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Review of Sociology
PSYCHOANALYSIS AND
SOCIOLOGY
Jerome Rabow
INTRODUCTION
11 asked members of the section on psychiatric sociology of the Society for the Study of Social
Problems to inform me of works they thought important and relevant to the subfield of psychoanaly-
sis. The few articles I received were concerned with psychiatry and psychiatric control rather than
with theoretical work in psychoanalysis and sociology. Along these lines, the reviews by sociolog-
ists of psychoanalysis use quite different literature.
555
0360-0572/83/0815-0555$02.00
ignore the work of social scientists from disciplines other than sociology who
have used psychoanalysis, even anthropological work in culture and
socialization.2 An evaluation of the different theories of classical psychoanaly-
sis is also beyond the scope of this paper. Psychoanalytic theory comprises
many different theories. Some address thought processes such as memory,
perception, attention, and consciousness; others focus on development; still
others deal with psychopathology. Such theories are usually stated as models
that function by analogy and comparison, and not as precise sets of functional
relations between variables.
I use the materials and assumptions I believe are fundamental to
psychoanalysis. These have been stated by Loevinger (1966), Klein (1976),
and further restated by Breger (1981). I find Freud's statement adequate: "The
assumption that there are unconscious mental processes, the recognition of the
theory of resistance and repression, the appreciation of the importance of
sexuality and of the Oedipus complex-these constitute the principal subject
matter of psychoanalysis and the foundation of its theory. No one who cannot
accept them all should count himself a psycho-analyst" (Freud 1923: 247). The
entire body of neo-Freudian work is ignored in this essay, as it is not built upon
these core assumptions (Jacoby 1975).
Finally, it is beyond the scope of this chapter to introduce and evaluate all of
the early efforts to integrate psychoanalysis and sociology. Fortunately these
works are treated in sociological reviews by Burgess (1939), Berger (1965),
Platt (1976), and Levine (1978),3 and in two books (Weinstein & Platt 1973;
Endleman 1981).4
In this review I discuss five ways in which sociologists have used psychoan-
alytic ideas. First, some sociologists have done little beyond acknowledging
the real or potential contribution of Freud's work or of particular psychoanaly-
tic concepts to sociology. I call this the acknowledging perspective. A second
body of work in sociology has used minor aspects or concepts of psychoanaly-
sis, found them useless, and then rejected the major corpus of psychoanalytic
21 have made such a preliminary effort. See "Psychoanalysis in the social sciences" (Rabow,
1983). The works by Devereaux (1967, 1978), LeVine (1973), and Anne Parsons while relevant
are not discussed (1964).
3Except for the earliest by Burgess (1939), none of these reviews appears in the highest stat
sociological journals. Indeed Levine's essay is an anthropology journal while Platt's work was
published in an American Studies journal. Most of the reviewers can be classified as broadly
ranging scholars who are not identified with a single substantive area. The reviews tend to focus on
different bodies of literature and thus cover many more materials than I review here. Finally, the
reviewers live and work in major urban centers where psychoanalytic institutes are located. Indeed,
most of the reviewers have undergone psychoanalysis, a fact relevant to understanding why
sociologists continue to work in this area.
4The books by Endleman and Weinstein & Platt, particularly valuable here, focus on different
bodies of literature.
works. I call this the gauntlet approach. A third body of work is characterized
by a more faithful use of psychoanalytic theory in conjunction with sociological
theory to extend the latter and downplay the former. I call this the suggestive
approach. Fourth, some have used psychoanalytic theory faithfully in studying
sociological phenomena and have enriched our understanding without denig-
rating either discipline. This approach, which I call the integrative approach,
goes beyond extending ideas to develop new information and theory. A fifth
approach has been to treat psychoanalysis itself as a human enterprise. I call
sociological analyses of the origin and development of psychoanalysis the
sociology of knowledge approach.
