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PRETREATMENT 

PROCESSES FOR 
POTABLE WATER TREATMENT 
7 May 2014

PLANTS
JEFF LINDGREN ENGINEERING MANAGER
B&V ‐ WATER
AGENDA
• Conventional Pretreatment 
• ‐ Focus on Clarification (including  Sedimentation)
• Theory/Goals of Clarification
• Review of High‐Rate Clarification Technologies
• Comparison of Technologies
• Project Examples

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CONVENTIONAL 
PRETREATMENT

• Typically…….
• Rapid Mix     Flocculation     Sedimentation      Filtration

• Advantages
• Simplicity
• Widely used 
• Handle varying water quality
• Familiarity (Regulatory, Operations)

• Disadvantages
• Large Footprint
• Higher cost, particularly with limited site
• Wind/algae growth/solids removal 3
THEORY/GOALS OF 
CLARIFICATION

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THEORY/GOALS OF CLARIFICATION

• Clarification
• Part of pretreatment process
• Multiple goals ‐ turbidity/particles, Total Organic Carbon 
(TOC), etc.
• Remove solids prior to filtration – maximize 
filtration processes
• Sizing often defined in hydraulic loading rate 
(gpm/sf or m/hr) – translates to settling velocity
• 0.5 gpm/sf = 1.2 m/h = 0.066 ft/min

Vo = Depth/Detention Time
= Q/A (gpm/sq. ft. or m/hr)

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THEORY/GOALS OF CLARIFICATION

• Why consider something besides conventional 
clarification?
• Limited real estate available
• Cost advantages – often site specific
• Raw water quality
• Algae
• Light floc
• Regardless of clarification process chosen:
• Coagulation/flocculation ‐ conditioning of floc ‐
is critical
• Settled turbidity is not end goal

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REVIEW OF HIGH‐
RATE 
CLARIFICATION 
TECHNOLOGIES

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HIGH RATE CLARIFICATION OPTIONS

• Plate and Tube Settlers
• Upflow Solids Clarifiers (Pulsator)
• Solids Contact Clarifiers (Densadeg)
• Ballasted Flocculation
• Dissolved Air Flotation (DAF)
• Others:
• Contact Adsorption Clarifiers
• Direct Filtration

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RELATIVE LOADING RATES
Surface Loading Rate
gpm/sq. ft.

Conventional Tube Settler Super Plate Settler DAF Densadeg Ballasted


Pulsator Flocculation

Higher Loading Rate = More Capacity 9


CLARIFICATION TECHNOLOGIES
CONDITIONS OF APPLICABILITY
Coagulant Dose, mg/l

50 DAF
(Heavy DAF (Light Particles)
Particles)
40 Conventional Sedimentation
30 Tube and Plate Settlers
Solids Clarifiers
20 Ballasted Flocculation
10 DF
CAC
0
0 15 25 50 75 100 125 150
Turbidity, NTU
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INCLINED PLATE SEDIMENTATION

Courtesy:  JMS

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Courtesy:  MRI
1. PARTICLES FALL
VERTICALLY THEREFORE
SEE THE AREA = TO THE
HORIZONTAL PROJECTED
AREA
3. AS A RESULT
A BASIN WITH
PLATES
2. THE HORIZONTAL
REQUIRES
PROJECTED AREA OF
MUCH LESS
ALL OF THE PLATES
AREA THAN A
ARE ADDED UP
BASIN WITHOUT
PLATES
INCLINED PLATE SEDIMENTATION

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INCLINED PLATE SEDIMENTATION

• “Effective” surface loading rates ‐ without plates
• Surface water with Alum or Ferric
• 0.25‐0.50 gpm/ft2
• Presedimentation
• 0.75‐1.50 gpm/ft2
• Equivalent surface loading rates ‐ with plates:

Courtesy:  JMS
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INCLINED PLATE SEDIMENTATION

