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Address for correspondence:

Reviews Samir R. Kapadia, MD


Cardiac Catheterization Laboratory
Cleveland Clinic

Tricuspid Regurgitation in Patients With 9500 Euclid Avenue, J2-211


Cleveland, OH 44195

Pacemakers and Implantable Cardiac kapadis@ccf.org

Defibrillators: A Comprehensive Review


Rasha Al-Bawardy, MD; Amar Krishnaswamy, MD; Mandeep Bhargava, MD;
Justin Dunn, MD; Oussama Wazni, MD; E. Murat Tuzcu, MD; William Stewart, MD;
Samir R. Kapadia, MD
Department Internal Medicine (Al-Bawardy) and the Department of Cardiovascular Medicine
(Krishnaswamy, Bhargava, Dunn, Wazni, Tuzcu, Stewart, Kapadia), Cleveland Clinic Foundation,
Cleveland, Ohio

Implantable cardiac devices, including defibrillators and pacemakers, may be the cause of tricuspid
regurgitation (TR) or may worsen existing TR. This review of the literature suggests that TR usually occurs
over time after lead implantation. Diagnosis by clinical exam and 2-dimensional echocardiography may
be augmented by 3-dimensional echocardiography and/or computed tomography. The mechanism may be
mechanical perforation or laceration of leaflets, scarring and restriction of leaflets, or asynchronized activation
of the right ventricle. Pacemaker-related TR might cause severe right-sided heart failure, but data regarding
associated mortality are lacking. This comprehensive review summarizes the data regarding incidence,
mechanism, and treatment of lead-related TR.

Introduction (P < 0.05).4,5 Numerous authors have found worsening of


Tricuspid regurgitation (TR) is a common valvular lesion, preexisting TR by 1 or 2 grades in 11% to 25% of patients, over
with 1.6 million people in the United States affected by a period of 1 to 827 days after PPM or ICD placement 6 – 10
moderate or severe TR.1 The pathophysiology is divided (Table 1). Tricuspid regurgitation may worsen, or new TR
into 2 major categories: functional (associated with left or may develop after up to 7 years of device implantation.4 – 10
right heart pathology) and structural (from primary leaflet Evidence Supporting an Increase in TR After Cardiac Device
abnormalities). Functional tricuspid regurgitation often Implantation: Paniagua and colleagues retrospectively eval-
results from left-sided heart valve disease.1 The incidence of uated 374 patients who were studied with echocardiography
TR may be increasing in frequency coincident with the use of after pacemaker implantation, and reported an increase in
implanted cardiac devices, such as implantable cardioverter- the prevalence of moderate–severe TR (25% vs 12%, odds
defibrillators (ICDs) and permanent pacemakers (PPMs). ratio [OR]: 4.75).4 De Cock and colleagues prospectively
This association was first described by Gibson and compared 48 patients with PPM, followed them over a
colleagues in 1980.2 The current literature regarding mean of 7.4 years, with age-matched controls without PPM.
symptomatic, lead-related TR following ICD or PPM is The prevalence of TR was 29% compared to 13.5% in the
based mainly on case reports and observational studies.3 control group (P < 0.05).5 However, they did not look at
In this article, we provide a comprehensive review of the preimplantation tricuspid valve function.
incidence, diagnosis, mechanism, and outcomes of TR in Kim and colleagues studied 248 patients with either
patients with cardiac devices. an ICD or PPM, with pre- and postimplantation
echocardiograms.10 Tricuspid regurgitation, based on jet
area by color Doppler, worsened by at least 1 grade in 24.2%
Incidence of patients (P = 0.048). The average TR grade increased by
The prevalence of TR is between 25% to 29% of patients 0.15 ± 0.8 (P = 0.004) in the entire population. Clinically
with PPM, compared to 12% to 13% in the control group significant TR of grades 1.5 to 3 were found in 21.2% of
patients who had no clinically significant TR prior to lead
insertion, 5% of which was moderate–severe to severe. Inter-
The authors have no funding, financial relationships, or conflicts estingly, regurgitation was more common in patients with
of interest to disclose. ICDs compared to PPM (32.4% vs 20.7%, P = 0.048), which

