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Dealmeida 2016
Dealmeida 2016
Carlos Eduardo Romeu de Almeida, MD, José Lopes de Sousa Filho, MD, Jules
Carlos Dourado, MD, Pollyana Anício Magalhães Gontijo, RN, Msc, Marcos Antônio
Dellaretti, MD, PhD, Bruno Silva Costa, MD, Msc
PII: S1878-8750(15)01363-7
DOI: 10.1016/j.wneu.2015.10.020
Reference: WNEU 3315
Please cite this article as: de Almeida CER, de Sousa Filho JL, Dourado JC, Magalhães Gontijo PA,
Dellaretti MA, Costa BS, Traumatic Brain Injury Epidemiology in Brazil, World Neurosurgery (2015), doi:
10.1016/j.wneu.2015.10.020.
This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to
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Jules Carlos Dourado, MD*.
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Pollyana Anício Magalhães Gontijo, RN, Msc**
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Bruno Silva Costa, MD, Msc***
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Department of Neurosurgery, Santa Casa de Belo Horizonte,
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Belo Horizonte, Minas Gerais, Brazil
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Contact Information:
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E-mail: cadu_romeu@yahoo.com.br
Address: Rua Prof. Octaviano de Almeida, 131, Apto 903 - Santa Efigênia, Belo Horizonte,
E-mail: joselopessousa@gmail.com
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E-mail: julesdourado@gmail.com
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Phone: +55 (31) 91608888
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Pollyana Anício Magalhães Gontijo
E-mail: pollyanaam@hotmail.com
E-mail: mdellaretti@mac.com
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E-mail: costabs@gmail.com
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Traumatic brain injury (TBI) stands out as a grave social and economic problem. Emerging
countries possess few epidemiological studies on the range and impact of TBI. Our study
aimed to characterize the demographic, social and economic profile of people suffering from
TBI in Brazil. Data on TBI cases in Brazil between 2008 and 2012 were collected through the
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website of the Information Technology Department of the Unified Health System
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(DATASUS) maintained by the Brazilian Ministry of Health. This database is fed by public
hospital admission authorization forms provided nationwide. There were around 125,000
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hospital admissions due to TBI a year, an incidence of 65.7 admissions per 100,000
inhabitants per year. Hospital mortality was 5.1/100,000/year, and the case-fatality rate was
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7.7%. The average annual cost of hospital expenses was US$ 70,960,000, with an average
cost per admission of US$568. The age group 20-29 was the most frequently admitted to
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hospital due to TBI and presented the largest number of hospital deaths; however, the
population over 80 showed the highest admission rate, around 138/100,000/year, followed by
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the age group 70-79. TBI should be recognized as an important public health problem in
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Brazil, since it is responsible for considerable social and economic costs. Besides the young
adult age group (20-29 years old), the geriatric age group is especially vulnerable to the
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epidemiological vigilance for neurotrauma is urgent in Brazil and other countries worldwide.
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health problem worldwide. It is the principle cause of disability in children and adults under
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35, and seriously affects the lives of patients and their families.(5) In 2009, the Centers for
Disease Control and Prevention (CDC) estimated that there had been at least two million
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visits to emergency services in the USA, 300,000 hospital admissions, 52,000 deaths caused
by TBI, signifying per 100,000 inhabitants coefficients of 686 visits to emergency services,
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95.7 hospitalizations and 16.6 deaths due to TBI.(4) Furthermore, a meta-analysis based on
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European studies estimated an incidence of around 235 admissions due to TBI/100,000
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inhabitants/year in the European Community, with a mortality rate of 15.4/100,000/year.(20)
However, emerging countries possess few epidemiological studies on the range and
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impact of TBI. In Qatar, Bener et al. identified an incidence of 44/100,000/year from 2007 to
2009, although TBI caused by violence was excluded.(2) A study conducted in Johannesburg,
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theme are also scarce. In 1986, in São José do Rio Preto, São Paulo, Maset et al. identified
an annual incidence of 456/100,000, with the age group 20-29 presenting an incidence of
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710/100,000.(10) In 1991, Masini estimated the incidence of TBI in the Federal District to be
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341/100,000.(8) Fernandes and Silva also studied the epidemiology of TBI in Brazil based on
DATASUS data in reference to the age group 14-69 and from 2000 to 2007 and estimated an
Because of its high incidence, great potential for disability and impact on the
economically active population, TBI stands out as a grave social and economic problem and
USA live with conditions related to this injury, including cognitive and psychological
alterations.(4,7,23)
in health status related to TBI were found. In the USA, the cost of TBI in 2010 was estimated
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to be US$76.5 billion, comprising US$11.5 billion in direct medical expenses and US$64.8
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billion indirect expenses.(23) The majority of TBI epidemiological studies provide no
information at the population level on the presence of disability, financial impact and loss of
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productivity.