• Advantages
• Small footprint area / easily covered
• Widely used
• Potential $ savings vs. conventional
• Disadvantages
• Deeper basin required
• Not always amenable to retrofits in existing basins
• Obstruct access and view of sludge collection equipment
• Considerations
• Consistency of floc size
• Sludge withdrawal
• Retrofits – space beneath plates
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TUBE SETTLERS

• Similar concept to plate settlers
• Shorter length can often more 
easily fit in existing basins
• Less $ than plates
• Less control of flow as compared 
to plates
• Where large solids volume, can be 
susceptible to re‐entrainment of 
solids 
• Longevity

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UPFLOW SOLIDS CLARIFIER 
(IDI SUPERPULSATOR)

• Sludge blanket clarifier (2 – 4 gpm/ft2)
• Flocculation and sedimentation in one basin
• Pulsed flow through the basin ‐ created by vacuum 
pump
• Inclined plates with and without tube settlers
• 20+ Years of installed experience – over 150 US 
installations

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Superpulsator® Clarifier
Vent Vacuum Pump
Valve
Vacuum
Chamber
Collection
Channel

Collection
Laterals
Blowdown
Pipes

Settling
Plates
Concentrator

Distribution
Channel Distribution
Laterals
Courtesy:  IDI

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Superpulsator® Type U Clarifier
Vacuum Pump
Vent Valve

Collection Vacuum
Channel Chamber

Lamellar
Collection Tubes
Laterals

Blowdown
Pipes

Settling
Plates
Concentrator

Distribution
Channel Distribution Courtesy:  IDI
Laterals

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VENTING AND PULSING

Vent Valve Vent Valve


Vacuum Pump
Vacuum Pump Closed
Open

Vacuum
Vacuum
Chamber
Chamber

Sludge Blanket
Sludge Blanket Contraction
Expansion

Periodic sludge discharge


0.2 to 0.5% solids

Venting: 8 to 12 seconds Pulling a Vacuum: 40 to 50 seconds


Courtesy:  IDI

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UPFLOW SOLIDS CLARIFIER
(IDI SUPERPULSATOR)

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UPFLOW SOLIDS CLARIFIER
(IDI SUPERPULSATOR)
• Advantages
• No moving parts below surface
• Ability to incorporate PAC in sludge blanket (T&O/TOC)
• Potential $ savings vs conventional
• Capable of high flocculation efficiency
• Proven performance / state acceptance
• Disadvantages
• Heavy solids can settle and require periodic removal
• Can be difficult to control when flow rate or water quality change
• Considerations
• Settling velocity of solids ‐ homogeneous and controlled
• Susceptible to upset with temperature change
• Need to manage blowdown
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SOLIDS CONTACT CLARIFIER (IDI DENSADEG)

• High rate solids contact clarifier 
(8 – 12 gpm/ft2 as compared to 
0.75 – 1.5 for traditional SCUs)
• Mixing, solids recirculation, 
clarification/ thickening
• Versatile – clarification, 
softening, residuals handling
• Water and wastewater 
applications
• 20 Years of installed experience 
– over 50 US installations and 
150 installations worldwide 23
SOLIDS CONTACT CLARIFIER (IDI DENSADEG)
Clarifier / Thickener
Rapid Mix Reactor Recirculation Cone Settling
Turbine Drive Launder Lifting Assembly Tube
Turbine Reactor Assembly Assembly
Draft Tube

Coagulant

Settling
Tube Support
Polymer

Sludge Sludge
Flow Recycle Pump Recirculation Sludge
Splitter Blowdown
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DESIGN CRITERIA
REACTOR RETENTION:
LOADING RATE:
8-10 min
8 to 10 gpm/ft2 (clarification)
10 to 15 gpm/ft2 (softening)

CAPACITY per UNIT:


1 to 22 MGD (concrete)
0.15 to 14 MGD (steel)

RAPID MIX RETENTION:


2 to 3 min (clarification)

