ABC Wise Index (Based on May 2021 Study Material Edition)

Topic Pg Topic Pg
Bond - Call Feature used to retire expense debt & refinance at a lower
Acceptance Ratio 4.14 3.9
rate
ADR 3.10 Bond - Call Protection 3.9
Agridex (imp) 7.3 Bond - Refunding 3.9
AIBI - Association of Investment Bankers of India 1.13 Bond indenture or Deed of Trust or Trust Indenture 3.8
AMC 1.12 Bond issue vs Stock issue 11.7
Analytics of Credit policy - How does monetary policy influence price level &
2.2 Bond Market = 1.2 , 1.19 , 4.29 1.2
percapita income
Anchor Investors - Case Study of Indigo 3.32 Bond Pricing 3.9
Anchor Investors - meaning, importance, Guidelines 3.30 Bonds Maturity > 1 year 3.8
Angel Investor 10.6 Bonds Short Term & Long Term 3.9
APV - Adjusted Present Value (sums in notes) 8.14 Bonus issue 3.14
APV Illustration 8.15 Book building methods vs Fixed Price Methods 3.25
ASBA - Application supporteed by Blocked Amount 3.28 Book Building Process - Facts 3.28
ASIFMA - The Asia Securities Industry & Financial Market Association 4.23 Book Building Route Flowchart 3.27
Asset Price Channel 2.3 Book built issue 3.20
Authorised Dealers - Association of Banks 1.12 Book Built issue _ Underwriting by MB 11.15
Balance Sheet Channel 2.3 Break fee 10.10
Bank Lending channel 2.3 Bridge Loan 10.6
Bank Rate 2.5 BRLM - Book Runner Lead Manager (11.7) 3.25
Bankability 8.16 Brokers 1.9
Bankers to issue 3.21 Brokers to issue 3.21
Bankers to issue 6.12 BSE in detail 6.5
Basis Risk = Interest Rate Risk 15.3 Buffet Indicator 1.16
Benchmarking in MF 9.21 Business Environment Analysis 12.9
Beneficial Owner 6.3 Business Risk - Strategic, Compliance, Operational, Reputational 12.7
Bidding Centers 3.25 Buy side & Sell Side Advisory 11.8
Bill Discounting 8.3 Buyback / Share Repurchase 4.11
Bill Market - Advantages 5.19 Buyback _Effects 4.12
BOLT - BSE's online Trading System 6.5 Buyback _Legal Requirements 4.13
Topic Pg Topic Pg
Buyback _Recent Buyback rush & its implications 4.15 CII - Cost Inflation Index 2.8
Buyback _When should investors opt for buyback 4.14 Circuit Breakers 4.20
Buyback _why is it favoured by the companies 4.13 Clearing Banks 4.24
Buyer's credit 8.6 Clearing Houses _ Role & Working 6.21
Call Money, Notice Money & Term Money 1.15 Clearing Houses _ Trading Procedure 6.22
Call Money, Notice Money in detail 5.12 Clearing Member 4.24
Capital Market 1.16 Clearing Member 6.22
Capital Market After 1990 3.2 CLN _ Credit Linked Notes 15.2
Capital Market Before 1990 3.2 CMA - Credit monitoring Arrangement 8.22
Capital Market - Constituents 3.4 CME - Chicago Merchantile Exchange 6.10
Capital Market - Equity Market scenario in India 1.16 CME - Chicago Merchantile Exchange Group 7.9
Capital Market - Functions 3.3 COICOP - Classification of Individual Consumption according to purpose 2.10
Capital Market - Instruments 3.7 COMEX - Commodit Exchange Inc. 6.10
Capital Market - participants 3.6 Commercial Bank 6.16
Capital Market - Segments (Primary & secondary) 3.4 Commercial Bill vs Commercial Paper 5.24
Capital Market _ Basics Need Evolution & constituents 3.2 Commercial Bills - Bills of Exchange 5.17
Capital Market Intermediaries (Bankers, Brokers, Underwriters) 3.20 Commercial Paper _ Benefits 5.23
Capital Market vs Money Market 5.7 Commercial Papers 1.16