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adopting an efficient system of epidemiological vigilance of neurotrauma in 1995, when it
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launched the Standards for Surveillance of Neurotrauma, defining directives for the
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development of these systems to make it possible to measure its impact on the population and
for the development of more effective prevention methods.(22) The purpose of systems of
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primary (avoiding the occurrence of trauma), secondary (rapid and proper treatment to reduce
deaths and disability) and tertiary prevention (mitigating the disability and reducing the
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importance of a harmful factor for public health it is necessary to describe the magnitude of
the problem, i.e. the number of cases, coefficients of incidence and mortality, the prevalence
of disability, the population exposed to greatest risk of trauma, the causes, the gravity and the
neurotrauma, the USA stands out as a model for emulation. In 1989, the Federal Interagency
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Head Injury Task Force had already identified TBI as an important public health problem that
demanded specific epidemiological vigilance. In 1995, the CDC established directives for the
vigilance of neurotrauma nationwide, and such directives launched the basis for the Standards
for Surveillance for Neurotrauma of the WHO. In 1996, the American Congress approved a
law that, among other attributions, charged the CDC with the function of developing a system
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of uniform data collection for TBI cases and of conducting and financing research to identify
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effective strategies to reduce the incidence of the neurotrauma.(4) Since then, a vast literature
composed of reports and information bulletins has helped to clarify the dimensions and the
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importance of TBI, as well as to guide public policies regarding its prevention and the
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(http://www.cdc.gov/traumaticbraininjury/factsheets_reports.html).
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Given the importance of the theme, the scarcity of data in the scientific literature and
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the growing need for specific epidemiological vigilance policies for neurotrauma in Brazil
and worldwide, the objectives of this study were to evaluate the magnitude of TBI in the
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distribution by age, sex and ethnicity, and assist in evaluating and guiding public policies
regarding the prevention and handling of this important public health problem.
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Methods
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demographic, social and economic profile of people suffering from TBI in Brazil. Request for
the approval of the Ethics Committee in Research for the use of the data was not necessary
because it is freely accessible and its use implies no risk to the well-being of the population
studied.
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The information used to analyze the profile of hospital TBI in Brazil is available on
the database of the Information Technology Department of the Unified Health System
fed by the filling out the form called “hospital admission authorization (AIH)” by the public
and private health institutions that make up the Unified Health System (SUS). Analysis of the
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data available from January 2008 to December 2012 was performed. Based on the
International Disease Classification, 10th Revision (ICD-10), the terms “skull and facial bone
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fracture” and “head injury” were selected from a list of diagnoses. These two diagnostic
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terms were related to head injury among the options available for the research, and as such,
TBI were listed with the number of admissions, total cost of the admissions, average cost per
admission, number of deaths and the case-fatality rate, i.e. the proportion of deaths among
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hospitalized patients. These data were further discriminated by sex, age group, ethnicity, year
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and region of occurrence. Other indices, such as the incidence (number of new cases in the
population per year), specific mortality (number of deaths in the population per year) and
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incidence in the population adjusted by age, were derived from the information of the total
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resident population and age distribution of the population for each year. For research on the
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general incidence of admissions due to TBI since 1984, a database using ICD-9 as the
reference for the classification of diseases was analyzed, which was available for research
from 1984 to 1997. To find cases related to TBI in this last instance, terms available only for
this period were used: “Fracture of Skull and Face”, “Concussion”, “Intracranial injury,
except that associated with fracture of skull and concussion” and “Injury of nerves and optic
Results
Analysis of the available DATASUS data from 2008 to 2012 showed that there were
around 125,500 hospital admissions a year due to TBI in Brazil. The incidence was 65.7
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admissions per 100,000 inhabitants per year, considering a population of 191 million
inhabitants, calculated based on a DATASUS estimate for the Brazilian population from 2008
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to 2012 (Table 1).
