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EJT0010.1177/1354066119883688European Journal of International RelationsMourad and Norman
Original Article
EJIR
European Journal of
International Relations
Transforming refugees 1–27
© The Author(s) 2019
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change and the politics of DOI: 10.1177/1354066119883688
https://doi.org/10.1177/1354066119883688
journals.sagepub.com/home/ejt
international protection
Lama Mourad
University of Pennsylvania, USA
Kelsey P Norman
Rice University’s Baker Institute, USA
Abstract
Since the 2015 refugee “crisis,” much has been made of the distinction between the
legal category of refugee and migrant. While migration scholars have accounted for the
increased blurring of these two categories through explanations of institutional drift and
policy layering, we argue that the intentional policies utilized by states and international
organizations to minimize legal avenues for refugees to seek protection should also be
considered. We identify four practices of policy “conversion” that have also led to the
increasingly problematic distinction between migrants and refugees: (1) limiting access to
territory through burden-shifting and other practices of extraterritorialization; (2) limiting
access to asylum and local integration through procedural and administrative hindrances;
(3) the use of group-based criteria as a basis of exclusion; (4) the inclusion of non-
Convention criteria within resettlement schemes. Drawing upon a historical institutionalist
approach and a wide array of empirical sources—including 3 years of combined primary
field research conducted in Egypt, Lebanon, Morocco, Tunisia, and Turkey between 2013
and 2016—we demonstrate that states are actively pursuing a greater degree of control
over the selection of refugees, in practice making refugee resettlement closer to another
immigration track rather than a unique status that compels state responsibility.
Keywords
Migration, refugees, historical institutionalism, refugee regime, policy conversion,
International Relations
Corresponding author:
Kelsey P Norman, Rice University’s Baker Institute, 6100 Main St, Houston, TX 77005, USA.
Email: kpnorman@gmail.com
2 European Journal of International Relations 00(0)
Introduction
How have the institutions built to protect global refugees been transformed over time?
The global refugee regime is broadly recognized as the most highly institutionalized of
all multilateral or global migration regimes (Betts, 2010). It is anchored by the 1951 UN
Convention Relating to the Status of Refugees and its subsequent protocols (otherwise
known as the Refugee Convention) and overseen and managed by the Office of the
United Nations High Commission for Refugees (UNHCR) (Betts et al., 2008; Loescher,
2001). At the core of this regime is a recognition of the specificity of “refugees” in rela-
tion to other types of migrants. Legally, the term refugee is reserved for individuals who
are officially recognized by the UNHCR or a host state government as having fled from
their home country for reasons specified in the Convention, and who thus deserve inter-
national protection. In practice, the distinctiveness of the “refugee” category from other
“migrant” categories—and the rights that this label invokes—is more fraught. Scholars
have argued that this outcome is primarily due to either changing global migration pat-
terns (Feller, 2001; Schoenholtz, 2015) or a reflection of the historical context within
which this category was first created (Goodwin-Gill, 2014; Karatani, 2005). Without
denying the significance of these factors, we argue that scholars need to also consider the
ways in which the institutions that govern the refugee regime have been altered, hollow-
ing out the specificity of the category of refugee and bringing it closer to other categories
of migrants. Specifically, we suggest that greater attention also be placed on the role of
critical actors—namely states and international organizations—that have actively trans-
formed the refugee regime in a way that erodes the distinctiveness of the category it
purports to be built upon.
This paper explains this process of erosion through a historical institutionalist
approach that identifies the mechanisms underlying this mode of institutional change.
We argue that the inability of the refugee definition to address modern migration flows
is neither entirely an instance of “policy drift”—where a current set of institutions “fail[s]
to [adapt] to cover a set of risks that have newly emerged or increased in salience”
(Streeck and Thelen, 2005: 25)—nor is it solely a case of “policy layering” where alter-
native regimes are used to bypass rather than subvert an existing regime (Betts, 2010).
Rather, the changes we identify in the refugee regime are examples of “policy conver-
sion,” where “institutions are not so much amended or allowed to decay as they are
redirected to new goals, functions, or purposes” (Streeck and Thelen, 2005: 26, emphasis
in original). If the adoption of the 1951 Refugee Convention and the creation of the
UNHCR responded to a particular historical moment, it was also the beginning of a pro-
cess that would separate “refugees” from “migrants,” which until then had been “blurr[ed]
[. . .] identities” both in law and in practice (Long, 2013: 14). Our aim is to demonstrate
how these categories have been blurred once again, and to demonstrate that states and
international agencies have played an active role in that “blurring.”
