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Duration and F0 Interval of Utterance-final Intonation Contours

in the Perception of German Sentence Modality


Benno Peters & Hartmut R. Pfitzinger

Institute of Phonetics and Digital Speech Processing (IPDS)


Christian-Albrechts-University at Kiel, Germany
peters@ipds.uni-kiel.de, hpt@ipds.uni-kiel.de

Abstract Discussion on truncation vs. compression


Truncation and compression are assumed to be the two basic
This paper investigates the influence of duration and F0 inter- mechanisms of how intonation contours are modified when the
val of the utterance-final F0 contour on the perception of sen- duration of voicing decreases either because of only few voiced
tence modality, i.e. declarative or interrogative sentence. An phones or because of high speech rate. The question whether
utterance-final rising contour with a constant F0 interval of 2 some languages use compression and others use truncation is
semitones or more and a voicing duration of at least 50 ms leads adressed by a number of studies:
to unanimously identified interrogative modality. Even at dura- Ericksson & Alstermark 1972 [2] introduced the terms rate
tions of 20 and 30 ms a significant number of listeners is able adjustment (temporal reorganisation of contours) and trunca-
to consistently identify sentence modality. F0 interval seems to tion. Bannert & Bredvad-Jensen 1975 [1] suggested compres-
better predict perceived sentence modality than F0 slope. sion instead of rate adjustment. Gartenberg & Panzlaff-Reuter
Index Terms: prosody, pitch perception, phrase boundary 1991 [3] analyzed intonation contours in German utterances
with short stretches of voicing in the accented vowel such as
1. Introduction Sie strickt (engl.: She knits). Grabe 1998 [4] concludes in her
contrastive study on English and German that English is a com-
German utterances with declarative syntax are perceived as
pression language whereas German compresses rises but trun-
statements or questions depending on their final intonation con-
cates falls. Hanssen, Peters & Gussenhoven 2007 [6] analysed
tour, i.e. falling pitch is associated with statements and rising
short Dutch phrase-final F0 contours and found a combination
pitch with questions. However, the effect of F0 interval, F0
of truncation, temporal compression, and range compression.
slope, and duration of final voicing on sentence modality per-
The present study aims at combining the psychoacoustic
ception is unexplored. Also, the ongoing discussion on trunca-
perspective on limits of pitch perception with the view to-
tion vs. compression [4, 6] does not define “how much” phrase-
wards the relationship between phonetic form and communica-
final contour the listener needs to clearly identify linguistic
tive function of short F0 contours.
function. Thus, the present study concerns the perception and
linguistic function of phrase-final falling and rising pitch con- 2. Experiment
tours having short voicing duration and varying F0 intervals
(Fig. 1). It is related to three approaches of research on pitch: A continuum of utterance-final pitch falls and rises with differ-
Psychoacoustic research on pitch perception ent voicing durations is resynthesized and embeded in a short
One of Klatt’s 1973 [7] experiments on pitch perception dealt carrier sentence (see Fig. 1). Listeners are asked to identify
with differences in the slope of 250 ms pitch falls in synthetic sentence modality as either a statement or a question.
vowels. His three subjects were able to detect F0 slope dif-
ferences of 4.8 semitones per second (st/s). ’t Hart 1981 [12] 20000
also investigated the limits of perception with pairs of syn-
thetic glides in Dutch words and found three types of listeners:
Osz

the first group discriminated two glides if the F0 interval was -20000
between 1.5 and 2 st, the second group had a discrimination
threshold of at least 4 st, and the third group only responded to 5kHz
4kHz
the tonal end points of the glides. A detailed overview on pitch 3kHz
perception can be found in ’t Hart, Collier & Cohen 1990 [13]. 2kHz
Phonetic form and linguistic function 1kHz

Schneider & Lintfert 2003 [11] conducted perception experi- 125


ments on German using resynthesized falls and rises and tested 100
their relevance for sentence modality (question vs. statement).
75
F0 [Hz]