Only data relative to in-hospital mortality due to TBI are available on the DATASUS
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database, not pre-admission mortality. On average, 9,715 deaths occurred annually in patients
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admitted due to TBI, with a hospital mortality of around 5.1/100,000/year, and a case-fatality
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rate of 7.7%. The average annual all-in costs of hospital expenses for patients suffering from
TBI was around R$156,300,000 (US$ 70,960,000) with an average cost per admission of
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In absolute numbers, the age group 20-29 was the most frequently admitted to
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hospital because of TBI and presented the largest number of hospital deaths. However, when
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relating these as percentages of the resident population per age group, the population over 80
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had the highest admission rate due to TBI, with around 138/100,000/year, followed by the
age group 70-79 (92.5/100,000/year), with 20-29 following in third (83/100,000/year) (Table
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2).
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Men were hospitalized almost 3.5 times more frequently for TBI than women, such
that the incidence of TBI in the male population was 102/100,000/year. Male sex was also
associated with higher hospital expenses and longer hospitalization time, in addition to
suffering from TBI. Unfortunately, a large number of cases exist for which this data was
Figure 1 shows the estimated incidence of cases of TBI since 1984, showing
reasonable oscillation from 1984 to 1998, with a peak of almost 100 cases per 100,000
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inhabitants in 1991, and stability from 1999 to 2012.
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Discussion
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The primary objective of this study was to provide nationwide estimates of the
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epidemiological, social and economic profile of people suffering from TBI in Brazil. The data
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were analyzed based on DATASUS, a database maintained by the Ministry of Health, for
which the input is provided by filling out the hospitalization form in the Brazilian public
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health system (SUS). It is estimated that around 80% of the Brazilian population depends
exclusively on the SUS for access to health services.(19) In cases of potentially grave injury
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treated by public mobile emergency services, the tendency is to transport the patient initially
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to a public hospital and, thereafter to transfer them to the institution covered by personal
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health insurance plans or other private health institution, assuming the patient has health
insurance or chooses to pay for their admission. Thus, although there is no reliable
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information on the participation of the public system in the treatment of TBI patients, we
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estimate that, in these cases, coverage by the public health system would amount to at least
80%.
In our study, we estimate that around 125,500 admissions of patients with TBI occur
hospital deaths due to TBI a year, with a hospital mortality coefficient of around 5/100,000
inhabitants a year. It was not possible to access the pre-hospital mortality of TBI cases.
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Fernandes and Silva(17) also studied the epidemiology of TBI in Brazil, in the 14 to 69 age
range from 2000 to 2007, based on data provided by DATASUS, having verified an average
of 62,800 admissions a year, with an incidence of around 37/100,000 inhabitants in the age
range studied. Table 3 shows the main epidemiological characteristics reported in some
studies from different countries. When compared with the results of international studies, the
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incidence of admissions due to TBI in Brazil appears to be underestimated. It is reasonable to
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infer that in a less developed country, with low observance and enforcement of traffic
regulations, high indices of violence and inadequate infrastructure, a higher incidence of TBI
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would exist in relation to developed countries like the USA and European countries; however,
this is not what the estimates of the majority of Brazilian studies show. The difference in the
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incidences determined can likely be explained by social/economic factors, methodological
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differences, different policies regarding hospitalization in each institutional region and
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hospital admissions, and pre-hospital deaths in a study is recommended to better evaluate the
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epidemiological profile of TBI. In 2009, the CDC estimated the occurrence of around 2
million cases of emergency department visits in the USA (686/100,000)(4). The DATASUS
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database does not take into account emergency department visits, only admissions, and does
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not include possible victims of TBI that die before arriving at hospital. Moreover, the