Received: November 10, 2012 Clin. Cardiol. 36, 5, 249–254 (2013) 249
Accepted with revision: February 6, 2013 Published online in Wiley Online Library (wileyonlinelibrary.com)
DOI:10.1002/clc.22104 © 2013 Wiley Periodicals, Inc.
Table 1. Studies Assessing Prevalence of Lead-Related TR in Patients With PPM or ICD

Increase in Prevalence Statistical Significance of


No. of Median Preprocedure Echo Postprocedure Echo of TR by at Least Difference in Prevalence
Author of Study Patients Age, y ICD, % (Average Timing) (Average Timing) 1 Grade, % (P Value)
5
De Cock et al 48 62 0 No Yes (7.4 years) 16a <0.05

Paniagua et al4 745b 77.5 0 No Yes (unknown) 13 <0.001

Leibowitz et al9 35 67 57 Yes (4.5 days) Yes (1.2 days) 11 Unknown


8
Kucukarslan et al 61 53 10 Yes (3 days) Yes (1 day) 13 Unknown
7 c
Webster et al 123 16 55 Yes (unknown) Yes (242 days and 827 days) 25 <0.05

Kim et al10 248 75.4 30 Yes (7 days) Yes (93 days) 24 <0.05

Klutstein et al6 410 72-77 0 Yes (75 days) Yes (113 days) 18 <0.001

Abbreviations: ICD, implantable cardiac defibrillator; PPM, permanent pacemaker; TR, tricuspid regurgitation.
a
Unknown grade. b Paniagua et al. studied 374 patients but the prevalence of TR in the PPM group was reported out of the 745 patients. c At second
postimplantation echocardiogram.

may result from thicker or more rigid leads or from the undergone saline-contrast echocardiography. By assessing
additional exposed metal shocking coil that could cause inferior vena cava contrast reflux during systole as a
more fibrosis. marker for TR, they found no significant occurrence of TR
Klutstein and colleagues studied 410 patients with PPM, after device implantation.12 Two major limitations of their
with less than moderate TR at baseline, finding that TR study were the lack of comparison with preimplantation
worsened by >2 grades in 18.3% of the patients (P < echocardiograms, and the use of a nonstandardized method
0.001) after a median of 113 days (range, 1–3549 days). to detect the presence of TR.13
Interestingly, TR improved by ≥ 2 grades in 4.4% of patients.6 Unfortunately, many studies assessing the incidence of
Webster and colleagues studied 123 pediatric patients TR after device placement are fraught with limitations based
(median age, 16 years), each with preimplantation and on retrospective and uncontrolled evidence, and variability
2 follow-up echocardiograms postimplantation (first after in the diagnostic criteria used. Nevertheless, many of the
a mean of 242 days, second after a mean of 827 days).7 larger studies have demonstrated worsening in TR later
They did not find evidence of worsening of TR based on after several years of implantation, with some suggestion of
echocardiograms performed <1 year after implantation. acute worsening of TR in a small number of patients.
However, TR did progress from a mean of grade 1.54 to 1.69 Predictors of TR After Device Implantation: The predictors
(P < 0.02) over 2 years. Tricuspid regurgitation developed of developing TR after cardiac device implantation are not
or worsened by at least 1 grade in 22% of patients and by 2 well understood. Investigations of adult population have
grades in 3% of patients, whereas 63% who had no change in found that advanced age is a risk factor for developing
their tricuspid valve function and 12% had improvement in TR (age range, 72–75 years),6 whereas the pediatric study
existing TR. mentioned previously (age range, 2–52 years) did not find
Evidence Against Worsening of TR: On the other hand, age to be a factor.7
evidence against worsening of TR is limited. Other Placement of more than 1 lead also may or may not worsen
investigators have illustrated that TR does not worsen TR, with conflicting data in the literature (Table 2). Celiker
acutely after cardiac device implantation, but may develop and colleagues assessed TR after each of 2 pacemaker leads
or worsen later in the chronic phase.7 – 9,11 Kucukarslan and was implanted in 40 patients, and after a single ventricular
colleagues evaluated 61 patients with either ICD or PPM, of lead was implanted in 22 patients, finding no difference in
whom 49% had TR prior to cardiac device implantation.8 mild to moderate TR among the 2 groups (83% vs. 77%).
The study reported an increase from normal/trivial to However, 1 of the main limitations of the study is the
mild in 5 patients (16%) and an increase from mild to absence of echocardiographic assessment of the tricuspid
moderate in 3 patients (10%), with no patients showing an valve prior to lead implantation.14
increase from moderate to severe TR. In their subjective On the other hand, Postaci and colleagues found that
assessment, new or worsening TR was considered rare, patients with 2 device leads have more grade 3 TR, present
and therefore argued against deterioration acutely or after in 55.6% of patients with 2 ventricular leads, compared to
6 months. Leibowitz and colleagues found no significant 9.4% in those with 1 lead (P < 0.05).15 In the pediatric
change in TR grade acutely in 35 patients with ICD or population, it was found that a risk factor for lead-related TR
pacemakers. Unexpectedly, 6 patients had improvement in was congenital heart disease that is not right sided.7
their TR after lead implantation, possibly related to the
improved hemodynamics and decreased right ventricular
pressure.9 Clinical Presentation
Morgan and colleagues assessed the incidence of TR Patients may present with clinical symptoms of right-sided
6 months after PPM implantation in 20 patients who had congestive heart failure; however, many are asymptomatic

