti,ab. dementia OR …
5 556,441 (live well OR well-being OR wellbeing OR (human AND safety OR … needs OR … AND
living)).ti,ab. emotion OR … well-being OR …
6 405 1 AND 2 AND 3 Second combination
7 914 1 AND 4 AND 3 dementia OR …
8 563 1 AND 2 AND 5 safety OR … AND
9 712 1 AND 4 AND 5 needs OR …
10 2099 6 OR 7 OR 8 OR 9 Third combination
11 327 1 AND 2 AND 4 dementia OR …
12 1130 1 AND 3 AND 5 emotion OR … AND
13 1418 11 OR 12 well-being OR …
14 2052 10 OR 13 (limit last 10 years)
JOURNAL OF MENTAL HEALTH 23