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Larson AC, Jamrogowicz JL, Kulikowicz E, Wang B, Yang Z-J, For instance, intracranial hypertension shifted the lower limit
Shaffner DH, Koehler RC, Lee JK. Cerebrovascular autoregulation of autoregulation (LLA) to a higher CPP in a neonatal swine
after rewarming from hypothermia in a neonatal swine model of asphyxic model of hydrocephalus (4). Although therapeutic hypothermia
brain injury. J Appl Physiol 115: 1433–1442, 2013. First published (27) is increasingly used to treat neonatal HIE (26), and clinical
September 5, 2013; doi:10.1152/japplphysiol.00238.2013.—After hy-
trials about therapeutic hypothermia after pediatric cardiac
poxic brain injury, maintaining blood pressure within the limits of
cerebral blood flow autoregulation is critical to preventing secondary arrest are ongoing [including the Therapeutic Hypothermia
brain injury. Little is known about the effects of prolonged hypother- after Pediatric Cardiac Arrest Trials (www.thapca.org)], the
mia or rewarming on autoregulation after cardiac arrest. We hypoth- effects of hypothermia on cerebral autoregulation remain un-
esized that rewarming would shift the lower limit of autoregulation clear. After HA cardiac arrest in neonatal swine, hypothermia
(LLA), that this shift would be detected by indices derived from decreased the LLA measured 6 h after injury (16). In a rodent
near-infrared spectroscopy (NIRS), and that rewarming would impair model of traumatic brain injury, 1–2 h of hypothermia pre-
autoregulation during hypertension. Anesthetized neonatal swine un- served the cerebral vasodilatory response to hypotension (10).
derwent sham surgery or hypoxic-asphyxic cardiac arrest, followed by However, rapid rewarming from hypothermic cardiopulmo-
2 h of normothermia and 20 h of hypothermia, with or without nary bypass in adults impaired cerebral autoregulation and was
rewarming. Piglets were further divided into cohorts for cortical associated with postoperative strokes (14). Moreover, an asso-
laser-Doppler flow (LDF) measurements during induced hypotension
ciation between impaired cerebral autoregulation and mortality
or hypertension. We also tested whether indices derived from NIRS
could identify the LDF-derived LLA. The LLA did not differ signif- has been reported in neonates with asphyxia (25). Whether
icantly among groups with sham surgery and hypothermia (29 ⫾ 8 rewarming from hypothermia after pediatric HA brain injury
mmHg), sham surgery and rewarming (34 ⫾ 7 mmHg), arrest and affects autoregulation remains unclear.
hypothermia (29 ⫾ 10 mmHg), and arrest and rewarming (38 ⫾ 11 The ability to identify the limits of cerebral autoregulation
mmHg). The LLA was not affected by arrest (P ⫽ 0.60), temperature would assist clinicians in identifying hemodynamic parameters
(P ⫽ 0.08), or interaction between arrest and temperature (P ⫽ 0.73). that maintain pressure-reactive CBF. With the use of near-infrared
The NIRS-derived indices detected the LLA accurately, with the area spectroscopy (NIRS), we developed the cerebral oximetry (COx)
under the receiver-operator characteristic curves of 0.81– 0.96 among and hemoglobin volume (HVx) indices (6, 16, 18). COx is
groups. In groups subjected to arrest and hypothermia, with or without calculated by a correlation coefficient between tissue oxyhemo-
rewarming, the slope of LDF relative to cerebral perfusion pressure globin saturation and CPP. The theory behind COx assumes that
during hypertension was not significantly different from zero (P ⬎
0.10). In conclusion, rewarming did not shift the LLA during hypo-
changes in CBF are proportional to changes in regional tissue
tension or affect autoregulation during hypertension after asphyxic oxyhemoglobin saturation (rSO2). HVx is calculated by a corre-
cardiac arrest. The NIRS-derived autoregulation indices identified the lation coefficient between the NIRS-derived relative tissue hemo-
LLA accurately. globin concentration (rTHb) and mean arterial pressure (MAP).
The theory behind HVx assumes that autoregulatory vasodilation/
cardiac arrest; cerebral blood flow; near-infrared spectroscopy; neo- vasoconstriction produce changes in cerebral blood volume that
natal hypoxic-ischemic encephalopathy; pig
are proportional to changes in rTHb. Positive correlations between
tissue oxyhemoglobin saturation and CPP for COx (5) or between
IN THE UNITED STATES, ⬃16,000 children suffer a cardiac arrest an- rTHb and MAP for HVx indicate diminished autoregulatory
nually (30), and neonatal hypoxic-ischemic encephalopathy responsivity (16 –18).