Specifically, we identify four main developments that have led to an increasingly
porous demarcation between migrants and refugees: (1) limiting access to territory
through burden-shifting and other practices of extraterritorialization; (2) limiting access
to asylum and local integration through procedural and administrative hindrances; (3) the
use of “group-based” criteria as the basis of exclusion; (4) the inclusion of non-Conven-
tion criteria within resettlement schemes. This paper addresses each of these practices in
Mourad and Norman 3
turn, drawing upon over 3 years of combined primary field research conducted in Egypt,
Lebanon, Morocco, Tunisia, and Turkey between 2013 and 2016, during which the
authors conducted semi-structured interviews with government officials, international
migration bodies such as the UNHCR and the International Organization for Migration
(IOM), local civil society organizations involved in the migration sector, and individual
migrants and refugees of varying nationalities residing in each host state. We supplement
this primary data collection with secondary sources including academic studies, policy
and governmental reports, UNHCR data, and journalistic articles. We specifically make
use of the UNHCR Resettlement Handbook’s “Country Chapters,” which compile the
resettlement criteria utilized by 22 states that operate resettlement programs. Table 2
categorizes the stated criteria for resettlement, and Table 3 contains the text for each
country that utilizes “integration potential” as a criterion.
We focus primarily on evidence from cases in the Middle East and North Africa
(MENA), which is the region currently producing and hosting the largest number of
displaced people worldwide, and which serves as an important “transit” hub for migrants
and refugees aiming to reach Europe. The MENA region has also been directly impacted
by various EU external migration control measures over the last three decades, including
the use of readmission agreements and extraterritorial zones of policing that prevent both
asylum seekers and migrants from reaching the EU’s territory (Fargues, 2009; Zaiotti,
2016). As such, the region is an important context in which to study critical practices and
policies that tie traditional host countries in the Global South and countries of resettle-
ment in the Global North—as well as key norms of the refugee regime such as asylum
and burden-sharing—to one another. We acknowledge that the MENA region is not nec-
essarily representative of refugee hosting and resettlement practices globally. Nonetheless,
the migration-related interactions between European and MENA countries—and the
power hierarchies embedded within these interactions—mirror those in other regions,
such as between Australia and Southeast Asian countries, or between the United States
and Mexico (FitzGerald, 2019). As such, we argue that the trends identified in this article
are likely to have applicability outside of the MENA region.
Ultimately, we demonstrate that while the formal institutions of the refugee regime
appear to be resilient, their functions and purposes have been transformed by the very
actors that have committed to upholding them. While others have identified exogenous
factors affecting change within the refugee regime, we outline endogenous processes that
serve to subvert the original purpose of the regime. In shedding light on these practices,
our argument stands in contrast to those that focus on how migrants or refugees subvert,
or render unworkable,1 an otherwise functioning refugee system. Instead, these individ-
ual strategies need to be understood as attempts to access rights in a system that provides
increasingly limited avenues of protection and further blurs the very distinction it claims
to uphold.
the related and equally important questions of why the international refugee regime has
failed to provide adequate protection (Koser, 2015; Suhrke, 1998), or whether and how
international cooperation can be achieved under this regime (Betts, 2011). Rather, our
analysis aims to identify how the refugee regime has changed over time, which actors
have been critical to this process, and the consequences of this transformation for the
regime’s ability to uphold a distinction between refugees and other migrants.
International Relations (IR) scholars have traditionally explained change through the
lens of one of the main theoretical schools, in part because scholars differ even in their
definition of what constitutes an institution.2 As Holsti (2004) explains, “[t]he main fac-
tors leading to changes in international institutions combine the ideational with more
traditional sources such as alteration of power relations” (303). Recently, scholars have
looked more closely at the ways in which institutionalist literature from comparative
politics can inform our understanding of international institutions (Betts, 2014; Ekelund,
2014). Migration scholars have also employed a historical institutionalist approach to
identify the international and transnational factors that can influence domestic policy
change (Klotz, 2013). Rational choice institutionalism and sociological institutionalism,
which map on in a relatively straightforward manner to the liberal institutionalist and
constructivist paradigms in IR, have had greater purchase among IR scholars than the
historical branch of institutionalism (HI) (Fioretos, 2011; Rixen and Viola, 2016). The
relative neglect of HI has meant that certain mechanisms of change—such as the legacies
of design, sunk costs, and feedback mechanisms—have been underutilized when attempt-
ing to explain change to international institutions. We aim in part to address this gap by
looking at the transformation of the international refugee regime through a historical
institutionalist lens.