Carried Interest 10.8 Commercial Papers in detail 5.21
Cash Budget Method 8.24 Commodities Market 1.2
Cash Credit Account 8.2 Commodity - Trading & Settlement Process 7.6
Cash Management Bills 1.15 Commodity _ SEBI approval for Options 7.7
CBOT - Chicago Board of Trade 6.10 Commodity Exchange - Pre-requisites for Future Trading 7.6
CCI - Controller of Capital issue 3.20 Commodity Exchanges _ India 6.8
CDO _ Risks involved 15.3 Commodity Exchanges _ International 6.10
CDO -Collateralised Debt Obligations 15.2 Commodity Market _ important terms 7.7
CDS - Credit Default Swaps 15.3 Commodity Market _ India 7.3
CDS PARTIES 15.5 Commodity Market _ Indian Problems 7.5
CDS PLAYERS 15.6 Commodity Market _ Influence on Prices 7.2
Certificate of deposits 1.16 Commodity Market _ Introduction 7.1
Certificate of deposits in detail 5.19 Commodity Market _ Negative Impact of Speculation 7.3
CFTC - Commodity Futures Trading Association 1.13 Commodity Market _ Regulatory scenario in India 7.5
Topic Pg Topic Pg
Commodity Market _ Role 7.2 Credit Risk in Capital Market 14.5
Commodity Market _ Role of Derivatives 7.8 Credit Risk Measurement 14.6
Commodity Market _ Way forward 7.5 Credit Risk Mitigation 13.16
Commodity Markets vs Financial Markets 7.5 CRILC - Central Repository of Information on Large Credits 12.15
Commodity Risk 14.2 CRR 2.4
Composite issue 3.14 CRR 5.25
Construction Risk 8.16 CSA - Canadian securities administrator 1.12
Consultants - Investment / Financial 6.14 CSO - Central Statistical Organisation 2.11
Contribution of market to economy 1.6 Custodial Service 4.5
Core Bases for Estimating Credit Worthiness 12.10 Custodians 1.10
Counter Offer 3.38 Custodians 6.20
Counter Party Risk (12.8) 4.32 Custodians 4.24
Country Risk 14.8 Custodians - SHCIL and SBI shareholding Corporation for india 1.10
CPI - Consumer Price Index 2.9 Custodians are not allowed to participate in secondary market 3.39
CRA - Credit Rating Agency Day Count Convention 5.35
Credit Channel 2.3 Dealer Financing 8.5
Credit Derivative _ Meaning 15.1 Dealers Code of conduct 13.3
Credit event Auction 15.5 Dealing Room 13.3
Credit Policy - Meaning 2.1 Dealing Room Structure / Heirarchy 13.4
Credit Policy - Objectives 2.1 Debenture Trustees 3.21
Credit Provision 1.6 Debenture Trustees 6.12
Credit Rating _ & AI 12.15 Debenture Trustees _ Duties 6.13
Credit Rating _ CAMEL Model 12.10 Debentures 3.8
Credit Rating _ Limitations 12.13 Debt Market _ in India 4.29
Credit Rating _ Rating Revisions 12.11 Debt route vs Equity Route 1.8
Credit Rating _ Meaning 12.1 Debt Securitization 5.29
Credit Rating _ Methodologies 12.7 Debt Service Coverage Ratio 8.16
Credit Rating _ Non Co-operating Category 12.15 Deemed Liquidation 10.12
Credit Rating _ Process 12.4 Default risk = Credit Risk 4.31
Credit Rating _ Services 12.2 Delisting Terms, Process & Vedanta 3.37
Credit Rating _ Types / Objectives / Uses 12.3 Delisting vs buyback 4.16
Credit Risk = Counter Party Risk = Default Risk 14.4 Dematerialisation 6.3
Credit Risk Categories 14.5 Demutualization of Stock exchanges 4.9
Topic Pg Topic Pg
Depolyment of Funds 13.11 Essentials for ensuring a risk free & Transparent Payment system 5.5
Depositories 1.9 ETC - Exchange Traded Commodities 7.2
Depository System 4.6 ETF - Exchange Traded Funds 9.25
