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The role of culture in farmer learning and technology adoption: A case study of
farmer field schools among rice farmers in central Luzon, Philippines

Article  in  Agriculture and Human Values · January 2006


DOI: 10.1007/s10460-006-9012-6

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Agriculture and Human Values (2006) Ó Springer 2006
DOI 10.1007/s10460-006-9012-6

The role of culture in farmer learning and technology adoption: A case study
of farmer field schools among rice farmers in central Luzon, Philippines

Florencia G. Palis
Crop and Environmental Sciences Division, International Rice Research Institute, Manila, Philippines

Accepted in revised form June 20, 2005

Abstract. The goal of this paper is to show how culture – shared norms and values – is challenged and used to
facilitate cooperative behavior within the context of farmer field schools (FFS) in central Luzon, Philippines. The
success of the FFS is primarily associated with cultural norms that encourage experiential and collective learning
and eventually lead to the adoption of integrated pest management (IPM) methods among the farmers. The study
was conducted in central Luzon, the rice granary region of the Philippines, from 1992 to 1995 and again in 1999.
Both qualitative and quantitative research methods were employed. Results indicate that a keen understanding of
Filipino culture and values is essential if FFS is to be successful and if farmers are to successfully learn and practice
IPM.

Key words: Collective learning, Culture, Experiential learning, Farmer field school, Integrated pest management,
Philippines, Rice farmers, Technology adoption

Abbreviations: FFS – Farmer field school; IPM – Integrated pest management; IRRI – International Rice Research
Institute; SIR – Smooth interpersonal relations

Florencia Palis has a PhD in anthropology and is working as a post-doctoral fellow at the Crop and Environmental
Sciences Division (CESD) of the International Rice Research Institute in the Philippines. She is also an adjunct faculty
member at the Department of Agricultural Systems of Khon Kaen University, Khon Kaen, Thailand.

Introduction farmers are profit maximizers. Hence, the decision to


spray is made when pest damage levels reach the point at
Technology adoption in agriculture has often been which the value of an incremental reduction in yield is
problematic. Although various agricultural technologies equal to the cost of preventing its occurrence (Headley,
have been developed over the past half-century, many 1972; Palis et al., 1990). Due to the complexity of
can be found only in scientific journals and are not being this approach, IPM did not gain widespread adoption.
practiced by their target users – farmers. IPM however evolved in the 1990s, from an economic to
Integrated pest management (IPM) is an agricultural an ecologically-based perspective and from having an
technology that has been promoted since the 1970s, but insect pest focus to a farmer focus. In this new guise,
did not gain widespread adoption until the 1990s, when it it enhances farmers’ capacity to observe and make
was disseminated through the farmer field school (FFS).1 informed decisions.
IPM aims to reduce pesticide use while at the same time IPM initially gained success in Indonesia when it was
sustaining food production, protecting the environment, disseminated through the farmer field school (FFS). This
and ensuring the good health of farmers, their families, extension approach was later used as a model in the
and consumers. It uses a host of techniques such as Philippines, Vietnam, Sri Lanka, and Nepal (Dilts and
cultural practices, plant resistance, and biological and Hate, 1996; Matteson, 2000). In the case of the Philip-
chemical control methods for the management of weeds, pines, the approach received overwhelming acceptance
insects, rodents, and diseases, with pesticides used only among farmers who had had a national crop protection
as a last resort to prevent crop loss. Initially, IPM focused policy for a long time (Navarro et al., 1998).
on insect pests, and the decision to spray was based FFS is essentially an informal educational approach
on economic threshold level (ETL). ETL assumes that to IPM extension that is experiential and participatory
Florencia G. Palis

