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Classical Philology
RAYMOND WESTBROOK
The same translator admits that lines 499-500 could be rendered: "the
one was claiming to have paid it in full ..., but the other was denying
that he had received anything."2 Therein lies the crux of the dispute.
*My thanks are due to Prof. R. Wallace, who read the first draft and made many use-
ful criticisms, and to Profs. J. Russo and R. Woodard for their helpful comments.
Responsibility, as usual, rests with the author.
Abbreviations of editions of cuneiform texts follow the format of the Chicago
Assyrian Dictionary (Chicago 1964). The following abbreviations are used for cuneiform
law codes: Codex Eshnunna (CE), Codex Hammu-rabi (CH), Codex Lipit-Ishtar (CL),
Hittite Laws (HL), Middle Assyrian Laws (MAL).
1 D. M. MacDowell, The Law in Classical Athens (London 1978) 19.
2 Ibid.
The societies of the ancient Near East for which we have written
records are diverse in language and culture, but they appear to some
considerable extent to have shared a common legal tradition. The
underlying structure of their legal systems was the same, while the con-
tent of the law drew upon a canon of traditional learning that had ori-
ginated in Mesopotamia in the third millenium or earlier and spread
across the fertile crescent to Anatolia and the Mediterranean coast.12
9 See A. J. A. Waldock, Sophocles the Dramatist (Cambridge 1966) 11-24, and Wal-
lace in R. Wallace and R. Westbrook, review of Gagarin, Early Greek Law, AJP 110
(1989) 364-365.
10 MacDowell (above, n. 4) 20.
1 L. C. Muellner, The Meaning of Homeric EYXOMAI through its Formulas (Inns-
bruck 1976) 106.
12 See below, note 25.
173. If anyone rejects the judgment of the king, his house shall be
razed. If anyone rejects the judgment of a district official they
shall cut off his head.18
The courts of the ancient Near East were therefore more than mere
arbitrators of disputes voluntarily submitted to them. They formed a
coercive framework, and it is within this framework that the criminal
law recorded in the sources is to be interpreted.
The types of wrong which in modem systems would be subject to
criminal law, such as homicide, wounding, rape, and theft, also formed
a separate category in the ancient Near Eastern systems, but with very
different consequences. These wrongs (together with adultery) were
not subject to punishment by the State; instead, they gave rise to a dual
right in the victim or his family: to take revenge on the culprit and/or
his family, or to accept ransom in lieu of revenge. Paragraph 49 of the
Edict of the Hittite King Telipinu illustrates the principle in the case of
homicide:
17 The court of the city of Nippur in the early second millenium, for example, handed
down a judgment in an adultery case whereby the guilty lovers were stripped, mutilated,
and paraded around the town. They had been brought to the court strapped to the bed on
which they had been caught in flagranti delicto: S. Greengus, "A Textbook Case of Adul-
tery in Ancient Mesopotamia," Hebrew Union College Annual 40 (1969) 33-44. At the
royal level, in an Old Babylonian letter, for example, the king dispatches a soldier with
the successful plaintiff to help her recover property from the defendant's house: YOS 2
25 ed. R. Westbrook, Old Babylonian Marriage Law (Archiv fiir Orientforschung,
Beiheft 28; Horn 1988) 136-137.
18 Cf. Deuteronomy 17:12: "The man who willfully disobeys the priest ... or the
judge - that man shall die ..."
The "owner of the blood" is the closest male relative of the victim. He
is known by the same name in neo-Assyrian,19 as the "owner of the
life" in the Middle Assyrian Laws (B 2), and in the Bible as the "redee-
mer of the blood," i.e., the one who brings it back within the family.
