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Article
Educational Administration Quarterly
The Seduction of
1–30
© The Author(s) 2020
Article reuse guidelines:
Hyper-Surveillance: sagepub.com/journals-permissions
DOI: 10.1177/0013161X20912299
https://doi.org/10.1177/0013161X20912299
Standards, Testing, journals.sagepub.com/home/eaq
and Accountability
Alejandra Falabella1
Abstract
The idea of a hyper-surveillance state that devolves school management to
the private sector and local governments, but, at the same time, evaluates,
inspects, and sanctions schools in the name of “educational quality and
equality,” has been advocated by diverse sectors, right and center-left,
conservative and liberal, pro-privatization, and pro-public education. It is
a seductive policy. This article is based on the case of Chile, which in recent
decades has consolidated a performative school market model. The study is
based on an examination of official speeches and policy documents (a total
of 84 documents), from the germination of the model in 1979 through to
2011 when the “Quality Assurance Education System” law was passed.
Following Foucault’s studies in governmentality, the analysis not only aims
to understand the policies that led to the creation of the hyper-surveillance
state in education, but also seeks to examine the policy rationale that made
these transformations desirable. The research analysis is also intended
to contribute to a broader understanding of the spread of testing and
accountability policies around the world.
Keywords
accountability, high-stakes tests, school markets, history of assessment, Chile
1
Universidad Alberto Hurtado, Santiago, Chile
Corresponding Author:
Alejandra Falabella, University Alberto Hurtado, Erasmo Escala 1825, Santiago 8340539, Chile.
Email: afalabel@uahurtado.cl
2 Educational Administration Quarterly 00(0)
Introduction
The hyper-surveillance state that standardizes, tests, and calls for school
accountability has proliferated around the world in the name of “educational
quality and equality assurance,” usually with transversal political support
from left and right, conservative and liberal, and in countries with a predomi-
nantly market-oriented education system and those with a strong public edu-
cation system (Maroy & Voisin, 2015; Verger & Parcerisa, 2017).
So, for instance, in the case of England, these policies began under
Margaret Thatcher’s Conservative Party and then continued to expand
under Tony Blair’s New Labour Party; in the United States, they began
under the Republican Party with George W. Bush and then continued under
the Democrats with Barack Obama; in the case of Chile, they started during
the dictatorship of Augusto Pinochet and deepened with the center-left
coalition, known as the “Concertación.” Similar policies, albeit with differ-
ent degrees of depth, have also been enacted in countries such as Australia,
Brazil, Canada, Colombia, Mexico, the Netherlands, New Zealand, and
Scotland, among many others. And this policy approach has not only colo-
nized school education policies but also early childhood, special needs, and
higher education, in addition to teacher training and salary policies.
These measures have been promoted together with the application of inter-
national standardized tests (Program for International Student Assessment
[PISA], Trends in International Mathematics and Science Study [TIMMS],
among others), the growth in the business of transnational companies selling
testing technologies (such as Pearson), and the dissemination of these reforms
by various international agencies, such as the Organisation for Economic
Co-operation and Development (OECD), United Nations Educational,
Scientific and Cultural Organization (UNESCO), and the World Bank (Lingard
et al., 2013; Sahlberg, 2016).
All of this has occurred despite a lack of research showing the effective-
ness of standard-based reforms and accountability policies, while a meaning-
ful body of literature tends to show harmful effects in school communities,
such as curriculum reduction; intensification of traditional teaching methods;
pupil ability selection, grouping, and exclusion; students and teachers’ stress
and disenchantment with the practice of their profession; in addition, there
are inconclusive results about students’ learning progress (Au, 2007; Berliner,
2011; Falabella, 2014; Lipman, 2004; Verger & Parcerisa, 2017).
Within this scenario various questions arise, such as the following: Why
have these policies expanded so rapidly in recent decades? Why has the idea
of a hyper-surveillance state become so attractive to policy makers? When
did these ideas emerge and how have they changed over time?