in nature. It is often called a ‘‘school without walls’’ in The FFS participant is recognized as an actor in a
which farmers learn together by undergoing intensive society that already has its own body of knowledge and
training in IPM over the entire life cycle of the crop. practices – its own culture. Culture consists of beliefs,
Over the course of 14–16 weeks, farmers attend weekly, symbols, and values that define actions. It essentially
half-day sessions facilitated by the village agricultural defines a total way of life – the way a people think,
technician (barangay). These sessions and learning behave, and feel – that is shared, learned, symbolic, and
activities are based on farmer experimentation and transmitted from generation to generation (Ferraro et al.,
take place in the agricultural fields (Department of 1994). The FFS participant is socialized into a cultural
Agricultural, 1991). system and, thus, shares its views of the world, its logic,
The FFS uses an ecological approach that builds on and its verbal and non-verbal language. Yet the FFS
biological control as its ecological foundation. The participant also has the ability to adjust his or her
program is anchored by four guiding principles: (1) actions within cultural limits, thereby challenging and
growing healthy crops by using pest-resistant crop readjusting information and institutional structures.
varieties, better seed selection processes, and efficient Within the context of FFS, culture, pre-existing knowl-
nutrient, water, and weed management; (2) conserving edge, and beliefs, can be challenged by participating
natural enemies (i.e., beneficial predators and parasites); farmers. Following the idea of phenomenological
(3) observing the field on a weekly basis to determine inquiry, participants can act on the basis of these mean-
management actions necessary to produce profitable ings to facilitate adaptation (Macdonald et al., 2000). In
crops; and (4) working with farmers to help them be- this sense, then, FFS is a venue for knowledge and
come IPM experts and trainers (Department of Agricul- meaning formation that farmers, individually and col-
ture, 1991). lectively, can apply to IPM.
The objectives of this paper are fourfold: FFS builds on group experimentation. In this way,
(1) To demonstrate the effectiveness of experiential and participant behavior affects the nature of cooperation
collective learning through FFS; and dynamism within the group and enables collective
(2) To illustrate how FFS can challenge and reconfigure and experiential learning. Although they are actors,
some aspects of culture, such as pre-existing belief participants must constantly negotiate between what
systems, for the purpose of managing insect pests; they have been used to and what is being introduced to
(3) To show how Filipino culture encourages coopera- them through their participation in FFS. This follows
tive behavior among FFS participants and thereby Giddens (1979) with regard to structure and action,
enables collective learning in FFS; and whereby structure and action exist and change as a
(4) To document the adoption of IPM among FFS rice result of each other. According to Giddens, the actions
farmers in central Luzon. of individual actors are partly conscious and rational
and partly based on reflexive and unacknowledged
Knowledge, the actor, the venue, and IPM adoption structural paradigms. Actors continuously monitor,
rationalize, and reflexively adjust their actions to
Learning theorists have observed that people learn in conform to their structural understanding, which in turn
different ways. According to Kolb (1984), learning is the affects structure.
process whereby knowledge is created through the Culture, then, is the underlying pattern of meaning
transformation of experience. Effective learning entails guiding the behavior of FFS participants, both as indi-
the possession of four elements, which represent the viduals and as members of a collective group of farmers.
experiential learning cycle: (1) concrete experience, (2) In this sense, culture also functions to bring about
observation and reflection, (3) the formation of abstract cooperative behavior that enables the experiential and
concepts, and (4) testing in new situations (Kolb and Fry, collective learning essential to the success of the FFS and
1975). These elements of experiential learning are thus IPM adoption. As Alejo states, ‘‘people are acting,
especially noteworthy in relation to FFS, where farmers albeit in limited but also unique ways, according to their
experiment as a group in testing IPM principles. They understanding of who they are and what they want’’
use their concrete experiences to test ideas and conse- (Alejo, 2000: 23).
quently change their pest management practices. They I also hypothesize that culture enables (or impedes)
interpret observations, facts, and experiences both indi- cooperative behavior and experiential and collective
vidually and as a group, the consensus generated may learning and that the latter affect the success of FFS and
become culturally enforced later on. Following Kolb and the continuing widespread adoption of IPM. Since cul-
Fry’s (1975) work, it is hypothesized that experiential ture varies by society or social group, understanding
learning is effective in educating farmers about IPM, cultural norms, values, and the specific beliefs associated
which eventually generates farmer adoption of IPM with agricultural production is an important consider-
principles and practices. ation when IPM is implemented through FFS.
The role of culture in farmer learning and technology adoption