(HIE) occurs in approximately three in 1,000 births (11). Whereas the NIRS-derived indices detect the LLA during
Cerebrovascular autoregulation maintains relatively constant hypotension after HA injury and short periods of hypothermia
cerebral blood flow (CBF) across fluctuations in cerebral per- (16), it is unclear whether the indices will remain accurate after
fusion pressure (CPP). The ensurance that blood pressure long durations of hypothermia with rewarming, a scenario rele-
remains within the limits of autoregulation after hypoxic brain vant to the clinical application of therapeutic hypothermia (24,
injury is critical to preventing secondary injury from pressure- 28). After asphyxic injury, reoxygenation increases oxidative
passive CBF. Several factors can affect the limits of cerebral stress (22). Whereas hypothermia may attenuate this response,
autoregulation after pediatric hypoxic-asphyxic (HA) injury. oxidative stress could resume during rewarming and disturb ce-
rebral autoregulation. Moreover, proinflammatory cytokine shifts
during rewarming (3) could affect vasoreactivity.
* A. C. Larson and J. L. Jamrogowicz contributed equally as co-first authors. Here, we examined the effects of rapid rewarming from
Address for reprint requests and other correspondence: J. K. Lee, Dept. of
Anesthesiology and Critical Care Medicine, Johns Hopkins Hospital, Charlotte
hypothermia on cerebral autoregulation in a neonatal swine
R. Bloomberg Children’s Center, 1800 Orleans St., Rm. 6321, Baltimore, MD model of HA brain injury. Because injury may continue to
21287 (e-mail: jklee@jhmi.edu). evolve after the insult, we extended the duration of hypother-
http://www.jappl.org 8750-7587/13 Copyright © 2013 the American Physiological Society 1433
1434 Cerebral Autoregulation, Hypothermia, and Asphyxia • Larson AC et al.
mia from 4 h in our previous work (16) to 20 h, to mimic more compressions, and epinephrine (100 g/kg iv). Piglets without return
closely therapeutic hypothermia after pediatric cardiac arrest or of spontaneous circulation (ROSC) within 3 min were excluded. After
neonatal HIE. Since rapid rewarming may negate some of the resuscitation, inspired O2 was decreased to 30%. Sodium bicarbonate
protection provided by hypothermia, we compared measures of and calcium chloride were administered to correct metabolic acidosis
and hypocalcemia. Sham-operated piglets received the same anesthe-
cerebral autoregulation among sham or HA-injured groups that
sia, surgery, and duration of anesthesia but without arrest.
received hypothermia alone with sham or HA-injured groups Temperature. After resuscitation, piglets were maintained at a
that received hypothermia with rapid rewarming. Because the rectal temperature of 38.0 –39.0°C (normothermic for swine) for 2 h
focus of the current study was to compare rewarming with with warming blankets and heating lamps. The 2-h period of normo-
sustained hypothermia, a normothermic cohort was not used, as thermia was designed to mimic the delay in initiating hypothermia in
in our prior work (16). We hypothesized that hypothermia clinical practice. At 2 h after ROSC, temperature was reduced to 34°C
would preserve the vasodilatory response to hypotension but over ⬃30 min, as described (1) and as we used previously in our
that rewarming would shift the LLA to a higher CPP. We also cerebral autoregulation experiments with short periods of hypother-
postulated that HVx and COx would identify the LLA during mia (16). After 20 h of hypothermia, some piglets were rewarmed
hypotension. Furthermore, we tested the hypothesis that re- with whole-body warm packs at a goal rate of 4°C/h. Piglets with or
warming would impair cerebral autoregulation during hyper- without rewarming remained anesthetized and received muscle relax-
ants. To ensure that CPP remained above the LLA during anesthesia,
tension compared with sustained hypothermia. low-dose phenylephrine was infused as needed to maintain MAP ⱖ45
MATERIALS AND METHODS mmHg.