Building on the dimensions of change identified by Rixen and Viola (2016) and
Fioretos (2011), we explain the emergent gaps in refugee protection by focusing on the
depth and scope of change. We identify practices of endogenous change that have
acted incrementally to transform the refugee regime. The scope of institutional change
relates to the “number of institutional features affected,” while the depth is “the degree
to which these features change” (Rixen and Viola, 2016: 18). We largely bracket the
third dimension identified by Rixen and Viola (2016)—speed—as it is not a source of
significant debate among scholars. Change in the international refugee regime has
been gradual, rather than abrupt. As we discuss in the section “Locating existing expla-
nations”, the practices we identify have a broad scope in that they affect multiple pil-
lars of the regime, and a profound depth, as they touch on the core refugee definition
that underpins the regime.
While others have pointed to the presence of change in the international refugee regime
(Betts, 2014), little systematic work has been done to understand the nature of this change.
Existing explanations have focused more closely on either (1) the ways in which new
actors and institutions have become important players within the regime; or (2) the way in
which the needs of world conditions, and the nature of contemporary migration, are no
longer met by an outdated refugee regime (Feller, 2001; Schoenholtz, 2015). In the fol-
lowing section, we analyze these existing arguments and place them in conversation with
historical institutionalist theories of change. By bringing these two literatures together,
our analysis systematically examines the subtle yet critical transformations underway
Mourad and Norman 5
within the global refugee regime. This analysis has important implications for understand-
ing: (a) how the change is occurring, (b) which actors are responsible, and (3) whether
reversals of the change are possible, and, if so, how.
Table 1. Modes of policy change within the international refugee regime.
Type of change
Features of change Policy drift Policy layering Policy conversion
Mechanisms Exogenous Exogenous Endogenous
Scope Limited Broad Broad
Depth Profound Mixed Profound
Speed Gradual Gradual Gradual
Effect on regime Misalignment of regime Parallel co- Subversion and
and migratory reality existence erosion of core tenets
capture the diversity of contemporary drivers of forced migration. However, the depth is
profound. By hitting at a core element of the institution itself, it challenges the very exist-
ence of the institution. In contrast, “policy layering” presents a wider scope—affecting a
broader set of components of the regime—and a mixed effect in terms of depth of change.
As Betts (2010) argues, “[s]ome of the emerging regimes—such as the human rights
regime—have been complementary, reinforcing the norms of the refugee regime [. . .]
[while others] have had more ambiguous effects” (21-2). In the case of the refugee regime
and policy conversion, endogenous change is occurring through a gradual process of pol-
icy transformation (“creeping change” in the words of Streeck and Thelen (2005)). This
operates within the existing institutions and norms of the refugee regime—including bur-
den-sharing, individual and prima facie status determination, and resettlement—to deny
access to protection for would-be asylum claimants and refugees and to erode the categor-
ical distinction between refugees and migrants that underpins the regime.
We acknowledge that all three forms of policy change are present in the current refu-
gee regime. Our argument is that the latter—policy conversion—has occurred via inten-
tional state and institutional practices to erode the previously distinctive category of
“refugee.” Policy conversion is possible due to “. . .gaps that exist by design or emerge
over time between institutionalized rules and their local enactment” (Streeck and Thelen,
2005: 26). In the case of refugee regime, this gap is embedded within the design of the
regime itself as a result of two factors. The first is the fundamental ambiguity that exists
between the need for sovereign states to uphold asylum and refugee protection, and the
potential for asylum to threaten state sovereignty. As Hansen (2014) argues, “[s]tates and
borders both sustain and undermine the asylum system” (2). The second is the economic
cost of admitting refugees. Wealthy liberal democratic countries may be reluctant to
uphold the regime when admitting refugees (or migrants more broadly) means ensuring
socioeconomic rights and protections. Ruhs (2013) argues that the gap between human
rights as expressed in international conventions and migrant rights in practice can be
explained by states seeking to limit the “price” of granting rights. He finds that the rights
and protections promised to migrants by liberal constitutions and courts leads Western
countries to restrict the number of migrants granted admission. In other words,
“[t]here can be a trade-off (a negative relationship) between openness and some of the rights of
some migrant workers admitted to high-income countries—this, is, greater openness to
admitting migrant workers will be associated with relatively fewer rights for migrants and vice
versa” (39).
