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ABSTRACT The present study concerns the stabilization of the association of the new hydro-
phobic triazole derivative itraconazole within poly-&-caprolactone-nanospheres by means of
freeze-drying. We have investigated the freeze-drying of nanospheres, and especially the cryo-
preservation conditions, with the help of differential scanning calorimetry and zeta potential mea-
surements. Five commonly used cryoprotective agents were evaluated (glucose, sucrose,
trehalose, dextran, mannitol at 0, 5, 10, 20, and 30% [w/vl) after freeze-thawing and freeze-drying.
The addition of carbohydrates led to a partial protection of the colloidal suspension, with leakage
of 30% of itraconazole under the best cryopreservation conditions (10% of glucose or sucrose).
Zeta potential measurements revealed that the main destabilization mechanism during freeze-
drying was surface modifications of the nanospheres, and particularly drug desorption. Therefore,
the hydrophilic surfactant adsorbed at the surface of the nanospheres played an important role in
the cryopreservation. Replacing the commonly used non ionic surfactant PLURONICBPE F68 by the
anionic surfactant sodium deoxycholate resulted in a complete stabilization of itraconazole-loaded
nanospheres after freeze-drying, with no drug desorption, in the presence of 10% sucrose, but not
in the presence of glucose. As shown by thermal analysis, PLURONICBPE F68 may crystallize during
freezing, which could lead to surface modifications and drug desorption, whereas sodium deox-
ycholate may not. Moreover, the Tg’ of glucose-containing suspensions is 10°C lower than Tg’ of
sucrose-containing suspensions, which may explain the shrinkage of the cake observed in the case
of glucose and the homogeneous appearance of the dried product in the case of sucrose.
0 19% Wiley-Liss, Inc.
newer azole antifungal compounds have been synthe- TABLE 1. Solubility of ltraconazole in
sized and evaluated in vivo, alone [Clemons et al., Various Solvents
1995; Como and Dismukes, 1994; Dismukes, 1988; Solvents Solubility (mg/mL)
Fromtling, 1988; Georgiev, 1993; Hay, 1994; Kauff-
man, 1994; Peng and Galgiani, 19931 or associated Water (pH = 7) 0.001
Ethanol 0.30
with liposomes [Brasseur et al., 1991; Le Conte et al., Methanol 0.71
1991; Singh et al., 19931or cyclodextrins [Hostetler et Acetone 2 .o
al., 1992; Van Doorne et al., 19881. Particular interest Polyethyleneglycol 400 2.7
has been focused on the new triazole derivative itra- Dimethylsulfoxide 16.0
conazole (Fig. I), in the light of its specific advan- Tetrahyd rofuran 27.3
Dichloromethane 239
tages: broad spectrum of activity including aspergillo- Chloroform 363
sis and lower toxicity than amphotericin B, implying a
better therapeutic index. However, itraconazole is
weakly basic (pKa = 3.7) and highly hydrophobic (oc- bilayers, far more so than polyalcohols. Disaccharides
tanouwater partition coefficient at pH = 8.1, logP = are more active than monosaccharides. Among them,
5.66). Since it is insoluble in water (Table l), itracon- trehalose is very often considered as the best cryopro-
azole can only be administered by the oral route. We tective agent [Crowe et al., 1984al. Different tech-
have proposed an intravenously compatible itracona- niques have to be used to elucidate the mechanism of
zole-loaded preparation consisting of a poly-E-capro- cryopreservation of liposomes by carbohydrates, in-
lactone-based nanosphere (PEC-NS)suspensions [de cluding differential scanning calorimetry, infrared
Chasteigner et al., 19961. However, these suspen- spectroscopy, electron microscopy [Crowe et al.,
sions are not stable with time, because continuous 1984b, 1985a,b, 1987b; Szucs and Tilcock, 19951. It
itraconazole desorption from the nanospheres fol- has been suggested that carbohydrates interact with
lowed by its precipitation in the aqueous phase due to phospholipids by means of hydrogen bonding be-
its hydrophobicity occurs. tween OH groups on the carbohydrate and the phos-
The improvement of particle suspension stabil- phate head group of the phospholipid. This direct
ity to reach a shelf-life of several years has already interaction between the carbohydrate and the phos-
been investigated. Freeze-drying appears to be one of pholipid mimics that between water and the phospho-
the most attractive methods. Only a few authors have lipid. Hence, no residual water retention is necessary
studied freeze-drying of nanoparticles [Auvillain et for stabilizing dry liposome preparations.