Surgical preparation for monitoring cerebral autoregulation. At
Animal preparation. All procedures were approved by the Animal 18 h after ROSC, a second surgery was performed. A 5-French
Care and Use Committee at Johns Hopkins University and complied balloon catheter was placed in the inferior vena cava via a femoral
with the United States Public Health Service Policy on Humane Care vein for later inflation to induce hypotension in piglets in the hypo-
and Use of Laboratory Animals and the Guide for the Care and Use tensive cohort. For piglets in the hypertensive cohort, a balloon
of Laboratory Animals. Animal care was in accord with National catheter was placed in the descending aorta via a femoral artery for
Institutes of Health Guidelines and ensured animal comfort. Neonatal later inflation to induce cephalic hypertension. Three small cranial
male piglets (3–5 days old, 1–2.5 kg) were randomized to undergo HA drill holes were made for placement of: 1) a ventricular drain catheter
injury or sham surgery and to remain hypothermic or undergo re- to measure intracranial pressure (ICP), 2) a 1-mm diameter laser-
warming until the goal sample size was achieved in each treatment Doppler flow (LDF) probe (model DRT4; Moor Instruments, Devon,
group (HA injury with hypothermia, HA injury with hypothermia and UK) in the frontoparietal cortex, 5 mm from the ICP catheter, and
rewarming, sham surgery with hypothermia, and sham surgery with 3) a thermistor in the epidural space to monitor temperature. The LDF
hypothermia and rewarming). As illustrated in Fig. 1, one-half of the probe was secured with rubber washers and cemented to the skull. A
piglets in each group underwent cerebral autoregulation testing during NIRS probe (Covidien, Mansfield, MA; light-emitting diode to shal-
induced hypotension (n ⫽ 6/group), and the others underwent testing low and deep photodiode distances of 30 mm and 40 mm, respec-
during induced hypertension (n ⫽ 6/group). Anesthesia was induced tively) was placed over the frontoparietal cortex contralateral to the
with 5% isoflurane with 50%/50% nitrous oxide/oxygen (N2O/O2). craniotomy sites. The NIRS monitor measured rSO2 and rTHb con-
After intubation, the lungs were mechanically ventilated to maintain tinuously. After completion of cranial surgery, data were collected for
normocapnea. Anesthesia was maintained with 2% isoflurane with ⬃3 h before either hypotension or hypertension was induced. To
70%/30% N2O/O2 during surgery. Femoral arterial and venous cath- obtain the baseline LDF, the average LDF during the 1st h of
eters were inserted, and fentanyl was given (10 g/kg iv). After monitoring across the range of CPP 50 – 60 mmHg was calculated.
surgery, anesthesia was maintained with 0.4% isoflurane ⫹ 70%/30% Cerebral autoregulation monitoring during hypotension. MAP,
N2O/O2 ⫹ fentanyl (10 –20 g·kg⫺1·h⫺1). Piglets received 5% dex- ICP, and LDF were sampled from an analog-to-digital converter at
trose in 0.45% saline at 10 ml/h iv. 100 Hz with ICM⫹ software (Cambridge University, Cambridge,
HA cardiac arrest. The inspired O2 was decreased to 10% for 45 UK) (29). Consecutive averages of nonoverlapping, 10-s recordings
min, followed by 5 min of 21% O2 to reoxygenate the heart. This were obtained of MAP and ICP, and CPP was calculated as MAP-ICP
reoxygenation period is required for cardiac resuscitation. The endo- every 10 s. To determine the LLA, we decreased MAP gradually in a
tracheal tube was then occluded for 7 min. Piglets were resuscitated continuous manner over 2–3 h by inflating the balloon catheter in the
