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Aquaculture Reports
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A R T I C L E I N F O A B S T R A C T
Keywords: The impacts of COVID-19 are jeopardizing the lives of coastal shrimp producers in Bangladesh. This study
Aquaculture compares shrimp farmers’ livelihood status before and during the COVID-19 pandemic by employing the Sus
Coastal areas tainable Livelihoods Framework (SLF) developed by the Department for International Development (DFID). A
Pandemic
total of 250 shrimp farmers were surveyed to achieve the objectives. Findings indicated that COVID-19 had a
Profit
detrimental effect on the livelihood status of shrimp farmers. The total livelihood diversification score was higher
Sustainable livelihood framework
(0.53) before COVID-19 than during COVID-19 (0.43). During COVID-19, the cost of shrimp production
increased considerably compared to before COVID-19, reducing profitability. Ensuring adequate capital supply,
access to health facilities, and appropriate coverage of social safety-net programs might help mitigate the
negative effects on livelihood status.
* Corresponding author.
E-mail addresses: saadrhmn@yahoo.com (Md.S. Rahman), monoj003@yahoo.com (M.K. Majumder), mhksujan@gmail.com (Md.H.K. Sujan), info.bonna14@
gmail.com (S. Manjira).
https://doi.org/10.1016/j.aqrep.2021.100895
Received 2 May 2021; Received in revised form 3 September 2021; Accepted 4 October 2021
Available online 7 October 2021
2352-5134/© 2021 The Author(s). Published by Elsevier B.V. This is an open access article under the CC BY-NC-ND license
(http://creativecommons.org/licenses/by-nc-nd/4.0/).
Md.S. Rahman et al. Aquaculture Reports 21 (2021) 100895
decreased their expenditures for health care, nutrition, and children’s Fig. 1. From each district, two upazilas2 were selected in consultation
education, which might have a serious impact on their livelihood status. with the upazila fisheries office. From each upazila, 2 or 3 villages were
As a result, it is high time to examine the livelihood condition of shrimp selected to conduct the survey. A total of 10 villages were selected from
producers under two scenarios: before and during COVID-19. the two districts. The following formula was used to determine the
According to studies, the major consequences of a shock are reduced appropriate sample size for this study (Kanyenji et al., 2020):
employment possibilities, land use change, fishery destruction, and
economic uncertainty (Solayman, 2017). According to a study on the z2 pq (1.96)2 ∗ 0.5 ∗ 0.5
n0 = = = 227 ≅ 250 (1)
effects of COVID-19 on the aquatic food system in Bangladesh, e2 (0.065)2
COVID-19 prohibited small fish farmers from working on their ponds,
collecting inputs, and selling their goods in the market (Sunny et al., where no is the sample size, z2 is the 95% confidence interval (which is
2021). COVID-19 substantially disrupted the aquatic food value chain, 1.96 for commonly used 95% confidence interval), p is the estimated
with the bulk of the impacts affecting the supply and accessibility of proportion of an attribute that is present in the population, which is
aquatic foods (Belton et al., 2021). According to Ahmmed et al. (2021), equal to 50% (p = 0.5), q is 1-p, and e is the desired precision level,
shrimp production operations were severely impeded by a lack of inputs, which is assumed to be ± 6.5%. First, our enumerators identified 4 or 5
a labor problem, and a breakdown in communication. A few other potential shrimp farmers from each of the selected villages. These
studies (Azra et al., 2021; Waiho et al., 2020) showed that COVID-19 farmers were asked to prepare a list of shrimp farming households in
had a major influence on aquaculture activities in Malaysia due to each village, which served as the sampling framework for the present
market demand and logistical limitations. Due to COVID-19 restrictions, study. Then, for each village, 25 shrimp farmers were randomly selected
shrimp production in India may decline by 40%, resulting in a 1.50 from that list. Thus, a total of 250 shrimp farmers were interviewed to
billion USD economic loss between 2020 and 2021 (Kumaran et al., achieve the objectives.
