Professional Documents
Culture Documents
6 2001
Abstract: The American Association of Hip and Knee Surgeons (AAHKS) distributed
a survey to its members exploring practice patterns implemented to prevent venous
thromboembolic disease (VTED) in patients undergoing total hip arthroplasty (THA)
and total knee arthroplasty (TKA). Of 720 (33%) members, 236 responded. Prophy-
laxis was prescribed for 100% of patients during the course of hospitalization for THA
and TKA. Warfarin was the commonest pharmacologic treatment used for THA
(66%) and TKA (59%) patients. Low-molecular-weight heparin was used in 16% of
THA patients and 18% of TKA patients. The most commonly employed mechanical
modality was pneumatic devices in THA (51%) and TKA (50%). Universal accep-
tance of the need for prophylaxis administration for patients undergoing THA and
TKA is shown. The method and duration remain highly variable; although the
survey illustrates such variation, it suggests there is no one best method of prophy-
laxis. Key words: venous thromboembolic disease, total hip arthroplasty, total knee
arthroplasty, prophylaxis, AAHKS.
Prevention of venous thromboembolic disease geons exert to prevent these complications from oc-
(VTED) in the postoperative total joint arthroplasty curring. Surgeon behavior is modified by past experi-
patient is a major focus of investigators, surgeons, ence with VTED, complications from prescribed
and the pharmaceutical industry. The impact of this prophylactic and therapeutic means, and risk/benefit
emphasis can be measured by the effort that sur- analysis of prophylaxis versus VTED impact presented
in the literature. Practice patterns have been evalu-
ated in the general surgical and orthopaedic surgical
From *Michigan State University, East Lansing, MI, †University of literature, revealing an increased use of some form of
Iowa Medical Center, Iowa City, IA, ‡Department of Orthopaedic prophylaxis in these specialties. Simon and Stengle in
Surgery, Lahey Clinic Medical Center, Burlington, MA, §Akron, OH; 1974 [1] and Paiement et al in 1987 [2] published
㛳Jacksonville, FL, ¶Halifax, NS, Canada, and #Tallahassee Orthopaedic
Clinic, Tallahassee, FL. survey results showing a growing acceptance for
Submitted August 15, 2000; accepted March 30, 2001. VTED prophylaxis in patients undergoing hip arthro-
No benefits or funds were received in support of this study.
Reprint requests: J. Wesley Mesko, MD, Michigan Orthopedic
plasty surgery during these 2 time periods. The
Center, 2901 Stabler Street, Lansing, MI 48910. E-mail: present study describes current opinions and practice
WMESKO@JUNO.COM patterns regarding VTED prophylaxis of a group of
Copyright © 2001 by Churchill Livingstone威
0883-5403/01/1606-0001$35.00/0 orthopaedic surgeons who perform high volumes of
doi:10.1054/arth.2001.25506 joint arthroplasty surgery.
679
680 The Journal of Arthroplasty Vol. 16 No. 6 September 2001
Fig. 1. Frequency of bleeding complications with the use of warfarin (Coumadin), aspirin (ASA), and low-molecular-
weight heparin (LMWH).
an average of 4.7 weeks (mean, 4 weeks). Of re- stockings, 78.4% (76 of 97) preferred thigh-high
spondents, 26.2% (44 of 168) of respondents in- stockings, whereas 21.6% (21 of 97) preferred
structed their patients to wear TED stockings, with knee-high stockings. As in THA patients, all re-
thigh-high stockings more popular than knee-high sponding surgeons prescribed at least 1 means of
stocking by 3:1. Patients were instructed to wear prophylaxis while patients were hospitalized for
the stockings for a mean of 16 h/d, for a mean of 28 TKA. After hospital discharge following TKA,
days postdischarge. 44.1% (104 of 236) of the respondents prescribed
TKA patients were prescribed an average of 2.0 warfarin, 38.5% (91 of 236) prescribed aspirin,
modalities of prophylaxis while in the hospital. The 11% (26 of 236) prescribed LMWH, and 6% (14 of
most commonly prescribed prophylaxis regimens 236) prescribed no prophylaxis.