with 100% O2 to mimic common clinical practice, manual chest inferior vena cava beginning at 22 h after ROSC in the hypothermia
pH HT arrest 7.35 ⫾ 0.12 7.25 ⫾ 0.03 6.80 ⫾ 0.09 7.20 ⫾ 0.20 7.38 ⫾ 0.04 7.31 ⫾ 0.16
RW arrest 7.45 ⫾ 0.08 7.30 ⫾ 0.14 6.90 ⫾ 0.13 7.36 ⫾ 0.13 7.51 ⫾ 0.10 7.35 ⫾ 0.09
HT sham 7.44 ⫾ 0.05 N/A N/A 7.47 ⫾ 0.06 7.44 ⫾ 0.09 7.35 ⫾ 0.08
RW sham 7.45 ⫾ 0.09 N/A N/A 7.39 ⫾ 0.16 7.41 ⫾ 0.16 7.32 ⫾ 0.10
PaCO2, Torr HT arrest 37 ⫾ 6 40 ⫾ 5 93 ⫾ 11 40 ⫾ 11 39 ⫾ 5 38 ⫾ 5
RW arrest 36 ⫾ 7 45 ⫾ 7 82 ⫾ 14 37 ⫾ 12 32 ⫾ 6 42 ⫾ 3
HT sham 36 ⫾ 6 N/A N/A 35 ⫾ 4 35 ⫾ 9 40 ⫾ 4
RW sham 36 ⫾ 3 N/A N/A 37 ⫾ 3 33 ⫾ 3 43 ⫾ 5
PaO2, Torr HT arrest 170 ⫾ 38 30 ⫾ 4 21 ⫾ 6 126 ⫾ 22 180 ⫾ 57 160 ⫾ 45
RW arrest 133 ⫾ 27 24 ⫾ 5 22 ⫾ 19 134 ⫾ 41 160 ⫾ 53 155 ⫾ 34
HT sham 166 ⫾ 23 N/A N/A 138 ⫾ 24 131 ⫾ 30 144 ⫾ 25
RW sham 151 ⫾ 32 N/A N/A 142 ⫾ 18 152 ⫾ 24 156 ⫾ 18
Hb, g/dl HT arrest 6.8 ⫾ 0.5 8.7 ⫾ 1.6 8.5 ⫾ 1.8 7.6 ⫾ 1.7 9.2 ⫾ 2.1 7.8 ⫾ 1.4
RW arrest 7.0 ⫾ 0.6 8.5 ⫾ 1.6 8.0 ⫾ 2.3 7.7 ⫾ 1.0 8.6 ⫾ 1.6 8.2 ⫾ 0.7
HT sham 6.7 ⫾ 1.2 N/A N/A 8.0 ⫾ 1.3 8.4 ⫾ 1.4 7.9 ⫾ 1.1
RW sham 6.4 ⫾ 2.5 N/A N/A 6.0 ⫾ 1.9 6.2 ⫾ 2.3 6.7 ⫾ 1.8
Body temperature, °C HT arrest 38.8 ⫾ 0.7 38.9 ⫾ 0.4 39.0 ⫾ 0.4‡ 38.6 ⫾ 0.5 34.1 ⫾ 0.3 33.9 ⫾ 0.4
RW arrest 38.3 ⫾ 0.6 38.6 ⫾ 0.1 38.6 ⫾ 0.3 38.6 ⫾ 0.5 33.9 ⫾ 0.3 38.8 ⫾ 0.7
HT sham 37.9 ⫾ 1.0 N/A N/A 38.3 ⫾ 1.4 34.1 ⫾ 0.2 34.1 ⫾ 0.3
RW sham 38.4 ⫾ 0.3 N/A N/A 38.6 ⫾ 0.6 34.0 ⫾ 0.3 38.7 ⫾ 0.4
Hb, hemoglobin; HT, hypothermic; RW, rewarmed; N/A, not applicable; PaCO2, arterial partial pressure of carbon dioxide; PaO2, arterial partial pressure of
oxygen. *Temperature-corrected blood gases are presented during hypothermia; †data are presented at completion of the HT or RW periods and before changing
blood pressure; ‡P ⫽ 0.026 from the RW arrest group by t-test at the time point of asphyxia 5 min.
and acidosis during asphyxia was similar between groups and prevent detection of differences among groups, we reanalyzed
largely recovered 1–3 h after ROSC (Table 2; P ⬎ 0.05). Partial data as a function of CPP–LLA. Even after this additional
pressure of O2 (PaO2) values recovered to 126 –180 Torr between analysis, no differences in LDF, HVx, or COx were observed
1 h and 3 h after ROSC in all groups, and arterial hemoglobin O2 among groups (Fig. 3, D–F; P ⬎ 0.05).
saturation and PaO2 levels did not differ among groups at each Absolute values of rSO2 decreased with progressive hypo-
time point (P ⬎ 0.05). All piglets that underwent HA injury tension (Fig. 4, A and B). When piglets from all groups were
required sodium bicarbonate to correct metabolic acidosis. Base- combined, there was good correlation between the LLA cal-
line hemoglobin levels ranged from 6.4 ⫾ 2.5 g/dl in the re- culated from the LDF plot and the inflection point in rSO2 vs.
warmed shams to 7.0 ⫾ 0.6 g/dl in the rewarmed arrest group. CPP when blood pressure decreased (r ⫽ 0.727, 95% CI:
Hemoglobin levels were similar among groups at each time point 0.429 – 0.882; P ⫽ 0.0001; n ⫽ 22). An inflection point could
(P ⬎ 0.05). There was a difference in sodium levels across time not be identified in two sham piglets because the slope of rSO2
and treatment groups (P ⫽ 0.022). Sodium decreased from 147 ⫾ vs. CPP did not change as blood pressure decreased. Two-way
6 meq/l at baseline to 139 ⫾ 4 meq/l on the 1st day after ANOVA on the rSO2-derived inflection point indicated no
resuscitation across the entire cohort. However, there were no effect of arrest (P ⫽ 0.832), temperature (P ⫽ 0.308), or
differences in sodium across groups at each time point (P ⬎ 0.05). interaction between arrest and temperature (P ⫽ 0.771).
