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Published by Oxford University Press in association with The London School of Hygiene and Tropical Medicine Health Policy

cy and Planning 2012;27:438–446


ß The Author 2011; all rights reserved. Advance Access publication 12 August 2011 doi:10.1093/heapol/czr055

How to do (or not to do) . . . a social network


analysis in health systems research
Karl Blanchet1* and Philip James2
1
International Centre for Eye Health, London School of Hygiene and Tropical Medicine, London, UK and 2School of Environment and Life
Sciences, University of Salford, Salford, UK
*Corresponding author. International Centre for Eye Health, London School of Hygiene and Tropical Medicine, Keppel Street,
London, WC1E 7HT, UK. E-mail: Karl.Blanchet@lshtm.ac.uk

Accepted 9 June 2011

The main challenges in international health are to scale up effective health

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interventions in low- and middle-income countries in order to reach a higher
proportion of the population. This can be achieved through better insight into
how health systems are structured. Social network analysis can provide an
appropriate and innovative paradigm for the health systems researcher, allow
new analyses of the structure of health systems, and facilitate understanding of
the role of stakeholders within a health system. The social network analysis
methodology adapted to health systems research and described in detail by the
authors comprises three main stages: (i) describing the set of actors and
members of the network; (ii) characterizing the relationships between actors;
and (iii) analysing the structure of the systems. Evidence generated through
social network analysis could help policy makers to understand how health
systems react over time and to better adjust health programmes and innovations
to the capacities of health systems in low- and middle-income countries to
achieve universal coverage.
Keywords Health systems research, health systems, research methods, social networks,
social sciences

KEY MESSAGES
 The complexity and embeddedness of health systems create very similar challenges for analysis to the ones generated by
social networks.

 Social network analysis can serve the interests of health systems researchers by providing concrete measures and tools to
define health systems.

 Evidence generated through social network analysis could help policy makers understand how health systems react over
time and how ties between actors can influence the diffusion of innovations.

the MDGs by 2015 (Murray and Frenk 2000; Sachs et al. 2004;
Introduction Reich et al. 2008). The message from the international experts
Since the launch of the Millennium Development Goals who came together as part of the 2008 G8 Summit held in
(MDGs) in 2000 (United Nations 2000), health systems have Japan was very clear: health system strengthening and
become a priority focus for researchers, managers and decision disease-specific strategies were no longer seen as competing
makers, and efforts have been increasingly invested to improve approaches but were complementary interventions (Fukuda
the capacity of local health systems with the aim of achieving 2008; G8 Health Expert Group 2008).

438
SOCIAL NETWORK ANALYSIS IN HEALTH SYSTEMS RESEARCH 439

However, today, researchers, managers and decision makers Social networks in health care
face two major challenges with regards to health systems:
Social network analysis (SNA) is defined as a distinctive set of
describing with accuracy the subject of their study and
methods used for mapping, measuring and analysing the social
understanding how the structure of health systems can influ-
relationships between people, groups and organizations (Scott
ence health outcomes (Figueras et al. 2008; Jensen 2008). What
1999; Borgatti et al. 2009). Using mathematical algorithms
is a health system? And how do dynamic and diverse health
(Marsden 1990) and software (e.g. UCINET) (Borgatti et al.
systems influence the delivery of health services and the
2002), researchers have analysed how patterns of relationships
production of health outcomes? In health systems research,
between actors within a system can facilitate or constrain the
social networks have implicitly been at the heart of the
individual decisions and actions of actors, as well as system
definition of health systems (Merrill et al. 2008; Wholey et al.
functions and adaptive capacities (Wasserman and Faust 1994).
2009). According to the World Health Organization (2000), a
In a graphic representation of social networks (Figure 1), SNA
health system is defined as all the organizations, people and
illustrates an actor (e.g. an individual, a family, a community or
actions whose primary intent is to promote, restore or maintain
an organization) by a node and the relationships between
health. Kohn et al. (2000) made the link between social
actors by ties (Marsden 1990; Degenne and Forsé 1999; Borgatti
networks and health systems even more explicit in their own
and Cross 2003; Batley and Larbi 2004; Islam 2007).
definition of the health system. They saw a health system as a
Relationships between actors can be as diverse as friendship,
network of actors who aim to provide health care: ‘In health
trust or knowledge transmission (Folke et al. 2002).
care, a system can be an integrated delivery system, a centrally

