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Patterns of Preoperative Laboratory Testing in Patients Undergoing Outpatient Plastic Surgery Procedures
Patterns of Preoperative Laboratory Testing in Patients Undergoing Outpatient Plastic Surgery Procedures
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DOI: 10.1177/1090820X13515880
www.aestheticsurgeryjournal.com
Abstract
Background: Preoperative laboratory testing is commonplace in the clinical setting and is often utilized at surgeon discretion. We searched the
American College of Surgeons–National Surgical Quality Improvement Program (ACS-NSQIP) data set to determine the impact of preoperative laboratory
testing in ambulatory plastic surgery patients.
Objective: The authors assess the utilization and predictive value of preoperative laboratory testing in outpatient plastic surgery procedures.
Methods: Patients undergoing ambulatory plastic surgery were identified from the 2005 to 2010 NSQIP databases. Laboratory tests were categorized
by group: hematologic, chemistry, coagulation, and liver function tests (LFT). We defined complications in 2 groups: major postoperative and wound
complications. Multivariate analyses were used to identify patient characteristics associated with testing and to assess the ability of laboratory testing to
predict postoperative complications.
Results: A total of 5359 (62.0%) patients underwent testing; 881 (16.4%) tests were performed on the day of surgery. In patients with no defined
NSQIP comorbidities, 59.4% underwent preoperative testing and had a significantly lower rate of abnormal findings (33.4% vs 25.3%, P < .0001). In
multivariate analyses, testing was associated with older age, American Society of Anesthesiologists class >2, Hispanic or African American race, body
contouring procedures, epidural or spinal procedures, and with diabetes, hypertension, and cancer. Major complications occurred in 0.34% of patients.
Our analysis demonstrated that neither testing nor abnormal results were associated with postoperative complications, either major (P = .178) or wound
(P = .150).
Conclusions: We found no association between abnormal laboratory testing and postoperative morbidity. Preoperative testing in low-risk ambulatory
plastic surgery patients may be costly and has limited direct clinical benefit.
Keywords
preoperative testing, complication, ambulatory surgery, laboratory, labs
Preoperative laboratory testing is commonplace and is often cited.4,8-10 Many authors have advocated against the use
utilized at surgeon discretion without formal evidence-based of routine preoperative laboratory testing, especially in
input.1-3 Although the cost of laboratory testing for an indi- asymptomatic and clinically normal patients undergoing
vidual may be low and of little fiscal consequence, the aggre- elective, low-risk surgery, on the basis that it infrequently
gate cost of inefficient or potentially unnecessary preoperative
laboratory testing in low-risk ambulatory surgery patients
From the Department of Surgery, Division of Plastic Surgery,
may be profound and approaches $30 billion per year.4-6 The
Hospital of the University of Pennsylvania, Philadelphia.
number of ambulatory surgery procedures per year in the
United States is increasing and represents more than two- Corresponding Author:
thirds of the surgical procedures performed annually.7 Dr John P. Fischer, Division of Plastic Surgery, University of
Unfortunately, recommendations for preoperative testing Pennsylvania, 3400 Spruce St, Philadelphia, PA 19104, USA.
can vary widely, depending on the studies and reviews E-mail: John.Fischer2@uphs.upenn.edu
134 Aesthetic Surgery Journal 34(1)
changes management. In fact, several randomized controlled eliminated patients with age <18 years, incomplete data
trials featuring the elimination of preoperative testing in low- for sex or ethnicity, American Society of Anesthesio–
risk patients found no difference in adverse events.11,12 logists (ASA) physical status class 4 or 5, emergent opera-
Despite this evidence, preoperative testing is still common tions, acute renal failure, impaired sensorium, ventilatory
in the ambulatory plastic surgery setting. In this study, we support, or sepsis. The final cohort included 8645 patients
searched the American College of Surgeons–National (Figure 1).