Ionized calcium levels were not different among groups (data not As CPP decreased, both HVx and COx increased (Fig. 3).
shown). Spline regression analysis was used to evaluate the slope of
Cerebral autoregulation during hypotension. Examples of the relationships of HVx and COx with CPP above and below
the relationship of LDF with CPP during induced arterial the LLA on a paired basis. Below the LLA, the slope of the
hypotension are shown in Fig. 2. Two piglets from each relationship with CPP was significantly less than zero for HVx
treatment group were selected as examples to illustrate the in hypothermic arrested piglets (P ⬍ 0.001; Fig. 5A), for HVx
range of slopes in the autoregulatory plateau region above the in rewarmed arrested piglets (P ⫽ 0.045; Fig. 5C), and for
calculated LLA. Two-way ANOVA on the LLA indicated no COx in rewarmed arrested piglets (P ⫽ 0.016; Fig. 6C). In the
significant overall effect of arrest (P ⫽ 0.601). Whereas there hypothermic arrest group, the relationship for HVx was bipha-
was a trend of higher LLA in the rewarmed groups compared sic, with the slope below the LLA significantly more negative
with groups that remained hypothermic (P ⫽ 0.084 for the than the slope above the LLA (P ⬍ 0.001; Table 3 and Fig.
effect of temperature), there was no interaction between arrest 5A). In the rewarmed arrest group, the relationship for COx
and temperature treatment (P ⫽ 0.727; n ⫽ 6). The LLAs were was also biphasic, with the slope below the LLA significantly
29 ⫾ 10 mmHg (95% CI: 19, 40) for arrest ⫹ hypothermia; more negative than the slope above the LLA (P ⫽ 0.047; Table
38 ⫾ 11 mmHg (26, 49) for arrest ⫹ rewarming; 29 ⫾ 8 3 and Fig. 6C). Because baseline levels of CPP (Table 1) were
mmHg (20, 38) for sham ⫹ hypothermia; and 34 ⫾ 7 mmHg only 10 –20 mmHg above the LLA, the range of CPP above
(27, 42) for sham ⫹ rewarming. The LLA was similar among the LLA may have been too narrow to determine accurately the
piglets that received phenylephrine (28 ⫾ 8 mmHg; n ⫽ 6) and slope of the relationships above the LLA and thereby, detect a
those that did not (34 ⫾ 9 mmHg; n ⫽ 18; P ⫽ 0.188 by t-test). biphasic relationship in every group. Alternatively, ROC
LDF, HVx, and COx were not different among treatment curves can test the sensitivity and specificity of HVx and COx
groups at each level of CPP (Fig. 3, A–C; P ⬎ 0.05). Because in predicting the LDF-derived LLA. The areas under the ROC
piglets had different LLAs, and individual differences could curves were 0.81– 0.96 for all groups and demonstrated that
both HVx and COx predicted whether CPP was above or below warmed sham groups (P ⫽ 0.162). Only hypothermic shams
the LLA (Table 4). had a significant increase in LDF as CPP increased (P ⫽
Cerebral autoregulation during hypertension. Values of 0.015). The slopes did not differ from zero in the rewarmed
ICP, CPP, and blood chemistry, on the day of assessing sham, hypothermic arrest, and rewarmed arrest groups (P ⬎
cerebral autoregulation, were in the normal physiological range 0.10 for all groups). Furthermore, the slopes were significantly
and not different among the four hypertensive cohorts (data not ⬍1.0 (P ⬍ 0.05), thereby indicating that blood flow was not
shown). With cephalic hypertension, CPP increased to 99 ⫾ 22 completely passive to CPP (Fig. 7).
mmHg in the hypothermic arrest, 102 ⫾ 26 mmHg in the
hypothermic sham, 126 ⫾ 26 mmHg in the rewarmed arrest, DISCUSSION
and 118 ⫾ 22 mmHg in the rewarmed sham groups (P ⫽ 0.18).
The median slopes of the change in LDF with respect to the This study demonstrated several new findings. First, cere-
change in CPP were 0.03 (⫺0.09, 0.47; IQR) for hypothermic brovascular autoregulation to hypotension or hypertension was
arrest, 0.28 (0.15, 0.31) for hypothermic sham, 0.04 (0.03, not impaired consistently after HA arrest and 2 h of normo-
0.08) for rewarmed arrest, and ⫺0.06 (⫺0.17, 0.05) for re- thermic recovery followed by 20 h of hypothermia in neonatal
piglets. Second, rapid rewarming did not shift the LLA signif- ously cerebral autoregulation under rapidly changing temper-
icantly during hypotension. Third, cerebral autoregulation dur- ature conditions after pediatric hypoxic brain injury.