The theory is that the blood of the victim has been lost to his family
and must be returned. This can be achieved by killing the culprit. As a
letter from the Babylonian king to the Pharaoh puts it: ".. . the men
who killed my subjects - kill them! Return their blood!"20
If, on the other hand, the victim's family opts for ransom, the
amount will be negotiated with the culprit and an agreement thereon
drafted in the form of a legal contract, as illustrated by a neo-Assyrian
document (ADD 321):21
Thus far, the criminal law gives the impression of being very much
a private affair between the affected families. How did it fit into the
structure of a coercive judicial system? The answer is that revenge was
conceived of as a legal remedy, not the mere expression of a personal
vendetta. Paragraph 49 of the Telipinu Edict above gives only the
theoretical principle; in practice, the rights of the parties were subject
to the jurisdiction of the law courts.
With homicide and other serious crimes, the court determined not
only the facts of the case but also the legal questions:
19 Ass. bel dami. Contra Chicago Assyrian Dictionary, vol. 3, p. 80a, but see M. Roth,
"Homicide in the Neo-Assyrian Period," Language, Literature and History: Philological
and Historical Studies Presented to Erica Reiner. American Oriental Series 67, ed.
F. Rochberg-Halton (New Haven 1987) 363-365.
20 E1-Amama no. 8:25-29 (14th century). Ed. J. A. Knudtzon, Die El-Amarna-Tafeln,
vol. 1 (new impression of 1915 edition, Aalen 1964) 84-88.
21 Ed. T. Kwasman, Neo-Assyrian Legal Documents (Studia Pohl: Series Maior 14;
Rome 1988) no. 341.
It will be recalled, however, that the plaintiff's right was a dual one:
24 Codex Ur-Nammu (CU), Codex Lipit-Ishtar (CL), Codex Eshnumma (CE), Codex
Hammurabi (CH), Hittite Laws (HL), Middle Assyrian Laws (MAL), Neo-Babylonian
Laws (NBL), Exodus 21-22, Deuteronomy 21-22.
25 For a detailed discussion of the nature of the law codes, see Westbrook, "The
Nature and Origins of the Twelve Tables," ZSS (Rom. Abt.) 105 (1988) 82-97. The
academic character of the law codes has been strongly disputed by legal historians, but in
our view their arguments ignore the cultural context of the codes. For a summary of the
arguments and our latest contribution to the polemic, see "Cuneiform Law Codes and the
Origins of Legislation," Zeitschrift fir Assyriologie 79 (1990) 201-222 and the bibliogr
phy cited therein.
Ex. 21:18-19: If men quarrel and one strikes his neighbour with a
stone or fist and he does not die but falls to a bed, if he rises and
walks out and about on his stick, the striker is free of liability. He
shall only pay for his not working and heal him.
The first point to note is the leniency of the penalties. In the case of
injury it is based on the principle of indemnifying the injured party for
his actual loss. This is in total contrast to the treatment of injury else-
where in the codes, where it invariably is subject to talionic revenge or
fixed ransom in lieu of revenge. It is this difference in the basis of pay-
ment to which Exodus refers when it states that the striker is 'free of
liability.' The exception is HL 10, which adds a fixed payment to the
indemnity. But it is an exception taht proves the rule, as this para-
graph, unlike the others, omits the element of quarrel - a significant
omission, as we shall see.
The penalty for causing death in these circumstances is also rela-
tively low: in HL, less than for kidnapping26 and in CH a sum which
evidently represents fixed ransom in lieu of vicarious revenge.
Accordingly, there must be mitigating factors in the circumstances
described in the protasis of these laws. We can identify two:
The widow and the clan offer conflicting versions of the facts. The
widow asserts that there was a fight and implies that the culprit did not
intend to kill with his blow ("struck ... caused death"-9ymt),32
whereas the clan claims that he did ("struck ... killed"- hrg). As the
alleged fight took place away from the village and there were no
witnesses, the widow cannot discharge the burden of proof on behalf of
her son and no mitigation is possible. Her only recourse therefore is to
petition the king to exercise his prerogative of mercy. The king does
so, thereby incidentally demonstrating his authority over the revenge
system.
where the burden may be on the defendant. This is the established rule in English law
since McNaghten's Case (1843): see R. Cross, Evidence, 4th ed. (London 1974) 85. In
U.S. jurisdictions, attitudes to the McNaghten rule are more ambiguous: see Jones on Evi-
dence, 6th ed. by S. A. Gard (Rochester 1972) 3:13.