Methodology set the retention limit at seven hectares. This gave


farmers who were former tenants the freedom to make
This study was conducted in the village of Matingkis, their own decisions in rice cultivation. Most farmers in
one of 37 villages in the municipality of Muñoz, Nueva the village were members of MMPCI, the sole farmers’
Ecija Province in Central Luzon. This area is known as cooperative in the village. It started with 40 members in
the rice granary of the Philippines and has a mixed May 1988 and has grown to include more than 80% of
population of Ilokano and Tagalog speakers, though the total village households as its members. The MMPCI
Tagalog is the lingua-franca. Matingkis includes more provides credit to farmers in terms of cash and agricul-
than 160 households spread over 180 hectares, with a tural inputs for their rice and vegetable farming.
total population of around 1,000. It is primarily a rice- Various qualitative and quantitative research methods
farming village with a total agricultural area of roughly were employed. These included: household surveys,
160 hectares. Since the Green Revolution in the 1970s, including structured and semi-structured questionnaires
farmers have adopted high-intensity rice cultivation with personal interviews; key informant interviews;
techniques, planting rice in both wet and dry seasons to focus group discussions; and field observations. Baseline
increase rice production, meet food demands, and in- data on inputs and outputs of rice production were
crease income. Onions, garlic, and various vegetables gathered in 1992. Seasonal monitoring of the 28 FFS
and fruits are grown as secondary sources of income. participating farmers was done from 1992 to 1995 and
The study formed part of the Village (Barangay) again in 1999. A team of entomologists from IRRI and
Integrated Pest Management project, jointly implemented PhilRice monitored the levels of pests and natural ene-
by the International Rice Research Institute, the Food and mies in the village from 1992 to 1995.
Agriculture Organization (FAO), the Philippine Depart- A combination of quantitative and qualitative analy-
ment of Agriculture, and the Philippine Rice Research ses was employed. Texts from personal interviews were
Institute (PhilRice), from 1992 to 1995. I was involved examined to obtain common perceptions of pests and
with this project throughout the study period. In 1999 I associated risks in rice production, farmer learning, and
returned to the same site to follow up on the original patterns of behavior. Field observations and focus group
study and to conduct my dissertation research (Palis, discussions were summarized to provide direction in
2002). This provided additional insight into the sustain- re-focusing informal interviews and to provide further
ability of the introduced technology. context on the findings. Graphic representations and
IPM training was implemented in Matingkis, Muñoz descriptive statistics such as means, ranges, and
during the 1993 dry season and included 28 participating frequency distributions were used for quantitative
farmers. These farmers were chosen from the Matingkis inferences.
MultiPurpose Cooperative, Incorporated (MMPCI). The
IPM training through FFS lasted for 14 weeks (Febru-
ary–May 1993) and encompassed the entire crop-grow-
ing season. FFS activities mainly consisted of weekly Table 1. Basic demographic information on the 28 FFS farmer
meetings that lasted half a day and included short participants (25 men, 3 women) in Matingkis, Nueva Ecija,
lectures, field exercise, farmers’ reporting, and group Central Luzon, Philippines.
experimentation. Farmers tested IPM concepts such as
Variable Mean Range
understanding and conserving natural enemies and
regular field monitoring (preferably once a week). Fellow Age (years) 43 20–67
farmers from the nearby village of Bantug, Muñoz Formal schooling (level) 8 0–14
trained the FFS farmers. These farmer-trainers had been Farm experience (years) 23 4–44
previously trained by IPM experts from the FAO, IRRI, Farm area (hectares) 1.3 0.5–3
and PhilRice. Household size (# individuals) 6 3–9
Participating FFS farmers (3 women and 25 men) Number
ranged in age from 20 to 67 years with an average mean College education
age of 43 years and an average of 23 years of farming 11
experience (Table 1). The majority of the farmers had Land tenure
received some formal schooling, at least completing the Owner
elementary level. Average farm size was 1.3 ha with a 8
range of 0.5–3 hectares. Farmers generally made their Lease holder
own farm decisions, since most of them were the owners 3
and recipients of the government’s land reform program, Certified land transfer
particularly the Presidential Decree No. 27, in 1972 that 16
Mortgage 1
restricted land reform to tenanted rice and corn lands and
Florencia G. Palis

