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Carlos Alexandre Borges Garcia1, Helenice Leite Garcia1, Maria Caroline Silva Mendonça1, Anamália Ferreira da
Silva1, José do Patrocínio Hora Alves1, Silvânio Silvério Lopes da Costa1, Rennan Geovanny Oliveira Araújo2,
and Igor Santos Silva1
1. Universidade Federal de Sergipe. Av. Marechal Rondon, Brazil
2. Universidade Federal da Bahia, Brasil
Abstract: The quality of surface water is a very sensitive issue and it is a great environmental concern worldwide. In recent years, there
has been an increase in awareness and concern about water pollution across the globe. Thus new approaches towards achieving
sustainable water resources management have been developed internationally. In present study, multivariate statistical approaches are
used; interpretation of large and complex data matrix obtained during a monitoring of the Açude da Marcela, which is located in
Itabaiana, Sergipe, Brazil and used for human consumption and irrigation of vegetables. Samplings were done on selected sites for two
years (2010–2012) across in the reservoir width with a view to monitor changes caused by anthropogenic sources. Sampling,
preservation and transportation of the samples to the laboratory were done in concordance with standard methods.
high levels of pollution and break the boundaries of Many similar instances where human activity has
sustainability regarding utilization of water resources. brought significant changes to river basins are
According to Ceratti (2016), the effect of an explained in the increased drought risks in the
environmental problem on the water resources is Mediterranean as well as Sahel. The area witnessed the
evident in Brazil that is considered the owner of 20 massive removal of vegetation through clearance and
percent of the total water supply in the entire world. overexploitation of forests [8]. In fact, increased
Even though it has almost a fifth of the world’s water frequency of flooding in Ganges basin is another effect
reserves, Brazil continues to experience water shortage, of deforestation of the local mountainous region.
as water is mostly needed for energy generation and Due to these human activities, natural hydrological
agriculture. For instance, Ceratti (2016) says that 62 cycle in most river basins has been able to go through a
percent of the energy being generated in Brazil is transformation and regimented to resist these changes.
through hydropower plants whereas irrigation For instance, the environment has significantly been
consumes about 72 percent of the country’s water impacted by the disorganized human activities around
supply. It is evident that Brazil continues to experience the hydrographic basin of the larger part of São
forest degradation, deforestation, and irregular rainfall Francisco River [11]. Some of the activities that have
patterns that continue to pose serious water crises in significantly interfered with the stream flow, which is
places such as Sao Paulo, which is likely to become a part of the hydrological cycle of the river, include
commonplace if the situation is not corrected. However, construction of dams, barrages, levees, and dikes. All
there are significant efforts that have been put to reduce these results to the accumulation of water at a particular
deforestation of Amazon in the past by nearly 82 point and reduce flood flow while at the same time
percent through regulations such as Forest Code [6]. increasing level flow [10]. In most of the dry areas, the
Such successes that have come after serious of loss of water from the reservoir through evaporation is
devastation in the past decades gives hope to the significantly large to the extent that potential gains in
country, and more has to be done to ensure that forest the same river are compromised.
and vegetation’s are not lost as a way of protecting When there is a rise in the groundwater level in the
water resources [7, 8]. reservoir and its periphery, there will be a change in the
According to Sun et al., (2016), global change is a mechanism and runoff is generated in such areas.
result of various environmental changes that take place Based on the decrease in the ability of the river to
across the world due to the activities of man. Most of transport sediments, there is always the gradual change
these human activities modify the land cover of most in the river flow regime. The construction of
river basins aiming at reducing the natural water fluxes, Sobrandinho experienced a significant drop in the load
which significantly change the hydrological cycle of of organic sediments, which explains why there is a
the different streams [9]. The changes in the water little potential fertilization in the plain [11]. The
cycle are a result of the huge withdrawal of water for increased level of sediment has two major effects,
agriculture, domestic use, industrial activities and which include alteration of the river slope and reduced
much more [10]. The effects of human activities are far level of fertile land for agricultural activities.