His argument could also be extrapolated to countries seeking to limit the number of refu-
gees and asylum seekers whose admission carries—in principle—an even greater guar-
antee of rights, which became universalized after the introduction of the 1967 protocol
(Orchard, 2014). We argue that one way in which states aim to gain greater control over
the admission of refugees is by making refugees and asylum seekers more difficult to
distinguish from other migrants.
If our argument is correct and policy conversion is contributing to the erosion of the
distinction between refugees and migrants, we must be able to demonstrate that two
phenomena are at play. First, change within the regime needs to be endogenous, meaning
8 European Journal of International Relations 00(0)
that states and institutional actors such as the UNHCR and IOM are actively utilizing
practices to change the regime from within. We acknowledge that these actions may be
occurring in response to exogenous factors, such as the increased number of refugees and
asylum seekers attempting to access protection in Western countries since the end of the
Cold War (Keely, 2001). Nonetheless, states and institutional actors directly involved in
the administration of the regime are themselves carrying out practices that are converting
it, rather than actors outside the system. Second, states and institutional actors need to be
redeploying facets of the refugee regime to new purposes, rather than making use of
alternate regimes to achieve their goals via policy layering.
citizen’s passport” (Haddad, 2008: 110–111), was described as having the objective of
“admitt[ing] [. . .] refugees to countries where they could support themselves” (LNA
1922 in Long, 2013: 9). As such, it was intended to help refugees “become migrants”
(Long, 2013: 9). Under this framework, refugees were understood to be a “special cate-
gory of economic migrant,” with refugee quotas that matched receiving countries’
employment needs (Long, 2013: 10).
This remained a fundamentally ad hoc and weakly institutionalized system whereby
new arrangements with receiving countries had to be facilitated for every new group of
refugees (Orchard, 2013: 185–186). Tying states’ willingness to accept refugees with
their potential for economic contribution—while undeniably a “pragmatic strategy” that
“offered solutions to some” (Long, 2013: 11)—quickly showed its limits in Western
Europe’s denial of refugee status for most Jewish refugees in the 1930s, partly due to the
Great Recession. James McDonald, the High Commissioner for German refugees at the
time, underscored in his resignation letter in 1936 that “the present economic conditions
of the world” were driving the refusal of European states and the United States to take in
refugees (cited in Loescher, 1993: 43).
According to Torpey (2000), the dysfunctionality of an international system in which
states could refuse to admit those in need of international protection “may ultimately have
helped to push the Nazis toward extermination as the ‘final solution’ of the ‘Jewish prob-
lem’” (135–136). At the Évian Conference in 1938—the only significant, and ultimately
failed, international effort to address the plight of Jewish refugees—state representatives
referenced the potential for refugees to “‘disturb [. . .] the general economy,’ [. . .] at a
time of serious unemployment” (Loescher, 1993: 45). Moreover, both the 1933 and 1938
Refugee Convention failed to attract support from states, “who continued to frame
Germany’s Jewish refugee exodus in migration terms” (Long, 2013: 12, emphasis added).
It was only following this monumental failure, and its grave consequences, that
enough political will was galvanized to establish a legal framework that could protect a
refugee’s right to claim asylum and protect them from forcible return. Codified in Article
33 of the 1951 Refugee Convention, this principle formed the first major institution that
“separat[ed] the humanitarian from the economic drivers of migration” (Long, 2013: 16).
Alongside the establishment of the UNHCR, the Convention presents the foundation of
the most highly institutionalized of all multilateral or global migration regimes (Betts,
2010; Betts et al., 2008; Loescher, 2001). It also, putatively, continues to provide the core
definition of who can qualify as a refugee.
Under this system, the legal term refugee is reserved for individuals officially recog-
nized by UNHCR or a host state government as having fled from his or her home country
“due to a well-founded fear of being persecuted because of his or her race, religion, nation-
ality, membership of a particular social group or political opinion; and is unable or unwill-
ing to avail him—or herself of the protection of that country, or to return there, for fear of
persecution” (Article 1A(2)) and who is eligible for protection under the 1951 UN
Convention on the Status of Refugees or under subsequent protocols, henceforth referred
to as the Convention definition) (UNGA, 1950). The closely related term asylum seeker
refers to an individual who has applied to receive refugee status from UNHCR or a host
state government, but who has not yet gone through the refugee status determination (RSD)
process—whereby an individual is found to meet the Convention definition of a refugee
and is therefore entitled to the rights and international protection that status confers.
