Professional Documents
Culture Documents
Lindo 2016
Lindo 2016
Documentation is an essential tool in the nursing nurses” cannot be underemphasized (Inan & Dinç, 2013,
profession, providing the structural, consistent, and effec- p. 87).
tive communication required for the delivery of quality National policy should be driven by generalizable
patient care that meets professional and legal standards evidence. Local evidence garnered from a review of 90
(Jefferies, Johnson, & Griffiths, 2010; Urquhart, Currell, patients’ records at a public hospital in Western Jamaica
Grant, & Hardiker, 2009; Wang, Hailey, & Yu, 2011). revealed inadequacies in the use of the nursing process,
Scholars have defined nursing documentation as a and identified significant weaknesses regarding patient
written or electronic communication tool that generates education and discharge planning (Blake-Mowatt et al.,
information about a patient and is typically used to 2013). The singleness of the institution studied and the
describe the patient’s care and response to treatment limited study sample size prohibit inferences about nurs-
(Wang et al., 2011). It is estimated that nurses spend ing documentation at the national level. This follow-up
approximately 15% to 25% of each shift documenting study sought to describe paper-based nursing documen-
patient care (Wang et al., 2011). Multiple factors can tation of the care of adult patients admitted on medical
affect the quality of nursing documentation, including wards at three Type B public hospitals across Jamaica.
the level of staffing, and education and training of nurses
(Blake-Mowatt, Lindo, & Bennett, 2013; Wang et al.,
2011). Methods
Information gathered or mined from nursing doc- Study Design
umentation may be used as a proxy of the quality of
care given (Collins et al., 2013), particularly the use of A descriptive cross-sectional audit of nurses’ documen-
elements of the nursing process (Wang et al., 2011). tation was conducted. An audit entails a systematic, inde-
Advocates of Universal Health Coverage suggest the pendent, and documented process of evaluation through
selection of measurable indicators such as nursing docu- which one can objectively determine whether the audit
mentation to assist in determining the overall quality of criteria are fulfilled (Domingues, Sampaio, & Arezes,
care delivered to clients (Dye et al., 2013). Additionally, 2011). This process allows health workers to determine
the Joint Commission, has listed patient and family the need for changes in current practice (Kirrane, 2001).
education outcomes as essential focus areas for quality As in other low- and middle-income countries,
of care surveys (Joint Commission on Accreditation of research mentorship and financing for nursing research
Healthcare Organizations, 2009). Regulatory bodies in can be challenging (Edwards, Webber, Mill, Kahwa, &
the United States continue to advocate for electronic Roelofs, 2009). Through a mutually beneficial partner-
health records, citing benefits of increased patient safety, ship, the study allowed research capacity building among
quality of care, and opportunity for research (Adler- junior faculty who were mentored during the research
Milstein et al., 2014). Notwithstanding, more than half process and facilitated the learning experiences of under-
of U.S. hospitals continue to use paper-based documen- graduate students enrolled in a research methods course
tation (DesRoches et al., 2013). Likewise, paper-based (data collectors).