Surgical Quality Improvement Program (ACS-NSQIP) data Specific patient characteristics evaluated in this study
sets to determine the impact of preoperative laboratory included age, sex, race, obesity (body mass index [BMI]
testing in ambulatory plastic surgery patients. We exam- ≥30 kg/m2), and presence of comorbidities. Procedure-
ined all patients undergoing ambulatory plastic surgery related variables included year of surgical procedure, type
and also a subgroup of patients with no NSQIP-quantified of anesthesia administered, and type of procedure.
comorbidities, presuming that this group of patients had Procedure types were divided into 5 main groups: breast
no indication for preoperative testing. We also identified reconstruction, body contouring, and face, hand, and gen-
We defined complications into 2 groups: major postopera- categorical variables; unpaired Student t tests were employed
tive events and wound complications. The incidence of any for continuous variables. Comorbidities with an incidence
complication was defined as either a major or wound com- less than 1% in both groups were not reported. Subgroup
plication. Major postoperative complications were specifi- analysis was performed for the cohort of patients who under-
cally defined according to previously published criteria based went same-day preoperative laboratory testing and those
on reported NSQIP variables1: unplanned intubation, pulmo- with no NSQIP-defined comorbidities.
nary embolism, stroke, coma for greater than 24 hours, renal Multivariate logistic regression analysis was used to
failure requiring dialysis, myocardial infarction, cardiac determine factors predictive of the use of preoperative
arrest, sepsis, septic shock, blood transfusions, or death. laboratory testing and the effect of preoperative laboratory
Wound-related complications were similarly defined and testing on the incidence of postoperative complications.
included superficial and deep surgical site infections, organ Logistic regression was performed using backward selec-
space infections, and wound dehiscence. We also assessed tion methods, with a cutoff of P < .10. All tests were
whether patients required >24 hours admission. 2-tailed, and statistical significance was defined as P <
.05. All statistics were calculated using MATLAB algo-
rithms (MathWorks, Natick, Massachusetts).
Statistical Analysis
Descriptive statistics were obtained for the overall cohort, Results
and the use of each type of preoperative testing was Cohort Characteristics
described. Patient-related and procedure characteristics were
compared between those who underwent laboratory testing During the study period, a total of 8645 patients under-
and those who did not. Pearson χ2 tests were used to analyze went ambulatory plastic surgery procedures. A total of
136 Aesthetic Surgery Journal 34(1)
Table 1. Summary of the Most Common Procedures Identified in the Table 2. Summary of Patient and Procedure Characteristics Among
Study Cohort From General Categories Those Who Received Preoperative Laboratory Testing
Specific Procedures No Laboratory Testing Laboratory Test-
Type of Procedure (Associated CPT Codes) Number (n = 3286) ing (n = 5359) P Value
Breast reconstruction Breast reduction (19318) 1581 Age, mean (SD), y 45.6 (15.1) 49.4 (15.2) <.0001
Hand Tendon repair (26350, 26356, 26357, 213 Hispanic 22 (0.7) 158 (2.9)
26370, 26372, 26390, 26410, 26412,
26418, 26433) Asian 57 (1.7) 82 (1.5)
General Full-thickness skin graft (15200, 15220, 238 Length of stay, mean 0.14 (1.7) 0.24 (2.4) .005
15240, 1526) (SD), d
CPT, Current Procedural Terminology. Breast 1869 (56.9) 3448 (64.3) <.0001
The most commonly obtained tests were complete blood Local/regional 171 (5.2) 122 (2.3)
count (CBC) (57.4%), chemistry (44.3%), LFT (21.3%),
Values are presented as number (%) unless otherwise indicated. ASA, American Society of
and coagulation (20.5%). In all, 3811 patients underwent
Anesthesiologists; MAC, monitored anesthesia care.
more than 1 type of testing: 2 tests in 17.9%, 3 tests in
15.0%, and all 4 tests in 11.2%. Abnormal testing was
observed in 1970 (36.7%) with the following distribution:
hematologic, 18.3%; chemistry, 22.4%; coagulation,
6.7%; and LFT, 26.9%. Most patients with abnormal test- testing, and 33.5% (n = 296) patients had an abnormal
ing had 1 abnormal type of test (79.8%), whereas 17.4% finding (Table 4). All of these patients went on to undergo
had 2 abnormal tests and 2.6% had 3 abnormal tests. Less surgery.
