Professional Documents
Culture Documents
Since the collapse of the Soviet empire, new states have been emerging in
fast-moving sequence—whether through the secession of formerly ‘autonom-
ous’ territories, or through the reunification of national states that had fallen
into dependence and partition.* These would appear to be only the clearest
symptoms that a phenomenon more or less forgotten, or anyway neglected,
in postwar Europe has plenty of life left in it. A colleague of mine describes
the situation as follows: ‘With the break-up of the imperial realms, the world
of states is re-forming at borders marked by the origins of those states, whose
contours are to be explained in national-historical terms.’1 Today, the political
future again seems to belong to the ‘ancestral powers’—primarily, religion
and the nation. In the social sciences, the talk is of ‘ethno-nationalism’ which
is a way of stressing a common heritage, whether in the physical sense of
common descent or in the broader sense of a common cultural tradition.
*
This is the text of the Tseo-nam lecture delivered at Seoul National University, May 1996.
1
H. Lübbe, Abschied vom Superstaat, Berlin 1994, pp. 33f.
3
An exception to this trend is the continuing division of the Korean
nation.
The most important aspects are already known to you. The division of
the German and Korean nations was a consequence of that antagonism
between the two world powers, the usa and the ussr, which came to the
fore soon after the end of the Second World War. In Europe, after the
defeat of the German Reich, partition naturally enough affected the
party with the main guilt for the war, whereas in Asia, after the defeat of
Japan, one of the victims freed from Japanese colonial rule was unjustly
forced to suffer again alongside it. The Republic of Korea in the South
and the Democratic People’s Republic of Korea in the North were pro-
claimed within a month of each other in 1948, and this was followed a
year later, in the same order, by the foundation of the Federal Republic of
Germany in the West and the German Democratic Republic in the East.
Strategically speaking, South Korea and West Germany were advance
posts of the American protector. In a similar way in both countries, the
ideological and military confrontation between the blocs overshadowed
internal political contradictions stemming from the past—colonial rule
or the Nazi period. This explains the continuity of leading personnel
before and after 1945. Just as a large part of the old Nazis were taken into
the new regime under Adenauer, so in Korea collaborators with the
Japanese occupation authority were largely able to keep their positions
under Syngman Rhee. Here, however, what fortunately remained a cold
war in Germany escalated into open military conflict. The Korean War
left behind a trauma which strained relations with the Communists in
the North considerably more than anti-communism strained relations,
in our case, with the rulers of the gdr. Nevertheless, the détente of the
early seventies under Nixon had similar effects on both fronts. The joint
communiqué on the reunification of Korea was signed by the two gov-
ernments at the same time that the Basic Treaty between the two Ger-
man governments was negotiated under Willy Brandt. The two Korean
states, which intensified contacts with each other after 1989, were finally
admitted to the United Nations only in 1991—as the two German states
had already been before. Of course, the recent growth of tensions shows
that national unification—which, as it were, fell into the lap of the citi-
zens of the old Federal Republic at a lucky moment of world history—
confronts the citizens of the Republic of Korea with a rather complicated
task. Clearly North Korea, with its pressure for a peace treaty with the
United States, is for the moment seeking to keep the partition in place.
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After the end of the confrontation between the world powers, national
unification seemed in Korea, too, to be politically within reach. At first
sight, the state of things here between the North and the South seemed
to be like that which existed between the West and the East in Germany.
In 1989, a constitutional state stood facing an authoritarian state based
upon surveillance of the population; on the one side, a dynamic, growing
(despite conjunctural downturns), export-oriented economy, and on the
other side, a centrally administered, unproductive system incapable of
learning from experience. In Korea, a similar contrast still exists between
a political system which since the late eighties has at least opened itself
to democratization, and a regime which, even after the death of Kim Il
Sung, does not seem to have lost much of its authoritarian character and
which, even without China’s support, behaves in an aggressive manner.
In a certain sense, the economic opposition is also repeated here—
between a fast-moving export-oriented economy with high rates of
growth, and an inefficient planned economy struggling with major sup-
ply problems and stagnating under the weight of its military expendi-
ture. In short, this constellation gave rise in 1989 to the hope of a
knock-on effect. Questions were then posed about the most suitable
moment, the right political framework and procedure for such a unifica-
tion: whether sooner or later, whether to make a merger of states or a con-
federation, whether there should be rapid absorption of the other part or
a slow growing together. There were naturally also concrete questions
about the policies that should be pursued to achieve this or that goal.