were warfarin (59.6% [139 of 233]), pneumatic Surgeons who prescribed warfarin sought to
devices (50.2% [117 of 233]), and TED stockings maintain the patient’s international normalized ra-
(41.6% [97 of 233]). LMWH was prescribed for tio (INR) at a median of 2.0 with a prothrombin
18% (42 of 233), unfractionated heparin was pre- time of 16.0 seconds. Of surgeons who adminis-
scribed for 4.3% (10 of 233), and aspirin was pre- tered warfarin on an outpatient basis, 69% (107 of
scribed for 18.4% (43 of 233). For surgeons who 153) personally monitored and adjusted the INR
prescribed pneumatic stockings, 50.4% (59 of 117) level. This monitoring was conducted weekly in
used foot pumps, 25.6% (30 of 117) used knee- 34% (46 of 134) and twice weekly in 39% (53 of
high devices, and 24.8% (29 of 117) used thigh- 134) of responding surgeons who chose to follow
high devices. For surgeons who prescribed TED the levels. Of surgeons, 19% (28 of 153) delegated
682 The Journal of Arthroplasty Vol. 16 No. 6 September 2001
Fig. 2. Frequency of a hematoma with the use of warfarin (Coumadin), aspirin (ASA), and low-molecular-weight
heparin (LMWH).
this duty to a primary care provider, and the re- duration of warfarin (73% [95 of 132]) was the
maining 12% (19 of 153) gave other health care most frequently cited regimen for high-risk pa-
providers this responsibility. Of the respondents, tients. Modifications included preoperative dosing,
61% (113 of 186) instructed their patients to limit more meticulous monitoring often delegated to an
sitting in a chair to a median of 1 hour; 72% (132 of internist, dosing to achieve a consistent INR of 2 to
184) limited riding in a car to a median of 1 hour. 3 postoperatively, or longer duration of prophy-
These limitations were encouraged for a median of laxis. Of surgeons, 13% (17 of 132) employed pro-
6 weeks from surgery. longed treatment of LMWH, 25% (33 of 132) used
vena caval filter, and 9% (13 of 132) used unfrac-
Management of Higher Risk Patients tionated heparin, often given intravenously during
Of surgeons, 74% (126 of 170) identified patients surgery. Stacked therapies were used more often,
with higher risk for postoperative VTED and mod- combining pneumatic devices, fractionated hepa-
ified their prophylaxis routine to provide what they rin, or unfractionated heparin immediately postop-
believed to be greater coverage than for patients eratively in a therapeutic dose concomitantly with
with less risk. Identified high-risk factors included warfarin until the INR had risen to a therapeutic
a past history of ⬎1 VTED episode (81% [145 of range.
180]) and past history of a single venous thrombotic When a suspicion of deep venous thrombosis
event with or without a documented pulmonary arose, venous ultrasound was the most commonly
embolus (54% [97 of 180]). Less commonly, obe- used investigative tool. Venograms were ordered
sity, malignancy, clotting disorders, past history of instead of ultrasound by 7.1% (12 of 169) of sur-
pulmonary embolus, advanced age, minimal mobil- geons who suspected a thrombus proximal to the
ity lifestyle, tobacco use, use of birth control pills, trifurcation in the thigh. Venograms were ordered
family history of VTED, diabetes, and varicose veins less frequently instead of ultrasound by 3.1% (5 of
were identified as reasons to modify the routine 166) of surgeons who suspected a thrombus distal
VTED prophylaxis patterns. Modified dosing and to the trifurcation in the calf. If thrombi were iden-
Venous Thromboembolic Disease Management • Mesko et al. 683
Fig. 3. Frequency of delayed healing with the use of warfarin (Coumadin), aspirin (ASA), and low-molecular-weight
heparin (LMWH).