10 European Journal of International Relations 00(0)
The word migrant, officially defined as a person “born in a country other than where
they currently reside” (Rosenblum and Tichenor, 2012: 5), is a broad category that
encompasses within it the more narrowly-defined categories of refugee and asylum
seeker. In common language, however, the term has largely become an antonym of “refu-
gee,” containing within it individuals who have left their home countries presumably to
seek economic opportunities elsewhere (“economic migrants”) (Fargues, 2009; Long,
2013; UNHCR, 2016b). This distinction is often invoked by politicians and other policy
makers claiming to “protect” the category of refugee. Yet we argue that alongside these
claims, states and other key institutional actors have undertaken practices that ultimately
work to erode this distinction—and the regime itself—bringing it closer to the pre-Con-
vention ad hoc norms identified above.
The following section draws on illustrative examples from liberal democratic receiv-
ing states in the Global North and migrant and refugee host countries in the MENA
region to outline four state or institution-led practices that we identify as having trans-
formative effects on the function, purpose, and goals of the international refugee regime.
These practices either limit access to the refugee regime even for those who fall within
its (admittedly narrow) parameters, or they blur the legal distinction between the cate-
gory of refugee and migrant.
In this legal environment, the external dimension of protection becomes one of the pillars of the
mechanism, which is designed to shift the responsibility of protection seekers to third countries.
Readmission agreements have appeared as a solution to make such rules operable by creating a
mechanism capable of forcing transit countries concerned to readmit asylum seekers as well as
migrants. (Tokuzlu, 2010: 6)
Non-EU countries agree to sign readmission agreements if the benefits provided by the
EU are deemed more profitable than the cost of hosting migrants and refugees. Tokuzlu
(2010) groups these benefits into four categories: development cooperation, economic
cooperation, neighborhood association with the EU, or acceptance into the framework of
EU enlargement.
While there has been much variation in the types of partnerships and agreements
concluded with various North African, Eastern European, and Middle Eastern host
states (Collyer, 2016), they have not included any enforceable guarantees of refugee
protection in situ and as such have not attenuated the “push factors” that drive refugees
and asylum seekers to leave their countries. Instead, they have contributed to the
increasingly irregular nature of their pathways and the further mixing of migrant and
refugee populations in surrounding Mediterranean countries. While this analysis focuses
primarily on Europe’s burden-shifting, similar mechanisms have been used by Australia
in the Southeast Asian region (Loughnane, 2013) and by the United States in its bilat-
eral relations with Mexico and Central America (Rascoe and Allyn, 2019). While bur-
den-sharing has historically resulted in the majority of refugees residing in countries of
the Global South, the increasing prevalence of partnerships and agreements that aim to
prevent the arrival of would-be refugees transforms the norm of burden-sharing into a
practice of migration containment.
12 European Journal of International Relations 00(0)
The 2016 EU-Turkey “deal” can be seen as the furthest extension of burden-shifting
yet attempted by a Global North actor (in this case, the European Union) in that it seeks
to forcibly return Syrian nationals—who otherwise stood to be recognized as refugees in
Europe—from Greece to Turkey. The deal has been highly praised by both European and
Turkish politicians as well as widely criticized by international human rights groups and
UNHCR. In negotiating this deal, Turkey capitalized on European fear that the increase
in irregular migration seen in 2015 and 2016 would continue unabated. In mid-2016, the
EU and Turkey arrived at a deal whereby Turkey would receive an up-to 6 billion Euro
aid package coupled by the reinvigoration of EU accession negotiations and visa liberali-
zation in exchange for taking back Syrian refugees that had transited through Turkey and
arrived in Europe (Norman, 2019). The deal was highly criticized by international human
rights groups alleging that Turkey cannot be considered a safe third country to which
refugees can be returned because it frequently deports Syrians across the border to Syria
(Amnesty International, 2016). Further, Syrians are not eligible for full refugee status in
Turkey because it maintains geographical limitations to the 1951 Refugee Convention.4
The deal requires that refugees be resettled from Turkey to Europe via formal channels,
with the hope that a viable legal route would disincentive irregular arrivals. One problem
this poses is that the Turkish government has not been able to adequately identify the most
vulnerable cases for resettlement. While at the time of interviewing for this research in
2015, government officials had biometrically registered 2.7 million Syrians, UN officials
and NGOs indicated that the Turkish government had not been collecting enough infor-
mation during registration, focusing only on basic biometrics and omitting other critical
information.5 This made the process of conducting vulnerability assessments for the pur-
pose of targeted aid or selecting individuals for resettlement very difficult. Nonetheless,
the Turkish government emphasized its capability during the negotiations surrounding the
EU–Turkey deal in order to demonstrate Turkey’s investment in hosting Syrians and to
emphasize that the EU needed to offer further aid in the name of burden-sharing (Norman,
2019). In reality, however, the Turkish bureaucracy had neither the capacity nor sufficient
training to identify and recommend individuals for resettlement.