Falabella 3
This article is about Chile, which is an exemplary case for examining per-
formance accountability policies within a market-driven model (Falabella,
2015). On a scale of market and accountability policies from low to high, the
country is near the top end. This approach started in the early 1980s under the
Pinochet dictatorship, inspired by neoliberal and conservative principles.
Later, center-left and right-wing governments have continued sophisticating
and expanding the model and, in 2011, it was consolidated through the cre-
ation of the “National Quality Assurance Education System”(SACE by the
Spanish language acronym).1
Following Foucault’s (2006, 2008) studies on governmentality, the article
offers a genealogical analysis of the hyper-surveillance state, in a market
school scenario, in the case of Chile, considering its origin, transformation,
and consolidation. The analysis focuses on testing and accountability poli-
cies, while other market policies (e.g., vouchers, choice, school fees, freedom
to profit) are part of the research background. It is also important to mention
that Chile’s testing policies precede the market-based school schema, never-
theless this study aims to understand the use of national tests since they were
engaged and interwoven into the market-oriented model.
The research results are organized into four sections. The first focuses on
the emergence of the subsidiary state and the use of testing policies within an
embryonic school market system under the military dictatorship (1979–
1990). The second section discusses the first center-left governments under
the Concertación coalition,2 in which a “proactive state” is shaped to “coun-
terbalance” the market-based schema, entailing initial accountability policies
(1990–2000). In the third section, with the continuity of the governing coali-
tion, a more marked discourse emerged on performance accountability,
together with the expansion of a managerial logic, drawing the beginning of
a “tough state” (2000–2006). The fourth and final section addresses the phase
of consolidation of the evaluative or hyper-surveillance state, through legal
reforms including the General Education Law and the Quality Assurance
Education System Law (2006–2011).
Finally, the article discusses the seductive discourse of the policy, as it
uses an ambiguous narrative and offers dual promises, such as market/state
regulations, public/private provision, quality standards/diversity, and free-
dom/equality benefits. This policy narrative has created an elastic discourse
that persuades factions of different political sensibilities (while other policies
are intensely disputed). The attraction to accountability policies has also been
nurtured by local and global ideational, technological, and pragmatic compo-
nents that have helped consolidate the role of the hyper-surveillance state.
The mixture of test-based accountability and pro-privatization policies in the
Chilean case particularly resonates with countries, such as, England, the
4 Educational Administration Quarterly 00(0)
United States, New Zealand, and Australia. Furthermore, the case of Chile
illuminates transnational thinking to understand the extensive spread of these
policies in diverse territories around the globe.
2018). Chile is also among the leaders in Latin America in results on the
“Program for International Student Assessment,” although below the average
of the OECD (2014) countries. From a long-standing perspective, however,
national test results have not shown a consistent improvement and, on the
contrary, there are still meaningful inequalities linked to social class.
Furthermore, Chile has one of the most segmented school systems in the
world (Valenzuela et al., 2014) and a shrinking public education that covers
only 38.2% of annual student enrolment (Ministry of Education, 2018), while
municipalities have serious technical and economic inequalities for governing
public schools. Besides, in accordance with international research outcomes,
various pieces of research that study the effects of performance accountability
measures show significant tensions within schools and harmful effects on the
quality of learning and teaching; especially affecting schools that serve disad-
vantaged communities (see e.g., Assaél et al., 2014; Falabella, 2016, 2019;
Flórez & Rozas, 2019; López et al., 2018; Rojas & Leyton, 2014).