Depository System _ Benefits 6.2 EU - wide Financial Markets Watchdog 7.3
Depository System _ Parties involved 6.3 Eurex Echange 7.9
Depository System _ Process 6.3 Exchange Rate Channel (exports & Imports) 2.3
Depository_ Definition & Meaning 6.1 Exchange rate stability 2.2
Derivative 3.11 Exclusivity Agreement 10.10
Derivative 14.1 Exit Multiple 10.12
Derivatives Market 1.2 Exit Offers - Delisting offers - Strategic issues 3.36
DFHI - Discount & Finance House of India 5.11 Export Credit Characteristics 13.8
DFI - Development Financial institutions 3.2 Export Factoring 13.9
Dhanya 7.3 Export Financing vs Forfaiting 17.7
Difference b/n WPI & CPI 2.11 Exporter Finance 8.7
Disclosure Document 6.13 External Balance of Payment Equilibrium 2.2
Discount windows offered by Fed 2.6 Factor Sensitivity Measure 13.14
Disinvestment 3.34 Factor Service - Why? 17.1
Doctrine of Strict Compliance 13.8 Factoring _ Advantages of International Factoring 13.9
Down Round 10.9 Factoring _ Benefits 17.6
DRF - Dematerialization Request Form 6.3 Factoring _ Funtions of Export & Import Factor 13.11
Due Diligence 10.4 Factoring _ International Context 13.7
Due Diligence & Drafting 11.7 Factoring _ Limitations in India & Suggestions 17.7
DUPN - Derivative Usance Promissory Notes 5.18 Factoring _ Process 17.3
DVP - Delivery versus Payment Factoring _ Sums on Effective / net Factoring Cost 17.8
Economic Risk Trasnfer 15.2 Factoring _ Two Factor System 13.9
Endowment Funds 6.17 Factoring _ Types 17.4
Entry Norm I - Profitability Route 3.17 Factoring Regulation act 17.9
Equity Crowd Sourcing 10.7 FATCA - Foreign Account Tax Compliance Act 10.2
Equity Research 12.3 FCNR (B) Deposits 8.7
Equity Risk 14.2 FCNR (B) Loan 8.7
ERISA - Employee Retirement Income Security act 1.12 FDM - Forex Dealer Member 1.13
ESMA - European Securities & Market Authority 7.3 Fed 1.11
ESSEL Group - Loan against exposure to Essel group entities of MF 9.38 Fed Fund rate & its impact on Global markets 2.7
Topic Pg Topic Pg
Fed Policy 2.6 FPI - Foreign Portfolio Investors 6.17
Fed Policy Tools 2.6 FPI _ Categorization 6.18
Federal Reserve System - Funtions 2.6 FPI _ Facts 6.19
Financial Market - Administrators to facilitate
AMFI = MFDA FEDAI 1.7 FPI _ Recent Trends 6.20
FIMMDA = ISDA AIBI = IAIB
Financial Market - Chart - Financial Intermediaries, FM, Financial
1.15 FPI _ Restrictions 6.19
Instruments
Financial Market - Primary Stakeholders
1.7 FPO - Requirements 3.18
Shareholders , Lenders, Companies, Mutual Funds/holders/managers
Financial Market - Regulators
SEBI = SEC RBI = Fed 1.7 Fractional Reserve System 2.4
IRDAI = In Canada - OSFI PFRDA = ERISA
Financial Market - Service Providers
Merchant Bankers Brokers 1.7 Full ratchet method 10.9
Underwriters Depositories Custodians
Financial Markets - Functions 1.4 Fund Based Working Capital Limit - Need 8.3
Financial markets - Importance 1.3 Fund Raising Rules 13.7
Financial Markets - International Financial market scenario 1.14 Funtions of Financial system (Baily & Elliott) 1.6
Financial Markets - Role in Economic development of country 1.4 Funtions of Financial system (Levine) 1.6
Financial Markets - Size of Global financial markets 1.3 GDP estimation by CSO 2.11
Financial markets - Stakeholders 1.7 GDP Growth rate 1.5