ing hypertension remained functional after HA injury with This piglet model of whole-body HA produces a pattern of
hypothermia and rewarming. Fourth, the NIRS-derived indices brain injury (20) similar to those observed in neonatal HIE
identified levels of CPP that were below the LLA. These (21), including robust cortical injury with a 50% decrease in
indices may provide noninvasive methods to assess continu- viable neurons in the somatosensory cortex (18). We measured
Fig. 4. Regional cerebral oxyhemoglobin saturation (rSO2) measurements were averaged into 5 mmHg bins of CPP. Absolute rSO2 decreased with progressive
hypotension in (A) sham piglets that remained hypothermic (n ⫽ 6) or were rewarmed (n ⫽ 5) and (B) postarrest piglets that remained hypothermic (n ⫽ 6) or
were rewarmed (n ⫽ 6). Hypothermic piglets (open squares); rewarmed piglets (solid circles). Data are shown as means ⫾ SD. C: each piglet’s lower LLA, which
was calculated from the LDF vs. CPP curve, was compared with the inflection point calculated from the rSO2 vs. CPP curve during hypotension. There was good
correlation between the LDF-derived LLA and the rSO2 inflection point. Postarrest rewarmed piglets (circles; n ⫽ 6); sham rewarmed piglets (squares; n ⫽ 5);
postarrest hypothermia piglets (triangles; n ⫽ 6); sham hypothermia piglets (inverted triangles; n ⫽ 5). For the 22 piglets combined: r ⫽ 0.727; 95% confidence
intervals (CI) 0.429 – 0.881; P ⫽ 0.0001. The dotted line demarcates a perfect correlation of r ⫽ 1.0.
red blood cell flux with the LDF probe positioned over the rewarming from prolonged hypothermia after HA injury would
vulnerable primary somatosensory cortex where perturbations affect cerebral autoregulation. However, we did not find a
in CBF might occur. substantial shift in the LLA during hypotension or differences
We reported that 4 h of hypothermia after HA injury de- in vasomotor function during hypertension between postarrest
creased the LLA during hypotension, measured 6 h after hypothermic and rewarmed cohorts, despite a rewarming rate
resuscitation in neonatal swine (16). During hypothermic car- (4°C/h) that is faster than that typically used in neonates
diopulmonary bypass, rewarming impaired cerebral autoregu- (ⱕ0.5°C/h). We reasoned that any effect of rewarming on
lation (14). Proinflammatory cytokine shifts during rewarming cerebral autoregulation would be more apparent with fast
(3) may impact vasoreactivity. Thus we theorized that rapid rewarming.
.5 .5
COx
COx
0 0
Fig. 6. Spline regression model fit lines (⫾95%
CI) of the COx index. Each piglet’s lower LLA
-.5 -.5
is centered at 0 on the x-axis to compare each
animal’s CPP relative to its LLA. COx became
-1 -1 more positive as CPP decreased below the LLA
-30 -20 -10 0 10 20 30 -30 -20 -10 0 10 20 30 in the (A) hypothermic arrest, (B) hypothermic
CPP - LLA (mmHg) CPP - LLA (mmHg) sham, (C) rewarmed arrest, and (D) rewarmed
C Rewarmed Arrest
D Rewarmed Sham
sham groups. The slope of the relationship with
CPP was significantly negative in the rewarmed
1 1
arrest group (*P ⫽ 0.016). In the rewarmed
* arrest group, the relationship for COx was bi-
.5 .5 phasic, with the slope below the LLA signifi-
COx
COx
-.5 -.5
-1 -1
-30 -20 -10 0 10 20 30 -30 -20 -10 0 10 20 30
CPP - LLA (mmHg) CPP - LLA (mmHg)
Table 3. Relationships between Hb volume index (HVx) and of rewarming or during the continuation of hypothermia. O2
cerebral perfusion pressure (CPP) and between cerebral consumption presumably remained relatively constant because
oximetry index (COx) and CPP during induced hypotension the anesthetic regimen remained unchanged, and the piglets
had stable temperatures during induced hypotension. Arterial
(Slope above LLA) ⫺ (Slope below LLA)
hemoglobin concentration and O2 saturation—two determi-
Group Difference (95% CI) P nants of O2 supply—also remained constant. Therefore, the
HT sham decrease in regional cerebral measurements of oxygenated
HVx 0.021 (⫺0.010, 0.052) 0.182 hemoglobin with a concomitant increase in deoxygenated he-
COx ⫺0.004 (⫺0.057, 0.049) 0.879 moglobin concentration was likely secondary to declining CBF
RW sham during hypotension when CPP was below the LLA. The
HVx 0.020 (⫺0.005, 0.046) 0.119
COx ⫺0.005 (⫺0.032, 0.022) 0.722 correlation between the LDF-derived LLA and the inflection
HT arrest point when rSO2 was plotted against CPP may have limited
HVx 0.035 (0.021, 0.049) ⬍0.001 clinical applicability in defining the CBF LLA. In most clinical
COx 0.015 (⫺0.007, 0.037) 0.172 situations, a patient’s balance of O2 supply and demand may
RW arrest
HVx 0.019 (⫺0.014, 0.052) 0.259
change, which would affect the rSO2 measurements and limit
COx 0.021 (0.000, 0.041) 0.047 the ability to use rSO2 to estimate the LLA of CBF.