By invoking burden-sharing, a critical but difficult to enforce component of the refu-
gee regime, the EU–Turkey deal distorted the core purpose of the regime itself. In this
sense, the agreement does not correspond to the use of an alternate set of institutions à la
Betts (2011), but the transformation of an existing core tenet of the regime itself. The role
of burden-sharing in providing protection is transformed beyond recognition if the rights
of refugees are not guaranteed in situ.
Thus, the EU–Turkey deal, much like the Nansen refugee protection regime historically,
approaches refugee protection as a problem of “development and economic inclusion”
(Long, 2013: 10). By providing aid to Turkey to host Syrians that were previously in Europe,
the deal treats refugee protection as akin to economic migrant schemes, falling short of pro-
viding refugees with asylum but—in theory—guaranteeing them the right to work. By pre-
venting access to territory and disallowing refugees to move past their first country of
asylum, this co-optation of the norm of burden-sharing—aided by international organiza-
tions—makes use of existing institutions formed for refugee protection and reallocates them
toward the purpose of containing would-be-refugees. At their core, these state practices are
reminiscent of pre-Convention modes of refugee protection, which understood refugees as
a subset of migrants rather than falling under a discrete category of their own.
Mourad and Norman 13
Another individual from Cameroon expressed how fear of violence deterred him from
waiting outside the UNHCR office.
When I came to Morocco in 2004 it was hard. We had to wake up at 4 am to leave from the tent to be
the first person to get to the UNHCR. There were two groups. The Francophones and the Anglophones.
There was a lot of violence. When you go to the organization, you can’t even enter. You need a
number and they only give out ten numbers. To get a number there is a lot of pushing and struggling.7
Eventually this individual gave up on the process of attempting to qualify for refugee
status and chose instead to remain in Morocco as an irregular migrant.
14 European Journal of International Relations 00(0)
In some cases, access to UNHCR registration in countries like Lebanon has more
overtly prevented would-be refugees from obtaining legal status via the introduction of
administrative regulations. While Lebanon maintained a de facto open border policy
toward Syrians prior to January 2015, this policy changed following a decision by the
Council of Ministers in October 2014 that had three aims: (1) to halt the influx of Syrian
refugees; (2) to encourage Syrians already in Lebanon to return to Syria; and (3) to limit the
number of UNHCR registered Syrians in Lebanon (Dionigi, 2016). Following this policy
change, the Government of Lebanon moved quickly to halt UNHCR registration of Syrians
in mid-2015. This meant that the legal status and protections that some Syrians were able
to access prior to 2015, while limited, were no longer accessible. Critically, even for Syrians
registered with UNHCR, access to legal stay largely became dependent on having a labor
sponsorship (kafil) in the country, and administrative procedures effectively served to re-
categorize Syrians from “displaced” or even “refugees” to “economic migrants” (Janmyr
and Mourad, 2018).
This wide array of procedural hindrances leads refugees to view both UNHCR regis-
tration and refugee status as increasingly devoid of meaningful protection. UNHCR,
perhaps in an attempt to provide limited rights under difficult circumstances, feeds back
into this dynamic by further eroding the protections guaranteed to refugees under inter-
national law, thereby bringing them closer to other less-protected types of migrants.
In this way, by severely restricting or even outright preventing access to RSD, states
and international organizations place would-be refugees and asylum seekers under con-
ditions that work to transform their status into irregular or economic migrants. As a
result, their access to protection becomes even more prone to the vagaries of states. For
instance, evictions of Syrians from towns in Lebanon and recent refugee returns to Syria
have been justified in part by the difficulty of distinguishing refugees from migrant
workers or economic migrants (Human Rights Watch, 2018; Karam, 2018). In these
instances, states are not using alternate mechanisms or institutions to regulate would-be
refugees—as would be expected in the case of policy layering—but are actively eroding
the existing institution of refugee status determination to block access to protection.