reaching, and worse case scenarios include the The quality of surface water is low compared to the
situation in the Horn of Africa on the migration of groundwater, which explains why large volumes of
songbirds to Europe and the droughts in Amazon. The ground water are harvested for domestic and industrial
same effect has equally led to the sudden drop in the use across the world. Haddeland et al. (2013) point out
Aral Sea level. that irrigation accounts for nearly 70 percent of the
692 Assessment of Water Quality Using Principal Component Analysis: A Case Study of the Açude da
Macela, Sergipe, Brazil
water withdrawal across the world and consumptive values to subjective rating curves and enabling easy
water use being about 90 percent [12]. Minimizing the interpretation of monitoring data. Conventionally,
level of surface runoff equally lowers the level of most normalization of variables such as dissolved oxygen
of the small rivers. Additionally, reduced groundwater (DO), pH, nutrients (nitrogen and phosphorus). etc. has
level leads to the seawater intrusion as the water bodies been used to evaluate the quality of water separately,
try to react to the changes in the natural settings of the depending upon the designated water uses of the water
river basins. Transformation of hydrological regime body and local preferences [15].
mostly occurs in the urbanized areas where the natural However, analysis, including a number of
land cover is replaced with the impermeable surface. parameters grouped according to common features. can
When infiltration is significantly reduced, rainfall provide partial information about the overall water
runoff in these areas reaches the river drainage system quality. The incorporation of different parameters on a
faster through overland flow [13]. Consequently, single number makes interpretation through traditional
rainfall flood is more likely to happen in urbanized area approaches even more difficult. Although the
whereas snow transport lowers the rate of snowmelt computational mathematical modeling of the water
runoff. quality river or reservoir is useful to evaluate the
As for Shiklomanov (2009), human activities affect overall quality, the application of the models are often
nearly all the components of the hydrological cycle limited by the prior knowledge of hydrodynamics and
such as evaporation, river, precipitation, and ground extensive validation [16].
runoff. Changing the natural ways of river basin will A variety of water quality indices have been
always result in an automatic change in the designed to judge out the overall water quality within a
hydrological behavior of rivers to ensure that the particular area promptly and efficiently. Some
system continues. Such kind of reactions leads to a bad examples of these are the US National Sanitation
water quality and change of ecosystem's habitat due to Foundation Water Quality Index (NSFWQI), the
instances of saltwater intrusion and many others [14]. Environmental Institute of Paraná (RWQI). Oregon
The quality of surface water is a very sensitive issue Water Quality Index (OWQI) to evaluate the general
and it is a great environmental concern worldwide. It is water quality of Oregon’s stream; and the Central
critical for long-term economic development, social Pollution Control Board of India (CPCB-WQI). These
welfare, and environmental sustainability. In recent indices measure the quality of water from its reservoirs
years, there has been an increase in awareness and due to the factors that influence them and. Therefore,
concern about water pollution across the globe. Thus, the parameters adopted for each assume weights and
new approaches towards achieving sustainable water different importance levels in the evaluation of water
resources management have been developed quality.
internationally. As the indicator has the function to simplify, other
In view of this, the water quality index (WQI) is techniques have been applied to identify some
considered a key element in the sound management of informative content which may not have been properly
water resources, as it can be used to simplifying analyzed, thus influencing the safe management of
expressions of a complex set of pollution variables in water resources. So, some multivariate statistical
the rivers, streams and lakes of both developed and techniques have been used to assist the monitoring of
developing countries. Generally, WQI is a water quality, formulating a rapid response to aquatic
dimensionless number which combines multiple water pollution. Among these, the Principal Component
quality factors into a single number by normalizing Analysis (PCA) is an analytical methodology used
Assessment of Water Quality Using Principal Component Analysis: A Case Study of the Açude da 693
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standard methods.
2.2. Sampling
2.3. Data Treatment
Samplings were done on selected sites for two years
(2010-2012) across in the reservoir width with a view Before data can be analyzed, it was performed the
to monitor changes caused by anthropogenic sources, standardization of these due to the different ranges of
Sampling, preservation and transportation of the each environmental variable, since the dimensions
samples to the laboratory were done in concordance used to compute the distance between the objects
with standard methods [17]. Eleven physico-chemical should be of a similar magnitude. To reduce the
parameters have been determined by prescribed dimensionality of the data set and minimize the loss of
694 Assessment of Water Quality Using Principal Component Analysis: A Case Study of the Açude da
Macela, Sergipe, Brazil
information, it was carried out the sorting the data set. order is such that Var (Z1) ≥ Var (Z2) ≥. . . ≥ Var (Zp),
The raw data was converted into dimensionless values where Var (Z1) denotes the variance (Z1), Z indices are,
represented by mean equals zero and variance equals then, the principal components. The eigenvalues of the
one, subtracting the average of each variable data set main components are a measure of their associated
and dividing them by the standard deviation. variances and the sum of them coincides with the total
Then, the linear correlation between variables was number of variables. The analyzes were determined
assessed using Pearson product-moment correlation with the aid of R Project for Statistical Computing.