documentation remains common in sections of countries
such as Germany, the United Kingdom (Ammenwerth,
Setting and Population
Mansmann, Iller, & Eichstädter, 2003; Nursing and Mid-
wifery Council, 2010), and most low- and middle-income Type B public hospitals were selected from three of the
countries (Nakate, Dahl, Petrucka, Drake, & Dunlap, four health regions in Jamaica. A Type B health agency
2015). offers medicine, general surgery, obstetrics and gynecol-
The Jamaican healthcare system primarily employs a ogy, and pediatric services and refers high-risk patients to
paper-based health record system and is burdened by larger specialist hospitals (The Health Sector Task Force,
the high prevalence of diabetes, cardiovascular diseases, 2009). Hospitals selected were located in proximity to
and other chronic diseases, often requiring prolonged the three schools of nursing and had a combined total of
and or repeated hospital admissions (Boyne, 2009). seven adult medical units. Each unit had a bed capacity
Nurses must therefore play a critical role in advanc- of 70 to 109, with a combined total of 276 beds at full ca-
ing the health of the population by providing a high pacity. Hospital policy requires only licensed personnel to
quality of care that enables optimal patient outcomes. participate in nursing documentation and an average staff
Policy development regarding the monitoring of nurs- patient ratio of 1:4–6 on medical wards at government-
ing documentation and buttressing the importance of operated hospitals. However, in the presence of the per-
“documentation and record keeping qualities in nursing sistent nursing shortage, nurses are often assigned many
practice, nursing education, and continuing education of more than six patients. Typically, the units are staffed
primarily with registered nurses; however, across hospi- tient and is commonly used by nurses caring for patients
tals the nursing staff often included up to 25% enrolled (CRNBC, 2013) and closely resembles the SOAPIE
assistant nurses (similar to a licensed practical nurse). method. Section C of the tool assessed the meeting of
the standard requirements for documentation in nursing
such as the presence of date and time (mainly applicable
Sample and Sampling Strategy
to paper-based records; Wang et al., 2011). Section D
Using a margin of error of 5%, confidence level of 95%, reviewed the presence of patient teaching and discharge
and response distribution of 50%, the recommended planning within 72 hr of admission. The documentation
minimum sample size was 187. To account for cluster- entries were rated based solely on the absence or pres-
ing and variations at the hospital level, a design effect ence of the specific entries, reducing the probability of
of 0.3 was added, resulting in a final sample of 244. A interrater reliability issues.
multilevel sampling strategy was employed. Three hospi-
tals were purposely selected based on their Type B status,
Validity and Reliability
the health regions, and their capacity to facilitate nursing
students’ senior clinical experience. All seven adult med- The Ministry of Health Jamaica has developed and
ical units (female, male, and mixed) were selected, and validated an audit tool for nurses’ documentation, which
a proportionate sample was then calculated to determine is used in the country’s hospitals (Ministry of Health
the number of patient records to be audited: 100, 66, and Jamaica, 2008). Furthermore, Blake-Mowatt et al.
78 from Hospitals 1, 2, and 3, respectively. The criteria (2013) described pretesting of the instrument in a similar
for selection included medical records of patients admit- setting and reported adequate reliability and validity.
ted to the adult medical units at the hospitals during the However, a primary concern of the study was interrater
period February 1 to April 30, 2015, with a hospitalized reliability. Consequently, multiple strategies (described
stay of 4 or more days. Records of patients admitted to the in the ensuing Data Collection section) were employed
medical units at the institution over the 3-month period to successfully address same.
were made available by the medical records clerks, and
records were then selected based on the stated inclusion
Data Collection
criteria.
Final year undergraduate nursing students enrolled in
a research methods course were trained as data collec-
Data Collection Measures
tors. Students attended a 1-day training workshop that
The records were reviewed using an audit instrument included a lecture on nursing documentation, a review
from the Nursing Policy Manual, Ministry of Health of the nursing process, role play, demonstration, and
Jamaica (Ministry of Health Jamaica, 2008) that was return-demonstration using two mock records for which
strengthen base on a review of the literature (Björvell, data extraction was successfully completed by each stu-
Wredling, & Thorell-Ekstrand, 2003; Blake-Mowatt dent as assessed by faculty.
et al., 2013; Jefferies, Johnson, & Nicholls, 2011; Paans, The probability of duplication of data collection was re-
Sermeus, Nieweg, & Van Der Schans, 2010; Wang et al., duced by inserting green slips of paper in the record, indi-
2011). The audit instrument included four sections cating the date when the record was audited by the team.