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Beyond being a method, SNA is also viewed as a paradigm
owned multihospital system, or a virtual system comprised of that has its own international society (the International
many different partners over a wide geographical area’ (Kohn Network for Social Network Analysis) and its own scientific
et al. 2000, p. 52). journal (Social Networks). SNA provides an avenue for analysing
In a globalized world, health systems in low- and middle- and comparing formal and informal information flows in a
income countries (LMIC) have become multi-scale and dynamic system. SNA recognizes the complexity and dynamics of
entities. In the context of this paper, scales are defined as the networks and their influence on behaviour and decisions
spatial, jurisdictional and administrative dimensions used to (Borgatti et al. 2009). SNA has proved that it can be used to
study the structure of the health system (Ostrom et al. 1999; help understand the nature of relations between actors within a
Gibson et al. 2000; Cash et al. 2006). For example, regional system and how these relationships influence the structure of a
health authorities have the responsibility to monitor the health system (Webb and Bodin 2008; Borgatti et al. 2009). Although
situation of the whole region but need to collect data from SNA and health care have long been interconnected, SNA has
different spatial and administrative scales of the regional health not been applied yet to health systems research in LMIC, which
system (villages, sub-districts and districts). In a health system, remains a nascent field of investigation.
scales can be defined by the catchment areas of every health Social network theories have a long history in health care.
organization involved in the delivery and management of Social network theories were born in public health in 1934
health care. The interconnections between actors from different when, after an epidemic in a New York school, Moreno tried to
spatial, administrative or jurisdictional scales are the result of understand why the epidemic spread so quickly amongst the
the multiplicity and diversity of actors intervening in the health pupils (Moreno 1934). Moreno (1934) was also the first to
sector and the close interactions between traditional and represent graphically the relationships between pupils and their
modern medicine, between formal and informal sectors, social position with each other. In order to model systems,
between international, national, regional and local actors, and social networks theoreticians applied mathematical and graph-
between public and private sectors (Bloom 2001; Mackintosh ical techniques to illustrate and understand the complexity of
and Koivusalo 2005). In addition to this pluralism, the human and organizational relationships.
development of information technologies has accelerated the The role of networks has become crucial in health care during
interactions between global health systems and local health the 21st century with the emergence of informational and
systems, and increased the dynamics of health systems technological innovations, and with the recognition from health
(Morgan 2005). An issue that emerges from this new situation managers that hospitals were no longer the unique place where
is how the nature and structure of health systems might be health care was delivered (Greenhalgh 2008). Health care
captured in such a complex environment. In the race to reach providers have acknowledged the role of other actors—medical
the MDGs, it has been recognized that the capacities of most and non-medical, private and public—and the positive impact
health systems constituted key obstacles to generate effective of multi-scale and multi-disciplinary network-based initiatives
and equitable health outcomes amongst the populations of involving medical staff working in hospitals, health staff posted
LMIC (Waage et al. 2010). in primary care health facilities or community-based workers
In the present paper, the authors will demonstrate that (Atkinson 2002; Bloom and Standing 2008).
seeing health systems as social networks can help to define Applying SNA in health systems research encounters a
the boundaries of health systems and understand the cor- number of challenges, such as capturing the dynamics of
relation between health systems’ performance and network systems, the limits of a social network and the effects of
parameters in LMIC. Better understanding of health systems multi-scale events that affect several spatial scales of the health
will improve the effectiveness and coverage of health pro- system (e.g. the increase of the price of oil has an impact on the
grammes in developing countries (World Health Organization delivery of health care services at regional, district and
2010a). community levels). Therefore, innovative approaches were
440 HEALTH POLICY AND PLANNING

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Figure 1 Example of social network: the case of the eye care programme in the Brong Ahafo region, January 2010. Each square represents an actor
and the arrow a relationship between two actors (i.e. the existence of a flow of information between two actors). (Source: Karl Blanchet)