Financial markets - Types 1.2 GDR 3.10
Financial Restructuring 11.10 Global financial development report of World Bank - "Costs" 1.6
Financial Risk - Counter Party, Political, Interest Rate, Currency 12.8 Govt Securities 5.28
Financial Viability 8.14 Green Shoe Option 3.29
Fixed Price issue 3.20 Headline Inflation rate 2.11
FMC - Forward Market Commission 6.9 Hedge Funds 6.17
FMC - Forward Market Commission 7.5 Hedge Ratio Practical Question 7.10
Forex Limits & Types 13.15 Holdco 9.28
Forex Risk 14.2 Hurdle Rate 10.8
Forfaiting 17.7 IAIB - International Association of Investment Bankers 1.14
Topic Pg Topic Pg
IB _ Challenges & Developments 11.10 Issues realting to CPI 2.10
IB _ Functions 11.6 JOBS Act - Jumpstart Our Business Startup Act 10.7
IB _ Main Areas 11.2 KIM - Key info Memorandum 9.7
IBA - Indian Banks Association 5.26 LAF - Liquidity Adjustment Factor 2.4
ICE - Intercontinental Exchange Inc. 6.11 LAP - Loan Against Property 8.9
ICEX - Indian Commodity Exchange 6.9 LAS - Loan against shares (Dark side) 9.39
Idle Fund = Drawing Power - Amout Availed 8.2 LBO - Leveraged Buyouts 10.7
IFFCO - Indian Farmers Fertilizer Co-operative Limited 6.8 Liberalisation & FII Custodians 1.10
IL&FS Default & Handling by MF 9.33 LIBOR or ICE LIBOR (BBA LIBOR) 5.27
Increase Confidence in Bonds 15.4 Linkages in financial flow 1.5
incubators 10.5 Liquidation Preference 10.12
Initial Margin, MM, VM 6.22 Liquidity Provision 1.6
Inorporation of NSE - 1992
3.3 LME - London Metal Exchange 6.10
Its Recognition as Stock Exchange - April 1993
Institutional Investors 6.15 LME - London Metal Exchange in detail 7.8
Instruments of Credit Policy 2.4 LME select 7.9
Insurance Companies 6.16 London Bullion Market 7.9
Interest Rate Channel 2.2 London Stock Exchange 6.6
Interest Rate Policy - 1.11, 2.2 1.11 M&A 11.8
Interest Rate Risk & sources 14.2 M&A Advisory 11.2
Interest Rate Risk (12.9) 4.31 Macroeconomic & Structural Fragility Risk 14.8
Interest Rates Determination 5.26 Major Risks Banks & Corporates are exposed to 13.13
Interest Service Coverage Ratio 8.16 Management Evaluation 12.9
Investment Banking vs Commercial Banking 11.4 Margin Money for Working Capital 8.12
InVIT - Infrastucture Investment Trusts ( full in detail 9.31) 9.28 Margin Money for Working Capital Loan 8.6
InVIT not a retail product - Why? 9.32 Margin Trading 4.27
IORR rate - Interest on Required Reserve Balance & excess Balance 2.7 Marginal Default Methodology 12.14
IPO Entry Norms 3.17 Margins Meaning & Types 6.22
IPO Grading 3.19 Market cap to GDP Ratio 1.16
IPO issue _ IB 11.6 Market Making System 4.25
ISAD - International Swap & Derivative Association 15.4 Market Risk 8.18
ISDA - International Swaps & Derivatives association 1.13 Market Risk 14.1
ISE - The Interconnected Stock exchange of India 4.4 Market Risk Types 14.2
Topic Pg Topic Pg
Market Stabilization scheme 2.5 MF _ Separation of Distribut & Advisory functions of MF industry 9.25
MBO - Management Buyouts (refer 10.11) 10.7 MF _ Signs highlighting the exit of investor 9.23
MCX - Multi Commodity Exchange 6.9 MF _ Solution Oriented Schemes 9.13
MD&A - Mgt Discussion & Analysis 12.9 MF _ Sortino Ratio 9.20
Merchant Bankers 1.8 MF _ Types 9.6
Merchant Bankers _ Definition 6.11 MF_ Factors influencing selection of MF 9.23