Endleman, who uses Keniston's Young Radicals (1968) to develop the oedipal
theme apropos boys who become radicals. Endleman (1970) notes that such
boys experience a strong tie to their mothers. Fathers who are highly ethical and
intellectually strong are also subservient to a domineering mother. An intense
ambivalence results. This intense and close relationship to mothers and the
mothers' pressure for academic accomplishment seem to lead radical youth to a
certain identification of academic pressure with maternal pressure. While all
male youth may experience ambivalence toward the father, with these radical
youth the ambivalence is particularly intense because of the split image of the
father held by male students. On the one hand, the father is highly ethical,
intellectually strong, politically involved, and idealistic; on the other hand, this
same father is weak and unsuccessful. Rage at the academic (read mother and
her role in castrating father) and at the father for allowing the castration is one
factor that played a role among committed youth (Kenniston 1968). Endleman
argues that oedipal patterns were evident in the male rebels.
Another acknowledging work by a sociologist interested in cultural changes
is Freud: The Mind of the Moralist (1961), where Phillip Rieff interpreted
Freud as a designer of moral values. Rieff argues that Freud saw the demands of
society as devoid of inherent good. Individuals need not conform to society's
demands but should instead strive for freedom. The possibility of freedom is
increased with psychoanalysis, and thus a new character type emerges in
society. Not the conformist that Riesman and Whyte described, this character is
above moral, religious, and economic concerns. He is guided only by one point
of knowing, one psychological validity: the self. This egoist is, according to
Rieff, becoming a predominant human type.
Rieff continues his focus on moral issues in his later book, The Triumph of
the Therapeutic: Uses of Faith After Freud (1966), where he describes the shift
in the moral demand system of our culture. This shift in culture emphasizes the
movement from a culture that valued control, where wants and needs were
differentiated and unequal, to a culture where wants are elevated to needs. This
has resulted in the emergence of the "psychological" man, who pursues
primarily his own well-being. Because he has lost many of his communal
obligations and has developed a psychoanalytic attitude, each person lives
experimentally; each is lost and tense. With all faiths being possible, no faith
can be forceful, compelling or dominant. The goals of psychological man are to
keep going and to seek well-being. Rieff believes that this was how Freud saw
modern man. One religionist criticizes this view as a misinterpretation of
Freud, deriving from Rieff's disproportionate emphasis upon the weakening of
superego controls (Browning 1975). Both Sennett's and Lasch's analyses of the
social psychology of capitalism (Sennett 1977) echo Rieff's evaluation. None
of these three authors deals empirically with the issues of narcissism, the
destruction of intimacy, or the uncivilized community. Although these terms
have been ignored by mainstream sociologists because of their romantic sim-
plicity, the issues they raise are profound. When they are discussed in more
sociological terms, as in Turner's "The Themes of Contemporary Social
Movements" (1969), they are more acceptable to most sociologists. But denial,
repressions, and the psychoanalytic base of affects are lost in the translation.
The delinquent sub-culture permits both the projection and the gratification of the forbidden
impulses. The world of the gang is almost exclusively masculine, at least in object relations.
Not so much femininity but passivity is denied in the circular aggression and defiance of the
gang. The negative oedipus will be expressed in the form of delinquency where the family is
unstable and where the boy can too early reject the culture of the parents, in latency rather
than in adolescence. This rejection will occur most frequently in those classes and status
groups which are anomic: where the culture demands what society withholds (p. 105).
Slater did not focus on the students' personal problems, nor did he describe
how the subjects systematically related to features of the collectivity that in turn
influenced the sequence of events. He studied the manner in which groups
evolve and develop. Slater noted resemblances between a group's development
and the moral development of a child (per Piaget); similar resemblances were
suggested between group evolution and the cultural evolution of whole
societies. Slater saw the training group as a microcosm of pervasive group
processes. He argued that an actor's sense of what he is doing comes directly
from his group experiences, which further prepare him for a new stage in the
evolutionary process. Slater's explanation of the revolt against the leader
stressed the individual's needs for autonomy and individuation. However, this
work was interpreted by sociologists interested in psychoanalysis as evidence
for the irrelevance of oedipal themes. In other words, the overthrow of the
leader need not be motivated at an unconscious and infantile level, but can
occur at a later point in an adult's career. Thus a psychoanalytic explanation of
group development need not rely on a model of individual development
stressing early childhood experiences. Microcosm received much attention in
the profession. A symposium review (ASR, 1967) gave it both good marks and
bad: "excellent," judged Gouldner; "wasted talent," wrote Goode; "promising"
thought Bettelheim. Its central ideas remain fertile leads for integrative work.