You will, of course, not expect me to answer these directly political ques-
tions, simply because I lack the necessary knowledge to give advice on
policy. But there are also other reasons why caution is in order. The
analogies that occur to us when we consider the postwar destinies of our
two countries, both marked by a bipolar world order, tend to obscure
from us a number of deeper structural differences. This is why we should
be wary of rash extrapolations from the experiences of Germany. I shall
now take things in three steps. First, I would like to recall the different
starting-points that existed or still exist for national unification in Ger-
many and in Korea. Then we shall move on to a problem which is very
significant in Europe but perhaps in a different way in Asia: that is, the
relationship between the national state and democracy. In the light of these
considerations, it may be possible to learn something for a future reuni-
fication of Korea from Germany’s experience of a rapid, if not over-hasty,
process of unification.
Let us first compare the People’s Republic of Korea and what used to
be the German Democratic Republic. One of the distinguishing features
of the former is its relatively greater share of the total population; less
than a fifth of the German total lives in the Eastern Länder. North Korea
has also preserved a relatively greater political independence, and the
‘juche’ principle affirms a certain ideological and political autonomy
vis-à-vis both Russia and China. For example, the People’s Republic
kept its distance from Russian policy in Vietnam and Afghanistan as
well as from the Chinese Cultural Revolution, whereas the gdr, if only
for geopolitical reasons, always played the role of a Soviet satellite. As
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to economics, the gdr was also firmly linked into the Eastern Bloc
division of labour. Its leading cadre staunchly followed Moscow’s general
line, and only in the mid-eighties—from fear of the destabilizing effects
of Gorbachev’s glasnost—did they more clearly display a wish for
national autonomy.
2 See Han Sang-Jin, ‘Economic Development and Democracy: Korea as a New Model?’,
Korea Journal, no. 35, Summer 1995, pp. 5-17; and ‘The Rush to Industrialization and its
Pathological Consequences’, paper for the Sixth International Conference of Asian
Sociology, Beijing, November 1995.
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President Park, this effort was politically directed and stimulated by
an authoritarian state bureaucracy, ambitious, geared to growth, insen-
sitive to the social costs of exploitation, heedless of civil rights, and not
immune to corruption. It was a different situation from the one that
developed in the Federal Republic.
In West Germany, the capacity destroyed during the war had only to be
rebuilt for the dynamic of economic growth to be set in motion. More-
over, the ‘economic miracle’ could take place within the framework of a
democratic, law-based state desired by the Allies. Under these favourable
conditions, people grew used to liberal institutions within the course of
a single generation; the pre-political trust that a functioning system
arouses was converted into political identification with the order and
normative content of the Bonn constitution. At any event, by 1989 a
political culture had developed which was decidedly more liberal than in
Adenauer’s time. Since the fifties it had been possible to create rights to
public provision, to build up and consolidate social-security systems. In
a climate loosened by the student revolt, even the reform initiatives of
the spd-liberal coalition gained widespread acceptance. This gave people
the feeling that political participation pays off in the use-values of demo-
cratically achieved social and cultural rights, that citizenship can mean
more than mere nationality. Citizenship, actively employed, is then ex-
perienced not as membership of an organization but as membership in a
polity that lets no one slip through the net and excludes no one from the
enjoyment of equal rights or from their share in socially produced well-
being. In other words, only the welfare state guarantees the real value of
equal subjective rights. The citizens of our prosperous oecd societies
realize this all the more today, when the welfare state is threatened by the
pressure of a global economy. But only with the help of such a well-
meshed social net can the democratic state keep its promise to establish
ties of solidarity, through abstract legal relations, among citizens who are
strangers to one another.
The fact remains, however, that this more abstract form of integration
referred to a particular community—to the nation. This quantity had a
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thoroughly artificial character: that is, it had been simply imagined as a
natural community of language and descent, and at the same time narra-
tively constructed as a common historical destiny. Membership of such a
nation was supposed to manifest itself above all in the readiness for com-
bat and self-sacrifice of national servicemen who could be mobilized
against the ‘enemy of the fatherland’. In situations of emergency, citi-
zens’ solidarity would prove itself in the solidarity of those who risked
their life for people and country. In this way, national consciousness
shifted between expanded inclusion and renewed exclusion. The ‘nation’,
opening itself internally and closing itself to the outside, was at the same
time the bearer of a future-oriented design for the realization of republi-
can rights and freedoms. The national independence of the collective,
which is asserted externally, here appears as a protective casing for in-
dividual civic freedoms to be realized internally. This historically
grounded symbiosis explains the Janus-face of the nation—which still
today, as soon as national questions are at issue, brings competing inter-
pretations and opposing political diagnoses into the arena.