Merchant Bankers _ Post Issue Management 11.16 MFDA - Mutual funds dealers association Cananda 1.12
Merchant Bankers _ Pre Issue Management 11.13 MIBOR - Thomson Reuters 5.26
Merchant Bankers _ Responsibilities as per SEBI ICDR 11.12 Money Market _ Basics 5.2
Merchant Bankers/ Lead Managers 3.20 Money Market _ Characteristics of a well developed MM 5.5
Merchant Banking & Issue Management 11.12 Money Market _ Definition 5.3
Mezzanine Financing 10.6 Money Market _ Features 5.3
MF _ 20/25 Rule 9.7 Money Market _ Participants (Institutions) 5.10
MF _ Advantages & Disadvantages 9.21 Money Market _ Participants (Organised & Unorganised) 5.8
MF _ Closed Ended Funds 9.7 Money Market _ Preconditions of an efficient Money Market 5.5
MF _ Debt Schemes 9.10 Money Market _ Recent Development 5.29
MF _ Equity Schemes 9.8 Money Market _ Rigdities in India 5.6
MF _ Exit Load 9.6 MM _ steps taken by RBI for active developme of Secondary MM 5.6
MF _ Flexi cap Plans in relief 9.14 Money Market Deposit Accounts - MMDAs 5.30
MF _ FOF (Fund of Fund) 9.13 Money Market instruments 1.15
MF _ Fund costs 9.16 Money Market instruments 5.11
MF _ Hybrid Schemes 9.12 Money Market Mutual funds - MMMF 5.30
MF _ Hygiene factors (also refer Extra Gyaan) 9.16 Money Market Mutual funds - MMMF (in detail) & guidelines 9.24
MF _ Index Funds / Tracking index 9.13 Money Market_Dichotomic Structure {Chart Pg 5.10} 5.4
MF _ ISC - Investor Service Center MPBF - Maximum Permissible Bank Finance method 8.22
MF _ NAV 9.14 MSEI - Metropolitan Stock Excahnge of India Ltd 4.4
MF _ Open Ended Funds 9.6 MSF - Margin Standing Facility 2.5
MF _ Performance Measures 9.16 Mutual Funds 6.16
MF _ Performance Meaurement 9.15 Mutual Funds _ Org & Players 9.5
MF _ Point to Point Returns 9.17 Mutual Funds Meaning & History 9.3
MF _ Portfolio Turnover 9.23 Naked CDS 15.4
MF _ Rolling Returns ( Refer pg 1.18 for eg) 9.17 Name Rating / Name Lending 9.37
Topic Pg Topic Pg
Nasdaq 6.6 Operating Procedures of Monetary Policy 2.3
Natural Hedge / Self liquidating 8.7 Opportuniy Cost for Banks Caluclation 8.3
Nayek Committee method of assessment 8.22 Order Matching Mechanism 7.6
NBFC - Financing through NBFC 8.7 Originating House 11.4
NBMS - New Bill Market Scheme 5.17 OSFI - Office of Superintendent of Financial Institutions Canada 1.11
NCDEX - National Commodity & Derivative exchange 6.8 OTCEI - Over the Counter Exchange of India 4.4
NEAT - National Exchange for automated Trading 6.5 Overdraft 8.4
Net Working Capital 8.12 Overdraft over FD benefits in practical sum 8.5
New Margin Rules for Brokers & its implication 6.14 Overnight RRP - Reverse Repurchase Agmt Facility 2.7
NFA - National Futures Association 1.13 Ownership dilution 10.11
NFO - New Fund offer 9.6 Paid in Capital 10.8
N-Krishi 7.3 Pay in & Payout of Funds & Securities 4.22
NMCE - National Multi Commodity Exchange 6.10 PCFC - Pre shipment credit in Foreign currency 8.7
NSCCL _ National Securities Clearing Corporation Limited 4.24 PE & PE Firms _ Meaning 10.1
NSE in Detail 6.5 PE _ Buyouts 10.7
NSEL - National Spot Exchange Limited 7.5 PE _ Distribution of returns b/n Limited Partner & General Partner 10.12
NYMEX - NewYork Merchantile Exchange 6.10 PE _ Exit Routes 10.10