In 2006 and 2011, massive protests by school and higher education stu-
dents broke out on the streets (Donoso, 2016; Villalobos & Ortiz, 2019). They
questioned the logic of the system, including the lack of state control over the
private sector, the existence of for-profit schools and universities, the cost for
families for education, the inequity of the system, and the dictatorial origins of
the model. Slogans on the protest banners read as follows: “Education is not
for sale,” “No more market education,” “Public, free, and quality education
for all.” Criticism has also risen because of student overtesting and the overall
school performance accountability approach. In fact, a group of academics
and teachers formed a campaign called “Stop Simce” (Alto al Simce), which
has demanded a halt to the logic of standardization in education and calls for
the creation of a new assessment system (Inzunza & Campos-Martínez, 2016).
In the past few years, ongoing reforms have been implemented as a
response to the student movements, which were mobilized during the second
center-left government of President Michelle Bachelet, between 2014 and
2017 (Bellei, 2015; Carrasco, 2018; Orellana, 2018). The “School Inclusion
Law,” enacted in 2015, introduced new regulations to the school market, pro-
hibiting—albeit with exceptions—selection of students, profit-making, and
parental fees in subsidized schools. Also, a new public school governance
law has been devised, transferring their management from municipalities to
new autonomous entities, called “Local Educational Services,” which work
over a larger extension of territory and which, unlike municipalities, are
exclusively dedicated to school administration and are accountable to the
Ministry of Education. In addition, a new Law of “Teacher’s Development”
defines the ways in which teachers are assessed, classified, and paid, as well
as other regulations for teacher training programs.
Falabella 7
military officer and undersecretary for education, said, “If there was some-
thing we did that was deliberate and well thought-out, it was the school per-
formance measurement system” (cited in Almonacid et al., 2008). Minister
Prieto (1983), also wrote that without the national assessment, “the reformed
educational system would lose one of its main tools for making the rest of the
modernization of education plan effective, real and operative” (p. 93). The
exam results, explained the Minister, are an input so that parents can exercise
their “free school choice,” “maximizing their goods,” and acting as the pri-
mary stakeholders in the education of their children.
In spite of the ode to individual freedom of the time, the new policy was
understood as a means of having the state oversee and drive the liberalized
school system. The policy thinking meant that quality education is objective,
standard, and measurable, defined as a supraindividual good, therefore,
beyond individual preference. Minister Prieto (1983), in effect, explained
that test outcomes serve to “demonstrate the truth or falsity of a series of
statements that are frequently heard about the quality of our education” (p.
97). Moreover, the test, as a “comparative indicator of quality (...) benefits
parents and allows the rules on freedom of education to operate properly” (p.
95, italics added).
In the minutes of the government meeting when the LOCE was drafted
(October 17 and 25, 1988), interestingly, it was made evident that the
SIMCE test was planned not only to guide supposedly informed parental
choice, but was also to be used by educators for pedagogical purposes and,
at the same time, by the state to ensure compliance with minimum curricu-
lar requirements.
During the beginning of the restructuring of the system (1978–1979),
Minister of Education Gonzalo Vial, who represented the most “centrist”
wing of the regime, said in a seminar:
[The national assessment] turns on the red light . . . at any given school that is
performing poorly. Then, the whole community becomes concerned and, if
they cannot fix it, a deadline will have to be set for the Ministry to take action.
(G. Vial in Cox, 1985, p. 52)
A system whereby each school is responsible for its results and these are
systematically evaluated and made known to the public. Where meritorious
work is celebrated and rewarded; mediocre work is corrected and improved,
and situations of failure are faced with a determined attitude. (Commission for
the Modernization of Education, 1995, p. 64)
stated: “The [Chilean] educational market experiment has not produced the
progress in learning or the cost savings envisioned by its supporters” (p. 192).
This report gave legitimacy to strengthening assessment and standardization
policies, added to OECD’s growing global influence in the area (Ydesen &
Andreasen, 2019).17
At the end of the 1990s, after meaningful state investment in education,
national test results were stagnant, and Chile’s performance on international
tests was poor. The media (particularly newspaper El Mercurio) and the
opposition political parties produced a sense of educational crisis,18 strategi-
cally pushing the government to demonstrate an increase in national school
results. As noted by another Ministry official at the time:
Schools that provide a poor quality education are a fraud for parents and today
these institutions are unregulated. Primary, secondary, and higher education
has been commercialized. The freedom to provide education was prioritized
above the right to education, but they must be on the same level. Supporters of
the state model say that everything must be controlled by the state, while the
other side argues that the market should self-regulate. I am for greater freedom,
but with much stronger control by the state—not by the government—on
matters of quality in education. (interview in El Mercurio, June 11, 2006).