The majority of the 450,000 Palestine refugees remaining in Syria are internally displaced and
remain in continuous need of humanitarian aid. Up to 280,000 are currently displaced inside
Syria, with a further 110,000 displaced to neighbouring countries, including Lebanon, Jordan,
Turkey, Egypt and increasingly, to Europe. The escalating violence makes movement and
access more difficult and causes severe hardship. Jordan effectively closed its borders to
Palestine refugees from Syria (PRS) early in the conflict; Lebanon followed suit in May 2015
(United Nations Refugee Works and Relief Agency (UNRWA), 2016).
16 European Journal of International Relations 00(0)
The relatively small number of Palestinians in the context of the overwhelming displace-
ment from Syria makes these policies all the more remarkable. Palestinians from Syria
who do succeed in entering continue to face different legal regimes as well as unequal
access to resettlement (Abu Moghli et al., 2015).
Palestinian Syrians also faced difficulties in Egypt after they began arriving with
other Syrians in 2012. Many individuals were born in Syria and had never lived in
Palestine but were legally treated as Palestinians both within Syria and once they arrived
in Egypt. According to its mandate, the United Nations Relief and Works Agency
(UNRWA) is responsible for Palestinian Refugees from Syria, but this body does not
provide protection services in Egypt, leaving Palestinians from Syria without the ability
to register as refugees. Egyptian authorities refused to allow the UNHCR to register
Palestinian refugees from Syria, citing article 1D of the Refugee Convention, which
excludes these individuals from the UNHCR’s mandate in areas where the UNRWA
provides services, such as in Syria (Norman, 2014). The unwillingness of the Egyptian
government to acknowledge the specific plight of Palestinian refugees from Syria may
be related to the alleged connections between Hamas and the Muslim Brotherhood
trumped up in Egyptian media following the ousting of former President Mohamed
Morsi (Mandour, 2013). Regardless of the motivation, this use of group-based criteria to
exclude Palestinian refugees from Syria from access to protection left them particularly
vulnerable during a highly volatile political period in Egypt.
The political nature of “safe” lists as well as the more explicit policies adopted by
Lebanon and Egypt shift the institutions of international refugee protection closer to
the pre-Convention regime. Under the umbrella of the International Refugee
Organization (IRO), “[e]stablishing a refugee claim to IRO assistance [. . .] rested not
only on humanitarian need, but also on criteria that excluded those ‘undeserving’ by
virtue of their association with the Axis powers” (Long, 2013: 14). One of the core
changes to the post-IRO regime with the establishment of the UNHCR was the “entirely
non-political character” of the institution (UNGA in Long, 2013: 16), yet the use of
group-based criteria as a means of exclusion calls this neutrality into question. Prima
facie was originally designed to broaden the net of protection for refugees. By repur-
posing this poorly defined practice as a means of curtailing and even outright prevent-
ing access to asylum for individuals who otherwise present strong cases for
international protection, host states and the UNHCR are actively converting core
tenets of the refugee regime.
UNHCR believes that “integration potential” should not be a determining factor in the selection
of refugees for resettlement. [. . .] If Canada’s refugee resettlement program is definitively to
disentangle itself from Canada’s immigration program, then, in UNHCR’s view, it must
distance itself as much as possible from immigration criteria (The UN Refugee Agency
(UNHCR), 2000, emphasis added).
Despite indications that the application of this criteria was softening, and hopes that
perhaps this would lead to its elimination altogether (Casasola, 2001: 80), it remains
integral to the Canadian resettlement criteria 15 years later (The UN Refugee Agency
(UNHCR), 2016a, 2016b, 2016c: 5).
More recently, in October 2015, then-Conservative party leader and Prime Minister
Stephen Harper admitted to having placed a priority on resettling “primarily Christians
and other religious minorities” from Syria (Dib, 2015). Similar policies have been dis-
cussed in Australia (Henderson and Uhlmann, 2015) and the United States (House of
Representatives, 2015). Avoiding the language of selection criteria, the Canadian gov-
ernment claimed that it simply “prioritize[s] those [refugees] that meet its areas of focus,”
but reports showed that these “areas of focus seem to value qualities considered desirable
for economic and cultural integration – language fluency, for example, or a young age at
Table 2. List of resettlement criteria by country.