Overcoming fears collectively visual experience, I now understand that not all insects
are harmful.
Risk and technology are social processes rather than
Through observation and experiential learning, Mang
physical entities that exist independently of the humans
Tasyo and the IPM farmers learned that not all insects
who assess and experience them (Bradbury, 1989).
harm rice plants. This knowledge gave them the courage
Hence, farmers’ perceptions of the risk associated with
to ignore insects when they saw them on their respective
new technology (i.e., IPM) are embedded within their
farms, as long as there were sufficient spiders around.
economic, social, and cultural environments. This
This is contrary to their previous practice of applying
includes their beliefs and systems of meaning. These risk
insecticides whenever they saw insects in their rice fields,
perceptions are likewise largely influenced by a combi-
and spiders now serve as a way to gauge the quantity of
nation of confidence and fear that, in turn, constrain and
friendly insects in their fields. The account of Mang
enable particular behaviors.
Tasyo is illustrative of the general experiences of FFS
During the FFS, farmers are confronted with different
participants and reaffirms the effectiveness of experien-
kinds of fears – physical, economic, and social – and
tial learning (De Santillana and Zilsel, 1941; Kolb and
their decisions go beyond risk utility analysis (i.e.,
Fry, 1975).
weighing the economic benefits and costs) (Douglas and
Widavsky, 1982). Aspects of culture such as social
relations, for example, can become a driving force for Fear that insects will transfer from a sprayed farm
change, allowing individual farmers to become more to an unsprayed farm
confident in challenging normative ideas and practices.
Accounts below illustrate how various fears were over- Fearing that insects would migrate to their own fields if
come together by the FFS participants. they did not spray, farmers generally sprayed their fields
at the same time their neighbors did (Binamira, 1985;
Palis, 1998). Likewise, farmers often sprayed their fields
Fear that insects will always harm their rice plants
in the first 40 days after planting due to a belief that
young plants (those still at the vegetative stage) are more
The general belief among farmers that all insects are
vulnerable to pests and diseases. However, research has
harmful is one of the underlying causes behind the con-
indicated that damage at the vegetative stage does not
tinuous and indiscriminate use of insecticides (Bentley,
affect crop yield (Heong et al., 1994).3 In order to alter
1989; Palis, 1998). As all insects are perceived to inflict
the traditional views that lead to insecticide spraying, the
damage to rice plants, a majority of rice farmers still
FFS emphasized the concept of plant compensation.
practice prophylactic insecticide spraying to prevent
Plant compensation deals with the capacity of the plant to
insect attack and to prevent the presence of insects in
compensate for and recover from early leaf damage,
their fields. This is so in spite of the wide dissemination
especially in the first 40 days following planting.
of the IPM message in the late 1980s (Litsinger et al.,
The internal negotiation of these concepts by FFS
1980; Espina, 1983; Heong et al., 1994).
participants continued throughout the IPM training. As
In order to explore fears of insect-induced crop loss,
Mang Crispin narrated,
participants in the FFS conducted an insect zoo experi-
ment. Farmers went to the field in groups to collect While learning IPM, I had wanted to spray, especially
spiders and the eggs of brown planthoppers or stem when my neighbor farmer sprayed his field. I saw leaf-
borers.2 These pests (stem borers or brown planthoppers) folder damage both on my neighbor’s farm and on mine.
were placed together in a cage with a rice plant in it. As I was still afraid that the insects from the sprayed field
farmer Mang Tasyo recounted, would transfer to my unsprayed farm. However, based
on what I saw in our IPM experiments, and from my
I, together with other participants, saw the interplay of
observation of the unsprayed fields of my co-FFS par-
the population dynamics of pests and predators. We
ticipants, the damaged leaves were replaced with new
placed in a cage one rice plant with friendly insects
ones. Besides, I observed that there are more friendly
represented by four spiders and two kinds of pests or
insects on my farm than harmful ones. I told myself, I
harmful insects – two stem borers and two green leaf-
want to try it this time. If not now, then when?
hoppers. The following day, only the spiders were left
on the rice plant. The spiders ate the pests. I even saw Actual experimentation and observation changed the FFS
one stem borer trapped in the spider’s web. At first, I farmers’ fears that insects would migrate from the
had some doubts about the veracity of the existence of sprayed farm to the unsprayed farm. While in the field
friendly insects. Had I not seen for myself that the school, they refrained from spraying their own fields
spiders killed the pests, I would have continued to (93%), even when neighboring fields had been sprayed.
believe that all insects damage the rice plant. With that They did it with lakas ng loob (courage) that came from
The role of culture in farmer learning and technology adoption