tified proximal to the knee, 61% (54 of 89) of the the total joint arthroplasty patient. Although bleed-
surgeons referred patients to a primary care or ing was perceived to be a rare complication of
internal medicine physician for definitive manage- aspirin therapy and infrequently seen with warfa-
ment. The remaining (39.3% [35 of 89]) personally rin, a higher incidence was perceived with the use
managed these patients, typically with warfarin of LMWH (Fig. 1). The same pattern was perceived
with a mean target INR of 2 for a mean of 12 weeks. for wound hematoma (Fig. 2) and delayed wound
A few surgeons prescribed LMWH instead of war- healing (Fig. 3). The clinical manifestations of
farin. If thrombi were identified as distal to the thromboembolic events or fatal pulmonary embo-
knee, 40.2% (37 of 92) of surgeons referred the lus were not perceived to be different between the
patient to a primary care or internal medicine phy- 3 means of treatment (Figs. 4 and 5). Of surgeons,
sician for definitive care. Of surgeons, 32.6% (30 of 39% (102 of 262) indicated that they currently
92) treated with warfarin for a mean of 6 weeks used the same prophylaxis regimen in THA and
with an INR of 2.0. Twelve percent (11 of 92) TKA as they did 10 years ago. The remaining 61%
ignored the thrombi if there was no extension of surgeons listed an average of 1.2 reasons for
above the knee, and 15% (14 of 92) took other changing their prophylaxis-prescribing behavior. Of
measures, such as a follow-up venous ultrasound surgeons, 27% (70 of 262) changed as a result of
before taking further action or immediately pre-
complications observed from their previous pre-
scribed aspirin or LMWH.
scribed prophylaxis. Of surgeons, 24.4% (64 of
262) changed because of perceived improved cov-
Venous Thromboembolic Disease Prophylaxis
erage with an alternative method. Only 1.5% (4
Complications
of 262) of surgeons changed as a result of man-
Complications from VTED prophylaxis appeared dates handed down by hospital, managed care, or
to vary depending on the prophylaxis selected for malpractice insurance mandates. Eleven percent
684 The Journal of Arthroplasty Vol. 16 No. 6 September 2001
Fig. 4. Frequency of deep venous thrombosis and pulmonary embolism incidents with the use of warfarin (Coumadin),
aspirin (ASA), and low-molecular-weight heparin (LMWH).
Fig. 5. Frequency of death occurring with the use of warfarin (Coumadin), aspirin (ASA), and low-molecular-weight
heparin (LMWH).
States and Canada. Of 1,018 (29.1%) respondents, warfarin but discontinued it as a result of perceived
86% routinely prescribed some form of VTED pro- increased bleeding complications. Five percent of the
phylaxis. Preferred modalities included intermittent respondents routinely monitored postoperatively for
pneumatic compression devices, low-dose heparin, venous thrombosis. Nearly 19% of the community
and elastic stockings. Overall, 14% of the surgeons orthopaedic surgeons and 29% of the program chiefs
used no prophylaxis modalities. reported that at least 1 of their patients died in the
A similar trend of increased use of VTED prophy- perioperative period as a result of a suspected pulmo-
laxis over time is seen in the orthopaedic literature. nary embolus after THA in the 5-year period before
Simon and Stengle [1] reported in 1974 that 53% of the survey. This experience could not be converted
surgeons responding to their survey routinely pre- into an overall incidence because the total numbers of
scribed VTED prophylaxis in patients undergoing deaths or the total numbers of THAs done in this time
THA. A 1987 survey by Paiement et al [2] of 288 frame were not reported.
general orthopaedic surgeons and 64 chiefs of ortho- The orthopaedic surgeons in this study performed
paedic surgery programs explored modalities used a high volume of THA and TKA surgery and re-
during hospitalization to prevent DVT in patients un- ported a higher percentage of prescription of VTED
dergoing hip surgery. Respondents to the survey in- prophylaxis in THA and TKA than the 2 previous
cluded 19% of the general orthopaedic surgeons and groups. Warfarin was the commonest means of
34% of the departmental chiefs (overall 21%). Of the prophylaxis during the hospitalization and after dis-
respondents, 84% routinely prescribed a pharmaco- charge for THA and TKA. Routine screening for
logic or mechanical modality (or both). Ten percent VTED was uncommon. LMWH is increasing in use,
prescribed pneumatic devices in high-risk patients but the perception of greater bleeding complica-
only, and 7% used no prophylaxis at all. Of the tions than with warfarin or aspirin lessens its po-
general orthopaedic surgeons, 50% had prescribed tential universal adoption at present [5–7].