2021). According to Demirci et al. (2020), the pandemic had the most This study focuses on the livelihood patterns of shrimp farmers since
detrimental impact on Turkey’s fisheries exporters. shrimp farming is the primary source of income for coastal people and
It is clear from above discussion that the majority of previous the principal exportable fisheries item produced in Bangladesh, which
research focused on the impact of COVID-19 on the broader aquaculture has been badly impacted by the COVID-19 pandemic (Bari, 2004;
sector and aquatic food value chain. There has been a dearth of studies Ahmmed et al., 2021; Ray et al., 2021). Data were collected from the
on the comparative livelihood status of coastal shrimp farmers prior to same household heads considering two situations: before the COVID-19
and during COVID-19. Bangladesh’s coastal areas, which account for outbreak and during the COVID-19 pandemic. Since COVID-19 was first
10% of the country’s population, are already vulnerable to natural di identified in Bangladesh in early March 2020, six months (March
sasters (Rahman and Ahmad, 2018). Shrimp farming, one of the primary –August) were considered to represent the period during COVID-19. The
livelihood choices in Bangladesh’s coastal districts, is critical to the period from September 2019 to February 2020 was considered as rep
economic upliftment of coastal people (Hoque et al., 2018; Washim resenting the situation before COVID-19. A pre-tested interview
et al., 2020). In this circumstance, the COVID-19 epidemic might have a schedule was used to collect necessary data. The data were collected
substantial influence on shrimp productivity and, as a result, on coastal during August and September of 2020. Each interview lasted approxi
shrimp producers’ livelihoods. Considering these issues, the present mately 35 min. Two local enumerators were hired from the study areas
study was undertaken to fulfill the research gap and to determine to collect the data. During data collection, the enumerators keep a safe
appropriate policy options. distance and wear all necessary protective gear. The interview schedule
This study compares the livelihood status of shrimp farmers by sought information on demographic profiles, perceptions of the impact
developing a novel dataset that include information on 250 shrimp of COVID-19 on livelihood indicators, and shrimp farming costs and
farmers from coastal areas of Bangladesh. The Sustainable Livelihoods returns.
Framework (SLF) developed by the Department for International
Development (DFID) provided a way to measure the livelihood status of 2.2. Analytical techniques
shrimp farmers before and during the pandemic. This study contributes
to the literature in the following ways: first, no previous studies in A paired t-tests were performed to assess the differences in the
Bangladesh or elsewhere have investigated and compared livelihood quantitative variables such as production cost, productivity, and profit
status before and during the COVID-19 pandemic. Second, the SLF in the before-COVID-19 and during-COVID-19 situations. Production
provides a comparison between the pre- and post-outbreak livelihood costs and profit were measured in USD (1 USD = Tk. 84.78 on 20 April
status based on five types of capital. Finally, this study provides some 2021, Tk. is Bangladeshi currency). To compare the livelihood status of
recommendations for improving the livelihoods of coastal shrimp the shrimp farmers in the two situations, a livelihood assessment index
farmers in Bangladesh. The study is structured as follows: Section 2 (LAI) was constructed following the DFID’s sustainable livelihood
outlines the data and methodology, Section 3 describes the empirical framework (SLF) (DFID, 2000). The SLF provides a way of breaking
findings, and Section 4 contains conclusions and policy down the complexity of people’s lives and livelihood strategies by
recommendations. addressing their access to a range of assets (human, social, financial,
physical and natural). In the context of stress, shock, and seasonality,
2. Materials and methods SLF primarily focuses on livelihood as an integrated function of liveli
hood capitals (Sarker et al., 2020). It provides a more realistic frame
2.1. Data sources work for analyzing the direct and indirect effects on people’s living
conditions than, say, one-dimensional productivity or income metrics
The study was conducted in two coastal districts1: Khulna and Sat (Chuong et al., 2015). According to DFID, livelihood is a function of
khira based on the availability of shrimp farmers. In terms of total following five types of capital:
infected people, these two shrimp farming districts were the most
Livelihood = f (human, natural, social, financial and social capital)
afflicted by COVID-19 (DGHS, 2021). The study areas are shown in
To measure and compare the livelihood status, major livelihood
1
Administrative unit.