Such work has been done by Gibbard & Hartman (1973). In their study of
two college groups they found strong evidence supporting both the oedipal and
pre-oedipal paradigms. Further suggestive work applied Freud's economic
perspective to collectives, which are seen to have fixed quantities of libido a
defense. Accordingly, hostility may be expressed by, or depression may be
lifted from, one member of the collective or one part of a subsystem only to be
absorbed by another. This idea stresses the variables of energies, libido,
affects, and defenses. Slater's work (1963) and Marks's work (1977) are along
these lines, as is the work of Vogel & Bell (1960) on the family scapegoat.
Slater's work on libidinal diffusion and contraction is, as Levine says, an
ingenious translation of eros and thanatos into associative and disassociative
processes (Levine 1978). Collective life is, according to Slater, ultimately
dependent upon libidinal diffusion.
Such research assumes that collectives embody varying proportions of asso-
ciative and dissociative processes and they all have mechanisms that anticipate
an individual's withdrawal or social regression. The control mechanisms or
institutions invoked to prevent regression, discussed by Slater, are: (a)
socialization as a mechanism to prevent narcissistic withdrawal; (b) marriage as
a mechanism to prevent withdrawal from the dyad; and (c) incest as a mechan-
ism to prevent withdrawal from the family.
Excellent sociological work on mechanisms designed to prevent withdrawal
and enhance commitment (Kanter 1972) often ignores the unconscious, repres-
sion, and affects and Slater uses the classic psychoanalytic concepts to argue
for a more comprehensive explanation of commitment as a social pattern.
Marks (1977) challenges one aspect of Slater's argument, although his thesis
is more directly aimed at Goode (1960) and Coser (1974).
He rejects the concept that time and energy are scarce, arguing that they are
flexible rather than finite. Marks notes that scarcity applies to only some types
of commitments. Thus without explicit recognition, Marks rejects classic
libido theory (accepted by Goode and Coser), a theory not highly esteemed in
modern psychoanalytic circles (Breger 1981). Resources like love (Swanson
1965) and education (Boulding 1966) can be used to generate rather than
deplete energy and commitment. Marks's suggestive work does not indicate
which types of collective arrangements make for under- and over-commitment.
Why, for example, do some couples with objectively demanding occupational
roles experience satisfaction with their amount of time together, while others,
involved in objectively less demanding roles, experience a lack of time together
(Cuber & Haroff 1965)? Questions about how groups balance the forces
governing the withdrawal or increased commitment of their members still need
to be addressed.
A number of other suggestive and promising sociological works may be
evaluated in this section. Swanson has argued for the relevance of Freud to
social psychology (1961 a) in much the way Parsons has detailed how Durk-
heim and Freud converge upon moral values and personality structure. Swan-
son disputes the biological Lamarckian interpretation of Freud and translates
the social interactions associated with the erogenous zones into sociopsycholo-
gical skills and interactional issues. While both Swanson and Parsons believe
that meaning and affect are important for the organization of social action, at no
point for these authors can meaning be (as it could for Freud) unconscious.
Indeed, in the Structure of Social Action Parsons completely ignores the
concept of the unconscious. For Parsons, such a concept seems to have no
legitimacy or scientific status. Parsons attempted (1947, 1953, 1964, 1967)
with his students (Parsons et al 1955) to explain the unique development of
personality while simultaneously accounting for social order. He maintained
that all levels of the personality-id, ego, and superego-are open to the
internalization of the commonly shared objects, symbols, rules, and values of
society. Thus id impulses and affects are not a direct or independent expression
of drives or instincts but can only be symbolically generated and adapted to a
particular social order. In this view, there is no antagonism. The id does not
function independently, having no demands and wishes of its own.
In an unpublished paper, R. Collins has recently addressed sociology's
failure to appreciate the theoretical importance of feelings. Most sociologists
working in this paradigm ignore the possible significance of the unconscious
meanings related to the symbols and affects emphasized by both Swanson and
Finally, I cite examples of works that accept the basic premises of both
sociology and psychoanalysis without reducing one to the other.