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between cases of emergency department visits, admissions and pre-hospital deaths, and this
seems to be a contributing factor to the wide variation in the incidence and mortality due to
The research tool of the DATASUS website does not supply information that allows
but the causes do not include the event that led to death (car accident, fall, physical
aggression, etc), and it was not possible for authors to discriminate cases where TBI was
present. However in the work of Fernandes and Silva(17), who also analyzed TBI nationwide
using the data provided by DATASUS, it was possible to classify the causes of admissions
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due to TBI. According to the authors, the main causes were falls (35%), followed by traffic
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accidents (31%) and assaults (8%). This work also highlights the increase in admissions with
TBI caused by motorcycle accidents, from 2,749 in 2001 to 7,574 in 2007, an increase of
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175%. Regarding other Brazilian estimates, a study in the city of Florianópolis, SC, involving
176 patients with TBI, traffic accidents were shown to be the main cause of admission
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(41.5%), followed by falls (30.4%).(9) Another study involving 555 patients in the city of
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Salvador, BA, showed that traffic accidents were the main cause of TBI (41%), followed by
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violence (25%) and falls (24%).(11) The CDC estimated that falls are the main cause both of
attendance by the emergency services and of hospital admissions, but traffic accidents are the
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Very few epidemiological studies in Brazil address the severity of TBI and in the
majority, only hospitalized patients are registered. Based on the Glasgow Coma Scale (CGS),
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Melo et al. verified a distribution of 38.4% mild (GCS 13-15), 23.4% moderate (GCS 9-12),
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and 38.2% severe (GCS 3-8) TBI in 380 patients admitted to a trauma reference center
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hospital in Salvador city.(12) In 101 patients admitted to a trauma reference center in the city
of Petrolina, PE, the reported severity distribution was 53.47% mild, 25.73% moderate and
20.8% severe TBI.(14) Masini studied a sample of 100 patients admitted to the emergency
department of the Hospital de Base de Brasília in 1991, and verified a distribution of 76%
mild (GCS 15), 12% moderate (GCS 9-14), and 12% severe TBI (GCS 3-8).(8)
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Classification of TBI severity based on GCS alone may have its limitations, and
additional criteria can be used to enhance the correlation between classification and
and post-traumatic amnesia, as well as the Abbreviated Injury Severity Scale be used along
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challenging task in larger population studies. To characterize the impact of TBI on the
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population more accurately it is necessary to know the general mortality rate (hospital and
pre-hospital), which is not available for consultation in the database analyzed. It is possible,
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however, to roughly estimate the general mortality rate due to TBI in Brazil in accordance
with the general mortality rate through external causes, extrapolating from American
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literature that around 30% of the deaths due to external causes presented a diagnosis of
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TBI.(18) From 2008 to 2011 (the period available for consultation of mortality due to external
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causes), there were on average 140,900 deaths per year due to external causes. An estimate of
around 42,280 deaths (including pre-hospital deaths) due to TBI can be made for this period,
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The high incidence of TBI verified in patients over 70 years of age, and particularly in
people over 80, should be highlighted. Although the age group most frequently affected in
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this study was that of 20-29, when taking the populations of the age groups into account, the
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greatest incidence was determined for the elderly population. There is also evidence of a high
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morbimortality related to this injury in the elderly, with increasing case-fatality rates from the
age group 50-60 onward (13.5%), culminating in a case-fatality rate of 20% in the over 80s
age group. This finding is corroborated by other studies, which reinforces the vulnerability of
the geriatric age bracket to TBI(18,21) and can be explained by the increase in life expectancy
associated with an increase in the mobility of the elderly. It can also signify a lack of family
support, infrastructure and adequate assistance policies for these patients, who become
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dependent for a large part of their daily activities. Falls are the main cause of TBI in the
elderly (51%), followed by motor vehicle accidents.(21) In 2003 in the USA, the total cost of
admissions of elderly patients with TBI was estimated at more than US$2.2 billion, and if the
population of the elderly in the USA doubles from the present 35 million to 70 million, as
foreseen for 2040, the costs of this injury in the elderly will be alarming.