than 1% of patients had all 4 types of tests abnormal (n In patients with no defined NSQIP comorbidities, 2957
= 5). Of the cohort of patients undergoing preoperative (59.4%) still underwent preoperative testing and with a
laboratory testing, 16.4% underwent same-day laboratory significantly lower rate of abnormal findings (25.3% vs
Fischer et al 137
Table 3. Summary of Comorbidities Among Patients Who Received Table 4. Incidence of Abnormal Tests From Study Group Including Day
Preoperative Laboratory Testing of Surgery and Noncomorbid Patient Groups
No Laboratory Testing Laboratory Testing Total, No. (%) Abnormal, No. (%)
(n = 3286), No. (%) (n = 5359), No. (%) P Value
Overall cohort (n = 8645)
At least 1 NSQIP 1264 (38.4) 2402 (44.8) <.0001
comorbidity Any test 5359 (62.0) 1970 (36.7)
At least 2 NSQIP 80 (2.4) 395 (5.5) <.0001 Hematology 4966 (57.4) 1115 (22.4)
comorbidities
Chemistry 3827 (44.3) 700 (18.3)
Obesity (BMI >30 934 (28.2) 1785 (33.5) <.0001
kg/m2) LFT 1839 (21.3) 495 (26.9)
Smoking 682 (20.8) 849 (15.8) <.0001 Coagulation 1769 (20.5) 119 (6.7)
Diabetes 178 (5.4) 531 (10.4) <.0001 Any test 881 (100.0) 296 (33.5)
Hypertension 610 (18.6) 1573 (29.4) <.0001 Hematology 698 (79.2) 156 (22.3)
BMI, body mass index; NSQIP, National Surgical Quality Improvement Program.
or face surgery less frequently underwent all types of test-
ing. Interestingly, patients receiving epidural or spinal anes-
thesia more frequently received all types of preoperative
36.7%, P < .0001). A total of 57.1% underwent hematol- tests. Older patients also underwent all types of testing at
ogy tests, 38.1% chemistry, 20.4% LFT, and 20.8% higher rates. Diabetic patients more frequently underwent
coagulation. chemistry, patients with bleeding disorders more frequently
underwent coagulation testing, and those with known alco-
hol use more often underwent LFT (Table 6).
Factors Associated With Testing
Tables 5 and 6 summarize the multivariate regression Outcomes
analyses that assess independently associated factors
related to preoperative testing. The analysis demonstrated The use of preoperative testing was not associated with
that use of preoperative testing was associated with older major postoperative complications (0.42% vs 0.21%, P =
age, ASA physical status >2, Hispanic or African American .178) or wound complications (2.1% vs 1.7%, P = .150)
race, body contouring procedures, epidural or spinal pro- (Table 7). Multivariate logistic regression analysis analyz-
cedures, and diabetes, hypertension, or cancer. ing specific laboratory tests demonstrated that neither
With respect to race, Hispanics were more likely to the performance of preoperative testing nor the presence
undergo CBC, chemistry, LFT, and coagulation testing of abnormal results was associated with postoperative
(Table 5). African Americans also more frequently under- complications. Interestingly, patients who underwent pre-
went all types of testing except LFT. Patients undergoing operative laboratory testing were more likely to stay for
body contouring procedures more frequently underwent all >24 hours postoperatively (2.7% vs 1.5%, P < .001).
types of laboratory testing, whereas those undergoing hand Furthermore, abnormal preoperative hematologic (odds
138 Aesthetic Surgery Journal 34(1)
Table 5. Summary of Patient and Procedural Characteristics Associated With Specific Preoperative Laboratory Tests
OR (95% CI)
Race
White Reference
Hispanic 5.8 (3.66-9.15) 6.11 (3.93-9.50) 1.58 (1.16-2.15) 1.61 (1.14-2.29) 4.36 (3.19-5.95)
Procedure
Body contour 2.14 (1.73-2.65) 2.19 (1.78-2.70) 1.28 (1.07-1.53) 1.49 (1.22-1.81) 1.41 (1.16-1.72)
Hand 0.55 (0.47-0.64) 0.50 (0.43-0.58) 0.65 (0.55-0.77) 0.48 (0.39-0.60) 0.38 (0.30-0.48)
Anesthesia
General Reference
Epidural/spinal 3.65 (1.78-7.49) 3.52 (1.78-6.99) 3.06 (1.81-5.19) 0.30 (0.13-0.70) 3.85 (2.35-6.28)
CBC, complete blood count; CI, confidence interval; LE, lower extremity; LFT, liver function tests; MAC, monitored anesthesia care; NS, not significant; OR, odds ratio.