their camaraderie as members of the same cooperative some other participants’ fields were also noted in her
with common goals and aspirations. field. She explained,
A revealing anecdote involving one of the FFS
When I observed those whiteheads in my field, I was
participants reinforced the group’s courage. The farmer
afraid that I would harvest nothing. I mustered courage
who owned the demonstration farm secretly sprayed his
by asking for help from the board of directors of the
farm with insecticides because he observed whiteheads
farmers’ association. Conversing with them and with
(WH) in his field. He was afraid that insects from nearby
other FFS trainees encouraged me and gave me the
fields had moved into his field and that he would be left
confidence to continue believing in IPM, to continue
with a lower (or even no) yield. The other FFS partici-
refraining from spraying because there are more
pants also observed WH on their respective farms but
friendly insects in my field that will take care of the
did not spray. Whiteheads are caused by stem borers that
harmful ones, especially stem borers, the insects that
attack the rice plant during its ripening and are mani-
cause whiteheads. When you spray, you kill more
fested by a whitening of the grains. The FFS participants,
beneficial insects than pests because stem borers are
farmer facilitators, the PhilRice consultant, and the
inside the plant’s stem. My co-trainees kept assuring me
farmer himself were caught by surprise when they saw
that I would be better off if I did not spray, so that the
the tremendous spread of whiteheads on the demonstra-
damage would not spread.
tion farm. The owner admitted that he secretly sprayed
his plants because he doubted the effectiveness of IPM Unlike the owner of the demonstration field, however,
practices. This unnecessary spraying explained the high Aling Menang and many others managed to refrain from
rate of IPM adoption in the following season and spraying their fields. She made herself more courageous
afterward. by asking for assistance from her co-members, particu-
larly the board of directors, who helped monitor pest
Fear of losing a crop or having a lower harvest problems during the FFS. In contrast to the demonstra-
tion farm owner who had secretly sprayed his farm,
‘‘I am obliged to spray, else I will not have any harvest,’’ Aling Menang was able to save money by not spraying.
said Mang Marcelo. ‘‘What will happen to my family?’’ The whiteheads on her farm did not spread and her fields
Farmers’ perception of the risk associated with not produced a yield comparable to past seasons.
spraying insecticides has been a major obstacle for IPM Only three women participated in the FFS. This is
adoption. Risk utility analysis compares risks by placing because the decision-making arena within rice-production
costs and benefits on a common economic plane, so that is still largely male-dominated. While Paris et al. (2005)
decisions are made on a rational basis (i.e., more benefits have shown that agricultural labor includes both men and
than costs) (Douglas and Widavsky, 1982). But for women, male participation is greater. In terms of decision-
subsistence farmers, including the farmers of Matingkis, making, men make decisions on farm-related matters
these risk assessment strategies are not just a matter of while women are responsible for household-related
choosing the option that maximizes profit, they are decisions. For Aling Menang, the passing of her husband
fundamentally a matter of choosing life, not only theirs brought about her role as household head and, conse-
but also those of their whole family. quently, farm decision-maker.
One of the oldest and most accepted generalizations in Ultimately, the FFS farmers were right in their
decision theory is that people are generally ‘‘risk averse.’’ assessment that natural enemies can control the level of
Earlier research has indicated that this is true for Filipino pests present on Matingkis farms. Entomological data
rice farmers (Sillers, 1980). However, during the course show very low pest pressure in the 1993 dry season and
of the study, FFS farmer participants demonstrated that this continued until the end of the project (IRRI, 1993–
they can be risk takers. ‘‘It was a risk; we took it because 1995). Thus, by the end of the field school most partic-
we were in it together,’’ the cooperative chairman ipants (89%) believed that refraining from insecticide
declared. Indeed, together with the technical knowledge use would increase or not adversely affect yields. Their
they gained from the training, social bonds formed new belief contrasts with generally held beliefs found in
between individuals who were simultaneously members earlier studies that no insecticide spraying will reduce
of the cooperative and involved in FFS. The IPM training yield by as much has 20–22% (Cañedo, 1980; Litsinger
program had given them confidence and empowered et al., 1980; IRRI, 1989; van Schoubroeck et al., 1991;
them to act together in overcoming the risk associated Palis, 1998).
with insect pests.
‘‘I felt nervous and anxious always, because I did not The social fear – pakikisama and hiya
spray,’’ says Aling Menang, a widow with three children.
She became particularly apprehensive when the white- Pakikisama and hiya are two strong Filipino group-
heads observed in the FFS demonstration field and in oriented norms, aspects of Filipino culture that regulate
Florencia G. Palis