2
Lower administrative unit, below the district level but above the village
level.
2
Md.S. Rahman et al. Aquaculture Reports 21 (2021) 100895
components were translated into a composite index based on the five minimum value of subcomponents, and Smax is the maximum value of
types of capital mentioned above. The subcomponents of the five capital the subcomponents.
types were estimated by equal weighting to obtain a full picture of the After finding an index value for each subcomponent, the index value
livelihood status of shrimp farmers in the two time periods (Sarker et al., of each component was calculated using the following equation:
2020). The selection of subcomponents and their weights was subjective
∑
n
(Eriksen and Kelly, 2007; Alam et al., 2018; Sarker et al., 2020). In this IndexSVi
study, the subcomponents were selected based on previously-published MVJ = i=1 (3)
n
studies and field experiences (Table 1). Though the five major capital
types comprise various subcomponents, each of them contributed where MVJ is the value of major component J for situation V, IndexSVi
equally to the index. Since a specific scale was used for each specific denotes the value of subcomponents, indexed by i, of major component
component, standardization was performed using Eq. (2): MJ; and n represents the number of subcomponents in major component
SV − Smin MJ.
IndexSV = (2) Once values for each of the five major capital types for a particular
Smax − Smin
situation (for example, before COVID-19) were calculated, they were
where SV is the original subcomponent value of situation V, Smin is the averaged following Eq. (4) to obtain the LAI for situation V:
3
Md.S. Rahman et al. Aquaculture Reports 21 (2021) 100895
4
Md.S. Rahman et al. Aquaculture Reports 21 (2021) 100895
Where WSD, WPW, and WCL represent weight for safe drinking water Table 2
Livelihood status of shrimp farmers.
(NSD), pond ownership (NPW), and cropland ownership (NCL)
respectively. Sub-components Value of sub- Major Value of capitals
components capitals
The social capital index includes taking support from relatives (STS),
providing support to relatives (SPS), face-to-face contact with commu Before During Before During
nity leader (SL), and societal membership (SSM) and was calculated as COVID- COVID- COVID- COVID-
19 19 19 19
follows:
Access to health 0.83 0.67 Human 0.70 0.62
WTS STS + WPS SPS + WL SL + WSM SSM care capital
Socialcapitalindex(SV ) = (8)
WTS + WPS + WL + WSM Health condition 0.88 0.83
Child schooling 0.92 0.90
Where WTS, WPS, WL, and WSM represent weight for taking support from Number of earning 0.42 0.38
members
relatives (STS), providing support to relatives (SPS), face-to-face contact
Skill development 0.46 0.32
with community leader (SL), and societal membership (SSM) Safe drinking 0.78 0.78 Natural 0.57 0.53
respectively. water capital
The physical capital index includes ownership of house (PH), Pond ownership 0.70 0.63
ownership of fishing boat (PFB), ownership of fishing net (PFN), trans Cropland 0.24 0.19
ownership
portation ownership (PTW) and ownership of power tiller (PPW) and was Taking support 0.39 0.24 Social 0.36 0.18
calculated as follows: from relatives or capital
friends
WH PH +WFB PFB +WFN PFN +WTW PTW +WPW PPW Providing support 0.76 0.28
Physical capital index(PV ) =
WH +WFB +WFN +WTW +WPW to relatives or
(9) friends
Face-to-face 0.21 0.12
Where WH, WFB, WFN, WTW and WPW represent weight for ownership of contact with
community
house (PH), ownership of fishing boat (PFB), ownership of fishing net
leaders
(PFN), transportation ownership (PTW) and ownership of power tiller Membership in 0.10 0.10
(PPW) respectively. societal
The financial capital index includes service income (FSI), investment organizations
income (FII), savings (FS), access to formal credit (FFC) and business in House ownership 0.83 0.82 Physical 0.61 0.60
Fishing boat 0.49 0.48 capital
come (FBI) and was calculated as follows: ownership
WSI FSI + WII FII + WS FS + WFC FFC + WBI FBI Fishing net 0.89 0.88
Financial capital index(FV ) = ownership