ratio [OR], 1.45; P < .001) and LFT (OR, 1.63; P < .001) making and care.17 Current recommendations for labora-
results were associated with higher rates of >24-hour tory testing in the United States are derived from the 2002
hospital admission (Table 8). ASA task force and are based on observational studies and
expert opinions,18 and this has recently been updated with
the practice advisory published in Anesthesiology.19 These
Discussion expert opinions make it clear that there are no perfect and
unambiguous or uniform recommendations in place due
This study represents the first population-based assess- to a significant lack of robust literature on preanesthesia
ment of preoperative laboratory use in ambulatory plastic testing.
surgery patients. Using a prospective, national registry of The practice advisory suggests that a preoperative elec-
patient data compiled by the NSQIP over a 5-year period, trocardiogram be considered when there is underlying car-
we assessed 8645 plastic surgery patients undergoing low- diopulmonary disease or the procedure has a potentially
risk ambulatory procedures and determined that 62.0% of significant degree of invasiveness.19 There is no current
these patients underwent preoperative laboratory tests. consensus about an age cutoff. Chest x-ray should be con-
Even in study patients with no defined comorbid condi- sidered in patients with underlying cardiopulmonary dis-
tions, a majority (59.4%) underwent preoperative testing. ease, recent upper respiratory tract infections, and chronic
These summary statistics highlight the inefficient, non– lung diseases. Routine preoperative hemoglobin testing is
evidence-based utilization patterns of preoperative labora- not indicated unless there is significant procedural risk,
tory testing. liver disease, known anemia, or bleeding or hematologic
Several recent well-designed studies, including meta- disorder. Preoperative coagulation testing is best reserved
analyses and randomized controlled trials, have been for patients undergoing more invasive operations and in
performed assessing the utility of preoperative testing in those with significant hepatic or renal dysfunction or in
low-risk ambulatory surgery patients, as well as those cases of known bleeding disorders. Last, routine serum
with stable underlying comorbid conditions. These studies chemistries are reserved for those with underlying hepatic
have failed to demonstrate any clinical utility or predictive or renal disease and in those with known endocrinopathies
value to testing.1,11,12,14-16 The primary indication for utili- or those currently on medications that might alter normal
zation of a test is its potential ability to alter clinical decision values, such as those on diuretics.
Fischer et al 139
Table 6. Summary of Patient Characteristics Associated With Specific Preoperative Laboratory Tests
OR (95% CI)
ASA classification
Age (per year) 1.013 (1.010-1.017) 1.008 (1.005-1.012) 1.023 (1.020-1.027) 1.020 (1.016-1.024) 1.006 (1.002-1.010)
Comorbidities
ASA, American Society of Anesthesiologists; CBC, complete blood count; CI, confidence interval; ETOH use, alcohol use; LFT, liver function tests; NS, not significant; OR, odds ratio.
Table 7. Summary of Patient Characteristics Associated With Specific these results may not alter management. Furthermore, the
Preoperative Laboratory Tests incidence of major complications in this study cohort was
No. (%)
only 0.34%. Using multivariate logistic regression, neither
the use of testing nor the occurrence of an abnormal labo-
Preoperative No Preoperative ratory value was shown to be of significant predictive
Overall Testing Testing P Value
clinical value, with respect to major complications or
Major complication 29 (0.34) 22 (0.42) 7 (0.21) .178 wound complications.