social relationships. At the core of interpersonal relations the course of a discussion Mang Antonio asked, ‘‘What if
are the concepts of kapwa (a sense of fellowship, recip- my neighboring farmers sprayed their fields? Would my
rocally shared identities) and pakikiramdam (a feeling for yield still be okay?’’ Mang Daniel worried, ‘‘What if I
another) (Jocano, 1997). These norms influenced how the was wrong that there are more harmful insects than
FFS participants related to one another, how they acted friendly ones?’’ The FFS participants expressed a lot of
together, and how they followed IPM principles. They anxieties, indicating their apprehension about the out-
also explain why the FFS participant who owned the FFS come of practicing IPM.
demonstration farm sprayed secretly. Tiwala is the Tagalog word for trust. There are four
Pakikisama refers to the commonly-shared expectation interrelated types of trust that reinforced farmers’ cour-
of getting along with others for the good of the group age to practice IPM: (1) tiwala sa mga sarili (trust in
(Jocano, 1997). Filipinos highly value smooth interper- themselves); (2) tiwala sa bawat isa (trust among
sonal relations or SIR (Lynch, 1962).4 Pakiramdam, by themselves); (3) tiwala sa IPM (trust in IPM as a new
contrast, refers to the heightened awareness of and sen- way of managing the farm); and (4) tiwala sa Pangulo
sitivity to another person. Pakiramdam not only requires (trust in the cooperative chair, who strongly espoused the
engagement in cognitive-intentional activities but, more adoption of IPM in the village).
importantly, it has an affective component. It is through Trust or confidence in IPM was gained through the
the capacity for pakiramdam that pakikiisa (unity) in technical knowledge gained through participating in FFS.
interpersonal relations is achieved (Enriquez, 1982). Actual experimentation and observation enabled FFS
Kapwa, by contrast, highlights the importance that Fili- participants to trust in IPM principles. Trust in them-
pinos give to harmonious relationships (Jocano, 1997) selves was gained through their personal experience
and reflects the relational imperatives of the Filipino while learning IPM in the FFS. The knowledge they
value system. By cultural orientation, Filipinos are rela- gained from the FFS empowered them to overcome
tionalists and not individualists, despising individualism commonly shared fears. Trust among themselves was
or kanya-kanya, especially if it is not good for commu- gained through their long-term associations and personal
nity affairs. Individualism is a common trait of Western relationships developed as members of the same farmers’
culture, and both independence and self-reliance are cooperative. This is regulated by SIR, a common values
encouraged in professional workplaces and among Fili- among Filipinos (see endnote #4) (Lynch, 1962; Jocano,
pino youth. However, for many adults – especially for 1997). Trust in the cooperative chair was gained over the
those dwelling in rural communities – individualism is duration of his chairmanship in the farmers’ association.
still negatively regarded.5 The four levels of trust were reinforced by working with
Closely associated with pakikisama is hiya, the most the FFS. The knowledge gained and the social bonds
popular and emotionally charged cultural norm (Jocano, created among members of the cooperative allowed for
1997). It is variously defined as shame, embarrassment, pakikipalagayang loob (feeling comfortable with each
timidity, and shyness. Walang hiya (no shame), for other) and interpersonal relationships at the level of
example, is attributed to someone behaving in an unbe- mutual trust and understanding.
coming manner. Since FFS participants, who were all Trust was manifested when FFS farmers surmounted
members of the cooperative, had earlier agreed not to their various fears and obtained lakas ng loob (the
spray, the FFS farmer who secretly sprayed his field was courage) to adopt IPM practices, as demonstrated by
attempting to avoid a situation in which he might be Aling Menang, Mang Antonio, Mang Daniel, Mang
accused of having no pakikisama, or walang hiya, as this Crispin, and other participants who did not spray during
would suggest a bad character. His secret spraying was a the FFS.
way of avoiding hiya (shame), of being branded as
mahina ang loob (having a weak personality), since an
FFS participant who sprayed his field is percieved as a Adoption of IPM by FFS farmers: Changes in pest
weak person, a coward, someone who does not have management practices
courage or guts. Thus, the norms of pakikisama and
hiya reinforced the FFS participants’ ability to act Although IPM adheres to an agroecosystem perspective
together when experimenting and when practicing IPM that includes agronomic, crop physiology, ecology, and
principles. health topics, this discussion is limited to insecticide use
and the cultural practice of synchronous planting.
Tiwala at lakas ng loob (trust and courage)
Insecticide use
The FFS meetings were held once a week and farmer
participants first assembled in front of the cooperative Before the FFS, 86% and 83% of the participants
office at around 7:30 a.m. before going out to the field. In sprayed insecticides one to six times during the wet and
The role of culture in farmer learning and technology adoption