686 The Journal of Arthroplasty Vol. 16 No. 6 September 2001
THA: Inpatient
64% (55/86) warfarin 67% (155/233) warfarin
15% (13/86) LMWH 15.4% (33/233) LMWH
21% (18/26) aspirin 16% (37/233) aspirin
76% (65/86) mechanical (TED stockings, pneumatic) 94% (218/233) mechanical (TED stockings, pneumatic)
TKA: Inpatient
62% (53/86) warfarin 60% (139/233) warfarin
14% (12/86) LMWH 18% (42/233) LMWH
18% (15/86) aspirin 18.4% (42/233) aspirin
78% (67/86) mechanical (TED stockings, pneumatic) 92% (214/233) mechanical (TED stockings, pneumatic)
1% (6/86) no prophylaxis use
Length of prophylaxis use For TKA For THA
38% (33/86) ⬍2 weeks 5 weeks average 4.7 weeks avarage
29% (25/86) 2–4 weeks 4 weeks median 4 weeks median
33% (28/86) ⬎–4 weeks
Postoperative screening for DVT
22% (19/86) routinely 8% (20/236) routinely screen before discharge
71% (61/86) only symptomatic patients 6% (13/236) other method
7% (6/86) never test 84% (198/236) do not screen
Anesthesia use*
46% (39/86) epidural/spinal regional 8% (11/137) regional
30% (20/86) epidural/spinal general 50% (69/137) spinal
24% (21/86) general 46% (63/137) epidural
10% (14/137) spinal/epidural
12% (16/137) general
1.5% (2/137) either
9% (13/137) does not matter
A survey [8] of Hip Society and Knee Society tive studies than warfarin in preventing in hospital
(HSKS) members concerning VTED prophylaxis af- VTED [9 –12]. Other reports suggest LMWH to be
ter THA and TKA showed practice patterns that equally effective and more cost effective than war-
were similar to the patterns presented in this study farin in lowering posthospitalization VTED follow-
(AAHKS) (Table 1). Routine venous thrombosis ing THA [13,28]. Other studies reported a greater
surveillance was conducted more frequently with risk of wound hematoma and bleeding with LMWH
HSKS members (22% [19 of 86]) compared with over warfarin [6,10,11,14 –17]. The consensus re-
AAHKS surgeons (8% [14 of 175]). HSKS surgeons port [5] further suggested that VTED is more ubiq-
used venograms (9% [7 of 86]) and nuclear mag- uitous in TKA and more resistant to prophylaxis
netic resonance imaging scans (2.5% [2 of 86]) measures than in THA. Pneumatic compression de-
more frequently than AAHKS surgeons did (0% for vices can be effective if applied intraoperatively,
both). AAHKS surgeons preferred regional anesthe- and strict compliance is enforced to the bed-occu-
sia more frequently (88% [123 of 139]) than HSKS pying patient. Although adjusted-dose warfarin and
surgeons (76% [65 of 86]), although this difference LMWH are deemed effective, the study concluded
is not statistically significant. that LMWH was more effective than warfarin, al-
The report of the fifth American College of Chest though greater wound hematoma and bleeding
Physicians consensus conference on antithrombotic complications were found with LMWH. The lack of
therapy [5] is a comprehensive review of available monitoring and the rapid onset of action of LMWH
modalities in 1998 considered to decrease the inci- provide an advantage over the less expensive, easier
dence of VTED in patients undergoing THA and to administer, but significantly harder to regulate
TKA. This report discussed the common prescribing and slower onset of effectiveness of warfarin.
patterns by surgeons of warfarin therapy in THA Some investigators suggest that by using demon-
patients, but pointed out the disadvantage of de- strable deep venous thrombosis as an endpoint in
layed therapeutic effectiveness until the 2nd or 3rd clinical trials rather than death, the risk of clinically
day of administration. LMWH was reported to be significant thromboemboli may be exaggerated [18].
more effective in multicenter randomized prospec- Given the rates of ⬍1 per 1,000 of fatal pulmonary
Venous Thromboembolic Disease Management • Mesko et al. 687
embolism [12,18 –27], low rates of reported recur- understanding of patient factors present in clinically
rent deep venous thrombosis, and post-thrombotic significant VTED after THA or TKA has the potential
syndrome after total joint arthroplasty, some inves- to allow targeted prophylaxis in the future and most
tigators have suggested that prevention of VTED in certainly would alter prescribing practice patterns again.
patients without high risk may be related primarily
to rapid surgery, regional anesthetics, and rapid
Acknowledgment
mobilization [22,23]. Few investigators would con-
clude, however, that some form of pharmaceutical
We thank the members of the AAHKS who com-
treatment should not be included in the low-risk
pleted and returned this survey, making this report
populations [23,25]. For high-risk patients, phar-
possible. We also thank Wanda Swenson for her
macologic approaches undoubtedly will remain the
editorial assistance.
