Format of Holding of Specified securities

1. Name of Listed Entity: YES BANK LIMITED

532648,YESBANK,
2. Scrip Code/Name of Scrip/Class of Security: EQUITY SHARES
3. Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg.31(1)(b)/Reg.31(1)(c) Reg.31(1)(b)
a. if under 31(1)(b) then indicate the report for quarter ending 31/03/2018
b. if under 31(1)(c) then indicate date of allotment/extinguishment
4. Declaration : The Listed entity is required to submit the following declaration to the extent of submission of information:
Particulars YES NO
a Whether the Listed Entity has issued any partly paid up shares - No
b Whether the Listed Entity has issued any Convertible Securities or Warrants? - No
c Whether the Listed Entity has any shares against which depository receipts are issued? - No
d Whether the Listed Entity has any shares in locked-in? - No
e Whether any shares held by promoters are pledge or otherwise encumbered? YES*
* Promoter Group
Table I - Summary Statement holding of specified securities

Category Category of Shareholder No of No of fully No of No of Shares Total No of Shareholding Number of Voting Rights held in each class of securities No of Shares Shareholding Number of Locked in Number of Shares pledged Number of
Shareholders paid up equity Partly Underlying Shares Held as a % of Underlying as a % Shares or otherwise encumbered equity shares
shares held paid-up Depository (VII) = total no of Outstanding assuming full held in
equity Receipts (IV)+(V)+(VI) shares (As a converttible conversion of dematerialized
shares % of securities convertible form
held (A+B+C2)) No of Voting Rights Total as a % (Including Securities (as a No. As a % of No. As a % of
of (A+B+C) Warrants) percentage of total Shares total Shares
diluted share held held
capital)

Class X Class Y Total

(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV)

(A) Promoter & Promoter Group 5 460712250 0 0 460712250 20.01 460712250 0 460712250 20.01 0 20.01 0 0.00 16675000 3.62 460712250
(B) Public 410591 1842254995 0 0 1842254995 79.99 1842254995 0 1842254995 79.99 0 79.99 0 0.00 NA NA 1842141790
(C) Non Promoter-Non Public
(C1) Shares underlying DRs 0 0 0 0 0 NA 0 0 0 0.00 0 NA 0 0.00 NA NA 0

(C2) Shares held by Employes Trusts 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0

Total: 410596 2302967245 0 0 2302967245 100.00 2302967245 0 2302967245 100.00 0 100.00 0 0.00 16675000 3.62 2302854040
Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Catego Category & Name of the Shareholder No of No of fully paid up No of No of Shares Total No of Shareholdi Number of Voting Rights held in each class of No of Shares Shareholding as a Number of Locked in Number of Shares pledged Number of equity
ry Sharehold equity shares held Partly Underlying Shares Held ng as a % securities Underlying % assuming full Shares or otherwise encumbered shares held in
ers paid-up Depository (IV+V+VI) of total no Outstanding conversion of dematerialized form
equity Receipts of shares converttible convertible
shares (calculated securities Securities (as a
held as per (Including percentage of
SCRR, Warrants) diluted share
1957 (VIII) capital) (VII)+(X)
As a % of As a % of
(A+B+C2 (A+B+C2)

No of Voting Rights Total as a No. As a % of No. As a % of

% of total Shares total Shares
(A+B+C) held held
Class X Class Y Total

(I) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV)
(1) Indian
(a) Individuals/Hindu undivided Family 2 275625000 0 0 275625000 11.97 275625000 0 275625000 11.97 0 11.97 0 0.00 16675000 6.05 275625000
RANA KAPOOR 1 100000000 0 0 100000000 4.34 100000000 0 100000000 4.34 0 4.34 0 0.00 0 0.00 100000000
MADHU KAPUR 1 175625000 0 0 175625000 7.63 175625000 0 175625000 7.63 0 7.63 0 0.00 16675000 9.49 175625000

(b) Central Government/State Government(s) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0

(c) Financial Institutions/Banks 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(d) Any Other 3 185087250 0 0 185087250 8.04 185087250 0 185087250 8.04 0 8.04 0 0.00 0 0.00 185087250
YES CAPITAL (INDIA) PRIVATE
LIMITED 1 75625000 0 0 75625000 3.28 75625000 0 75625000 3.28 0 3.28 0 0.00 0 0.00 75625000