250 Clin. Cardiol. 36, 5, 249–254 (2013)


R. Al-Bawardy et al: TR in patients with pacemakers and ICDs
Published online in Wiley Online Library (wileyonlinelibrary.com)
DOI:10.1002/clc.22104 © 2013 Wiley Periodicals, Inc.
Table 2. Studies Assessing the Prevalence of Pacemaker Lead-Related TR in Patients With 1 Ventricular Lead vs 2 Leads

Statistically Significant Difference


No. of Median Preprocedure Postprocedure Echo Prevalence of Between the Groups With 1 and 2
Author of Study Patients Age, y ICD, % Echo (Average Timing) TR (Grade), % Leads (P Value)
14
Celiker et al

1-lead group 22 69 0 No Yes (2433 days) 18.2 (moderate), 59.1 (mild) NS

2-lead group 18 67 0 No Yes (1186 days) 22.2 (moderate), 61.1 (mild)


15
Postaci et al

1-lead group 32 61 0 No Yes (2 years) 9.4 (grade 2) <0.05

2-lead group 18 61 0 No Yes (2 years) 55.6 (grade 2)

Abbreviations: ICD, implantable cardiac defibrillator; NS, not significant; TR, tricuspid regurgitation.

even when TR is present. Physical examination may assessment of the route and the position of the lead within
reveal the typical respirophasic systolic murmur at the the tricuspid valve apparatus.3,18,23 Unfortunately, due to the
left sternal border that increases with inspiration, but need for dedicated probes and image analysis software, as
in many the murmur is unimpressive. Rahko describes well as greater cost, 3D echocardiography is not as widely
only a 28% prevalence of a regurgitant murmur in used currently.
echocardiographically detected TR.16 The classic physical In their review of more than 1000 patients undergoing
exam would be right-sided findings (jugular venous tricuspid valve replacement, Lin and colleagues found 41
distention, pulsatile liver, peripheral edema) without left- patients whose significant TR was due to PPM or ICD leads,
sided findings.17,18 based on operative findings of leaflet damage. Interestingly,
The TR murmurs that increase with inspiration are the TR was severe in only 63% of those 41 patients. One
different than TR murmurs related to congestive heart significant limitation to visualizing TR on TTE is that
failure, which usually diminish with inspiration. This the shadow created by the pacemaker wires may lead to
murmur that gets louder with inspiration is Carvallo’s suboptimal visualization of the regurgitant jet. Therefore,
maneuver, which has a specificity of 100% and a sensitivity the clinical examination and the large V waves in the jugular
of 80%.19 Other physical exam findings typical of TR include venous pulse contour are important.17
hepatojugular reflux (specificity and sensitivity of 100% and Other evolving methods include contrast-enhanced
66%, respectively, in detecting TR).19 The right atrial V wave multidetector computed tomography, which may be used
is highly sensitive but not specific in detecting the presence indirectly to detect and grade TR based on early opacification
and the severity of TR.20 of hepatic veins or inferior vena cava during first-pass
intravenous contrast enhancement. This method has a
sensitivity of 90.4% and a specificity of 100% in detecting
Imaging Diagnosis echocardiographic TR.1,24