al., 1989; de Chasteigner et al., 1995; Nemati et al., The aim of this work was to stabilize intracona-
19921. It seems that the matricial network of nano- zole-loaded PeC-NS suspensions by means of freeze-
spheres is more resistant to the water crystallization drying and to try to understand the freeze-drying of
stress of the freezing step than the thin wall of nano- nanospheres.
capsules. The literature is much more detailed con-
cerning liposomes [Crowe et al., 1987a; Engel et al.,
MATERIALS AND M E T H O D S
1994; Talsma et al., 1991a,b, 1992; Tanaka et al.,
19921. Freeze-drying of liposomes leads to several Materials
sorts of damages, including drug leakage, fusion, and Egg phosphatidylcholine (E100, non hydroge-
lateral phase separations. Carbohydrates have proved nated) was purchased from Lipoid, Ludwigshafen,
to be particularly effective at stabilizing phospholipid Germany. Sodium deoxycholate (DOC-Na), sucrose
118 DE CHASTEIGNER ET AL.
(SUC),trehalose (Tre), and bovine serum albumin (A- 0.1-0.2, 0.25-0.5-1% (wlv). All studies were per-
8022, 96-99% purity) were supplied by Sigma, 1’Isle formed in triplicate.
d’Abeau, Chesnes, France. Poly-E-caprolactone (PEC)
(MW = 40 000) was obtained from Aldrich, Stras- Nanosphere Size Measurement
bourg, France; PLURONICBPE F68 (PE F68, an The particle mean size before and after freeze-
ethyleneoxide propyleneoxide copolymer) from ICI, thawing and freeze-drying was measured by laser
Clamart, France; MONTANOXB85DF (M85DF, light scattering (Nanosizer@N4MD, Coulter, Har-
ethoxylated sorbitan trioleate) from Seppic, Paris, penden, United Kingdom). For the freeze-thawing
France;CREMOPHORBEL(CrEL, polyoxyethylene- study, the experiments were carried out in triplicate
glycerol-triricinolete), SOLUTOLBHS15 (HS15, and the results were expressed as a ratio:particle
polyethyleneglycol 660 hydroxystearate), and KOL- mean size after freezingparticle mean size before
LIDONOl7PF (K17PF, polyvinylpyrrolidone, MW freezing. A ratio of 1 indicates no modification after
L 9 000) from BASF, Levallois-Perret, France; and freezing of mean particle size.
Glucose (Glc), Dextran (Dex) and Mannitol (Man)
from Prolabo, Paris, France. Itraconazole (ITZ) was a Determination of the Association of ltraconazole
gift from Janssen Research Foundation, Beerse, Bel- Within the Nanospheres
gium. All other chemicals and solvents were of an Itraconazole associated within the nanospheres
appropriate grade (Prolabo, Paris, France). before and after freeze-drying was measured by
HPLC in the suspension after filtration on a sintered
Preparation of the Nanospheres glass filter (porosity 4, mesh size 5-15 pm). The fil-
Nanospheres were prepared using the process tration step retained unassociated itraconazole which
described by Fessi [Fessi et al., 19921. The organic had precipitated instantaneously in the aqueous phase
solution consisted of PEC, itraconazole, E 100, ace- because of its hydrophobicity. The chromatographic
tone, and ethanol. This organic solution (40 mL) was analysis was performed using a Waters system (Saint-
added to an aqueous phase containing PE F68 (80 Quentin-en-Yvelines, France) equipped with a re-
mL) under moderate magnetic stirring. The prepara- versed-phase Nova-PakBC18; 6OA; 4 pm; 3.9 X 150
tion was evaporated under reduced pressure and the mm column, and a reversed-phase Nova-PakBC18
final volume adjusted to 16 mL (1.25% of polymer). precolumn, after appropriate dilution of the sample in
Just after preparation, the suspensions were filtered methanol. The samples were eluted with acetonitrilel
on a sintered glass filter (porosity 4, mesh size 5-15 methanol/ammonium acetate M/40 (600/200/200) ad-
w). justed to pH = 9.1 with ammonia, at a constant flow
rate of 0.6 mumin, and detected by UV absorbance
Freeze-Drying Process at 263 nm. The results are expressed as the percent-
The freeze-dryer used for these experiments was age of itraconazole remaining associated to the nano-
an SMH 15 model from Usifroid, Maurepas, France. spheres, as a ratio itraconazo1e:polymer (w/w).
