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To cite this article: Elizabeth A. Will, Emily K. Schworer & Anna J. Esbensen (2021)
Down syndrome (DS), the leading known genetic cause of intellectual disability (ID), is
characterized by phenotypic areas of strength and challenge relative to developmental
level. One particular area of research interest within the DS behavioral phenotype is
executive function (EF), a collection of interrelated cognitive processes that facilitate
daily functioning (Diamond, 2013; Silverman, 2007). The past 10 years have seen
a substantial amount of progress in identifying areas of particular difficulty and ability
commensurate with developmental status across EFs at various points of development in
DS (Daunhauer, Fidler, Hahn, et al., 2014; Lanfranchi et al., 2010; Lee et al., 2015; Loveall
et al., 2017; Tungate & Conners, 2021). Further, we have begun to ascertain the functional
impact of specific areas of difficulty in EF on various outcomes in DS including language
acquisition (Baddeley & Jarrold, 2007), academic achievement (Will et al., 2017), and
school-participation (Daunhauer, Fidler, & Will, 2014). Although we have a relatively
thorough understanding of how EFs contribute to the execution of daily skills and
adaptive engagement in typical development (Blair & Razza, 2007; Diamond, 2013),
CONTACT Elizabeth A. Will willea@mailbox.sc.edu Department of Psychology, University of South Carolina, 1512
Pendleton St., Columbia, SC 29208.
© 2021 Informa UK Limited, trading as Taylor & Francis Group
CHILD NEUROPSYCHOLOGY 1055
less is known regarding the impact of specific EFs on aspects of daily adaptive functioning
in DS. As such, we aim to identify the relation between specific EFs and domains of
adaptive functioning to gain a more thorough understanding of the possible functional
consequences of impaired EFs in DS and potentially cultivate knowledge for intervention
targets.
Inhibition
One primary EF is inhibition, which refers to the ability to suppress a prepotent response.
Evidence on inhibition skills in DS is somewhat mixed. In children and adolescents with
DS, inhibition emerges as an area of challenge compared to matched groups with ID
without DS and typical controls of the same developmental level (Borella et al., 2013;
Costanzo et al., 2013 2013). Yet, other findings show that inhibition is commensurate
with developmental level for adolescents with DS (Carney et al., 2013; Lanfranchi et al.,
2010), both in the context of ID and TD matched comparisons. In a recent meta-analysis,
inhibition was confirmed as an area of difficulty in DS compared to matched typically
developing controls but was also confirmed to be less impaired relative to the other
primary EFs, such as shifting and working memory (Borella et al., 2013; Carney et al.,
2013; Costanzo et al., 2013; Lanfranchi et al., 2010; Tungate & Conners, 2021).
Shifting
Shifting, a second primary component of EF, is defined as the ability to efficiently and
effectively transition from one task or set of rules to another (Zelazo, 2006). Evidence on
shifting abilities in DS is also somewhat mixed (Tungate & Conners, 2021). Shifting is
characterized as an impaired EF in children and adolescents with DS relative to matched
typically developing controls (Costanzo et al., 2013; Lanfranchi et al., 2010). This pattern
has been replicated in adolescents and adults with DS compared to other individuals with
ID of the same developmental or receptive language level (Phillips et al., 2014; Rowe et al.,
2006). The results from a recent meta-analysis (Tungate & Conners, 2021) on EF in DS
1056 E. A. WILL ET AL.
provides support for shifting as an impaired EF in DS; however, only studies employing
laboratory-based measures of EF abilities were included. Contrary to these findings, the
results from studies focused on parent-reported EFs suggest that shifting may be an area
of strength relative to developmental status (Daunhauer, Fidler, Hahn, et al., 2014) as well
as other EF domains (Lee et al., 2011; Loveall et al., 2017).