Both 2-dimensional (2D) echocardiography and color Another modality is cardiac magnetic resonance (CMR),
Doppler flow mapping are essential in diagnosing TR. which can be used to both detect and quantify TR based
The severity is based on the direction and the size of the on regurgitant jet area and volume, with a sensitivity and
regurgitant jet, the presence of proximal flow convergence, specificity of 88% and 94%, respectively, compared to right
and vena contracta width.21 The sensitivity and specificity of ventricular angiography. However, most pacemaker devices
classifying TR as severe using vena contracta width ≥6.5 mm and leads are not compatible with CMR.25
is 88.5% and 93.3%, respectively.22
The diagnosis of TR may be underestimated by 2D
echocardiography. It is difficult to appreciate the full Mechanism
anatomical relationship between the tricuspid valve and Tricuspid regurgitation after lead placement can occur via
the ICD or PPM lead(s), as only 2 leaflets are visible multiple mechanisms (Figure 1). It may be the result of
simultaneously when using any 2D imaging plane.3,23 mechanical causes such as scar formation or thrombus on
Furthermore, the posterior leaflet, which is implicated in the leads impairing closure. Perforation or laceration of
many PPM lead-related TR cases, is only visualized in some valve leaflets is another cause of TR. Another mechanism
views, and is less commonly imaged during the routine is asynchrony, resulting from abnormal right ventricle
echocardiographic examination.23 (RV) activation from a pacemaker. This may resolve if
The PPM lead may become entrapped in the thickened, the patient returns to his/her intrinsic rhythm.23,26,27 Kim
fibrotic, and fused posterior and septal leaflets.23 Three- and colleagues demonstrated that TR after ICD or PPM
dimensional (3D) transthoracic echocardiography (TTE) implantation is not related to an increase in pulmonary
maybe useful in diagnosing lead-related TR, particularly artery pressure.10
in visualizing the short axis of the tricuspid valve, Early postmortem investigations in the 1970s demon-
not obtainable with 2D echocardiography, which allows strated that pacemaker leads can adhere to the tricuspid

Clin. Cardiol. 36, 5, 249–254 (2013) 251


R. Al-Bawardy et al: TR in patients with pacemakers and ICDs
Published online in Wiley Online Library (wileyonlinelibrary.com)
DOI:10.1002/clc.22104 © 2013 Wiley Periodicals, Inc.
by the leads.3,17,27 Novak and colleagues, based on their
postmortem study, showed that out of the 78 single
ventricular leads, 11 leads (14%) were fixed by fibrous
tissues to the tricuspid orifice, and 25 leads (32%)
penetrated through the chordae tendineae of the tricuspid
valve.30
Another uncommon mechanism is the occurrence of TR
after other valvular interventions. Loupy and colleagues
reported the case of a severe TR 17 years after original
PPM implantation, 9 years after placement of a second
ventricular lead, and 1 month after aortic valve replacement
(AVR).31 The authors suggest that the AVR may have led
to conformational changes between the tricuspid valve and
the pacemaker leads.