Firstly, the cryopreserving ability of five commonly
used carbohydrates was assessed after a freeze-thaw- Zeta Potential Measurement
ing cycle: 3 h at T = -60°C followed by thawing at The results presented here are all normalized to
room temperature. The cryoprotective agent (glu- a value of 5 = -55 mV for the standard solution
cose, sucrose, trehalose, dextran, or mannitol) was (carboxylated polystyrene latex supplied by Malvern,
added to 5 mL of itraconazole-loaded suspension at Orsay, France). The zeta potentials were measured
concentrations of 0, 5, 10, 20, or 30% (w/v). Secondly, using the zeta size^-034, with a Series 7032 Multi-8
the cryoprotective action of glucose, sucrose, or Correlator (Malvern) after appropriate dilution in 20
trehalose at concentrations of 0, 5, 10, 20, or 30% mM phosphate buffer, pH = 7. Since dilution of itra-
(w/v) was assessed after a freeze-drying cycle: 3 h conazole-loaded suspensions was followed by precip-
freezing at T = -60°C and 10-12 h drying at T = itation of part of the drug in the aqueous phase, itra-
+ 30°C (RH<5%). The samples were resuspended us- conazole-loaded suspensions were prepared in 20 mM
ing 5 mL of water, 0.9% NaCl solution, 5 or 10% phosphate buffer, and evaporated to 65 mL instead of
glucose solution. When two cryoprotective agents 16 mL. This permitted direct zeta potential measure-
were introduced to 5 mL of itraconazole-loaded nano- ments on the suspensions without further dilution,
sphere suspensions, the first one was glucose, su- and with no itraconazole desorption and no itracona-
crose, or trehalose at a concentration of 0, 5, or 10% zole precipitation. When freeze-dried, itraconazole-
(w/v) and the second one was dextran, mannitol, or loaded nanosphere suspensions were prepared in 20
albumin at the respective concentrations of 0.5-1, mM phosphate buffer, pH = 7, and the lyophilizate
FREEZE-DRYING OF ITRACONAZOLE-LOADED NANOSPHERES 119
'"1
h
W
@ PEc PEC-PE F68 PEC-DOC-Na
SUC-32.63
80
60 -
P
v
-30
40 - M
b
-40
d
20 - * Trehalose u
Y
n
""
I
0 10 20 30 r-
Glc SUC Tre
C Cryoprotective agent (96) Cryoprotective agent
Figure 3. Influence of cryoprotective agents on itraconazole re- Figure 5. Influence of the cryoprotective agent (lo%,w/v) on Ig'
tention after freeze-drying of itraconazole-loaded PE F68-PeC-NS of different types of itraconazole-loaded PEC-NS.
(mean 2 SD, N = 3).
resuspending medium may also play an important tion processes. To overcome these phenomena, it is
role, as has been shown for resuspension of freeze- possible to introduce a second cryoprotective agent
dried proteins [Zhang et al., 19951. Since resuspen- into the preparation: dextran or mannitol, in order to
sion of nanospheres may occur more rapidly than re- prolong the amorphous state, i.e., to increase Tg' of
solubilization of cryoprotective agents, an osmotic the main cryoprotective agent and hence to diminish
stress may be created, leading to compensating itra- possible destabilization due to water crystallization.
conazole desorption from the surface of the nano- However, itraconazole desorption from the surface of
spheres. However, itraconazole leakage seemed to the nanospheres after freeze-drying was not avoided
occur before rather than during the resuspending when dextran or mannitol were added. Water crystal-
step, since resuspending in iso- or hyper-osmotic so- lization and ice growth could still displace the itracon-
lutions instead of water did not reduce itraconazole azole located at the surface of the nanospheres leading
desorption. The modifications that take place during to its desorption when the lyopholizate was resus-
freeze-drying, i. e., solute concentration, ice growth, pended. Moreover, itraconazole desorption was en-
glass transition of the cryoprotective agent (Tg') [Her hanced: dextran or mannitol seemed to prevent su-
and Nail, 19941, may interfere with the stability of the crose from expressing its full cryopreservation
system [te Booy et al., 19921. This could be particu- efficacy, maybe because they competed for covering
larly true for the surface of the nanospheres which the surface of the nanospheres. Since itraconazole
may be very susceptible to the different destabiliza- possesses a high affinity for albumin, we postulated