coefficient, which measures the degree of correlation
2.4 Application of Water Quality Indexes
and direction of it (positive or negative).
Principal component analysis (PCA) aims to find From the physical. chemical and biological
combinations for certain variables to determine indices parameters obtained, it was possible to calculate the
which describe the variation in the data with minimal water quality indexes, described in Table 1 for the
loss of information. According Manly (2005), the goal Açude da Macela. Since the quality parameters
of this analysis is to take X variables X1, X2, .... XP, required for the calculation of WQI had not been
finding combinations of these indices to produce Z1, analyzed, its application was impossible. Moreover, it
Z2, .... Zp, which are uncorrelated in order of is important to emphasize the WQI proposed is for
importance and which describe the variation in the data rivers without dams, which is not the case of the
[18]. The lack of correlation means that indexes are studied ecosystem.
measuring different dimensions of the data, and the
Table 1 Indexes used to assess the water quality of Açude da Macela [18].
Index Parameters wi Equation Classification
Temperature
DO N 0-25 = very bad
pH 26-50 = bad
1
n
O-WQI Ammonia + nitrate 51-70 = reasonable
Total phosphorus i=2
q i2 71-90 = good
Total Solids 91-100 = excellent
Chlorophyll a
DO Deficit 17
Total P 12
0-1.50 = Not Impacted
Totalinorganic N 8
1.51-2.50 =bit run down
WQIR
Chlorophyll a
Secchi depth
15
12 IQAR =
(q w ) i i 2.51-3.50 = moderately degraded
COD 12 w i
3.51-4.50 = polluted
4.51-5.50 = very polluted
Cyanobacteria 8
>5.51= extremely polluted
Time residences 10
Depth 6
0-38 = very bad
DO 0.31 N
38-50 = bad
CPCB-IQA pH 0.22 q w i i
50-63 = reasonable/good
Chlorophyll a 0.28 i =1
63-100 = good/excellent
Where: N – number of water quality variables; qi – inserted, such as chlorophyll which is indicative of the
quality class of water in relation to the variable “I”; wi presence of algae, therefore, it can be included in the
– weights calculated for the variable “I”. calculation of the indexes. The water quality parameters
It is important to mention that, for the calculation of used in the index calculations were analyzed according
indexes O-WQI, WQIR and CPCB-WQI, some to their arithmetic mean, which were obtained from the
variables can be deleted, as well as others can be R Project for Statistical Computing.
Assessment of Water Quality Using Principal Component Analysis: A Case Study of the Açude da 695
Macela, Sergipe, Brazil
Starting from the understanding that pollution is a obtain an overview of the data set, thus enabling us to
dynamic process. Some environmental variables can be identify the variables which have greater significance
considered critical from a certain time, and, because of to this study. Adopting a 5% level of significance, it is
that, the WQIR can be modified, or new environmental noted that, according to the Pearson coefficient, out of
variables can be incorporated into the index or may 12 pairs between the data set, only those variables with
occur replacement of its variables. correlations in module equal or higher than r = 0.50 are
Thus, as it can be seen in Table 2, from the principal significant [19].
component analysis. New weights were assigned to the Only some parameters showed significant correlation
variables considered critical according to their relations. High correlation can be observed between
contributions to the determination of each principal chlorophyll a and colour, nitrate, nitrite, ammonia
component. Then, it was performed the arithmetic nitrogen, dissolved oxygen, phosphate and suspended
mean calculation of percentage contribution of each solids, indicating any eutrophication process.
variable and the result was an approximate figure for Table 2 Weights obtained through the contribution (%) of
assigning new weights used in calculating the each parameter for PCs.