Remijsen & van Heuven 1999 [10] did the same for Dutch.
Both observed falling pitch associated with statements and ris- 50

ing pitch as a signal for questions. Peters 2006 [9] analyzed 25


utterance-final falls and rises in German turn-taking in sponta-
neous speech and found that turn transitions are signalized by 200ms 400ms

600ms 800ms 1s

falls with larger F0 intervals rather than slightly falling con- Fig. 1: Signal “Ulf stickt” [ lf th  kh th] (engl.“Ulf stitches”) with
tours. a final voicing duration of 70 ms and an F0 interval of +6.5 st.

Copyright © 2008 ISCA


Accepted after peer review of full paper 65 September 22- 26, Brisbane Australia
125 125 125 125 125 125
20 ms+6.5st 30 ms 40 ms 50 ms 60 ms 70 ms
+6.5st +6.5st +6.5st +6.5st +6.5st
120 120 120 120 120 120

+5.0st +5.0st +5.0st +5.0st +5.0st +5.0st


115 115 115 115 115 115

+3.5st +3.5st +3.5st +3.5st +3.5st +3.5st


110 110 110 110 110 110
F0 frequency [Hz]

+2.0st +2.0st +2.0st +2.0st +2.0st +2.0st


105 105 105 105 105 105

+0.5st +0.5st +0.5st +0.5st +0.5st +0.5st


100 100 100 100 100 100
−1.0st −1.0st −1.0st −1.0st −1.0st −1.0st

95 95 95 95 95 95
−2.5st −2.5st −2.5st −2.5st −2.5st −2.5st

90 −4.0st 90 −4.0st 90 −4.0st 90 −4.0st 90 −4.0st 90 −4.0st

85 85 85 85 85 85

80 80 80 80 80 80
0 10 20 0 10 20 30 0 10 20 30 40 0 10 20 30 40 50 0 10 20 30 40 50 60 0 10 20 30 40 50 60 70
time [ms] time [ms] time [ms] time [ms] time [ms] time [ms]

Fig. 2: All F0 contours for the final voiced stretch of the utterance in discrete steps (dark) and interpolated (gray). F0 interval values
are between -4.0 and +6.5 semitones (st). Glottal excitation impulses are located at 0 ms, each visible step, and at the end of a contour.