In this way, the mantra of equilibrium emerged, in tune with the emergence
of the “renewed social democracy” and the “Third Way” (Falabella, 2015).
The solution proposed was not to end the participation of the market in edu-
cation, but to regulate it strategically, like an alchemist who seeks the perfect
combination between the state and the market, rights and freedoms, and the
public and private sectors. It was understood that the market has benefits
(freedom, diversity, incentives), but left on its own it is vulnerable to flaws
(abuses, exclusions, frauds), and therefore it is necessary to balance it with
regulatory mechanisms. This was a tactical discourse that emerged repeat-
edly in the examined documents, and it was key for the center-left coalition
to promote and justify its policy of quality assurance.
This rationale was also aligned with the “post-Washington consensus”
view (Herrera-Jeldres, Reyes-Jedlicki, Ruiz-Schneider, 2018). In contrast to
its first version, it extolled the importance of the state in economic and social
development. Devolution of public governance and prochoice policies in edu-
cation are claimed as necessary, but alone are not enough, as they require state
investment, standards, and surveillance. This vision was strongly influenced
by the World Bank, which financed an important part of Chile’s policies in the
1990s. The document “Beyond the Washington Consensus” (Burki & Perry,
1998), edited by the World Bank, reflects the agreements of the seminar held
in Santiago (called the “Santiago Consensus”).
Specifically regarding the SACE law, the World Bank was the most impor-
tant institution in guiding this policy, through a report widely disseminated in
2007 and headed by Emiliana Vegas. The report states that it is “unlikely”
that ending the voucher system will produce the intended improvements, and
that instead what is required is to strengthen a quality assurance system
(World Bank, 2007, p. 16). Afterward, in a similar vein, three reports were
delivered in 2009, exclusively for the Ministry of Education, to advice on the
design of the model and the preparation of the draft law.
In the meantime, an ambitious discourse was used to promote this educa-
tion model, probably as no other policy has managed, through a long list of
benefits: “quality,” “equity,” “transparency,” “high quality for vulnerable
20 Educational Administration Quarterly 00(0)
I want to say this clearly: we firmly believe in the freedom of education, which
requires that different proposals and different models of education coexist. We
firmly believe in the right of parents to choose the education of their children.
And, upholding this right effectively requires diversity. We believe in a society-
run education, in which both the public and private sectors coexist and collaborate
to offer different options and alternatives. ( . . . ) Parents will be duly informed of
[test results] on a timely basis, because we believe that the main responsibility in
the education of children rests with their parents. And, therefore, for them to be
able to exercise that responsibility, they need to have accurate, timely and
complete information that allows them to make informed and free decisions.
Falabella 21
Funding
The author disclosed receipt of the following financial support for the research,
authorship, and/or publication of this article: This work was supported by the
National Commission of Scientific Research and Technology (Conicyt), National
Fund of Scientific Development and Technology (Fondecyt) [Grant number
1170477].
ORCID iD
Alejandra Falabella https://orcid.org/0000-0003-2755-4911
Notes
1. Sistema Nacional de Aseguramiento de la Calidad de la Educación.
2. Named “Concertation of Parties for Democracy,” founded in 1988, by parties
opposed to the military regime.
3. A long-standing right in the country.
4. Various others who worked in education also studied at the same University,
such as Eduardo Cabezón, Teresa Infante, and Juan Enrique Fröemel.
5. Friedman also visited Chile in 1975, met Augusto Pinochet, and subsequently
sent him a personal letter with recommendations for his government program.