WQIR-m. Parameters wi
The WQIR-m was determined following the same Chlorophyll a 14.0
Colour 8.0
calculation method proposed by the Environmental
N-NO3 6.0
Institute of Paraná, as well as their classification. The N-NO2 12.0
result of this calculation was compared to the other N-NH4 10.0
indices in order to minimize subjectivity and improve DO 5.0
the reliability of the final assessment. P-PO4 4.0
pH 10.0
3. Results and Discussion Conductivity 7.0
SS 11.0
Through an analysis of the correlation matrix shown Total Solids 7.0
in Table 3, it was possible to verify the association Water temperature 6.0
between the environmental variables - we were able to
The variable colour is also correlated with the observe the negative correlation of the dissolved oxygen
nitrogenous compounds. phosphates and suspended with pH and water temperature as the solubility of
solids. indicating the presence of ions in solution. such oxygen decreases as the oxygen is used to decompose
as iron and manganese; as well as decomposition of the organic matter present in the medium. It is possible
organic matter in water by algae or by discharges from the seasonal fluctuations may be responsible for this
industrial and household waste. It is also possible to kind of correlation.
In Table 4, the basic descriptive statistics are each PC. Fig. 2, shows the scree plot of the eigenvalue
presented. Chlorophyll a is used as an indicator of for each component, yielding five PCs eigenvalues > 1,
phytoplankton biomass in aquatic environments adding 72% of the total variance in the dataset. The
because it is a pigment found in all plant groups and Scree Plot shows a marked change of slope from the
other autotrophic organisms. Its concentration helps in first to the second eigenvalue because PC1 is
the interpretation of results of physical and chemical responsible for 25.57% of the water quality variation in
analysis, also it is indicative of the physiological state the weir Macela. PC2 is responsible for 13.60%, PC3
of phytoplankton and the degree of eutrophication of for 12.36%, PC4 for 10.61% and PC5 for 10.05%,
aquatic environment. showing the first five principal components account for
According to Tundisi et al. (2002) [21], the extent of 72.18% of the variation in water quality of Açude da
eutrophication of lakes, rivers and reservoirs is based Macela.
on the concentrations of nitrogen, phosphorus and Component loading and communalities for each
chlorophyll a, which is indicative of the degree of variable in four selected component before varimax
eutrophication of aquatic environment. According to rotation were described in Table 6, and after Varimax
the parameters analyzed in this study, it is observed that rotation in Table 7. The commonalities provide an
phosphate, nitrogen compounds and Chlorophyll a index for the efficiency of the set reduced components
concentrations are above the limits set by CONAMA as well as the degree of contribution each of the
Resolution 357/05 to the Açude da Macela. variables selected for the four components. The first
Table 5, shows the principal components (PCs) and PC accounting for 25.27% of the total variance was
their eigenvalues, and the percentage of variance of correlated positively with nitrate and chlorophyll a.
Assessment of Water Quality Using Principal Component Analysis: A Case Study of the Açude da 697
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while nitrite. ammonia nitrogen and phosphate presented negative contributions to this variation.
Nitrogen is one of the most important elements for waste water from domestic and agricultural discharge
maintaining the life of aquatic ecosystems. It can be in the Açude da Macela.
found in ammoniacal, nitrite and nitrate forms - nitrate Table 8 represents the correlation components
is the main form of nitrogen found in the waters, as it is matrix (component Score covariance matrix) of
a major source for primary producers. When in high varimax rotated four PC which indicates that there are
concentrations, the oxidation of their species can no correlation between components so each of the
consume a lot of oxygen, stimulating the growth of components represents a discrete unit from others.
algae. The ammonia nitrogen is derived from the
3.1 Application of Water Quality Indexes
organic matter decomposition process and, in large
quantities, can cause mortality of fish. The organic Besides being a challenging task, it is necessary to
nitrogenous substances undergo decomposition to strike a balance between the determined value, the
nitrate, passing through ammonia and, for this reason. quality of water and the effectiveness of the index by
its presence indicates recent pollution. analyzing some water quality parameters. Even when
The second PC was highly correlated with electrical all those pre-selected variables are considered
conductivity, suspended solids and total solids. important as quality indicators, some assume different
indicating that the fluid medium has high levels of weights because the final destination of the water.