31 Taking the oath was not an easy option. The consequences of divine wrath were
feared, and litigants would often settle rather than face the procedure. See S. Loewen-
stamm, "The Cumulative Oath of Witnesses and Parties in Mesopotamian Law," Com-
parative Studies in Biblical and Ancient Oriental Literatures, Alter Orient und Altes Tes-
tament 204 (Kevelaer 1980) 341-345.
32 Cf. Ex. 21:18 discussed above: "Struck ... not die."
33 For reception of the alphabet, see J. Naveh, Early History of the Alphabet (Jerusalem
1982) 175-186 and M. Bernal, Cadmian Letters (Winona Lake 1990) esp. 53-70. For the
reception of myth, see W. Burkert, Structure and History in Greek Mythology and Ritual
(Berkeley 1979) 7-10, 20-22, 80-83, 99-142, and T. Jacobsen, The Harab Myth, sources
from the Ancient Near East 11/3 (Malibu 1984) 20-22. For a more general (and contro-
versial) view of the West Semitic impact on Mycenaean Greece, see M. C. Astour,
Hellenosemitica (Leiden 1965).
34 J. Russo and R. Knox, "Agamemnon's Test: Iliad 2.73-75," Classical Antiquity 8
(1989) 174-180. G. Dum6zil (L'oubli de l'homme et l'honneur des dieux [Paris 1985]
26-29) points out that this is to be the first major engagement of the war.
35 Col. II 98-103, col. IV 186-191. Ed. H. L. Ginsberg, The Legend of King Keret,
Bulletin of the American Schools of Oriental Research, Supp. Stud. 2-3 (New Haven
1946).
36 For the suggestion that the ancient Near Eastern law codes may have had the same
function, see Westbrook, "Biblical and Cuneiform Law Codes," Revue Biblique 9
(1985) 253-258.
37 A. Ucitel, "The Archives of Mycenaean Greece and the Ancient Near East," Socie
and Economy in the Eastern Mediterranean (c. 1500-1000 B.C.), Orientalia Lovaniens
Analecta 23, ed. M. Heltzer (Leuven 1988) 19-30.
38 M. Lejeune, "Le AAMOI dans la soci6t6 myc~nienne," Revue des Etudes Grecque
78 (1965) 3-16.
49 II. 2.661-666.
50 2 Samuel 13.
The Trial
Note that we have not translated either of the aorist infinitives with
the past tense, as is often done. As the aorist is an aspect, not a tense, it
is unnecessary to do so, unless one wishes to assign a chronological
order to the actions.
Muellner has pointed out that the verb eaikhomai, used only here in
the Homeric corpus in a legal sense, has a direct parallel in what
appears to be a record of litigation over land in a Linear B tablet from
Pylos.61 Ep. 704 lines 5-6 reads:62
60 Muellner (above, n. 11) 102 suggests that helisthai cannot have the sense of "to
accept." But the verb is used in the Iliad in the sense of accepting something offered, as
in 7.482 and 9.709: irnvo- &Mopov Xovro-"they took the gift of sleep."
61 Ibid., 102-104.
62 e-ri-ta i-je-re-ja e-ke e-u-ke-to-qe e-to-ni-jo e-ke-e te-o da-mo-de-mi pa-si ko-to-na-o
ke-ke-me-na-o o-na-to e-ke-e ... Ed. E. L. Bennet and J.-P. Olivier, The Pylos Tablets
Transcribed, pt. I, Incunabula Graeca LI (Rome 1973) 126.
63 (Above, n. 11) 104. Muellner also prays in aid use of the verb in Homer for asser-
tions of pedigree (e.g., II. 14.113-114), rejecting as artificial Benveniste's attempt (above,
no. 4, pp. 237, 240) to interpret such assertions as self-consecrations in the manner of
Roman devotio.
The killer thus expounds his case to the "village," represented by the
college of elders who in lines 503-508 are called upon to give judg-
ment in the case. The reason why the killer and not the other party is
said to be arguing before this court is that the burden of proof is upon
him to establish the existence of mitigating circumstances, as we have
seen from our discussion of the Near Eastern sources.