NYMEX - NewYork Merchantile Exchange 7.9 PE Deals in Real estate 10.13
NYSE - NewYork Stock exchange 6.6 Pension Funds 6.17
Obligation - Netting & Monetary 4.22 PFRDA - Pension Fund Regulatory & Development Authority 6.17
OEA - office of Economic Advisor 2.11 POA - Power of Attorney 6.15
Offer Document - Key disclosure requirements 3.16 Ponzi Scheme 9.22
Offer Document - Types 3.15 Portfolio Managers 3.21
OIS - Overnight Index Swaps 5.26 Portfolio Managers 6.13
OMO _ Fed 2.6 Pre Money & Post Money Valuation 10.11
Open Account Sales 8.3 Price discovery 1.4
Open Account Transactions 13.8 Price Discovery Mechanism - 3 ways (LME) 7.9
Open Interest 7.8 Price Discovery under Book Building process 3.25
Open Market Operations - RBI 2.5 Price Risk 4.32
Open out cry 7.9 Pricing of issue 3.20
Primary Market - Aspects, New issue, Kinds of securities 3.12
Topic Pg Topic Pg
Primary Market & Secondary Market - Differences, Similarities,
3.5 Rating Watch / Coverage / Scores 12.6
Interrelationship
Private Placement 11.9 RBI 1.11
Private Placement (3.14, 3.32 onwards) 3.14 Ready Forward Contracts 5.30
Probability of Default 12.14 Real Option Analysis
Probability of Default 14.5 Real Purchasing Power of Consumers 2.9
Probability of Gain 1.18 Receivables Types 8.3
Project / Infrastructure Funding issues 8.13 Recovery Equity vs Debt instruments 9.38
Project Cost Formula 8.11 Reference Entity 15.5
Project Financing 8.10 Registrar to issue 3.21
Project Financing _ Evaluation of the Project 8.13 Registrar to issue 6.11
Project Financing _ Evaluation of the Project Questions refer Notes Reinvestment Rate Risk 4.31
Project Financing _ Fixed Asset Cost determination 8.11 REIT 10.13
Project Financing _ Interest during Construction 8.12 REIT - Real Estate Investment Trusts 9.27
Promoter Fund _ Debt MF 9.38 REIT & Invit - Debt & Equity like features 9.32
Promoter Funding by NBFC 8.10 Rematerialization 6.3
Promoters Contribution & Lock in 3.18 Repo 2.4
Propriety Trading 11.3 REPO 5.30
PSCFC - Post Shipment Credit in foreign Currency 8.7 Repo Market - RBI measures to popularise 5.34
Public Issue - Book Building Route 3.24 REPO sums 5.33
Public Issue - IPO/FPO 3.13 REPO Transactions - RBI Conditions 5.34
Public Issue - Steps / Process 3.22 Research Analyst 11.3
Public issue from MB POV 11.13 Reserve Requirements 2.6
Public offering vs Private placement - Advantages & Disadvantages 3.33 Reverse Book Building 3.37
Public Securities 11.5 Reverse Mortgage 8.24
QIB Route Entry Norm II 3.17 Reverse Repo 2.5
QIP - Qualified institution Placement Conditions 3.14 Reverse REPO 5.30
Quantitative Monetary Policy 2.4 Rights issue (3.13, 3.35 procedure) 3.13
Quantum Channel relating to money supply & credit 2.3 Rights issue _ Unlisted InVIT SEBI Circular 9.33
Quasi Equity 8.23 Ring - The Trading floor of LME 7.9
Raising Money choices 11.6 Ring Disciplinary Committee 7.9
Random Loss 14.6 Risk - Return Trade off 14.4
RAROC Pricing 14.7 Risk Analysis 8.16
Topic Pg Topic Pg
Risk in Financial Products 15.1 Sharpe Ratio / Treynor Ratio / Jensen's Alpha / Portfolio Alpha 9.18
Risk Management in Secondary Market 4.19 Short Selling 4.28
RM _ Effective Risk Management _ Early signals 14.3 SID - Scheme info document 9.7
RM _ Effective Risk Monitoring & Reporting Practices 13.16 Side Pocketing SFM