Working memory
Working memory, a third primary EF, is a cognitive system used to store, process, and
update information (Baddeley & Jarrold, 2007; Baddeley & Hitch, 1974). This system can
be dissociated into two separate modalities – visual working memory and verbal working
memory (Baddeley & Jarrold, 2007; Jarrold et al., 1999; Lanfranchi et al., 2012;
Numminen et al., 2001), both of which contribute to higher-order goal-directed beha
vior. Working memory is well researched in DS and has been characterized as an area of
relative difficulty, regardless of whether measured by a lab-based task, parent report, or
teacher report (Conners et al., 2011; Daunhauer, Fidler, Hahn, et al., 2014, 2017; Lee
et al., 2015). Although individuals with DS perform slightly better on visual working
memory tasks relative to auditory working memory tasks (Lanfranchi et al., 2012, 2004;
Næss et al., 2011), performance in both of these areas lags behind typically developing
peers with the same developmental level (Borella et al., 2013; Carney et al., 2013;
Costanzo et al., 2013; Lanfranchi et al., 2012). In addition, individuals with DS show
greater impairments in working memory abilities relative to other individuals with ID
(Carney et al., 2013; Costanzo et al., 2013; Rowe et al., 2006) suggesting a specific DS EF
profile, although this is somewhat dependent on whether the task modality is verbal or
visual (Kittler et al., 2006; Rowe et al., 2006).
these specific subdomains, difficulty in this area is likely to manifest across a variety of the
domains affected by difficulties in inhibition, shifting, and working memory. Despite
some understanding of the functional consequences related to executive impairment in
DS, adaptive behavior is another domain likely affected by EFs. However, the specific
association between these phenotypic features in DS remains unclear.
Adaptive behavior
Adaptive behavior is an area of functioning critical for engaging in conceptual, practical,
and social aspects of daily life (Ditterline & Oakland, 2009; Schalock et al., 2010; Tassé
et al., 2016). Measurement of adaptive behavior typically encompasses multiple domains
of functioning, including communication, daily living skills, and socialization.
A proficient adaptive repertoire is associated with higher academic achievement
(Bornstein et al., 2013), reduced levels of maladaptive behaviors (Racz et al., 2017), and
increased independence in adulthood (Woolf et al., 2010). In general, adaptive skills are
an area of marked difficulty in DS (see Daunhauer, 2011 for review), and children with
DS show significantly reduced adaptive skills relative to chronological (Will et al., 2018)
and developmental expectations (Fidler et al., 2006). However, similar to EFs, children
with DS express a profile consisting of proficiencies as well as challenges across the
various domains of adaptive functioning (Daunhauer, 2011; Fidler et al., 2006; Van Duijn
et al., 2010). In studies drawing within-group comparisons across adaptive domains,
socialization (Dykens et al., 1994; Fidler et al., 2006; Marchal et al., 2016), and in some
cases, daily living skills (Dykens et al., 1994) emerge as stronger skills relative to com
munication abilities.
Along with a well-characterized adaptive profile in DS, there is also an understanding
of certain mechanisms contributing to adaptive impairments. Specifically, attentional
difficulties (Jacola et al., 2014), visual-motor integration (Rihtman et al., 2010), and
repetitive behaviors (Evans et al., 2014) have all been found to predict adaptive abilities
in children with DS. Yet, there is minimal evidence characterizing the relation between
specific EFs and adaptive skills in DS, with, to the best of our knowledge, only one other
study examining this association (Daunhauer et al., 2017). This particular study exam
ined effects of isolated EFs on self-care skills and found parent reported working memory
abilities to predict self-care outcomes (Daunhauer et al., 2017). While these findings
provide useful insight into the potential association of EF to adaptive skills, they are still
somewhat limited in that only one primary EF (i.e., working memory) was tested as
a predictor of only one domain of adaptive functioning (i.e., self-care). A more complete
understanding of how multiple EFs relate to the various facets of adaptive behavior can
yield insight into optimal intervention targets and strategies to improve adaptive out
comes in DS.
Methods
Participants
Table 1 presents full participant characteristics. Participants included 68 children with
DS between 6 and 17 years old (CAm = 12.56; IQm = 43.83). The sample was relatively
evenly split across sex (53% male), but primarily Caucasian (88.2%; 3.0% African
American; 4.4% Asian; 4.4% Other) and non-Hispanic (92.6%). Data from the partici
pants included in the current study is also reported in two other studies focusing on the
psychometric evaluation of neuropsychological measures in DS (Schworer et al., 2021).