Management and Prognosis


Figure 1. Mechanisms of mechanical tricuspid regurgitation in the setting Medical Management
of permanent pacemaker or implantable cardioverter-defibrillator leads. Medical treatment has been studied mostly in patients
(a) Valve obstruction caused by lead placed in between leaflets. (b) Lead with functional TR, and includes treating the underlying
adherence due to fibrosis and scar formation to valve causing incomplete
cause and congestive heart failure management.1 There is
closure. (c) Lead entrapment in the tricuspid valve apparatus. (d) Valve
perforation or laceration. (e) Annular dilatation. a paucity of data about the outcomes of lead-related TR
managed medically. Aggressive volume management using
diuretics may be beneficial.
valve leaflets, and even more commonly to the papillary
muscles.2 Leaflet perforation or lacerations are most com-
monly noted at the posterior leaflet. In TR that develops Lead(s) Extraction
years after PPM implantation, Iskandar and colleagues posit Chronically implanted leads may cause fibrosis and scar
that adhesion of the tricuspid valve (TV) leaflet to the pacer tissue formation, resulting in adherence to the tricuspid
lead results in restricted movement and therefore abnor- valve. Device-related infection is the main cause for lead
mal coaptation of the posterior leaflet with the septal and extraction.32 Lead extraction has become both increasingly
anterior leaflets.26 sophisticated and specialized. Sometimes leads can be
As early as 12 hours postprocedure, there is neoendo- removed by simple traction. Some patients require advanced
cardium formation, with development of fibrous sheaths techniques using stylets and laser-equipped sheaths.
around the electrode, resulting in multiple endocardial Percutaneous removal of PPM and ICD leads is often
attachments, fibrosis, and adhesion that may affect the performed in large specialty centers with significant
TV function. A thin fibrin layer starts developing around the experience, but carries with it significant and sometimes
wire soon after lead implantation. Thrombosis and edema of fatal risk.18 Rickard and Wilkoff32 reported an incidence of
the valve tissue may also occur 4 to 5 days after implantation. major complications after lead extraction (death, cardiac
A study by Huang and colleagues found that thrombosis on or vascular avulsion requiring intervention, pulmonary
the lead often occurs within 4 to 5 days after implantation.28 embolism requiring surgical intervention, respiratory
This may or may not result in acute TR. As described distress, stroke, or pacing system-related infection) of 1.6%
previously, the frequency of acute TR varies in the many among patients seen between 1994 and 1999. However, in
published studies.7 – 9,11 the last decade, the success rate has been 95% to 97%, and
Leads that are positioned directly on the annulus, or in the complication rate is down to 0.4% to 1%.
the commissure between leaflets, may lead to obstruction of Consequently, the extraction procedure may itself lead to
valve closure and a progression of TR. Seo and colleagues worsening TR.18,23,33 The major risk factors for developing
demonstrated that the majority of lead-related TR occurs TR after extraction are the use of a laser sheath (OR: 10.17,
when the leads are placed between the posterior and septal 95% confidence interval [CI]: 2.16-94.74, P = 0.001) or any
leaflets.3 Moreover, 7 out of 12 patients with severe TR additional tools for extraction beyond simple traction (OR:
had their leads obstructing the closure of the valve either 8.96, 95% CI: 2.02-81.45, P = 0.001), extraction of more than
on the posterior or the septal leaflet. In contrast, a study 2 leads (OR: 4.67, 95% CI: 1.38-14.48, P = 0.003), female
of 86 patients by Krupa and colleagues did not show any patients (OR: 3.36, 95% CI: 1.14-9.90, P = 0.01), and patients
dominant lead topography in patients who develop TR after with longer duration of implantation.34 Franceschi and
either ICD or PPM.29 colleagues reported no statistically significant increase in
Lin and colleagues found that the mechanism of TR mortality in those who develop TR postextraction (31.6%)
after pacemaker implantation in 41 patients was lead vs those who do not develop TR postextraction (13.7%)
impingement in 39%, lead adherence in 34%, lead perforation (P = 0.26).34 TR is more likely to occur after PPM extraction
in 17%, and lead entanglement in 39%.17 than ICD lead extraction, but this may be from a longer
Other less-common causes of lead-related TR are tricuspid duration of implantation or more fibrous tissues deposition
annular dilatation, perforation, and laceration of leaflets and adherence to the tricuspid valve.33