2.1. Principles of stimulus design 2.2. Stimulus preparation


A natural German utterance with declarative syntax serves as Various sentences consisting of the German name Ulf [  lf]
the basis for stimulus manipulation. In order to achieve as less as the subject combined with one of the German verbs stickt,
voicing as possible, it consists of only two syllables, each with steckt, stockt [ th V kh th ] with V ∈{ ,
, } were spoken by two
a short vowel and many voiceless consonants. The voicing du- phoneticians. The utterances were recorded at the IPDS in a
ration of the final vowel is shortened in steps synchronous to highly sound-absorbent booth using a Microtech Gefell M-940
the glottal excitation impulses. This provides basic stimulus large-membrane condenser microphone and an RME Fireface
classes, which are characterized by different voicing durations, 800 soundcard at 24 Bit amplitude resolution and 48 kHz sam-
for the pitch manipulation: The voicing of the final vowel is pling frequency. The latter was used to achieve a typical time-
resynthesized with various falling and rising pitch contours. domain PSOLA based F0 error of only 0.1%.
To avoid any within-class effect of the number of glottal ex- Finally, one utterance Ulf stickt (engl.: Ulf stitches) was
citation impulses on pitch perception, it is kept constant for all selected as the basis for manipulation. As shown in Fig. 1 the
resynthesized rises and falls in each basic stimulus class. This syllable Ulf has a modal F0 value of 99.98 Hz. Thus, all glides
can only be achieved by choosing a low starting point for rises achieve this value as mean F0.
and a high starting point for falls as shown in Fig. 2. As a result, A PSOLA-technique was developed to exactly fulfill the
short pitch periods are compensated by long pitch periods and above-mentioned principles of stimulus preparation and was
vice versa. This procedure has two further effects: 1) a constant used to generate all stimuli automatically: A set of eight con-
arithmetic mean of the glottal epochs’ durations of all final con- tours with intervals between -4 and +6.5 semitones (steps of
tours independent of voicing duration, and therefore a constant 1.5 st) paired with six vowel durations ranging from 20 ms to
relation between mean F0 and the pitch of the utterance-initial 70 ms (steps of 10 ms) resulted in 48 stimuli (see Fig. 2).
syllable, 2) an increase of F0 slope when voicing duration de- The shortest voicing duration of 20 ms results in a voicing
creases and F0 interval is kept constant. The latter means: the stretch with only three glottal excitation impulses and delim-
shorter the voicing the steeper the contour, which is also a con- iting only two pitch periods. This is the theoretical minimum
sequence of formula (1). requirement to establish a fundamental frequency.
The overall vowel duration is kept constant by replacing In Table 1 the slopes of all stimuli are given. The slope of
deleted glottal epochs in the vowel onset with portions of a F0 (in semitones per second, st/s) is estimated from the start and
whispered version of the same vowel (see Fig. 1). end F0 (in Hz) and the start and end position (in s) via
12 log F0end − log F0start
F0slope = · (1)
log 2 tend − tstart
interval F0start F0end F0 slope [semitones per second]
[st] [Hz] [Hz] 20ms 30ms 40ms 50ms 60ms 70ms 2.3. Procedure
-4.0 112.2 89.0 -200 -133 -100 -80 -67 -57 The 48 stimuli were randomized with four repetitions. The re-
-2.5 107.1 92.7 -125 -83 -63 -50 -42 -36 sulting 192 stimuli were arranged in 16 blocks à 12 stimuli.
-1.0 102.4 96.8 -50 -33 -25 -20 -17 -14 Stimuli within the blocks were separated by a pause of 3 s,
+0.5 98.2 101.1 25 17 13 10 8 7 blocks by a 440-Hz-beep and a subsequent pause of 6 s.
+2.0 94.0 105.5 100 67 50 40 33 29 The complete sequence was presented via a Philips
+3.5 90.2 110.4 175 117 88 70 58 50 22AH587 high-quality active studio loudspeaker in a sound-
+5.0 86.7 115.7 250 167 125 100 83 71 absorbing room. Subjects were seated in groups of four to six
+6.5 83.4 121.3 325 217 163 130 108 93 persons in semicircle position each at a distance of 3 meters
from the loudspeaker. 11 female and 17 male listeners from
Table 1: F0 interval in semitones, F0 start and end values of all northern Germany, aged between 20 and 50 participated in the
contours in Hz, and F0 slopes in semitones per second. perception experiment. None of them was hearing impaired.

66
100
20 ms df F p Variance explained
30 ms
90
40 ms
Duration 2.304 47.943 0.00 17.8%
80 50 ms F0 interval 3.025 207.109 0.00 76.9%
60 ms
70 ms
Interaction 9.811 14.391 0.00 5.3%
70
judged as question [%]