standard for the foreseeable future, and the choice
will depend on the particular situation and the
surgeon’s experience. Using death or clinically sig-
nificant deep venous thrombosis as an endpoint,
large prospective groups (20,000 – 65,000 patients) Appendix: AAHKS Deep Venous Thrombosis Survey
would be necessary to give sufficient power to 1. Principal practice type and setting
determine optimal prophylaxis [26]. Until such de- 2. Degree of specialization (% of revisions and primaries)
finitive multi-institutional trials are available, there 3. Number of THAs and TKAs performed in 1998
4. What DVT prophylaxis agents do you commonly prescribe
is no one best approach for all patients. for hospitalized THA patients? What DVT prophylaxis agent do
This study is based on a survey requiring surgeon you commonly prescribe for hospitalized TKA patients?
recall. We realize some of the elements (eg, numbers 5. Which of the following do you attempt to regulate in an
effort to decrease DVT rates? (type of surgical anesthesia,
of thromboembolic events and complications) of the encourage/discourage autologous blood donation, encourage/
study are less reliable than others (eg, practice pat- discourage preoperative erythropoietin)
terns) because the former depend on recall, whereas 6. Do you routinely screen for DVT? If yes: What method do
you use? What do you do with a positive for DVT result above
the latter depend on current practices (which do not the knee? What do you do with a positive for DVT result below
likely change frequently). This format encouraged a the knee?
high response rate from the AAHKS membership. The 7. Name your postdischarge DVT prophylaxis in TKA. How
long do you give it? Name your post discharge DVT
end result is for the survey to be used as a typical prophylaxis in THA. How long do you give it?
practice pattern among surgeons who do a higher 8. Do you limit the duration the patient can sit at one time?
volume of joint arthroplasty surgery and not an en- If so: What is the maximum sedentary time that you advise?
How many weeks after the surgery does this time limit apply?
dorsement as to the correct means of treatment. This 9. For those prescribing warfarin (Coumadin) for DVT
does not mean that a cohort group of general ortho- prophylaxis in the hospital: List your target INR/prothrombin
paedic surgeons who perform ⬍50 total joint arthro- time. For those prescribing Coumadin for DVT prophylaxis
posthospitalization: List your target INR/prothrombin time. Who
plasties per year may show a similar unanimous hos- follows the levels?
pital prescription of prophylaxis. The 33% response 10. What is your routine diagnostic test when you have a
rate is greater than similar studies we have considered clinical suspicion on DVT? Have you ever faced malpractice
litigation concerning coagulation complications?
[1,2,8], yet it is insufficient to make statistically sig- 11. List frequency of complications experienced with the
nificant conclusions as to true practice behaviors with following DVT prophylaxis methods: Coumadin, ASA, LMWH,
all joint arthroplasty surgeons. We suspect responders None, Other. If you changed to a different DVT prophylaxis
modality in the last 10 years, why did you change? Have you
did not answer questions when the questions did not ever faced malpractice litigation concerning anticoagulation
quite fit with their practice or when they believed the complications?
question would require information not readily at 12. Do you routinely prescribe TED hose or a similar type of
graded compression stocking? What is the length of the
hand. This survey did not address dosing issues or stocking? During hospital stay: How many hours in the day?
when the medication was given. The increased report After hospital discharge: How many hours in the day? Number
of postoperative bleeding, wound hematoma, and de- of days?
13. Whom do you consider to be high-risk DVT patients? Do
layed healing with LMWH in Figs. 1 through 4 may you manage these people differently than those without high-
have been perceived differently if a comparison of risk histories of DVT? If yes, how?
immediate postoperative administration and a 12- 14. Do you have mandated directives concerning DVT
prophylaxis in your TKA and THA patients? If so: List the
hour delayed administration was performed. sources of the directives.
The increased prescribing patterns of prophylaxis 15. State I practice in:
reported in this study likely reflect the effect of resi-
dency and fellowship training, numerous peer review THA, total hip arthroplasty; TKA, total knee arthroplasty; DVT,
deep venous thrombosis; INR, international normalized ratio;
articles, industry promotion of new products, and ASA, acetylsalicylic acid (aspirin); LMWH, low-molecular-
litigation concerns that arose in the 1990s. Greater weight heparin; TED, thromboembolic disease.
688 The Journal of Arthroplasty Vol. 16 No. 6 September 2001