Five individuals who participated in the study were excluded from analyses because they
Table 1. Participant characteristics and mean scores for measures of executive func
tion, adaptive behavior, and ADHD symptomatology, n = 68.
Mean (SD) Minimum Maximum
Chronological age 12.56 (3.22) 6 17
SB-5 ABIQ 48.83 (4.91) 47 76
BRIEF-2 (T scores)
Inhibit 56.25 (10.46) 37 87
Self-Monitor 61.99 (9.41) 39 80
Shift 61.82 (11.11) 44 87
Emotional Control 51.49 (9.28) 40 74
Initiate 61.63 (10.77) 39 90
Working Memory 62.60 (8.85) 42 89
Plan/Organize 57.38 (9.83) 37 80
Task-Monitor 61.34 (8.93) 38 77
Organization of Materials 53.99 (8.79) 38 88
VABS-III ABC standard score 68.60 (10.87) 29 95
Communication standard score 64.19 (15.89) 20 91
Daily Living standard score 66.57 (14.32) 32 104
Socialization standard score 74.10 (13.20) 27 98
Vanderbilt Inattention Sum 11.39 (4.80) 1 23
SB-5 Deviation ABIQ = The Stanford-Binet Intelligence Scales – Fifth Edition abbreviated battery IQ;
BRIEF-2 = Behavior Rating Inventory of Executive Function – Second Edition; VABS-III ABC = Vineland
Adaptive Behavior Scales – 3rd Edition Adaptive Behavior Composite
CHILD NEUROPSYCHOLOGY 1059
were missing one or more of the parent report questionnaires and analyses required
complete data for those study measures.
Procedures
Procedures for this multi-site study were approved by the Streamlined, Multisite,
Accelerated Resources for Trials (SMART) IRB platform. Participants were recruited
through local DS organizations and a medical center to take part in a larger longitudinal
study on cognition in DS. To be eligible for the study, participants were required to speak
English as their primary language and have a parent reported nonverbal mental age of
approximately 36 months to compete neuropsychology assessments in the larger long
itudinal study. Documented diagnosis of DS was also required for participation. Study
visits took place at a medical clinic or university laboratory located in midwestern and
western US cities. Data from the first visit of the longitudinal study were used in the
current study. Parents of participants provided written consent and filled out question
naires on their child’s daily EF skills, adaptive behavior, and ADHD symptomatology.
Participants engaged in a larger battery of neuropsychological assessments, including an
assessment of IQ for the purposes of this study.
Measures
Cognitive ability
The Stanford-Binet Intelligence Scales – Fifth Edition (SB-5; Roid, 2003) was used as
a measure of IQ to describe the participant sample. The SB-5 is a standardized measure of
intelligence and the abbreviated battery IQ (ABIQ) was administered, which includes one
nonverbal subtest (Fluid Reasoning) and one verbal subtest (Knowledge). Reliability for
the ABIQ is high (r = 0.85–0.96) and correlations are strong between the ABIQ and full-
scale IQ (r = 0.89) in other clinical samples (Twomey et al., 2018). Three participants
were missing the SB-5 ABIQ.
Executive functions
Executive function skills were measured using the Behavior Rating Inventory of
Executive Function – Second Edition (BRIEF-2; Goia et al., 2015). The BRIEF-2 is
a standardized parent or teacher report measure of daily EF skills consisting of 63
items which are rated on a 3-point likert scale indicating how frequently a child engages
in a given behavior: never (0), sometimes (1), or often (2); thus, higher scores indicate
greater EF difficulties. The parent-report BRIEF-2, used in the present study, measures
EF skills across three indices: Behavior Regulation (Inhibit, Self-Monitor), Emotion
Regulation (Shift, Emotional Control), and Cognitive Regulation (Initiate, Working
Memory, Plan/Organize, Task-Monitor, Organization of Materials). The BRIEF-2 parent
form has high internal consistency (α = 0.76–0.97) and stable test–retest reliability
(r = 0.67 to 0.92). Previous research establishes the BRIEF (largely similar to the
BRIEF-2) as an appropriate measure of EF in children and adolescents with DS
(Esbensen et al., 2019). For the purposes of this study, index sub-domain T scores
(M = 50; SD = 10) were used as predictors of adaptive behavior outcomes to determine
the isolated effect of specific EFs on adaptive behavior domains. This approach provided
1060 E. A. WILL ET AL.
predictive value for each primary EF – Inhibit, Shift, and Working Memory – as well as
their proximally associated EFs (i.e., Self-Monitor, Emotional Control, Initiate, Plan/
Organize, Task-Monitor, and Organization of Materials).