(A–D): Section A described nursing history and assess- Data extraction was done at the institutions and always
ment at admission. Section B ascertained the nursing in the presence of at least one of four nursing faculty
care framework (SOAPIE/SOAPIER or ADPIE) used members who monitored the process, acted as resource
in the nursing documentation. The SOAPIE/SOAPIER persons, and audited a minimum of 10% of the records.
framework is a problem-oriented approach to documen- All data extraction sheets were then centrally collected
tation that allows the nurse to organize the nursing notes and reviewed by the lead researchers. This process high-
and is recommended by the Ministry of Health, Jamaica. lighted variances in data collection and extraction at one
The College of Registered Nurses of British Columbia of the three study sites and resulted in a re-audit of all
(CRNBC, 2013, p. 14) describes the elements of the records selected at that site.
SOAPIE documentation: “S = subjective data, O = ob-
jective data,A = assessment, P = plan, I = intervention,
Data Analysis
E = evaluation and R = revision.” This section also sought
answers to questions relating to the use of the nursing Data were analyzed using the IBM SPSS Statistics ver-
process, which includes the assessment, diagnosing, plan- sion 19 (IBM Corp., Armonk, NY, USA). Descriptive
ning, implementation, and evaluation (ADPIE) of the pa- statistics were used to summarize the data and nurses’
Documentation of patient
history by the nurse
Chief complaint 89 (74.8) 47 (83.9) 64 (91.4) 200 (81.6) .015
History of present illness 95 (79.8) 39 (69.6) 59 (84.3) 193 (78.8) .126
Past health history 92 (77.3) 46 (82.1) 56 (80.0) 194 (79.2) .749
Family health history 18 (15.1) 0 (0.0) 9 (12.9) 27 (11.0) .010
Psychosocial history 13 (10.9) 0 (0.0) 11 (15.7) 24 (9.8) .011
Biographical data
Age 108 (90.8) 55 (98.2) 65 (92.9) 228 (93.1) .193
Sex 103 (86.6) 55 (98.2) 57 (81.4) 215 (87.8) .014
Marital status 43 (36.1) 2 (3.6) 30 (42.9) 75 (30.6) .0001
Number of children 3 (2.5) 1 (1.8) 3 (4.3) 7 (2.9) .672
Occupation 26 (21.8) 1 (1.8) 17 (24.3) 44 (18.0) .001
Education 2 (1.7) 0 (0.0) 1 (1.4) 3 (1.2) .630
Religious affiliation 23 (19.3) 2 (3.5) 15 (21.4) 40 (16.3) .012
Living accommodations 13 (10.9) 1 (1.8) 25 (35.7) 39 (15.9) .0001
Patient assessment
Physical assessment 98 (82.4) 56 (100.0) 68 (97.1) 222 (90.6) .0001
Method of physical
assessment
Systemic 29 (27.6) 16 (30.2) 8 (11.4) 53 (23.2)
Focused 29 (27.6) 25 (47.2) 30 (42.9) 84 (36.8) .013
Head to toe 35 (33.3) 9 (17.0) 23 (32.9) 67 (29.4)
Combination 12 (11.4) 3 (5.7) 9 (12.9) 24 (10.5)
Checklist used 3 (2.8) 0 (0.0) 6 (8.6) 9 (3.9) .035
adherence to hospital guidelines. The chi square test was Hospital 1 and shortfalls of 10 and 8 from Hospitals 2 and
used to compare variables across hospitals. 3, respectively.
Table 2. Distribution of Medical Records With Nursing Documentation Adhering to Selected Ministry of Health Standards of Nursing Documentation
Writing of the record is legible 109 (92.4) 45 (80.4) 59 (88.1) 213 (88.4) .069
Erasure line present 87 (75.0) 47 (83.9) 14 (28.6) 148 (67.0) .0001
Error(s) properly corrected 35 (46.1) 18 (40.9) 35 (68.6) 88 (51.5) .012
All documentation
Timed 116 (98.3) 56 (100.0) 67 (100.0) 239 (99.2) .350
Dated 118 (99.2) 52 (92.9) 67 (100.0) 237 (97.9) .009
Printed name 33 (28.7) 6 (10.7) 36 (59.0) 75 (32.3) .0001
Signed 118 (100.0) 56 (100.0) 67 (100.0) 241 (100.0) —
Designation of recording nurse 65 (56.5) 41 (73.2) 39 (73.6) 145 (64.7) .031
education, religious affiliation, and living accommoda- process, and plan of care. Finally, less than 15% of med-
tions were observed in less than a third of the records. ical records audited reflected evidence of discharge plan-
ning within 72 hr of admission. The stark weaknesses
in the documentation of discharge planning and patient
Documentation of Patients’ Assessment teaching at the institutions studied has negated the rele-
The study sought to determine whether nurses docu- vance of further analysis at this level.