Table 2. Frequency of insecticide application of FFS farmers in Matingkis, Nueva Ecija, Central Luzon, Philippines.
Applications (no.) 1992 1993 1994 1995 1999

N % N % N % N % N %

Dry season (DS)


0 4 17 13 54 18 82 20 87 15 71
1 5 22 8 33 3 14 3 13 6 29
2 8 35 3 13 1 5
3 4 17
4 1 4
5 0 0
6 1 4
Mean 1.9 0.6 0.2 0.1 0.3
Total respondents 23 100 24 100 22 100 23 100 21 100
Wet season (WS)
0 4 14 21 75 18 64 28 100 17 71
1 7 25 5 18 9 32 7 29
2 7 25 1 4 1 4
3 8 29 1 4
4 1 4
5 1 4
Mean 1.9 0.4 0.4 0 0.3
Total respondents 28 100 28 100 28 100 28 100 24 100

dry seasons respectively, with an average of two more than 85% in 1992 to 18% in 1993. Since then,
applications per season (Table 2). With the FFS, how- the proportion of insecticide users has dropped consid-
ever, the proportion of FFS farmers who applied erably and continuously (Figure 1). Results demonstrate
insecticides declined dramatically (Figure 1). The pro- that the FFS experiential approach, regulated and
portion of insecticide users dropped during the period of enabled by cultural norms and values, changed the FFS
FFS training, from roughly 85% in the 1992 dry season farmers’ perceptions and translated into reduced insec-
to 54% during the 1993 dry season. Of the 11 farmers ticide use.
who sprayed in the 1993 dry season, five claimed to
have sprayed before the training began. The common Synchronous planting
reasons for spraying (especially for those who planted
late) were the presence of deadhearts (DH) and white- Before the FFS training, most of the farmers practiced
heads (WH).6 There was also a dramatic decline in the asynchronous planting in the dry season for various
number of sprayers the following wet season, from reasons – insufficient capital, labor availability,

90
% of farmers using insecticide

80

70

60

50

40

30

20

10

0
92DS 93DS 94DS 95DS 99DS 92WS 93WS 94WS 95WS 99WS

Year / Season

Figure 1. FFS farmers’ insecticide use, 1992–1995 and 1999. DS = Dry Season; WS = Wet Season.
Florencia G. Palis