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In terms of the social/economic cost, TBI also stands out as an important public health
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problem. Our study estimates the annual direct costs of admissions for TBI in Brazil at
around R$156,300,000 (US$ 70,960,000), and an average cost per admission of R$1,250
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(US$568). Studies conducted in the USA show that when direct and indirect medical costs,
loss of workforce and the negative impact on the quality of life are factored in, the
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expenditure is of the order of US$60.4 to US$221 billion.(16,18) Another study based on the
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Thomason Reuters MarketScan Research Database estimated the median cost of an
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admission for TBI in the USA at around US$10,700, with variation in the 20% to 80%
percentiles from US$5,560 to US$24,600,(6) a much higher value than that estimated for the
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admission of a patient for TBI in Brazil. This important discrepancy can be explained by the
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financing of health through a public system in Brazil, which implies lower admission costs, in
contrast to the predominance of a system of private health funding in the USA, and the
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employment of advanced material and human resources technology, making admission costs
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population should be emphasized. It is the most common cause of disability in the young
population, this type of injury frequently results in lasting motor, cognitive, behavioral and
emotional changes that interfere in several aspects of the daily routine for the rest of the
individual’s life.(16) It is estimated that in the USA, 3.2 to 5 million people live with
limitations related to TBI.(1,4) Data in the literature on the prevalence of TBI in Brazil were
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not found. In an attempt to roughly estimate the prevalence of individuals with limitations
related to TBI in Brazil, we used the epidemiological concept of prevalence, in which the
prevalence of a disease in the population is equal to its incidence multiplied by the time of
duration. Based on the data contained in the American literature, we calculated that the
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hospital admissions per year in 2009 and a previously estimated prevalence of around 5
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million individuals.(1) Thus, we estimate that there are around 2,130,000 people living with
limitations related to TBI in Brazil. The indirect costs of TBI, i.e. the treatment and
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rehabilitation of these individuals, are not included in this estimate.
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and in the majority of countries is incomplete or inexistent. Although the effort of the Public
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Health System in Brazil to develop and maintain a wide-ranging database should be
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considerable impact on the quality of life of the individuals and the costs to the government.
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The research mechanism available on the DATASUS website does not enable adequate
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estimation of this important problem in public health. It is not possible to estimate the general
incidence of TBI because there is no requirement to register cases dealt with by the
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emergency sector that do not involve hospital admission, pre-hospital deaths or TBI cases
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that were dealt with in the outpatient sector or in doctors’ surgeries. Neither was it possible to
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classify the causes of TBI in Brazil, an essential element in the development of primary
prevention policies. It is still not possible to reliably estimate the total costs of treatment,
Conclusion
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TBI should be recognized as an important public health problem in Brazil, responsible
for 125,500 admissions a year and 9,700 hospital deaths. It is not yet possible to properly
estimate pre-hospital mortality. The presence of long-lasting disability caused by TBI should
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Besides the young adult age group (20-29 years old), the geriatric age group is
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especially vulnerable to TBI.
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more fully understand the impact of TBI on the Brazilian population and worldwide, and to
assist in the implementation of primary prevention strategies and the reduction of the
Acknowledgments
In memory of Professor Atos Alves de Souza, who founded and guided the practice of
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The authors declare that the article content was composed in the absence of any
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interest.
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11. Melo JRT, Silva RA, Moreira-Junior ED. Characteristics of Patients with Traumatic
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20. Tagliaferri F, Compagnone C, Korsic M, Servadei F, Kraus J. A systematic review of
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21. Thompson HJ, McCormick WC, Kagan SH. Traumatic brain injury in older adults:
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epidemiology, outcomes, and future implications. J Am Geriatr Soc 54:1590-1595,
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Thruman DJ, Kraus JF, and Romer CJ. (ed): Standards for Surveillance of
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Hospital Admissions 106,695 125,476 131,326 133,085 131,175 125,551
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Incidence (/100,000 pop.) 57.2 66.5 68.8 68.9 67.1 65.7
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Total Cost (US$) 47,988,979.09 66,660,779.41 74,890,240.91 81,114,896.09 84,709,145.91 71,072,808.18
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(US$) 449.55 531.26 570.26 609.50 645.31 561.36
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Mean Length of Hospital
Stay (days) 5.4 5.3 5.5 5.6 5.8 5.5
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Hospital Deaths 8,378 9,790 10,593 10,051 9,761 9,715
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In-Hospital Mortality
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(/100,000 pop.) 4.5 5.2 5.5 5.2 5.0 5.1
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In-Hospital Lethality (%) 7.85 7.8 8.07 7.55 7.44 7.7
Pop.= population
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Table 2. Epidemiological aspects of traumatic brain injury in Brazil, according to age group, sex and ethnicity.