salinity and dissolved pollutants (such as NO3, PO4, Cl-, Therefore, the Açude da Macela reservoir was
SO4-2, Na+ and K+). Several factors may have evaluated according to the WQIR (IPA). O-WQI.
contributed to this situation, such as climatic conditions, CPCB-WQI and IQAR-m indexes, in order to
especially during the dry season, where the increased minimize the subjectivity and improve the credibility
evapotranspiration rate may have contributed to the of the evaluation of the quality of this water body.
increased salinity of water. The third PC was correlated Through the results obtained by analyzing the
with pH and dissolved oxygen, representing a source of physical, chemical and biological parameters, the water
physical and chemical variability. The forth PC was quality indexes were determined for the Açude da
negatively correlated with dissolved oxygen, indicating Macela, whose results are shown in Table 9.
Assessment of Water Quality Using Principal Component Analysis: A Case Study of the Açude da 699
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Table 8 Component score covariance matrix. domestic waste dumps and industrial and agricultural
Components 1 2 3 4 runoff associated with the application of fertilizers in
1 1.000 0 0 0 agriculture.
2 0 1.000 0 0 In this context, with respect to environmental
3 0 0 1.000 1.000 management. monitoring of physical, chemical and
4 0 0 0 0 biological parameters for assessing the impact of
Extraction Method: Principal Component Analysis. Rotation human action on water resources is essential. The use
Method: Equamax with Kaiser Normalization; a - rotation of good management practices and nutrient load
converged in 5 iterations.
reduction through the treatment of domestic,
Table 9 Water quality indexes for Açude da Macela. agricultural and industrial effluents contribute to the
Indexes Açude da Macela Classification improvement of water quality as a basis for
WQIR (IAP) 6.00 extremely polluted sustainable development of the region and the state.
O-WQI 2.16 very bad
CPCB-WQI 20.13 very bad 4. Conclusion
WQIR-m 4.61 very polluted Regarding the quality of water according to the
Observing Table 9 and relating the results to the indicators, it was found that the Açude da Macela
numerical descriptions of the contents found in Table reservoir is classified as extremely polluted, very bad,
2 — it is possible to notice that the quality of Açude very bad and very polluted according to the water
da Macela is classified as extremely polluted, very bad, quality indexes RWQI, OWQI, CPCB-WQI, WQI-m,
very bad and very polluted, according to the adjusted respectively. It is important to notice that these results
indices — with respect to the parameters and are in accordance with the physico-chemical and
calculation formula of WQIR (IAP), O-WQI, biological characteristics of this ecosystem, which had
CPCB-WQI WQIR-m, respectively. in some variables, such as chlorophyll a, ammonia,
When comparing the calculation result obtained by nitrite, nitrate and total phosphorus, values well above
WQIR (IAP) and WQIR-m. it is possible to observe to the maximum allowable for any use of water, which
that there was a change on the classification. The may be related, possibly, to evictions of domestic,
reservoir left the extremely polluted rate to very agricultural and industrial effluents.
polluted. this may be attributed to the new weights The principal component analysis was presented as
which were obtained for the environmental variables an important tool to explain the variance of the data set
through principal component analysis, ie, the eclipse of interrelated variables through a smaller set of
effect, which is a result of the easing of the negative independent variables, principal components, and has
behavior of an environmental variable compared to been instrumental in minimizing the eclipse effect,
the stable behavior of others. may have been reduced giving an accurate answer to the assessment of water
or eliminated. quality of the Açude da Macela reservoir.
Also it can be noted that all indices were calculated The results of this case study show that it is
based on different parameters, but these results are necessary to adopt measures for the control and
consistent with the principal component analysis. reduction of nutrients and organic loads in the water to
Thus, the variables, which presented the worst results contain the eutrophication process of this reservoir. In
of the analyzes were chlorophyll a, the ammonia and this context, it is essential to monitor the physical,
nitrite and nitrate, and total phosphorus, which are chemical and biological parameters in order to assess
indicative of eutrophication process, possibly due to the impact of human action on this water resource.
700 Assessment of Water Quality Using Principal Component Analysis: A Case Study of the Açude da
Macela, Sergipe, Brazil