Table 2: Influence of voicing duration and F0 interval on per-


60
ception of sentence modality (GLM with Greenhouse-Geisser
50 sphericity correction).
40
duration, F0 interval, and their interaction have a statistically
30
highly significant influence on the perception results.
20 Stimuli with durations of 20 ms and 30 ms and a rising pitch
interval above 2 st are not unanimously perceived as question. A
10
more detailed analysis of individual perception results of these
0 short durations reveals that some subjects are perfectly capable
−4 −2.5 −1 0.5 2 3.5 5 6.5
F0 interval [semitones] of differentiating between statements and questions while oth-
ers are absolutely not.
Fig. 3: Mean identification results of all 28 listeners.
Furthermore, there is a full continuum of subjects’ perfor-
mances between these extremes: In the 20 ms voicing series the
A two-button box which registers subjects’ responses and judgements of only five of 28 subjects switch from statement to
reaction times was placed on a table in front of each subject. question (and remain in this category with a mean value of at
The RMG3 reaction time measurement equipment collected the least 75%). In the 30 ms series 14 subjects change category, in
data. The maximum time interval for the responses was 3.44 s. the 40 ms series 24, and in the 50 ms series 27.
For each stimulus the interval for recording the responses and This continuum and the fact that the majority of subjects
measuring the reaction times started at the vowel offset in stickt. without category switch at short stimuli judges both the pitch
Before the start of the sessions the subjects received the falls and the rises as statement (see Fig 4), explain the devia-
following oral instructions: “During the experiment 192 rep- tions between the functions of the 20, 30, and 40 ms series in
etitions of the sentence Ulf stickt will be presented. Although Fig. 3 and the still sigmoidal shape of the overall functions of
the words remain the same, some of the utterances might be per- the 20 ms and 30 ms series.
ceived as statements others as questions. The task is decide be- Inspired by ’t Hart 1981 [12] who divided his listeners in
tween these two categories and press the corresponding button. “discriminators” and “non-discriminators” we created two sub-
Some of the repetitions will be easy to classify, others will be groups each containing 7 listeners. Fig. 4 shows the perception
difficult. Even in the difficult cases the decision should be made results averaged over 7 subjects with best ability to differentiate
quickly and intuitively. The experiment takes 13 minutes.” and Fig. 5 is averaged over 7 subjects with worst differentiation
abilities. Fig. 5 reveals that these 7 subjects are not consistently
2.4. Results identifying questions at even 40 ms voicing duration.
Overall perception results are shown in Fig. 3. Stimuli with
2.4.1. Reaction times
voicing durations of 40 ms and more are clearly identified as
question or statement. The identification functions show abrupt Fig. 6 shows reaction times averaged over all 28 subjects. At
transitions between the categories statement and question as the an F0 interval of 0.5 to 2.0 st all six reaction time functions
F0 interval changes from falls of -1 st to rises of +2 st. Only reach peak values indicating the difficulty subjects had with de-
rises of +0.5 st lead to ambiguous results. Table 2 shows that ciding between declarative or interrogative modality. Notably,

100 100
20 ms 20 ms
90 30 ms 90 30 ms
40 ms 40 ms
80 50 ms 80 50 ms
60 ms 60 ms
70 ms 70 ms
70 70
judged as question [%]

judged as question [%]

60 60

50 50

40 40

30 30

20 20

10 10

0 0
−4 −2.5 −1 0.5 2 3.5 5 6.5 −4 −2.5 −1 0.5 2 3.5 5 6.5
F0 interval [semitones] F0 interval [semitones]

Fig. 4: Mean results of 7 subjects capable of differentiating be- Fig. 5: Mean results of 7 subjects not differentiating between
tween statements and questions for short voicing duration. statements and questions for short voicing duration.

67
900
20 ms
quency of occurence of statements in natural speech and/or the
850
30 ms concept of markedness of interrogatives.
40 ms
The experimental results can be related to categorical per-
mean reaction time [ms]

50 ms
800 60 ms ception effects of sentence modality (see e.g. Schneider & Lint-
70 ms
fert 2003 [11]) but this will be discussed when further experi-
750 ments are carried out.