RM _ Effective RM Framework 13.12 Simulation
RM _ Techniques 13.14 SLB - Securities Lending & Borrowing 4.26
RM _ Treasury Operations 13.11 SLR 2.4
RM limits 13.14 SLR 5.25
RM services 1.6 SME Financing 8.4
Rolling Returns - annual, 3yrs 1.18 SOFR - Secured Overnight Financing Rate 5.27
Rolling Settlement 4.21 Sovereign Default 14.4
RRF - Rematerialization Request Form 6.3 Sovereign Risk 13.7
RTA - Registrar & Share Transfer Agent _ role in Dematerialisation 6.3 SPAN - Standard Portfolio Analysis of Risk 7.9
Rules of Financing of Different Assets 13.7 SRO - Self Regulatory Orgnaisation 1.9
SAI - Scheme Additional Information 9.7 STCI - Securities & Trading Corporation of India 5.32
Sales 11.2 Stock Brokers & Sub Broker 6.14
Scenario Analysis Inter Stock Broking 4.5
Scenario Simulation 13.14 Stock Exchange _ Abroad 6.6
SCSB - Self Certified Syndicate Bank 3.28 Stock Exchange _ Characteristics in India ( 4.17, 6.7) 4.17
SEBI mandate/ objectives 3.3 Stock Exchange _ Definition 4.2
SEBI Rule on write off 9.35 Stock Exchange _ Development in India 4.3
SEBI set up in 1988
3.3 Stock Exchange _ Functions ( similar to Secondary Mkt functions in Pg 4.2) 4.17
Acquired statutory status in 1992
SEC - Securities exchange Commission 1.10 Stock Exchange _ Growth in India 4.16
Secondary Market - Functions ( similar to Stock Exchange Functions in Pg
4.2 Stock Market 1.2
4.17)
Security / Debt consolidation 8.10 Stock Market _Index 4.18
Sensitivity Analysis Inter Stock Market and its Operations 4.16
Series A & B 10.12 Stock Market organisation in India 4.4
SGL - Subsidiary General Ledger Stop order commitment 8.5
Share Trading by retail investor 4.10 STP - Straight Through Processing 4.27
Share Transfer Agent 6.12 Stress Testing 13.14
Share Types & Features 3.7 Style Drift 14.4
Topic Pg Topic Pg
Sub-prime Crisis _ Credit Rating 12.13 Underwriters 3.20
Sub-prime Crisis _ IB 11.11 Underwriters 6.12
SUUTI - Specified Undertaking of UTI 9.4 Underwriters 11.18
Syndicate 11.4 Underwriting 11.2
Systematic Risk 14.1 Underwriting Discount ( 11.6) 11.5
T + 1 Settlement initiative & feasibility 4.23 UNIDROIT - Unification of Private Law 17.2
T_Bills Additional Features 5.16 Usance period of BOE 8.4
T_Bills Advantages 5.16 Value at Risk 13.15
Tap Issue 5.17 Venture Capital 10.3
T-Bills 1.15 WC - Bank Loan 8.1
T-Bills in detail 5.13 WC - Gross WC concept 8.19
Technical Feasibility Report 8.14 WC - Net WC concept 8.19
Technically insolvent 8.20 WC - Term Loan 8.6
Term Loan (Long Term) 8.7 WC Assessment from Bank's POV 8.21
Term Sheet 10.8 WC Cycle 8.22
The Discount Rate _ Fed 2.6 WC Facility 8.1
Ticket size 9.21 WC Management 8.18
Tracking Deviation of Bond Spreads 12.14 WC products in Foreign Currency 8.6
Trading 11.3 WC products in INR 8.2
Trading Mechanism 4.10 WCDL - Working Capital Demand Loan 8.3
Trading Rules & Regulations 4.19 Weighted Avg Method 10.9
Trading, Clearing & Settlement 4.21 WPI - Wholesale price index 2.10
Tranches 10.12 Yeild to Maturity 3.9
Treasury _ Type of Risks 13.12
Treasury Functions _ Banks 13.5
Treasury Functions _ Corporates 13.5
Treasury Operations _ Functions 13.2
Treasury Operations _ Organisation 13.2
Turnover Method 8.22
Twintrack settlement system 4.23
Two Way Risk 14.4
Uncertainity Analysis 8.18
Underwriters 1.9