18
Meets Degree of Extent of Need for Special Whether Country’s Security Integration
UNHCR persecution or connection to medical considerations another resettlement threats potential
definition discrimination resettlement attention for women or durable capacity posed by
country children option exists refugee
Argentina
Australia
Belgium
Brazil
Canada
Chile
Czech Republic
Demark
Finland
France
Germany
Iceland
Netherlands
New Zealand
Norway
Portugal
Romania
Sweden
United Kingdom
United States
Uruguay
Note. The information in this table was extracted from the UNHCR Resettlement Handbook (UNHCR, 2016a).
European Journal of International Relations 00(0)
Mourad and Norman 19
Note. The information in this table was extracted from the UNHCR Resettlement Handbook (UNHCR,
2016a).
the time of migration” (Friesen et al., 2015). This, once again, further collapses the dis-
tinction between economic migrant and refugee by allowing for criteria unrelated to need
or vulnerability to determine access to a durable protection solution.
20 European Journal of International Relations 00(0)
Disclosure
The authors report no conflict of interest. The authors alone are responsible for the content and
writing of the paper.
Funding
The author(s) disclosed receipt of the following financial support for the research, authorship, and/or
publication of this article: The authors would like to thank the Carnegie Corporation of New York,
the Social Sciences and Humanities Research Council (SSHRC), and the Middle East Initiative at the
Harvard Kennedy School’s Belfer Center for Science and International Affairs for support while
writing this article. Research for this article was supported by the International Development
Research Centre and the Social Sciences and Humanities Research Council (SSHRC).
ORCID iD
Kelsey P Norman https://orcid.org/0000-0001-5044-0280
Notes
1. For example, by submitting asylum applications in multiple countries at once—a practice
pejoratively termed “asylum shopping” (Moore, 2013).
2. For more on this, see Kratochwil and Ruggie (1986) and Wendt and Duvall (1989).
3. For more on this, see Betts (2009).
4. Consequently, only refugees originating from Europe are considered full refugees in Turkey.
Refugees arriving in Turkey from anywhere outside Europe who successfully undergo RSD
are either considered “conditional” or “temporary” refugees by the Turkish government.
5. Interview with deidentified individual, UNICEF. Ankara, Turkey. May 2015.
6. Interview with a migrant from Cameroon. Rabat, Morocco. March 2015.
7. Interview with a migrant from Cameroon. Rabat, Morocco. February 2015.
22 European Journal of International Relations 00(0)
8. While estimates vary widely, figures cited in Albert (2010) indicate that at least 64% of refu-
gees in the world at present have attained their refugee status as a result of PFRSD by states
and UNHCR. This number has likely only increased, as the largest cause of displacement
over the last 5 years has been the Syrian conflict and RSD for Syrians in host countries has
overwhelmingly been conducted on the basis of PFRSD.
9. Interview with UNHCR Resettlement Officer. Beirut, Lebanon. December 2015.
10. Interview with UNHCR Resettlement Officer. Beirut, Lebanon. December 2015.
11. Specifically, the UNHCR Handbook lists “language abilities” and “cultural aspects” as
possible criteria for states to include when constructing their own resettlement parameters
(UNHCR, 2016a).
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Mourad and Norman 27
Author biographies
Lama Mourad is a postdoctoral fellow at the University of Pennsylvania’s Perry World House and
a Social Sciences and Humanities Research Council (SSHRC) postdoctoral fellow at Harvard
University’s Department of Government and Perry World House. Her research interests are in the
politics of migration and local governance, with a regional focus on the Middle East. She received
her PhD from the Department of Political Science at the University of Toronto, and previously
held a predoctoral fellowship with the Middle East Initiative at the Harvard Kennedy School of
Government’s Belfer Center for Science and International Affairs.
Kelsey P Norman is a Fellow for the Middle East at Rice University’s Baker Institute for Public
Policy. Her research focuses on host state responses to migrant and refugee settlement in the
Middle East and North Africa. She received her PhD from the Department of Political Science at
the University of California, Irvine, and previously held a postdoctoral fellowship at the Sié
Chéou-Kang Center for International Security and Diplomacy at the Josef Korbel School of
International Studies at the University of Denver and a Social Sciences and Humanities Research
Council (SSHRC) postdoctoral fellowship in the Department of Political Science at the University
of British Columbia.