MORGAN CREDITS PRIVATE LIMITED 1 70250000 0 0 70250000 3.05 70250000 0 70250000 3.05 0 3.05 0 0.00 0 0.00 70250000
MAGS FINVEST PRIVATE LTD 1 39212250 0 0 39212250 1.70 39212250 0 39212250 1.70 0 1.70 0 0.00 0 0.00 39212250
Sub-Total (A)(1) 5 460712250 0 0 460712250 20.01 460712250 0 460712250 20.01 0 20.01 0 0.00 16675000 3.62 460712250
(2) Foreign
Individuals (Non-Resident
(a) Individuals/Foreign Individuals 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(b) Government 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0
(c) Institutions 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0

(d) Foreign Portfolio Investor 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0

(e) Any Other 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0

Sub-Total (A)(2) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0 0.00 0

Total Shareholding of Promoter and
Promoter Group (A)=(A)(1)+(A)(2) 5 460712250 0 0 460712250 20.01 460712250 0 460712250 20.01 0 20.01 0 0.00 16675000 3.62 460712250
Table III - Statement showing shareholding pattern of the Public shareholder

Categ Category & Name of the Shareholder No of No of fully paid up No of Partly No of Shares Total No of Shareholdi Number of Voting Rights held in each class of No of Shares Shareholding as a Number of Locked Number of Shares Number of
ory Sharehold equity shares held paid-up Underlying Shares Held ng as a % of securities Underlying % assuming full in Shares pledged or otherwise equity shares
ers equity shares Depository (IV+V+VI) total no of Outstanding conversion of encumbered held in
held Receipts shares converttible convertible dematerializ
(A+B+C2) securities Securities (as a ed form
(Including percentage of
Warrants) diluted share
capital)
No of Voting Rights Total as a % No. As a % of No. As a % of
of (A+B+C) total total Shares
Shares held
Class X Class Y Total held

(I) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV)
(1) Institutions
(a) Mutual Funds 29 237002381 0 0 237002381 10.29 237002381 0 237002381 10.29 0 10.29 0 0.00 NA NA 237002381
BIRLA SUN LIFE TRUSTEE COMPANY PRIVATE
LIMITED ALONGWITH ITS VARIOUS SCHEMES 1 52880776 0 0 52880776 2.30 52880776 0 52880776 2.30 0 2.30 0 0.00 NA NA 52880776
FRANKLIN TEMPELTON MUTUAL FUND
ALONGWITH ITS VARIOUS SCHEMES 1 40625511 0 0 40625511 1.76 40625511 0 40625511 1.76 0 1.76 0 0.00 NA NA 40625511
(b) Venture Capital Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
(c) Alternate Investment Funds 5 1934220 0 0 1934220 0.08 1934220 0 1934220 0.08 0 0.08 0 0.00 NA NA 1934220
(d) Foreign Venture Capital Investors 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0

(e) Foreign Portfolio Investors 774 981618268 0 0 981618268 42.62 981618268 0 981618268 42.62 0 42.62 0 0.00 NA NA 981618268

T. ROWE PRICE EMERGING MARKETS STOCK FUND 1 23177106 0 0 23177106 1.01 23177106 0 23177106 1.01 0 1.01 0 0.00 NA NA 23177106

VANGUARD EMERGING MARKETS STOCK INDEX

FUND,
ASERIES OF VANGUARD INTERNATIONAL EQUITY
INDEX FUND 1 27573353 0 0 27573353 1.20 27573353 0 27573353 1.20 0 1.20 0 0.00 NA NA 27573353
FRANKLIN TEMPLETON INVESTMENT FUNDS 1 34028664 0 0 34028664 1.48 34028664 0 34028664 1.48 0 1.48 0 0.00 NA NA 34028664
(f) Financial Institutions/Banks 17 5192880 0 0 5192880 0.23 5192880 0 5192880 0.23 0 0.23 0 0.00 NA NA 5192880
(g) Insurance Companies 17 326749251 0 0 326749251 14.19 326749251 0 326749251 14.19 0 14.19 0 0.00 NA NA 326749251