mented the physical assessment of patients within the
first 24 hr of admission. Ninety percent of records had
evidence of physical assessment being done and reflected Discussion
varying types of assessment (focused 36.8%; head to toe
The results of this study reflected statistically significant
29.4%; systemic 23.2%; combination 10.5%), with 3.9%
differences in specific elements of nursing documenta-
indicating the use of a checklist.
tion at the institutional level. For example, at Hospital 1,
15% of records reflected the clients’ family history, while
Nursing Care Framework none of the records audited at Hospital 2 had the family
history recorded. Both were woefully inadequate, with
The instrument sought to determine the organizing major implications for the quality of client assessment
framework that governed the nurses’ documentation. and subsequent plan of care. Consequently, the trends
Less than 10% of notes had the explicit subjective and noted across institutions were summarized to create a na-
objective statements of SOAPIE, and 29% included tional perspective of the strengths and weaknesses in the
a nursing diagnosis. Eleven dockets (4.5%) reflected nurses’ documentation among hospitals across Jamaica.
nurses’ goal, intervention, and evaluation in document- The complex task of nursing documentation is often
ing client care in the first 24 hr of admission. guided by the nursing process, a framework for solving
patient care problems, and ensuring the provision of high
Nursing Documentation Standards quality nursing care (Yildirim & Ozkahraman, 2011). In
the current study, less than 5% of the dockets reflected a
Almost all of the records assessed had been timed goal, intervention, and evaluation in documenting client
(99.2%), dated (97.9%), and signed (100.0%) by a nurse, care in the first 24 hr of admission. Nurses are required to
whilst only a third of records had a printed name present determine whether the desired outcomes are achieved,
(Table 2). Some variations were found in nursing doc- the effectiveness of the interventions, and whether
umentation standards, as the use of erasure lines at the changes need to be made in the proposed plan of care
institutions reflected rates of 29% to 83% and improp- (Yildirim & Ozkahraman, 2011, p. 261). Paans et al.
erly corrected errors (41%–69%).
As shown in Table 3, only 4 (1.7%) of the medi- Documentation % Within 24 hr (n) % Within 72 hr (n)
cal records audited reflected evidence of patient teach-
Patient teaching 1.7 (4) 4.2 (10)
ing within 24 hr of admission (all were from Hospital 1).
Discharge planning — 13.5 (33)
Topics taught included medication, patient safety,disease
(2010, p. 2486) hypothesize that “expert nurses know implementation of computerized systems may be pro-
what steps can be safely skipped, combined, or delayed.” hibitive in these practice settings.
However, the lack of comprehensive documentation Although nurses are aware of the importance of
could present a challenge to junior nurses, has significant documentation, gaps in this area of practice have
legal implications, and may affect communication among been described in studies conducted in Iran (Dehghan,
members of the healthcare team (Jefferies et al., 2010; Dehghan, Sheikhrabori, Sadeghi, & Jalalian, 2013; Jasemi
Wang et al., 2011). et al., 2012), Ghana (Asamani et al., 2014), Turkey
The records reviewed revealed high rates of docu- (Inan & Dinç, 2013), Australia, the United Kingdom,
mentation of the patients’ physical assessment as more and the United States (Wang et al., 2011). The fail-
than 90% of the records demonstrated the conduct of ure of nurses to adequately document patient teaching
a patient assessment within 24 hr of admission. These and discharge planning noted in this study has been re-
findings are consistent with those of the review of 90 ported in other settings (Ehrenberg, Ehnfors, & Ekman,
patients’ records in Western Jamaica (Blake-Mowatt 2004; Paans et al., 2010). Flagrant absences of doc-
et al., 2013), a Brazilian hospital based audit (Borsato, umentary evidence regarding patients’ achievement of
Rossaneis, Haddad, Vannuchi, & Vituri, 2011), and a shared understanding about their treatment may be
review done in the Netherlands (Paans et al., 2010) in viewed as a lack of patient centeredness (Flink et al.,
which 74% to 90% of records reflected documented 2015) and is unfortunate given the importance of self-
admission data. Nurses have been shown to demonstrate management among patients living with chronic diseases
a preference for documenting patient assessments and (Boyne, 2009).