Piglets resuscitated from HA arrest exhibited pressure-reac-
Relationships were determined by spline regression analysis. Differences in tive LDF with hypertension during hypothermia and after
the slopes of the relationships of HVx and COx with CPP below the lower limit
of autoregulation (LLA) from the slopes above the LLA are shown. CI, rewarming. We reported that cerebral autoregulation is func-
confidence intervals. tional during hypertension in piglets after HA arrest and 6 h of
recovery with hypothermia or normothermia (16) or 2 days of
recovery with normothermia (18). With acutely induced hy-
The cerebrovascular autoregulation curve is traditionally pertension, cardiogenic failure occurred before the cerebral
illustrated with a horizontal CBF plateau at levels of CPP with myogenic vasoconstrictive capacity was exceeded. Thus we
pressure-reactive CBF, a sharp cut-off at the LLA, and a were unable to detect the upper limit of autoregulation. In
decline in CBF when CPP is below the LLA. However, when unanesthetized neonatal piglets, pressure-reactive CBF was
cerebral autoregulation is functional, the plateau may not have reported at mean arterial blood pressures between 50 mmHg
a slope that is equal to zero (19). Indeed, studies in animals and 90 mmHg. Above 90 mmHg (to 120 mmHg), pressure-
show a high degree of variability in the slope (13). In individ- passive CBF was observed, which was attributed to increased
ual animals, the plateau may not be horizontal, because prostanoid production (9). In our study of anesthetized piglets,
changes in cerebrovascular resistance in response to changes in LDF remained relatively constant at CPP 90 –120 mmHg. It is
CPP do not maintain perfectly constant CBF. Even when CPP possible that anesthesia decreases vasodilator prostanoid pro-
crosses below the LLA, arteriolar dilation may continue but no duction or extends the upper limit of autoregulation by increas-
longer be sufficient to maintain constant CBF. Therefore, the ing vascular myogenic tone. To explore the upper limit of
CBF– blood pressure autoregulation curve in individual ani- autoregulation in our model, cardiopulmonary bypass may be
mals will have an inflection at the LLA even when a slope in required. Alternatively, juvenile piglets might better tolerate
the autoregulatory range does not equal zero (Fig. 2). induced hypertension and serve as an alternative model for
The NIRS-derived indices distinguished between levels of pediatric cardiac arrest that would enable better exploration of
CPP that were associated with pressure-passive and pressure- the CBF response to hypertension. Inducing cephalic hyper-
reactive LDF. COx is derived from cerebral oxyhemoglobin tension with an aortic balloon may cause lower-body ischemia
saturation, which is affected by metabolic rate. Hypothermia and metabolic acidosis. Acidosis promotes vasodilation (8),
decreases O2 consumption (33). Despite changing temperature, which could impair the vascular myogenic-constrictive re-
COx accurately detected levels of CPP that were below the sponse to hypertension. In this study, tissue ischemia during
LLA during hypotension, presumably because O2 consumption aortic balloon inflation did not impair cerebral autoregulation.
remained relatively stable during the 5-min sampling periods
for COx calculations. HVx, which is based on measurements of Table 4. Results of the receiver operator characteristic curves
deoxygenated and oxygenated tissue hemoglobin and should and area under the curves (AUC) for the HVx and COx indices
be less affected by O2 consumption, also indicated whether in detecting the LLA during induced hypotension
CPP was above or below the LLA. This suggests that both No. Observations, across
indices differentiate pressure-reactive from pressure-passive Group 6 Piglets/Group AUC
CBF in superficial cortex.