700 4. Conclusions
650
Our findings permit the conclusion that a voicing duration 50
ms is long enough to carry communicatively relevant intonation
600 contours. An utterance-final rising pitch contour with a constant
−4 −2.5 −1 0.5 2 3.5 5 6.5
F0 interval [semitones]
F0 interval of 2 semitones or more and a voicing duration of at
least 50 ms leads to unanimously identified interrogative modal-
Fig. 6: Mean reaction times as a function of F0 interval (from ity. Even at durations of 20 ms and 30 ms a significant number
-4 to 6.5 semitones) and voicing duration (from 20 ms to 70 ms). of listeners (approx. 25% of all subjects) is able to consistently
identify sentence modality.
for the 20 ms stimuli with rising F0 contours the reaction time Whether declarative or interrogative modality of an utter-
values remain high indicating that subjects had severe problems ance with short voicing is perceived mainly depends on the F0
in judging these stimuli. interval between onset and offset of the last syllable. This inves-
tigation provides first indication that the slope of the F0 contour
3. Discussion (e.g. in st/s) is probably not the crucial acoustic property.

The conducted perception experiment reveals the relation be- 5. Acknowledgements


tween sentence modality and the independent variables voicing
duration and F0 interval on the one hand and listener’s gen- Many thanks to Michel Scheffers for his invaluable discussions
eral ability to perceive pitch in very short glides on the other and help with the RMG3 reaction time measurement equipment.
hand. Consequently, the listeners reactions are a key to the
understanding of both the pitch perception mechanism and the 6. References
communicative function of short contours. [1] Bannert, R.; Bredvad-Jensen, A.-C. 1975. Temporal organization
Voicing duration and F0 interval determine the identifica- of Swedish tonal accents: The effect of vowel duration. Working
tion as statement or question. However, F0 slope (e.g. in st/s) Papers 10, pp. 1–36, Phonetics Laboratory, Department of Gen-
eral Linguistics, Lund University, Lund.
is probably not the crucial acoustic property because a slope of
[2] Ericksson, Y.; Alstermark, M. 1972. Fundamental frequency cor-
+29 st/s at a voicing duration of 70 ms is clearly perceived as relates of the grave word accent in Swedish: the effect of vowel
question while a slope of +25 st/s at 20 ms is almost always duration. Speech Transmission Lab., Quarterly Progress and Sta-
perceived as statement (compare Table 1 with Fig. 3). It seems tus Report 2–3, KTH, Stockholm.
that a decreasing voicing duration needs an increasing F0 slope [3] Gartenberg, R.; Panzlaff-Reuter, C. 1991. Production and percep-
to yield clear judgements, or simply a constant F0 interval. tion of F0 peak patterns in German. Arbeitsberichte (AIPUK) 25,
Our results are consistent with the statement of ’t Hart 1981 pp. 29–113, IPDS, Christian-Albrechts-University, Kiel.
[12] that only pitch intervals of “more than three semitones play [4] Grabe, E. 1998. Comparative intonational phonology: English
a part in communicative situations” but we suggest a refinement and German. Ph.D. thesis, Nijmegen University, Ponsen & Looi-
towards 2 semitones. jen, Wageningen.
The steepness and uniformity of the identification functions [5] Gussenhoven, C.; Rietveld, T. 2002. The behaviour of H* and L*
in this experiment may be due to the simple dichotomy of ques- under variations in pitch range in Dutch rising contours. Language
& Speech, 43(2): 183–203.
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[6] Hanssen, J.; Peters, J.; Gussenhoven, C. 2007. Phrase-final pitch
discourse. Most likely there are numerous semantic connota- accommodation effects in Dutch. In Proc. ICPhS, vol. 2, pp.
tions of falls und rises that might depend on the shape and time 1077–1080, Saarbrücken.
alignment of utterance-final intonation contours (Kohler 2005 [7] Klatt, D. H. 1973. Discrimination of fundamental frequency con-
[8]). Gussenhoven & Rietveld 2002 [5] e.g. show that in Dutch tours in synthetic speech: implications for models of pitch per-
the shape of rising contours influences the dimension “suprise”. ception. J. of the Acoustical Society of America, 53(1): 8–16.
The responses show strong individual differences in the [8] Kohler, Klaus, J. 2005. Timing and communicative functions of
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