interventions (Kirrane, 2001). Failure to communicate via documentation is likely
Patient assessment influences the quality of care to contribute to poor health outcomes and increased
provided for patients as clinicians rely on assessment levels of patient dissatisfaction (Goodman, Fisher, &
data to make appropriate patient diagnoses and treat- Chang, 2013; Knier, Stichler, Ferber, & Catterall, 2015),
ment decisions (Munroe, Curtis, Considine, & Buckley, as incomplete or unclear documentation impedes com-
2013). Likewise, changes in the patient’s condition munication process among health practitioners (Törnvall
are detected through the assessment process and has & Wilhelmsson, 2008). It is therefore commendable that
obvious implications for the timeliness of care (Hoffman, the majority of the records reviewed were deemed legi-
Aitken, & Duffield, 2009). Recent evidence has identified ble, dated, and signed, thus meeting international stan-
links between patient mortality outcomes and nursing dards (College of Registered Nurses Association of Nova
documentation patterns and underscores the importance Scotia, 2012; College of Registered Nurses of British
of patient assessments, particularly in inpatient settings Columbia, 2013; Ministry of Health Jamaica, 2008). This
(Collins et al., 2013). In the current study, the major- is expected to facilitate continuity of patient care and
ity of records audited reflected a focused assessment; maintain safety, especially in case of emergencies (Inan
this is in contrast to hospital policy, which requires a & Dinç, 2013), and reduce errors related to miscommu-
head-to-toe assessment, and appeared to differ from the nication (Inan & Dinç, 2013; Törnvall & Wilhelmsson,
nurses’ notes written in Ghana, where a narrative form is 2008). These findings present a sharp contrast to other
typically seen (Asamani, Amenorpe, Babanawo, & Ansah developing settings where the majority of nurses’ notes
Ofei, 2014). were unsigned (Asamani et al., 2014). Nevertheless, er-
The incompleteness of patients’ admission assessment rors made were appropriately corrected in only half of
data was notable as nurses tended to document patients’ the records; this could lead to unwarranted exposure to
age, sex, chief complaint, history of present illness, and liability (Austin, 2011).
past history but were less inclined to document family Audit exercises should consider the historic evolution
and psychosocial history, number of children, and ed- of subsystems and must be contextualized (Domingues
ucation. Jasemi, Zamanzadeh, Rahmani, Mohajjel, and et al., 2011). There is consensus that “nurses bear a large
Alsadathoseini (2012) reported insufficient information burden in both managing and implementing the inter-
in 71.1% of nursing assessment records audited in an disciplinary team’s plan for the patient” (Keenan, Yakel,
Iranian hospital. In first-world settings, successful ef- Tschannen, & Mandeville, 2008, p. 1). Nurses may find it
forts to improve the completeness of nursing documenta- necessary to neglect the comprehensiveness of documen-
tion to address this issue included the implementation of tation in order to administer direct patient care (Gugerty
electronic documentation systems (Björvell et al., 2003). et al., 2007); therefore, nurses may have conducted pa-
Nurses in developing countries must strive to under- tient teaching but failed to document these activities. The
stand the factors that influence nurses’ attitudes towards nurses’ level of experience may influence the complete-
documentation (Asamani et al., 2014), since the cost of ness of nursing documentation (Hoffman et al., 2009). A
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