HT sham
The limits of CPP that maintain pressure-reactive CBF are HVx 43 0.86
age dependent. Neonatal swine have lower LLAs than juvenile COx 39 0.88
swine (32). In humans, the LLA is also lower in children (7) RW sham
than in adults (15). Intracranial hypertension raises the LLA HVx 53 0.81
COx 45 0.87
(4), which is relevant to clinical situations of evolving cerebral HT arrest
edema. Therefore, it is critical to identify methods that detect HVx 47 0.88
the limits of cerebral autoregulation and that can be used in COx 47 0.90
clinical practice. RW arrest
Measurements of rSO2 from NIRS decreased in all experi- HVx 41 0.96
COx 41 0.85
mental groups during induced hypotension after the completion
Some piglets required phenylephrine to maintain CPP above anesthesia provided is not commonly used in intensive care
the LLA during anesthesia, and dopamine was administered to units. Nonetheless, all animals received the same anesthetic,
support cardiac contractility during aortic balloon catheter permitting comparisons among groups. Histopathologic exam-
inflation. ␣-1 Agonism from phenylephrine may directly affect ination was not performed, because severe hypotension or
cerebrovascular resistance and affect CBF autoregulation (23). hypertension would distort the pathology. Third, the sample
Moreoever, phenylephrine may have gender-specific effects on sizes were small. Based on a previous experiment with acute
cerebral autoregulation (2). Only males were used in this study, hypothermia and HA injury (16) and post hoc power analysis,
and a statistical difference in the LLA was not detected a sample size of six for this study was estimated to detect an
between those that did or did not receive phenylephrine. Thus 11-mmHg change in LLA at 80% power. We selected a shift in
the use of vasopressor agents in our model did not appear to the LLA of ⬎10 mmHg as a threshold that would be clinically
represent a major confounding influence. Dopamine resulted in relevant. Whereas there was a trend of increased LLA with
pressure-passive LDF in a swine model of hypovolemia (12) rewarming compared with the remaining hypothermic (P ⫽
but was not associated with pressure-passive LDF when com- 0.084), this effect was not specific to conditions of the HA
bined with aortic balloon inflation in our model of HA injury injury, as there was no interaction between arrest and temper-
(16, 18). All cohorts were ventilated with 30% O2, which ature treatment (P ⫽ 0.727). Moreover, the active autoregula-
reflects clinical practice and only marginally increases arterial tory response to hypertension was consistent with our previous
O2 content. studies that examined the response, 6 h (16) and 2 days (18)
In our model of HA injury, piglets develop moderate intra- after HA injury.
cranial hypertension and can regain consciousness after resus- In summary, rapid rewarming from hypothermia did not
citation (18). Patients with hypoxic brain injuries may be shift the LLA during hypotension after HA brain injury in a
comatose with high ICP, and intracranial hypertension inde- neonatal swine model with moderate intracranial hypertension.
pendently affects the LLA (4). Rewarming from hypothermia COx and HVx accurately differentiated CPP below and above
in the context of severe intracranial hypertension might affect the LLA. These monitors may serve as the basis for noninva-
cerebral autoregulation, although we were unable to test that sive metrics of cerebral autoregulation during therapeutic hy-
possibility in this study. We did not extend the duration of pothermia after hypoxic brain injury.
hypoxia or asphyxia because cardiac resuscitation becomes
ACKNOWLEDGMENTS
difficult.
This study has limitations. First, we did not include normo- We thank Claire Levine for her editorial assistance.
thermic sham or normothermic HA injury groups, because our GRANTS
aim was to compare the effects of rewarming with the effects
of hypothermia on cerebral autoregulation. Neuroprotection Support for this work was provided, in part, by a Scientist Development
Grant (to J. K. Lee) and a Postdoctoral Fellowship Award (to B. Wang) from
from hypothermia (1) may preserve mediators of vasodilation The American Heart Association (Dallas, TX), The International Anesthesia
and vascular tone despite rewarming. Furthermore, the mean Research Society (San Francisco, CA; to J. K. Lee), and a grant from the
LLAs of 34 mmHg in the rewarmed shams and 38 mmHg in National Institute of Neurological Disorders and Stroke NS-060703 (Bethesda,
the rewarmed arrest group are similar to the values of 41 MD; to R. C. Koehler).
mmHg in shams and 37– 40 mmHg in arrest groups that DISCLOSURES
recovered for 1–2 days without anesthesia and without hypo-
J. K. Lee received a research grant from Covidien for a clinical research
thermia and rewarming (18). Thus rapid rewarming did not study.
markedly increase the LLA above that expected without pro-
longed hypothermia and rewarming. Second, our findings of AUTHOR CONTRIBUTIONS
intact cerebral autoregulation might not be generalizable to Author contributions: D.H.S., R.C.K., and J.K.L. conception and design of
clinical situations where brain injuries can be more severe. The research; A.C.L., J.L.J., E.K., B.W., Z-J.Y., and J.K.L. performed experiments;
A.C.L., J.L.J., R.C.K., and J.K.L. analyzed data; A.C.L., J.L.J., D.H.S., R.C.K., Shaffner DH, Koehler RC. Cerebral blood flow and cerebrovascular
and J.K.L. interpreted results of experiments; J.K.L. prepared figures; J.K.L. autoregulation in a swine model of pediatric cardiac arrest and hypother-
drafted manuscript; A.C.L., J.L.J., R.C.K., and J.K.L. edited and revised mia. Crit Care Med 39: 2337–2345, 2011.
manuscript; A.C.L., J.L.J., E.K., B.W., Z-J.Y., D.H.S., R.C.K., and J.K.L. 17. Lee JK, Kibler KK, Benni PB, Easley RB, Czosnyka M, Smielewski P,
approved final version of manuscript. Koehler RC, Shaffner DH, Brady KM. Cerebrovascular reactivity
measured by near-infrared spectroscopy. Stroke 40: 1820 –1826, 2009.
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