SLUDGE BLOWDOWN:
SLUDGE RECYCLE: CLARIFIER RETENTION:
2% to 4% (clarification)
3% to 6% 23 to 28 min
5% to 20% (softening)

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SOLIDS CONTACT CLARIFIER (IDI DENSADEG)

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SOLIDS CONTACT CLARIFIER (IDI DENSADEG)

• Advantages
• Small footprint area
• Ability to incorporate PAC
• Potential $ savings vs. conventional
• Disadvantages
• Pilot testing requirements
• Lot of steel internals – maintenance
• Needs sludge inventory – longer startup times
• Considerations
• Needs polymer – effect on “filterability”
• Need to manage blowdown
• Susceptible to upset with temperature change
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BALLASTED FLOCCULATION ‐ ACTIFLO

Kruger Actiflo
Traditional

Kruger Actiflo
Turbo

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BALLASTED FLOCCULATION

• High rate ballasted flocculation clarifier (15‐30 
gpm/sq.ft)
• Use of microsand to “ballast” flocs – makes particles 
sink faster
• 50 ‐ 100 micron effective size (smaller sand tends to work 
better)
• Use of hydrocyclones ‐ microsand recovery from the 
sludge
• Dilute solids
• 15 Years of installed experience – over 120 US 
installations
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BALLASTED FLOCCULATION

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BALLASTED FLOCCULATION

Coagulation 1 - 2 minutes
(Flash Mix)
Injection 1 - 2 minutes
(Flash Mix)
Maturation 4 - 6 minutes
(Flocculation)
Settling (20 gpm/sf): 2 minutes

: 8 - 12 minutes
Total Detention Time

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BALLASTED FLOCCULATION

• Advantages
• Small “footprint” area
• Quick response to adjustments
• Potential $ savings vs. conventional
• Disadvantages
• Higher power consumption
• Pilot testing requirements
• Low solids content in sludge
• More process elements to control and optimize
• Considerations
• Needs polymer – effect on “filterability”
• Sand is consumed (loss) ‐ ~ 8 lbs/MG
• Sand pumps/piping need special design 32
DISSOLVED AIR FLOTATION

Reaction Separation
Zone Zone
Float Sludge
Weir
Aerated Layer
Waste
Solids
Clarified Layer
Baffle
Effluent Collection

Air
Compressor Recycle
Receiver Recycle
Saturated Pump
Recycle
Saturator 33
DISSOLVED AIR FLOTATION

• Float solids instead of settle
• Primarily for low turbidity/low solids applications
• Excellent for algae removal (algae likes to float) and 
waters with “thermal variation”
• Options
• Conventional (2‐5 gpm/ft2)
• Stacked DAF – Filtration (4‐6 gpm/ft2)
• High Rate DAF (6‐20 gpm/ft2)

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DISSOLVED AIR FLOTATION

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DAF DESIGN PARAMETERS

• Recycle stream pressure:  60 ‐ 90 psi
• Flocculation time:  5 ‐ 20 minutes
• Flotation zone detention time
• 5 ‐ 15 Minutes
• Surface Loading Rate:  2 ‐ 6 gpm/ft2
• High rate: 6 – 20 gpm/ft2

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DISSOLVED AIR FLOTATION

• Advantages
• Small footprint area
• Generally not polymer dependent (less likely to reduce filter runs)
• Ideal for light solids
• High sludge solids concentration (2 ‐ 5%) w/mechanical scraping
• Disadvantages
• High power costs
• Pilot testing requirements
• Considerations
• Definition of loading rates (basin area, recycle)
• Raw water DO
• Sludge transport w/mechanical scraping
• Heavy solids can create difficulties
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COMPARISON OF 
TECHNOLOGIES

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COMPARISON OF ALTERNATIVE 
CLARIFICATION PROCESSES

• Each case needs to be evaluated on its own 
individual circumstances
• Water quality
• Treatment goals
• Regulations
• Existing infrastructure/personnel
• Space availability
• Cost sensitivity
• So let’s look at some examples
• No space limitations
• Warm weather/water
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SPACE/VOLUME RELATES TO CONCRETE