Adaptive behavior
Adaptive behavior was measured using the Vineland Adaptive Behavior Scales – 3rd
Edition (VABS-III; Sparrow et al., 2016) Parent/Caregiver Form. The VABS-III caregiver
form is a parent report questionnaire that comprehensively measures adaptive behavior
across four domains including Communication, Socialization, Daily Living Skills, and
Motor Skills. Items are scored on an ordinal scale which indicates the frequency at which
the individual independently performs a skill – usually (2), sometimes (1), or never (0).
The VABS-III provides domain standard scores and an overall composite score, the
Adaptive Behavior Composite, each of which have a mean of 100 and standard deviation
of 15. Caregiver form test–retest reliability (r = 0.64–0.94) and internal consistency
(α = 0.95–0.99) are high and the VABS-III is suitable for assessing adaptive skills in DS
(Esbensen et al., 2017). Due to availability of data, the Communication, Socialization, and
Daily Living scores were used in analyses and all analyses used standard scores.
Inattention
The Vanderbilt ADHD Parent Rating Scale (Wolraich et al., 2003) provided a measure of
inattention, which was used in post-hoc moderation analyses (see Data Analyses) to
determine whether significant associations between domains of EF and adaptive behavior
varied as a function of attentional difficulties. The Vanderbilt ADHD includes domains
across Inattention, Hyperactivity, Conduct/oppositional, and Anxiety/Depression.
Parents rate ADHD symptoms on a 4-point Likert scale of 0 to 3 which indicates whether
the symptom occurs: never (0), occasionally (1), often (2), or very often (3) and assesses
level of functional impairment as a result of symptoms. The measure is psychometrically
sound, with high internal consistency (alpha >0.80), reliability and validity (r > 0.80) and
has been recommended for use in individuals with ID (Esbensen et al., 2017). For the
purposes of this study, the summed score of the nine inattention items was used as an
indicator of inattention.
Data analyses
All data were examined for normality of distribution and descriptive statistics were
computed (see Table 1). Preliminary bivariate correlations were tested to determine the
magnitude of correlation between IQ and BRIEF-2 index subdomains, and IQ and
adaptive behavior domains, respectively. As anticipated, IQ was moderately correlated
with all adaptive domains (rs = 0.25–0.36; p-values = .003 – .045). However, IQ was not
significantly correlated with any EF subdomains on the BRIEF-2 (rs = −0.14–0.23; all p-
values > .05) and was therefore determined to not be a potential confound of the
association between EFs and adaptive behavior. We also evaluated CA as a potential
covariate, but no significant correlation was identified between CA and any EF index
subdomain (r = −0.21 – 0.12; all p-values > .05). Given intercorrelations among BRIEF-2
index subdomains (r =0.29–0.73; p-values< .001), we elected to use multivariate regres
sion models. This modeling approach accounts for potential issues of multicollinearity by
CHILD NEUROPSYCHOLOGY 1061
yielding the isolated effects of a single independent variable on a single outcome (Johnson
& Wichern, 2007). To maximize statistical power, three separate multivariate models
were estimated in accordance with the three BRIEF-2 index domains: 1) a Behavior
Regulation model, which included Inhibit and Self-Monitor subdomains as predictors; 2)
an Emotion Regulation model that included Shift and Emotional Control subdomains as
predictors; and 3) a Cognitive Regulation model, which included Initiate, Working
Memory, Plan/Organize, Task-Monitor, and Organize Materials subdomains as predic
tor variables. In each of these models, Communication, Daily Living, and Socialization
standard scores were regressed on each set of predictors associated with the BRIEF-2
Indices (i.e, Behavior, Emotion, and Cognitive Regulation). Using a multivariate regres
sion approach enabled us to determine the unique predictive value and variance
accounted for (ηp2) by each specific EF on each domain of adaptive functioning.