introduced combining social network theories and other particular how the structure of a network or system determined
approaches that could potentially generate new knowledge the degree of adoption of innovations. This was applied in
when applied to health systems (Cumming et al. 2010). At the various fields such as farming or business (Rogers 1995).
individual level, social scientists showed that social networks Literature on social networks is now relatively vast. SNA has
determined the level of co-operation between individuals: had concrete applications in many fields including health
individuals tend to collaborate more easily with their direct behaviour, health prevention, organizational management or
neighbours. SNA researchers also showed that, although group behaviour (Valente 2010). How SNA can serve the
individuals are connected with a limited number of people, interests of health systems researchers by providing concrete
people in the world are all indirectly connected by a number of measures and tools to define health systems is described in the
ties that on average does not exceed ‘six degrees’ (Watts and following sections.
Strogatz 1998). This high degree of connectivity between
individuals and organizations has implications for the level of
interdependence and embeddedness between networks.
Individuals connected through a social network tend to have
The main characteristics of social
similar beliefs and values (McGuire 2000; Kiesler and networks and health systems
Cummings 2002; Uzzi and Gillespie 2002). Scholars found Health systems research aims to understand health governance
that there was a relationship between the structure of in a context characterized by a multitude of diverse actors
networks, the type of links between actors (i.e. bonding (World Health Organization 2009). Governance is one of the six
between actors of the system or bridging links with other functions of health systems along with service delivery,
systems) and the resilience of social–ecological systems (Folke financing, human resources, technology and health information
et al. 2005). At the network level, SNA has also been used to systems (World Health Organization 2010b). Lebel et al. (2006)
analyse the patterns of diffusion of innovations and in proposed a conceptual framework to describe the six main
SOCIAL NETWORK ANALYSIS IN HEALTH SYSTEMS RESEARCH 441

characteristics of the ‘good’ governance of social–ecological The brokers in a health system will help co-ordinate actors in
systems. Of these six characteristics, three can be applied to the times of crises or shocks and build bridges between different
governance of health systems: (i) capacity to engage effectively groups of the system (Burt 2003; Newman and Dale 2005).
with and handle multiple- and cross-scale dynamics; (ii) Other actors essential to the diffusion of innovations, such as
capacity to anticipate and cope with uncertainties and surprises; opinion leaders, champions or change agents, can be identified
and finally (iii) capacity to combine and integrate different through the number of links they have with their peers or
forms of knowledge. To illustrate the utilization of network non-peer actors at different levels of the health system (Berner
tools to health systems, the authors will show how these three et al. 2003). For example, opinion leaders, i.e. people who can
system properties can be analysed by using five different influence other people0 s views (Rogers and Cartano 1962), have
network properties: two properties related to the structure of the highest numbers of ties within a network. Identifying
the network and three properties related to the position of opinion leaders and building a programme through these key
actors. people can help to diffuse innovations in a network, e.g.
First, in terms of general structure of a network, two utilization of medical guidelines (Lomas et al. 1991) or HIV
properties are particularly used in SNA: cohesion and shape risk-reduction practices (Sikkema et al. 2000). Centrality,
(Borgatti et al. 2009). Cohesion describes the number of reachability and betweenness are the most well-known
connections within a network and includes sub-properties node-related properties (Freeman 1977). The definitions of
such as density and fragmentation. More dense networks these quantitative measures are presented in Table 1.
have a higher number of connections between actors. Shape

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relates to the overall distribution of ties and distinguishes the
core actors from the peripheral ones (Borgatti et al. 1990). How to design a social network
The core actors are highly connected with each other while the
peripheral actors have loose links.
analysis
A second application of SNA in health systems research is in The methodology described below is one approach to SNA, but
the analysis of the role and position of specific actors. Health other study designs could be used and explored by interested
systems research focuses on the role of actors within a health researchers. In the following sections, particular attention is
system (World Health Organization 2009) and in the diffusion paid to adapting SNA design to health and more specifically to
of knowledge and innovations, such as in the management of health systems research in LMIC. The methodology presented in
epidemics (Rogers 1995; Latkin et al. 2003; Helleringer and this paper was elaborated and tested by the authors in a study
Kohler 2005). However, work in health systems research is still conducted between 2008 and 2010 in the Brong Ahafo region of
at an early stage and the available tools such as stakeholder Ghana. That study aimed to analyse the influence of district
analysis (Glassman et al. 1999; Brugha and Varvasovszky 2000) hospital directors’ social networks on their capacity to make
provide limited analysis of the role of actors in a health system. management decisions.
SNA could be an appropriate analysis tool to generate an The SNA methodology developed by the authors consists of
actor-level analysis of health systems (Borgatti and Foster three main stages: (i) describing the set of actors and members
2003). SNA can also be a valuable tool to uncover the most of the network; (ii) characterizing the relationships between
influential players in a system (Valente and Pumpuang 2007; actors; and (iii) analysing the structure of the systems (see
Box 1).
Riggan and Supovitz 2008).
One finding from SNA is that the position of an actor in a
network determines their capacity to access and diffuse Describing the list of actors and members of the
knowledge and information or, in other words, control the network
flow of information (Borgatti et al. 2009). SNA provides tools to The first stage of SNA consists of describing the actors and
identify a knowledge broker, i.e. individuals who create links members of the network. Actors are defined as persons,
between users and researchers (Thompson et al. 2006). informal groups of people or formal organizations who may