ICICI PRUDENTIAL LIFE INSURANCE COMPANY LTD 1 46176721 0 0 46176721 2.01 46176721 0 46176721 2.01 0 2.01 0 0.00 NA NA 46176721
LIFE INSURANCE CORPORATION OF INDIA
ALONGWITH ITS VARIOUS SCHEMES 1 222907977 0 0 222907977 9.68 222907977 0 222907977 9.68 0 9.68 0 0.00 NA NA 222907977
(h) Provident Funds/Pension Funds 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
(i) Any Other
Sub Total (B)(1) 842 1552497000 0 0 1552497000 67.41 1552497000 0 1552497000 67.41 0 67.41 0 0.00 NA NA 1552497000
Central Government/State Government(s)/President of
(2) India 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
Sub Total (B)(2) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
(3) Non-Institutions

i.Individual shareholders holding nominal share capital up

(a) to Rs.2 lakhs 393894 149934789 0 0 149934789 6.51 149934789 0 149934789 6.51 0 6.51 0.00 NA NA 149821584
ii.Individual shareholders holding nominal share capital in
excess of Rs. 2 Lakhs 166 59571890 0 0 59571890 2.59 59571890 0 59571890 2.59 0 2.59 0.00 NA NA 59571890

(b) NBFCs Registered with RBI 15 59010 0 0 59010 0.00 59010 0 59010 0.00 0 0.00 0 0.00 NA NA 59010
(c) Employee Trusts 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0

(d) Overseas Depositories (Holding DRs)(Balancing figure) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
(e) Any Other
CLEARING MEMBERS 265 6041142 0 0 6041142 0.26 6041142 0 6041142 0.26 0 0.26 0 0.00 NA NA 6041142
FOREIGN NATIONALS 1 3561 0 0 3561 0.00 3561 0 3561 0.00 0 0.00 0 0.00 NA NA 3561
HUF 4945 4975881 0 0 4975881 0.22 4975881 0 4975881 0.22 0 0.22 0 0.00 NA NA 4975881
IEPF 1 63054 0 0 63054 0.00 63054 0 63054 0.00 0 0.00 0 0.00 NA NA 63054
BODIES CORPORATES 1758 50975401 0 0 50975401 2.21 50975401 0 50975401 2.21 0 2.21 0 0.00 NA NA 50975401
NON RESIDENT INDIANS 6198 7955892 0 0 7955892 0.35 7955892 0 7955892 0.35 0 0.35 0 0.00 NA NA 7955892
NON RESIDENT INDIAN NON REPATRIABLE 2475 4015275 0 0 4015275 0.17 4015275 0 4015275 0.17 0 0.17 0 0.00 NA NA 4015275
TRUSTS 31 6162100 0 0 6162100 0.27 6162100 0 6162100 0.27 0 0.27 0 0.00 NA NA 6162100
Sub Total (B)(3) 409749 289757995 0 0 289757995 12.58 289757995 0 289757995 12.58 0 12.58 0 0.00 289644790

Total Public Shareholding (B) = (B)(1)+(B)(2)+(B)(3) 410591 1842254995 0 0 1842254995 79.99 1842254995 0 1842254995 79.99 0 79.99 0 0.00 1842141790
Table IV - Statement showing shareholding pattern of the Non Promoter - Non Public Shareholder

Categor Category & Name of the Shareholder PAN No of No of fully No of Partly No of Shares Total No of Shareholdin Number of Voting Rights held in each No of Shares Shareholding as a Number of Locked in Number of Shares Number of
y Shareholder paid up paid-up Underlying Shares Held g as a % of class of securities Underlying % assuming full Shares pledged or otherwise equity shares
s equity equity shares Depository (IV+V+VI) total no of Outstanding conversion of encumbered held in
shares held held Receipts shares converttible convertible dematerialize
(A+B+C2) securities Securities (as a d form
(Including percentage of
Warrants) diluted share
capital)
No of Voting Rights Total as a % No. As a % of No. As a % of total
of (A+B+C) total Shares Shares held
Class X Class Y Total
(I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) (XIII) (XIV)
(1) Custodian/DR Holder 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0
Employee Benefit Trust (under SEBI(Share based Employee
(2) Benefit)Regulations 2014) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 NA NA 0

Total Non-Promoter-Non Public Shareholding (C) =

(C)(1)+(C)(2) 0 0 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0.00 0

Details of the shareholders acting as persons in Concert including their Shareholding:

Name of Shareholder Name of PAC
No of shares Holding%

Total: 0 0

Details of Shares which remain unclaimed may be given hear along with details such as
number of shareholders, outstanding shares held in demat/unclaimed suspense account
No of Shareholders No of shares
0 0