Mean Length of
Hospital Incidence Mean Cost per Hospital Stay In-Hospital
Admissions (/100.000 pop) Total cost (US$) Admission (US$) (days) Deaths Case-Fatality (%)
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Age Group (years)
<1 2,166 74.5 670,500.49 309.56 3.6 54.6 2.5
1-4 5,550.8 47.1 1,542,784.98 277.94 3.1 80.8 1.5
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5-9 5,861.6 37.0 1,856,795.98 316.77 3.4 100.4 1.7
10 - 14 5,601.4 33.0 2,253,136.52 402.25 4.1 158.8 2.8
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15 - 19 11,355.2 66.7 6,380,591.27 561.91 5.2 668.0 5.9
20 - 29 28,905.4 83.0 16,740,704.24 579.15 5.4 1,770.4 6.1
30 - 39 21,009.2 71.3 12,141,128.71 577.91 5.6 1.452 6.9
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40 - 49 16,598.8 67.3 10,245,885.09 617.27 6.2 1,407.8 8.5
50 - 59 11,404.2 63.2 7,437,097.86 652.14 6.7 1,250.6 11.0
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60 - 69 7,439.4 67.4 5,123,286.14 688.64 6.8 1,010.2 13.6
70 - 79 5,717.6 92.5 4,040,683.41 706.68 6.8 937.2 16.4
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> 80 3,960.6 138.2 2,640,213.59 666.59 6.6 823.8 20.8
Sex
Male 97,552.0 102.1 58,170,260.00 596.36 5.8 7,897.0 8.1
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Female 28,017.0 29.3 12,902,548.18 460.45 4.7 1,817.0 6.5
Ethnicity
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White 3,610,932 24,751,340.45 614.55 5.0 2,973.0 7.38
Black 345,778.8 2,386,002.73 637.73 6.0 302.0 8.1
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Mixed Race 3,142,782.4 15,311,784.09 589.09 5.6 1,765.0 6.8
Indigenous 31,984.0 83,390.00 429.82 4.7 9.4 4.8
Yellow 50,030.0 422,629.09 469.77 4.8 60.0 6.71
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Table 3. Comparison of the present study with other national and international studies.
Mortality In-Hospital
ED visits + ED Visits HA (general) Mortality Moderate/
5 5 5 5 5
Author Period Location HA (/10 ) (/10 ) (/10 ) (/10 ) (/10 ) Mild TBI Severe TBI MLoS (days) Inclusion criteria
Almeida et
al. (present 2008-
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study) 2012 Brazil - - 65.7 - 5.1 - - 5.5
Hospital Information System
Fernandes & 2000- <4 days in 49% database from Health Ministry.
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Silva (9) 2007 Brazil - - 37 - 4.3 - - of cases Population age 14-69 years old.
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Johannesburg, Trauma referral center
Nell et al. (6) 1991 South Africa - - 316 80 - 90% 10% admissions. Death certificates.
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Trauma referral center ED visits
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Masini et al. and HA, in its catchment area.
(8) 1991 Brasília, Brazil 341 - - 50 - - - - Death certificates.
Trauma referral center ED visits
M
and HA, in its catchment area.
Bener et al. 2003- Study did not include TBI data
(5) 2007 Qatar 44* - - - 70% 30% - due to fighting or assault.
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Hamilton and Retrospective and prospective
Feigin et al. 2010- Waikato District, broad surveillance in health care
(21) 2011 New Zealand 790 - - - - 95% 5% - facilities. Death certificates.
EP
Trauma referral center overnight
Maset et al. 1986- São Jose do Rio hospital stay and catchment area.
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Abbreviations list:
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USA: United States of America
AIH: hospital admission authorization
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SUS: Centralized Health System (as in Portuguese: Sistema Único de Saúde)
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ICD-10: International Disease Classification 10th Revision
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Conflict of Interest:
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Authors:
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Carlos Eduardo Romeu de Almeida
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Jules Carlos Dourado
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Bruno Silva Costa
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Highlights:
• Population over 80 showed the highest TBI admission rate, with around
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138/100,000/year.
RI
• Incidence of hospital TBI admissions to the Brazilian NHS is
SC
65.7/100,000/year.
Brazil.
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• Hospital mortality was 5.1/100,000/year, with a case-fatality rate of 7.7%.
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• The average annual costs for patients treated for TBI were around US$
70,960,000.
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