Table 1 Definition of key network measures

Characteristic Measure
Betweenness Betweenness is a measure that indicates how much a node is located in the path between other actors or how much a node
connects other nodes with each other (Freeman 1977).
Centrality The degree of centrality represents the number of ties a node has (Freeman 1979). If a node has many ties compared with
actors, this indicates that this node has a central position in the network. Centrality can also characterize the shape of a
whole network.
Density Density is defined as the number of existing ties divided by the number of possible ties.
Distance Distance measures the number of ties that separate two actors. If two nodes are directly connected, the distance is one. If
these two nodes are separated by one node, the distance is two.
Reachability Reachability defines the degree by which a node can be reached by other nodes. If a certain number are unreachable by some
actors, it means that the network is fragmented. Reachability corresponds to the number of steps maximally needed to
reach from one node to any other node in the network.
442 HEALTH POLICY AND PLANNING

Box 1 The three main stages of the social network analysis applied to health systems research
Stage 1 Defining the list of actors and members of the network
(i) Step 1: List all stakeholders involved in a system based on a detailed review of project proposals and
documents;
(ii) Step 2: Complement the list of actors with information collected through interviews with key respondents.
Stage 2 Defining the relationships between actors
(i) Step 1: Display the list of actors in a table;
(ii) Step 2: Interview key informants to identify the relationship between actors;
(iii) Step 3: Indicate in the table the existence or absence of a relationship between actors. In each square of the
table, a ‘0’ is written when there is no supply of and no demand for information between two actors. The
square is filled with ‘1’ when there is a flow of information between the two actors (either a demand or
supply of information).
Stage 3 Analysing the structure of the system: measuring five key network properties with the help of the UCINET software:
(i) Betweenness
(ii) Centrality
(iii) Density
(iv) Distance
(v) Reachability

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influence a project’s outcomes and the system’s resilience both information) of information between individuals. This infor-
through their interactions, and through individual or collective mation can be collected through interviews. The people inter-
actions (Freeman 1979; Grimble and Wellard 1997; Brugha and viewed are the actors identified during the first stage of the
Varvasovszky 2000). process. A robust method for generating self-reported ties is to
The pluralistic nature of health systems means that the use recall lists (Marsden 1990): a list of all organizations in the
diversity of actors involved in a health system is broad and that field with adjoining empty columns in which respondents can
the boundaries of the system can remain blurred (Bloom et al. mark their different relations to others (Diani 2003). An
2007). The actors involved in a system can be identified by alternative is to use a paper card for every actor. The pieces
combining two different but complementary methods proposed of paper are displayed in front of each interviewee.
by Grimble and Chan (1995): (i) the list of stakeholders The interviewee is asked about the demands for information:
involved in a system can be pre-defined by the researcher based Do you receive information from this actor? If the interviewee
on a detailed review of project proposals and documents; (ii) answers ‘Yes’, then the investigator can ask additional ques-
this list of actors is complemented by information collected tions to collect more qualitative information about the type of
through interviews with key respondents. information received. For example, what kind of information do
To increase the validity of findings and reduce the incidence you receive? What is the frequency of your contacts? How do
of recall bias (e.g. making sure that any actor part of the system you receive it: by phone, through visits, letters. . .?
will not be omitted), a third step was added by the authors: The same questions are systematically asked about every actor
every interviewee is asked to identify additional actors on the identified. Once this is completed, the investigator starts again
basis of their answers to the following questions adapted from at the beginning of the pile of cards (or the table) and asks
Salam and Noguchi (2006): (a) who gained or lost during the about the supply of information: do you provide information to
health intervention? (b) Who is expected to gain or lose as a this actor? If the answer from the interviewee is ‘Yes’, the
result of the health intervention’s success? A final set of actors investigator can ask more questions about the type of infor-
that are involved in the project is established. These actors mation provided and the way the information is circulated.
become the key informants of the study. Data collected are recorded in the information flow matrix
elaborated by Brinkerhoff (2004) (see example in Table 2): one
matrix for demand of information and a second one for supply
Characterizing the relationships between actors
of information. Each respondent thus generates a row of 1’s
Relationships between actors can be of different kinds. They and 0’s for each of the two network relations (demand and
depend on various social factors such as trust, conflicts or supply of information): ‘1’ symbolizing the existence of
knowledge sharing (Wasserman and Faust 1994; Folke et al. demand/supply of information, and ‘0’ signifying no informa-
2005; Manring 2007). However, all these factors rely on a key tion flow between the two actors.
process: the circulation of information between and within The third stage in the proposed method consists in analysing
social networks (Bodin et al. 2006; Manring 2007). Studying the ties between actors and the structure of the network.
information flow mechanisms between actors and within
networks can help to understand the social processes influen-
cing health system dynamics and reactions. Analysing the structure of systems: the use of
The second stage of SNA consists of identifying the existence software packages
of flows of information between actors or, in other words, the The properties of the networks are analysed using the
demand (receiving information) and supply (providing algorithms available through specialized software packages
SOCIAL NETWORK ANALYSIS IN HEALTH SYSTEMS RESEARCH 443