In assessing which populations more frequently under-
Wound complication 169 (2.0) 114 (2.1) 55 (1.7) .150 went testing, several notable trends were apparent. First,
Any complication 187 (2.2) 127 (2.4) 60 (1.8) .087 ethnic minorities were more frequently tested and those
patients undergoing body contouring procedures (specifi-
>24-Hour stay 192 (2.2) 144 (2.7) 48 (1.5) .0001 cally abdominoplasty/panniculectomy) were more likely
to undergo testing. Patients undergoing body contouring
procedures may often have underlying laboratory abnor-
malities related to prior weight loss, which may account
There are also no consistent recommendations regard- for the observed increase in laboratory testing.20,21 Older
ing the timing of preoperative testing, but if there have patients were also more likely to be tested. Those patients
been no significant clinical changes in history or examina- with defined comorbidities, including diabetes and hyper-
tion with 6 months, testing can be omitted.1,19 In brief, the tension, were more likely to be tested, as well as those
practice guidelines provided by the ASA task force are with cancer. Interestingly, patients not receiving general
clear that routine preoperative testing is not advisable; anesthesia were more often tested. Similar patterns were
rather, selective testing that might be used to guide or noted by Benarroch-Gampel et al1 in their evaluation of
further optimize perioperative management is currently the utility of preoperative testing in ambulatory hernia
recommended. repairs.
One of the important aspects of preoperative testing is Subgroup analysis did reveal several significant findings.
how it affects decision making and management. Thus, Patients who underwent coagulation testing and patients
while these data do not allow us to determine the rate at with abnormal hematologic or LFT tests were more often
which abnormal results led to procedure cancellation, the admitted for >24-hour hospital stay. Overall, patients who
fact that a significant number (36.7%) of patients pro- underwent any preoperative laboratory testing were more
ceeded to surgery despite abnormal tests suggests that likely to be admitted for >24-hour hospital stay (2.7% vs
140 Aesthetic Surgery Journal 34(1)
Table 8. Predictive Value of General and Specific Laboratory Testing practitioners must recognize that laboratory testing is not
With Respect to Complications and Admission indicated in the vast majority of elective, ambulatory surgery
OR (95% CI) patients. However, this is only part of the solution. Looking
beyond the patient, practitioners often order laboratory tests
Wound Major for a variety of reasons. Recent data suggest several com-
Complications Complications 24-Hour Stay
monly cited reasons for obtaining a preoperative laboratory
Overall cohort (test vs no test) workup: fear of litigation, risk for cancellation of case, prac-
tice tradition, lack of understanding of guidelines, and belief
Hematology 1.47 (0.72-3.20) 1.69 (0.60-4.76) 1.08 (0.70-1.67)
that other practitioners also would want testing.2 Clearly,
Chemistry 0.81 (0.53-1.25) 0.67 (0.22-2.03) 1.16 (0.74-1.81) many of these reasons are not evidence based. A comprehen-
sive understanding of the reasons for obtaining testing is
Coagulation 0.78 (0.49-1.25) 0.30 (0.08-1.07) 1.65 (1.15-2.38) needed to optimally effect change and conformance with
evidence-based practices. As this occurs, strategies that
with regard to postoperative morbidity. The inefficient use of 12. Schein O, Katz J, Bass E, et al. The value of routine pre-
preoperative laboratory testing in low-risk ambulatory operative medical testing before cataract surgery: Study
patients represents a potential area for evidence-based inter- of Medical Testing for Cataract Surgery. N Engl J Med.
ventions to reduce costs. Interestingly, testing and abnormal 2000;342(3):168-175.
findings were associated with >24-hour stays. In conclusion, 13. American College of Surgeon–National Surgical Quality
in low-risk ambulatory plastic surgery patients, preoperative Improvement Program. http://site.acsnsqip.org/partici
laboratory testing is costly, associated with limited clinical pant-usedata-file/. Accessed October 1, 2012.
benefit, and may be eliminated with significant cost savings. 14. Keay L, Lindsley K, Tielsch J, et al. Routine preoperative
medical testing for cataract surgery. Cochrane Database
Disclosures Syst Rev. 2012;3:CD007293.
15. Flamm M, Fritsch G, Seer J, et al. Non-adherence to
The authors declared no potential conflicts of interest with guidelines for preoperative testing in a secondary care
respect to the research, authorship, and publication of this hospital in Austria: the economic impact of unnecessary