122 DE CHASTEIGNER ET AL.
~
TABLE 2. Influence of Freeze-Drying (f-d) on Surface Charge of Free and Itraconazole-Loaded PEC-NS
(Mean f SD of 3 Measurements)
5 (mV, no itraconazole) 5 (mV, with itraconazole)
Before f-d After f-d Before f-d After f-d
SUC = 0% SUC = 10% SUC = 10% SUC = 0% SUC = 10% SUC = 10%
PE F ~ ~ - P E C - N S -43.4 2 0.1 -40.9 f 0.2 -20.4 f 0.6 -24.2 t 0.3 -19.7 t 0.1 -17.0 2 0.6
DOC-Na-PEC-NS -56.0 f 1.6 -44.0 2 1.3 -46.3 & 1.1 -52.2 5 1.8 -44.7 f 1.2 -35.1 2 1.6
that desorbed itraconazole molecules would prefera- crystallization led to destabilization of the weakly ad-
bly bind to albumin rather than precipitating in the sorbed drug at the surface of the nanospheres leading
aqueous phase. However, the addition of albumin to to its desorption when resuspending the lyophilizate,
the suspension was not sufficient to either improve without further nanosphere alterations. On the other
itraconazole stabilization at the surface of the nano- hand, DOC-Na, which did not crystallize, stabilized
spheres, hence limiting its desorption, or avoid its itraconazole association. The formulation is particu-
precipitation after freeze-drying. From these results, larly sensitive to this effect because both the hydro-
we can conclude that total protection of PEC-NS after philic surfactant and the adsorbed drug are present at
freeze-drying could not be obtained by adding a sim- the surface of the nanospheres. To explain the greater
ple cryoprotective agent. Moreover, the maximum stability of the DOC-Na-PEC-NS, the stronger hydro-
itraconazole leakage (30% of the total association phobic interactions between DOC-Na and itracona-
yield) observed under the best cryopreservation con- zole than between PE F68 and itraconazole should be
ditions, i.e., with 10% sucrose, did not exceed the taken into account. Furthermore, the negatively
initial adsorbed itraconazole amount (40% of the total charged DOC-Na-PEC-NS are more stable than un-
association yield). This supports the hypothesis that in charged PE F ~ ~ - P E C - Nbecause
S of electrostatic re-
the presence of 10% sucrose no nanosphere fusion or pulsion. This contributes to the better stabilization of
destruction occurs and that itraconazole desorption is adsorbed itraconazole molecules at the surface of
the main alteration of itraconazole-loaded PEC-NS DOC-Na-PEC-NS after freeze-drying. These results
suspension after freeze-drying. The freeze-dried sus- support the hypothesis that the main destabilization
pension polydispersity is only due to itraconazole de- mechanism acting on PEC-NS during freeze-drying
sorption and precipitation. consists of surface modifications, and particularly drug
The results suggest that the hydrophilic surfac- desorption.
tant participates in the cryopreservation of the colloi- This hypothesis was investigated by measuring
dal suspension, as well as the cryoprotective agent. In the zeta potential of particles before and after freeze-
the absence of any hydrophilic surfactant, the nano- drying. The addition of 10% sucrose to the suspension
sphere suspension is partly altered, even after a single before freeze-drying decreased the negative surface
freeze-thawing cycle. Moreover, it has been shown charge of the nanospheres. This could be due to part
here that replacing the commonly used non ionic sur- of the nanosphere surface being masked as a result of
factant PE F68 by the anionic surfactant DOC-Na hydrogen bonding between OH groups of the cryo-
resulted in a complete stabilization of itraconazole- protective agent and the surface of the nanosphere, as
loaded PEC-NS after freeze-drying in the presence of has been proposed between OH groups of the cryo-
10% sucrose: Tyndall effect still present, nanosphere protective agent and the phosphate head groups of
mean size unchanged, and no itraconazole leakage. the phospholipid for liposomes [Crowe et al., 1984b,
The nanosphere mean size and the drug content re- 1985a,b, 198713; Szucs and Tilcock, 19951. After
main constant for 24 h after resuspending in water. freeze-drying, the decrease in the negative surface
These results were confirmed by transmission elec- charge is accentuated, showing a rearrangement of
tron microscopy observations, showing that itracona- the surfactants at the surface of the nanosphere, lead-
zole-loaded DOC-Na-PEC-NS were far less altered ing to a possible desorption of itraconazole molecules
than itraconazole-loaded PE FG~-PEC-NS.As re- in the case of itraconazole-loaded nanospheres. Fi-
ported previously [Mehl, 1995; Murase et al., 19911, nally, DOC-Na-PEC-NS remain the most negatively
salt composition and concentration play an important charged after freeze-drying, and hence the most sta-
role in the cryopreservation or freeze-drying of bio- ble, as discussed above [Elimelech and O’Melia,
logical materials. We can assume here that PE F68 19901.
FREEZE-DRYING OF ITRACONAZOLE-LOADED NANOSPHERES 123
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