Table 2 Example of information flow matrix showing the supply of information between actors. The actors listed in column 1 supply information
to actors listed in row 1. ‘0’ represents ‘absence of supply of information’ and ‘1’ represents ‘existence of supply of information’.

Supply of information between actors listed in User Regional Regional Hospital Community-based
column 1 with actors listed in row 1 Directorate doctor manager organization
User 0 0 1 1
Regional Directorate 1 1 0
Regional doctor 1 0
Hospital manager 1
Community-based organization

Table 3 Features identified as important for the adaptive management of natural resources and the ways in which they are linked to social network
structure

Characteristics of health systems Corresponding social network variables


Capacity to engage effectively with and Reachability: A measure that describes the capacity to reach many actors to get access to or
handle multiple scales circulate information (Oh et al. 2004).
Distance: The shorter the distance between actors, the faster the diffusion of information.

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Distance between actors is calculated by the number of ties separating two actors.
Capacity to anticipate and cope with Centrality: A network with a central structure has more capacities to co-ordinate actors and
uncertainties and surprises provide a rapid response (Leavitt 1951; Fujimoto et al. 2009).
Betweenness: Rapid response can only be obtained when actors are quickly informed of
events or shocks. This requires close links between actors to quickly diffuse information
(Granovetter 1973; Reagans and McEvily 2003).
Capacity to combine and integrate different Reachability: The diversity of knowledge can be achieved through relationships with actors
forms of knowledge that belong to other spheres or other sub-networks (Steel and Weber 2001).
Density: Actors in a dense network have more difficulties accessing diverse forms of
knowledge as most actors have very similar backgrounds and values (Granovetter 1973;
Frank and Yasumoto 1998; Valente et al. 2007).

such as UCINET 6, designed by academics for research purposes relationships between these actors. The analysis provides
(Borgatti et al. 1999). valuable information to decision makers and managers on
Through this method, two matrices are generated: one matrix what key influent actors were excluded from the systems and
for demand of information and one matrix for supply of what new relationships should be encouraged to facilitate
information. The two matrices are then combined to generate a collaboration between key players. The analysis of the structure
single matrix (Marsden 1990). The final matrix is the result of of health systems provides information on the properties of the
the addition of the two links. In summary, the new link is system (e.g. density, centrality). Describing the strength and
N ¼ A þ B, A and B being the value of the link in the demand weaknesses of the structure of health systems can help decision
matrix and the supply matrix. The new network is transformed makers predict how an innovation can be diffused within the
into a symmetrical and dichotomized network (i.e. without system and what is the best strategy to adopt to circulate
direction of links and no strength, just zeros and ones). The information.
new matrix of the system is inserted into the software UCINET
(Borgatti et al. 2002) that helps analyse the properties of the
network.
Calculations are run by the software. The network measure Conclusion
calculated is then analysed to understand how health systems Health systems are seen as a combination of various systems
are governed. For example, in order to be able to find embedded within each other, such as public and private
multi-scale solutions to multi-scale problems, the actors of a systems, local, regional and global systems or social and
network need to be able to get access to information from organizational systems (Snijders and Doreian 2010). An event
various types of actors and not only from their close colleagues at the level of one sub-system can have an impact on another
and neighbours. This means getting access to stakeholders who sub-system and influence the behaviour of network actors. The
have access to different sources of information and different complexity and embeddedness of health systems create very
types of power (Oh et al. 2004). Access to various sources of similar challenges for analysis to the ones generated by social
information requires a high level of reachability and short networks (Laumann et al. 1983). Today, the main priorities in
distances between actors. Table 3 describes the links between international health are to scale up effective health interven-
network measures and the systems’ properties. tions in LMIC in order to reach a higher proportion of the
As a final result, health systems are then represented by population. The present paper described the origin of SNA, the
graphs showing the nature of actors involved and the added value it can represent in health systems research, health
444 HEALTH POLICY AND PLANNING

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health systems. Background document, WHO European Ministerial
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