The constitutional provision for the event of reunification had been that
a new constitution, supported by the whole nation, should take the place
of the previous one, which would then count as having been merely pro-
visional. This option would, of course, have necessitated a longer process
of drawing closer together, and perhaps—as initially envisaged—a
detour through a confederation of the two states. There were a number of
internal and external political reasons, however, which spoke in favour of
a faster track. For this option our constitution offered the hidden alter-
native of the ‘accession’ of individual states—like that of Saarland in its
time—to the existing order. It was this route that the federal govern-
ment took in bringing about unification. Early on, it set the course for
rapid administrative and legal integration of the territory of the gdr into
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the Federal Republic. In this way, a preliminary decision was also taken
to move, without a transition, the state-socialist economy to the func-
tional conditions of the market, as well as to assimilate all other areas of
gdr life into the structures prevailing in the West.
The governing parties in Bonn advocated this road, and the population
in the gdr quickly accepted it. Their approval was in effect expressed in
the Volkskammer elections held on 18 March 1990 which, though for-
mally still within the legal framework of the gdr, were already in the
complete charge of the Western parties. Following the currency conver-
sion in June, the newly reconstituted states of the gdr were annexed to
the Federal Republic on 3 October 1990. A few weeks later, the federal
government was voted back into office. These common federal elections
gave the West German population its first opportunity to ratify retro-
spectively the fait accompli, and the relatively low turnout is therefore
quite surprising. Subjectively, many people at that time were caught
unawares by the fast and furious pace of events. But the reasons were
different in the two parts of Germany: for people in the East, who had
at least been able to react with their ballot paper to what the Western
parties were offering; and for the citizens of the old Federal Republic,
who had had to make do with the role of observing a clever and swift
operation, stage-managed from the top down.
Now, it would be unfair to set the costs of this road to state unity against
the hypothetical results of a normatively prescribed, but not actualized
alternative. As this alternative exists only in the imagination, we know
only the negative consequences of what happened in reality. Counter-
factual considerations are especially tricky in the case of historical
processes. So I have no wish to argue that, in the other event, the balance-
sheet would, all in all, have been more positive. What I have in mind
is something rather different. A way of proceeding which permitted
broader discussion and opinion formation, as well as more extensive—
and, above all, better prepared—participation of the public, would have
included citizens in both East and West in the eventual responsibility for
the process. The allocation of responsibilities for unwanted side-effects
would have been steered from the beginning in a different direction. It
would have been the people’s own mistakes that they would have had
to cope with.
Because there was no public discussion of what citizens of the two states
should expect of each other, a certain discontent is now building up in
the West, while feelings of resentment are spreading in the East. In this
connection, I would just like to mention three points.
a) When the time came, the Kohl government dodged the issue of how
to fairly balance and share the burdens between West and East. The
transfer payments, now they come to 130-150 billion marks a year, are
felt as somewhat depressing by parts of the Western population. This
reaction is not all that hard to understand, given the rapidly worsening
situation of the economy.
You will have noticed that I am not looking so much at the problems
raised in the process of unification itself. I have been speaking more of
the mental processing of disappointments to which the fast-track strat-
egy led. Other strategies would also have had disappointing side-effects.
But this very fact highlights the particular drawback of the road that was
actually taken. For it cuts off the population in the East from the possi-
bility of making their own mistakes, and learning from them at an excep-
tionally difficult period of transition. The question is not just about who
bears responsibility for the consequences of political decisions. It also
concerns the means and scope for the articulation of people’s own experi-
ences and interests, in a public sphere not yet under the tutelage of
Western ‘know-alls’. The fact that citizens of the ex-gdr could not, as
it were, engage in public discourse in their own home, proved to be a
special disadvantage when attempts were made to straighten out the
morally burdening legacy of their own regime—for example, over the
disclosures concerning the all-pervasive state security service.
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