252 Clin. Cardiol. 36, 5, 249–254 (2013)


R. Al-Bawardy et al: TR in patients with pacemakers and ICDs
Published online in Wiley Online Library (wileyonlinelibrary.com)
DOI:10.1002/clc.22104 © 2013 Wiley Periodicals, Inc.
Surgical Treatment the disadvantages of the prolapsing technique is possible
TR is usually treated by either surgical repair (usually injury to the structures surrounding the tricuspid valve prior
consisting of ring annuloplasty) or by tricuspid replacement to getting into the RV. However, there is a lack of evidence
in some patients with advanced valvular disease. Currently, on which of these techniques is associated with a higher
percutaneous tricuspid repair remains experimental and risk of TR after lead implantation.
is under study using animal models. It is estimated that Based on experts’ opinion, apically placed leads have the
8000 surgical tricuspid repairs occur annually. The majority potential of tethering to the posterior leaflet of the tricuspid
of these cases involve patients without device-related TV valve more than septally placed leads, which may suggest
pathology. The success rate of tricuspid valve repair is that sometimes ICD leads have higher TR associated with
generally reported to be 85%, although recurrence of TR the leads because they have to be placed apically.
is common.1 Tricuspid valve replacement is associated Although there are no data regarding surveillance,
with a 6%, 30-day operative mortality, and 8% in-hospital patients who may benefit from close echocardiography
mortality.11,23,26 The 10-year survival for patients undergoing monitoring are those who develop new-onset right-sided
tricuspid valve replacement in conjunction with left-sided heart failure symptoms, have preexisting TR, or those who
heart valve surgery is 78% and drops to 41% in patients with have more than 1 apical lead.
triple valve surgery, as compared to the 10-year survival rate
after AVR (65%), mitral valve replacement (MVR) (55%), and Summary
combined AVR and MVR (55%).1,35 Device-related TR is usually due to either mechanical
There are limited data about surgical treatment in patients (perforation/laceration of leaflets, entrapment of leads
with lead-related TR. In the study above by Lin and resulting in scar tissue, or interference with valve
colleagues, the average time to surgery was 72 months after coaptation) or physiological (asynchronized activation of
device implantation, arguing that severe lead-related TR is the RV from apex to base) mechanisms. When clinically
likely to occur over a longer time frame, and the majority of significant, management typically involves percutaneous
patients showed significant improvement postoperatively.17 extraction of the offending leads. Larger, prospective, and
There are not enough data assessing mortality in patients well-controlled studies are needed to truly assess the
with lead-related TR to make any firm conclusion about their incidence and timing of TR after lead implantation along
benefits from surgery. In particular, long-term durability with associated prognosis and mortality.
of surgery remains unknown. Baman and colleagues
studied patients with cardiac-device infection and reported Acknowledgments
18% all-cause mortality after 6 months of infection. The
The authors thank Marion Tomasko for her contribution of
majority of their patients had their devices extracted either
the medical illustration.
percutaneously (81%) or surgically (8%), whereas 11% had
medical management only. Moderate to severe TR was
identified as an independent variable associated with higher
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254 Clin. Cardiol. 36, 5, 249–254 (2013)


R. Al-Bawardy et al: TR in patients with pacemakers and ICDs
Published online in Wiley Online Library (wileyonlinelibrary.com)
DOI:10.1002/clc.22104 © 2013 Wiley Periodicals, Inc.

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