Conventional
31,500 sq ft

Plates
9,600 sq ft

DAF
6,000 sq ft

Actiflo
4,000 sq ft 40
EVALUATION OF DIFFERENTIAL CAPITAL COSTS
(24 MGD WTP)

$6,000,000

$5,000,000

$4,000,000
Equipment Cost
$3,000,000
Concrete
$2,000,000

$1,000,000

$0
Conv Plates DAF Actiflo

Concrete matters but equipment does too 41


EVALUATION OF OPERATING COSTS, 
EXCLUDING LABOR
(24 MGD WTP)
$80,000
$70,000
$60,000 Additional Polymer
$50,000
Microsand
$40,000
$30,000 Electrical Cost
$20,000 ($.10/kWh)

$10,000
$0
Conv Plates DAF Actiflo

Power is a major variable to consider 42


COMPARISON OF TECHNOLOGIES ‐
SUMMARY
• Many choices for high rate sedimentation
• Available for new plants, retrofits
• Selection is site specific based on
• Water source
• Existing facilities
• Space availability
• Enhanced coagulation needs/DBP reduction
• Weather
• Cost
• Pilot testing may be needed
• Include filtration
• Effective coagulation still critical
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PROJECT EXAMPLES

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EWEB 
Hayden Bridge Water Treatment Plant

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EWEB Contact Basin No. 2 (of 3) 46
EWEB Contact Basin No. 3 (of 3)
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UNITED WATER
20 mgd Lake DeForest WTP 
Retrofit
Clarkstown, New York

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InsightH2O High-Rate Clarification Alternatives 26 March 2013

INITIAL PROCESS FLOW DIAGRAM

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InsightH2O High-Rate Clarification Alternatives 26 March 2013

REVISED PROCESS FLOW DIAGRAM

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InsightH2O High-Rate Clarification Alternatives 26 March 2013

ORIGINAL SITE PLAN – 10 MGD

Sedimentation Flocculation
Aerator

Filter
Building

Control
Building

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InsightH2O High-Rate Clarification Alternatives 26 March 2013

REVISED SITE PLAN – 20 MGD

Sedimentation Flocculation
DAF

12 gpm/sf design
15 gpm/sf pilot tested and permitted
Filter
Building
Filters Rerated from 10 to 20 mgd
Control
Building
6,000 sq. ft. pre‐engineered building

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BALLASTED FLOCCULATION 
PRETREATMENT AT THE 
CHANDLER, AZ PECOS WTP
VICTORIA SHARP CITY OF CHANDLER
CHANDLER PECOS WTP SUPERINTENDENT
PROJECT OVERVIEW
30 mgd
Conventional
30 mgd
Ballasted
Flocculation

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A HYBRID PLANT
FWPS2

FWPS1 Conv
Basin 1

Conv Presed
Res 2 Res 1 Basin 2 Basins

RWPS1
Conv
Basin 3 • Kept existing 30 mgd of 
Filters
1-8
BF
conventional 
Basin 4
pretreatment.
Filters
BF
9-12
Basin 5 RWPS2
• Added 30 mgd of new 
ballasted flocculation 
pretreatment.
• Operate both in parallel 
PROJECT OVERVIEW

upstream of anthracite 
monomedia filters.

Section Heading–optional 55
WHY BALLASTED FLOCCULATION?

• Resulted in longer filter runs.
• Less tendency for turbidity breakthrough.
• Much smaller footprint than conventional basins.
• Shorter detention times allowing changes in water 
quality to be apparent quicker.  
• Positive feed back from the operations and 
maintenance group during a tour of the Passaic 
PILOTING STUDY

Valley Water Commission plant in New Jersey.