WSI + WII + WS + WFC + WBI Transportation 0.41 0.38
(10) ownership
Ownership of a 0.41 0.41
Where WSI, WII, WS, WFC and WBI represent weight for service income tiller/shallow
(FSI), investment income (FII), savings (FS), access to formal credit (FFC) tube-well
Service income 0.13 0.04 Financial 0.39 0.22
and business income (FBI) respectively. Details of the methodology are
Investment income 0.12 0.07 capital
available in Hahn et al. (2009) and Sarker et al. (2020). Savings 0.86 0.37
Access to formal 0.73 0.55
3. Results and discussion credit
Business income 0.10 0.05
Overall livelihood index
3.1. Livelihood status Before COVID-19 0.53
During COVID-19 0.43
Table 2 represents the comparative livelihood status of coastal
shrimp farmers before and during the COVID-19 situation. The overall
livelihood index for shrimp farmers (0.53) was higher before COVID-19 disrupted the shrimp supply chain system and caused a great loss of
compared to during COVID-19 (0.43). The total livelihood index employment, income, and savings (Kumaran et al., 2021; FAO, 2020;
decreased by 18.86% during the COVID-19 pandemic compared to Heck et al., 2020; Pu and Zhong, 2020; Waiho et al., 2020). When
before the pandemic. This is mostly due to the nationwide lockdown that dealing with adverse situations, farmers look for alternative livelihood
has been in effect since April 2020, restricting both producer and con options, but due to movement restrictions, these alternative income
sumer movement. sources have become unavailable (Karim and Mustari, 2015).
Among the five major livelihood components, the social and finan The lower index value for social capital is due to social distancing
cial capital components were severely affected by the COVID-19 and constraints on movement. COVID-19 can be prevented by keeping a
outbreak. This result is consistent with the findings of Bennett et al. safe distance from others and avoiding social gatherings. As a result,
(2020) and FAO (2020). During COVID-19, the index value of social and during the COVID-19, social contacts decrease.
financial capital components decreased by 50% and 43.6%, respectively. The average index value of human capital before COVID-19 (0.70)
Shrimp producers were unable to sell their products due to market was higher than the index value during COVID-19 (0.62). A large dif
disruptions in Bangladesh and overseas during the lockdown. Therefore, ference was found in access to health services and skill development
they have faced a severe economic crisis that prevented them from program participation. Due to lockdown restrictions, farmers were un
providing support to relatives or friends, resulting in a lower index able to access appropriate health care services (Bodrud-Doza et al.,
value. The index values for service income, investment income, savings, 2020). Additionally, the healthcare system may lack the capacity to fully
formal credit facilities, and business income were also found to be lower combat the COVID-19 pandemic (Bodrud-Doza et al., 2020).
in the period during COVID-19, indicating that COVID-19 has badly The index value of natural and physical capital was nearly similar in
disrupted the coastal shrimp farmers’ normal economic activities. two situations. There was some variation in the pond and cropland
Movement restrictions and decreased international demand have ownership subcomponents of the natural capital component. The
transportation ownership subcomponent differed slightly from the other
5
Md.S. Rahman et al. Aquaculture Reports 21 (2021) 100895
Fig. 2. Comparison of human capital subcomponents before and during Fig. 5. Comparison of physical capital subcomponents before and during
COVID-19. COVID-19.
6
Md.S. Rahman et al. Aquaculture Reports 21 (2021) 100895
7
Md.S. Rahman et al. Aquaculture Reports 21 (2021) 100895
Appendix A
Sub-components for human Sub-component Maximum sub-component Minimum sub-component Index Human capital component
capital values value value value value
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