100

% of farmers planting withing a month


80

60

40

20

0
92DS 93DS 94DS 95DS 92WS 93WS 94WS
Year / Season

Figure 2. FFS farmers’ practice of synchronous planting, 1992–1995. DS = Dry Season; WS = Wet Season.

convenience, and other personal reasons (Figure 2). ential learning enabled participating farmers to overcome
Some planted early so that they could harvest early. At their fears, particularly those associated with the eco-
the time of their harvest, most village farmers still had a nomic risk caused by insect pests.
standing crop, which allowed the early harvesters to The experiential learning process among the partici-
demand a higher price. pants, however, was not easy or straightforward. A lot of
Some farmers also planted onions before planting rice individual negotiations and group negotiations took place
in the dry season. Those who owned water pumps throughout the FFS process. Social pressures – such as
planted earlier than those who depended on irrigation those associated with public failure – and the social bonds
water. During the wet season, however, FFS farmers that existed among FFS participants (who were also
planted at almost the same time because the coming of members of the same cooperative) helped to generate the
the rains signaled the start of land preparation and collective courage to overcome the commonly shared fear
planting activities (Figure 2). of crop failure caused by insect pests. Filipino culture,
After the field school, farmers were able to put into particularly as expressed through the shared value of SIR
practice the concept of synchrony, which they had learned. and the group oriented norms of pakikisama and hiya,
Farmers with adjacent fields consulted one another regulated social relations among the FFS participants. This
regarding their planting dates to ensure synchronous included providing social pressure to encourage coopera-
planting, preferably within two weeks to one month of tion and participation in FFS learning activities and en-
each other. They were able to relate the IPM concepts they abling experiential and collective learning. The knowledge
had learned to what happened to the late planters. Thus, gained through the FFS was essential in forming new
the percentage of farmers who had planted within a month practices geared towards adopting new methods and
of each other increased from the 1993 to 1995 dry season. technology. The experiential learning among Filipino rice
The chairman of the cooperative explained, farmers in the FFS was translated into IPM adoption.
Culture, then, was a vital force for bringing about
There were five late planters in the village. What hap-
cooperative behavior among Filipino rice farmers. It is
pened was that stem borers attacked their plants at the
therefore suggested that implementation of the FFS needs
flowering stage. It’s because almost all farmers had
to consider the cultural understandings, the shared norms
already harvested by then. Naturally, all the stem borers
and values, and the cultural history of the target popu-
fed on the remaining crops. Now, each one is afraid of
lation in order to achieve success and ultimately the
planting late.
widespread adoption of IPM.

Conclusion Acknowledgements

Fear of risk, coupled with the confidence to face it, is The author acknowledges the mentorship, encourage-
directly related to the knowledge, culture, and social ment, and support of Dr. Mahabub Hossain, Division
relations that exist among the members of a society or Head of the Social Sciences Division at IRRI and
social group. Participation in FFS is no exception. The Stephen Morin, former IRRI anthropologist. She is also
technical knowledge gained as a group through experi- grateful for the guidance of her PhD committee mem-
The role of culture in farmer learning and technology adoption

bers, Drs. Francisco Datar, Realidad Rolda, and Michael societies like Philippines, China, and Japan), on the
Tan. Many thanks are due for the critiques and comments other hand, emphasize the group more than the indi-
of external reviewers, Drs. Stephen Morin, and Manuel vidual. Here, information flows freely and networks
Bonifacio, as well as for the financial support of Dr. K. L. are extensively maintained. Each individual takes into
Heong, the project leader of IPM at IRRI and the assis- account the environment, situation, gestures, mood,
tance of Melina Magsumbol, Marcelino Rivera, Nelia as well as other non-verbal cues in the process of
Garcia, Tess Yarcia, and Liza and Brenda Alcaraz in data communication.
collection. Thanks go to Jo Catindig for her assistance in 6. Deadheart is damage caused by stem borers during
clarifying entomology terms and to Rica Joy Flor for her the vegetative and reproductive stages of the plant,
assistance in revising the manuscript. Finally, the author whereas whiteheads occur at the ripening stage
thanks Dr. Bill Hardy for editing the manuscript. (Reissig et al., 1986).

Notes
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