6. Although during the first few years of the dictatorship, the ministries were dis-
tributed among the armed forces, with the navy being responsible for education.
7. In Spanish: Prueba de Evaluación del Rendimiento Escolar.
8. Under this policy, the United States provided economic support to Latin America
between 1961 and 1970, and the education reform of Frei Montalva was financed
partly with these donations.
9. Consequently, the “Center of Teacher Training, Experimentation and Pedagogical
Research” (CPEIP; dependent on the Ministry of Education), formerly in charge
of preparing the “National Test,” was displaced from this task.
10. The university team accepted this change, but insisted on the results being sig-
nificantly weighted according to students’ socioeconomic status. Therefore, they
did not translate directly into an indicator of school quality (Himmel, 1992).
11. In 1984, the task of designing and applying the test was transferred to the
Ministry of Education for budgetary reasons and as a strategy to maintain more
24 Educational Administration Quarterly 00(0)
direct control over the national test. In 1985, an attempt was made to create a
new test called the “Education Quality Assessment System” (SECE) under the
responsibility of the CPEIP. However, this test did not come to fruition and the
team focused on analyzing the results of the PER test. Later on, from 1988 to
1991, the same team from the Universidad Católica took over the test again, but
this time in conjunction with the Ministry of Education, with the aim of installing
the technical capacities within the state.
12. At first, the compensatory policy, “900 School Program,” entailed the use of
SIMCE scores, to identify underperforming schools located in disadvantaged
areas, and provide extra school support and materials; nonetheless it did not
include accountability measures.
13. In Spanish: Sistema Nacional de Evaluación de Desempeño de Excelencia.
14. Authored by well-known intellectuals such as J. J. Brunner, J. C. Tedesco, E.
Ottone, and F. Fajnzylber.
15. For instance, people close to the center-left worked for the international agency,
such as Mario Leyton, Ernesto Schiefelbein, and Juan Cassasus and, at the same
time, actors close to the right and the former dictatorship regime, such as Violeta
Arancibia, Eduardo Cabezón, and Juan Enrique Frömel. See, for example, cow-
ritten publications, such as Cassasus et al. (1996).
16. See www.mineduc.cl/reforma90s/.
17. Another key policy diffuser in this decade was the “Promotion of the Educational
Reform of Latin America and the Caribbean” (PREAL in Spanish language),
financed by Inter-American Dialogue, which assembled diverse North and Latin
American intellectuals around testing policies (see, e.g., the compilation of writ-
ings in Arregui [2006]).
18. Although it had only been possible to compare results on an annual basis since
1998, given that the marking methodology was changed, replacing the use of
classical theory with the item response theory).
19. National Nurseries and Preschools Board.
20. An allusion to the school uniform, as students wore white shirts and dark jackets.
21. In response to the student protests, the “Presidential Advisory Council for the
Quality of Education” was created to raise policy demands and propositions
from civilian representatives and experts in education (81 members in total),
representing diverse political positions (Presidential Advisory Council, 2006).
However, later on, as the first bill failed in Congress, an elite political round-
table was established to assure the successful proclamation of the bill (for further
detail, see, Santa Cruz, 2016).
22. See Falabella (2018) for a further analysis on the policy discourses and differ-
ences between the right and center-left wing coalitions.
23. Lead by the parliamentary Carlos Montes, among other legislatives initiatives
(see Falabella & Ramos, 2019).
Falabella 25
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Falabella 27
Author Biography
Alejandra Falabella is an associate professor at Universidad Alberto Hurtado, Chile.
Her main areas of interest are in sociology of education and the relationship between
education policy, school practices, and social class. Her research draws on market and
accountability policies, school privatization, and inclusion and exclusion dynamics in
the education system. Recently, she has studied history of school markets and national
assessment policies in Chile. She is associated editor of the Journal Education Policy
Analysis Archives.