Further, effect sizes (ηp2) provided information on the salience of each EF for each
adaptive domain and enabled comparisons across EFs that were not included in the
same model.
Finally, significant associations identified between specific EF index subdomains and
adaptive domains prompted post-hoc analyses of the effect between specific EFs and
adaptive domains being moderated by degree of inattention as measured by the
Vanderbilt ADHD parent rating form. We estimated post-hoc moderated regression
models to test whether the effect of EF on adaptive behavior varied as a function of
inattention. Results are outlined below.
Results
Behavior regulation index
The first multivariate regression model tested effects of Inhibit and Self-Monitor on
adaptive behavior domains outcomes. Results showed no significant findings of either
Discussion
This study presents new findings regarding the influence of specific EF components on
adaptive behavior domains in children and adolescents with DS. Shifting and working
memory, two of the three primary EFs, were related to several aspects of adaptive
functioning. BRIEF-2 Working Memory emerged as the most salient predictor across
each model, relating to all three adaptive domains – Communication, Daily Living Skills,
and Socialization – and demonstrating the largest effect sizes. Although attentional
capacities fundamentally support executive skills, inattention was not found to signifi
cantly moderate effects between EF components and adaptive domains in our post-hoc
analyses. Interestingly, no other EFs, primary or proximal, on the BRIEF-2 significantly
related to domains of adaptive skills. Collectively, these findings are relatively consistent
with prior work on EF in DS, and they provide insight into the nature and association
between EF and adaptive skills that can inform targets for intervention.
Our findings also highlight a relation between shifting and socialization skills in DS,
and, more specifically, showed that greater difficulties in shifting were associated with
lower socialization skills. Within a social context, shifting is required to hold
a conversation that may transition across various topics, or to maintain interaction
across multiple social partners. Thus, our findings suggest that the shifting difficulties
experienced by children with DS may affect the complexity of their social interactions
and consequently hinder the development of more advanced social skills and/or social
relationships in later development. Shifting difficulties are shown to increase in DS at the
same developmental period in which social demands increase – adolescence (Loveall
et al., 2017). It may be the case that as social expectations increase with age and
development, demands exceed social capabilities of older children and adolescents with
DS due to their challenges with cognitive shifting.
into incremental parts, thus failing to capture the full skill expression that higher-order
EFs would require. Alternatively, it could be the case that because primary EFs are
foundational, they have a greater association to adaptive skills.
some limitations. Primarily, our findings are restricted to the specific characteristics of
the included sample and measurement approaches. Our study also lacked a comparison
group, either to typical development, or another group with a neurogenetic condition,
which restricts the generalizability of our findings to some degree. Finally, our measures
consisted of parent-report instruments which introduces the possibility of shared method
variance contributing to effects, and may also provide a narrow assessment of the nature
or degree to which EF impacts adaptive skills in DS.
Despite these few limitations, our findings provide several avenues for future
research. Future work should aim toward replication of our findings with laboratory-
based EF measures and also focus on identifying longitudinal age-related trends in
EFs and influences on adaptive functioning. These efforts, provided findings are
replicated, would further strengthen support for the evident relation between EFs
and adaptive functioning identified in our study. Additionally, future work should
investigate the extent to which our findings may be specific to DS, or to ID more
broadly, which could inform syndrome-specific intervention targets. Finally, EF
training programs, and perhaps working memory training programs more specifi
cally, should be further tested to confirm the potential efficacy in not only improving
working memory, but also targeting adaptive behavior skills for children and/or
adolescents with DS.
Disclosure statement
No potential conflict of interest was reported by the author(s).
Funding
This manuscript was prepared with support from the Eunice Kennedy Shriver National Institute of
Child Health and Human Development of the National Institutes of Health [F32HD097877, Will
PI; L40 HD103202, Will PI; R01 HD093754, Esbensen PI] and the National Institute of Mental
Health [L40 MH117727, Will PI]. The content is solely the responsibility of the authors and does
not necessarily represent the official views of the National Institutes of Health. This research would
not have been possible without the contributions of the participating families and the community
support.
1068 E. A. WILL ET AL.
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