In one of the rare integrations of sociology with psychoanalysis Swanson
accepts and uses the concept of the unconscious. His first work (Miller &
Swanson 1960) demonstrated the conditions under which adolescents come to
prefer certain defense mechanisms to others.
The work with Miller did not account for much variance in the defenses used
by adolescents nor did it account for their origins. These issues were addressed
by Swanson in 1961b. Swanson recognized that the earlier experiments, using
the same methods by which so many others had conceptualized psychoanalysis,
had chosen the wrong approach to identifying independent variables. These
variables included severity of weaning and bowel training, style of reward and
punishment, frequency of reward, the arbitrariness of parental demands for
obedience, and the degree to which parents try to control their anger when
disciplining a child. Sewell & Orlansky had used these variables in their work.
Swanson's breakthrough occurred when he conceptualized the independent
variables to replicate the defenses. By social replication, Swanson means "that
the relations to oneself and others implied in the definition of a particular
defense seem to be embodied in the individual's social relations; that the
defense as an intrapsychic pattern of attitudes seems to be a fairly faithful copy
of the subject's overt relations with other people" (1961:7). Thus defenses are
not intrapsychic patterns without embodiment in social relations. According to
Swanson they are ways of relating at once to oneself and to others. A defense is
both an individual reaction to a social situation and an aspect of a role in a social
relationship. Defenses result in an individual's (a) achieving of some reward or
Berger (1965) has written a brilliant though abortive essay on the relationship
between sociology and psychoanalysis. Using a fundamental assumption of
sociology, namely that behavioral scientists' models of personality are pro-
ducts of social structures, Berger notes that the psychological models (or
theories) are in turn used to verify and test for the personalities. Berger
describes the early 20th century social-structural change in the organization of
work in Western societies. When industrialization took work from the home
and put men into the factories it helped to create a new sense of self. The new
self now had a public and work dimension as well as a familial or private one.
Thus a new empirical reality (a new personality characterized by a split self or
divided mind) becomes available for discovery.
If Freud had not been born, Berger argues, we would have invented him. The
theory and practice of psychoanalysis are rooted in the very structures that also
create the new self, a self that needs a new institutional apparatus to repair and
integrate it. A new institutional diagnostic and mending apparatus arises:
testing and counseling services, mental hospitals, and the like. Sociologists
who have studied this apparatus have failed for the most part to focus on the
macro-structure that creates the psychoanalytic enterprise, and have instead
focused on limited aspects of the enterprise such as mental hospitals and
counseling. Study may reveal that recent models of the self (e.g. the "growth"
self, "awareness" self, "assertive" self, "restored" self, "as if' self, "false" self,
"addictive" self, "borderline" self, and "narcissistic" self) reflect further
change in the organization of work and the nature of the family. Indeed, that
fewer diagnoses now involve the classical neuroses-hysteria, obsessive-
compulsiveness, and phobia-while more refer to narcissistic and borderline
personalities may result either from new facts, new lenses, or a combination of
both. Certainly Turner's work on the themes of contemporary social move-
ments (1969) has marked similarities to that on the narcissistic self discovered
by psychoanalysis and the themes expressed by Rieff, Sennett, and Lasch.
Turkle (1978), too, has emphasized the relationship of psychoanalysis to its
environment. Turkle's work is an account of psychoanalysis in contemporary
France and is based on the author's experience in France during and after the
spring revolt of 1968. The revolt increased the impact of psychoanalysis on
French society and culture, where analysts work in hospitals, nurseries, and
schools, in vocational training and child-rearing. Whereas in the United States
academia has limited connections with psychoanalysis, in France the disci-
done by sociologists (Henry, Sims & Spray 1971) using a sample of social
workers, clinical psychologists, psychiatrists, and psychoanalysts, showed that
certain backgrounds and childhood conflicts predispose a person to a mental
health practitioner's role, a finding that once again suggests the crucial impact
of family socialization on adult patterns of occupational choice.
SUMMARY
ACKNOWLEDGMENT
This article has benefited greatly from the colleagueship of Ralph Turner.
Charlotte Safavi, Sherry L. Berkman, and Jack Katz gave this paper critical and
valuable readings. Roslyn Rabow helped bring it all together.
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