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OPERATIONAL OBSERVATIONS

• Handles turbidity changes well.
• Changes in water quality show up in 20 minutes, 
rather than hours in a conventional basin.
• Uses more chemicals.
• Less sand is needed than was original assumed by 
operations.

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30 mgd BF Basins

30 mgd Conventional Basins

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PASSAIC VALLEY 
WATER COMMISSION
110 mgd Little Falls WTP Retrofit
Clifton, New Jersey

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InsightH2O High-Rate Clarification Alternatives 26 March 2013

LITTLE FALLS WTP – PROCESS SEQUENCE

Filter
Building

Existing
Basins 3 & 4
Existing Basins 1 & 2

Control
Building

Existing
Chemical
Building

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InsightH2O High-Rate Clarification Alternatives 26 March 2013

LITTLE FALLS WTP – PROCESS SEQUENCE

Filter
Building

Existing
Basins 3 & 4
Existing Basins 1 & 2

Control
Building

New ACTIFLO®
Building

Four Trains at 40 gpm/sf 61


InsightH2O High-Rate Clarification Alternatives 26 March 2013

LITTLE FALLS WTP – PROCESS SEQUENCE

Filter
Building
New
Chemical
Residuals Storage
Storage

Control
Building New Ozone
Facilities

New ACTIFLO®
Building

3,600 ppd Ozone – 3.5 mg/L dose 62


InsightH2O High-Rate Clarification Alternatives 26 March 2013

LITTLE FALLS WTP – PROCESS SEQUENCE
GAC
Filter
Building
New
Chemical
Residuals Storage
Storage

Control
Building New Ozone
Facilities

New ACTIFLO®
Building

Converted from anthracite/sand to 42” GAC 63


CALIFORNIA WATER SERVICE 
COMPANY
NE BAKERSFIELD, CA WTP
PRETREATMENT
PROJECT DESCRIPTION
CAPACITY: 22 MGD
START UP: JUNE 2003
RAW WATER SOURCE – KERN RIVER
PREOXIDATION & COAGULATION
TWO STAGE FLOCCULATION
HIGH RATE SEDIMENTATION
MEMBRANE FILTRATION
SOURCE DESCRIPTION
KERN RIVER
NORMAL CONDITIONS
TURBIDITY: 3 TO 6 NTU 
TOC: 2.5 – 3.0
COLOR: 50 – 100
EXTREME CONDITIONS
TURBIDITY: 16000 NTU 
TOC: 6+
COLOR: 500+
PROCESS DESCRIPTION
RAPID MIX
TWO STAGE FLOCCULATION
HIGH RATE CLARIFICATION
PARKSON PLATE SETTLERS
0.32 GPM / SQ FT LOADING RATE
TRACK GUIDED SLUDGE REMOVAL SYSTEM
NORTH TEXAS 
MUNICIPAL WATER 
DISTRICT
900 mgd Wylie WTP Retrofit

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InsightH2O High-Rate Clarification Alternatives 26 March 2013

NTMWD – WYLIE WTP

Plant III
328 mgd
Plant IV
164 mgd

Plant II
328 mgd Plant I
82 mgd
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InsightH2O High-Rate Clarification Alternatives 26 March 2013

INTEGRATING OZONATION

Ozone Contactors

North Ozone Building

South Ozone Building

Ozone
Contactors

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InsightH2O High-Rate Clarification Alternatives 26 March 2013

REPLACED TWO OF EIGHT BASINS WITH PLATES

Flocculation

Plates

Ozone
Contactors
Flumes

Two basins of 41 mgd each – 0.4 gpm/sf 73


QUESTIONS?

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Black & Veatch 3 June 2014

CONTACT INFO

Jeff Lindgren, P.E.*, P.L.S.**
Engineering Manager 

Black & Veatch
5885 Meadows Rd, Suite 700
Lake Oswego, OR  97035

503‐443‐4415 | LindgrenJM@BV.com

*Licensed in *OR, WA, & CA **OR 

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www.bv.com

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