The other party, the avenger, has the dual right to ransom or
revenge. By refusing to take ransom, he asserts that the case is one of
aggravated homicide and he therefore has a free choice between ran-
som and revenge, and chooses the latter.67
The dispute therefore is about what limit the court should impose on
the right of revenge or ransom in order to ensure that its exercise will
be appropriate to the gravity of the wrong. This is the archetypal role
of a court, as we have seen from the Near Eastern law codes, where
finding the appropriate limit is the epitome of legal wisdom. It is an
ideal choice for representing a model law-suit.68
Our interpretation has been arrived at by placing the trial scene in
the context of our knowledge of other legal systems, Mycenaean and
Near Eastern. The terms of the dispute can be seen to fit that context
exactly. But our conclusions do not rest entirely upon analogy. On the
contrary, the text itself states explicitly what we have implied. For the
following line (501) reads: "They both wished to obtain from a judge69
a petrar."
67 Cf. the Gibeonites in 2 Samuel 21:4-6 who, when asked by king David what remedy
he can offer them for the massacre perpetrated upon them by his predecessor king Saul,
reject ransom and demand instead vicarious revenge: the execution of Saul's seven sons.
68 The Near Eastern idea that such limitation represents the triumph of civilization over
chaos (i.e., unbridled revenge) is graphically reflected in the detail of the heralds holding
back the noisy crowd, i.e., forming a boundary within which the elders can give their
judgments in good order. Cf. the different descriptions of the opposing armies in II.
3.1-9: the Trojans are a noisy rabble, clamoring like cranes, while Achaeans advance in
disciplined silence. I am grateful to Professor J. Russo for drawing my attention to this
passage.
69 (istr, lit.: "one who knows" (see G. Nagy, Pindar's Homer [Baltimore 1990]
250-252, 258-259). Without entering into a discussion of the meaning of this difficult
term, which would take us beyond the bounds of our topic, we regard as most plausible
the view that the (st6r was that one of the elders whose opinion was ultimately adopted as
the judgment of the whole body, and who thereby gained the two talents of gold put up by
the litigants as a court fee. See H. H. Pflfiger, "Die Gerichtsszene auf dem Schilde des
Achilleus," Hermes 77 (1942) 146-148. On this view, the ist&r would naturally be
judge most knowledgeable of the traditional law.
70 W. Nothdurft ("Noch einmal fleipap/llefpara bei Homer," Glotta 56 [1978] 25
proposes a radical new interpretation: that petrar refers to the means rather than the
To turn this interpretation into 'judgment' in the trial scene, however, Nothdurft is fo
to supply an extra word (petrar) dikis ('means of achieving judgment') and then as
that it had dropped out of the phrase at some earlier stage (33-34). More reasonab
Hommel's translation (above, n. 3): "Nun begehrten beide, vor dem (Rechts)-kundigen
einem Ende (ihres Streits) zu gelangen," although the result is a somewhat banal
unnecessary statement.
71 E.g., Od. 4.563. On etymological grounds, A. Heubeck ("Nochmal zur 'inn
homerischen Chronologie,"' Glotta 50 [1972] 139-140) proposes a basic meanin
'(dusserstes) Ende, Grenze.'
72 It might be argued that the plaintiff sought the absence of any limit, but th
incorrect. The court's judgment would set a limit on his rights by the very act of defi
them; he wishes that limit to be revenge, not fixed ransom. His revenge would st
limited: to the culprit himself or perhaps a member of his family. It is worth noting
the difference between judicial revenge and revenge in war in the Iliad, where no lim
apply. As Cantarella points out (above, n. 3) 18-20, the battles in the Iliad are prese
as a series of related acts of revenge. Legitimate vengeance in these circumstances, h
ever, was not confined to the original killer, but was satisfied by striking indiscrimin
at all members of his group (e.g., II. 14.449-474). See further the discussion of rev
in war and within the legal system in Westbrook, Studies, 92-99.