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Ain Shams Engineering Journal 11 (2020) 923–931

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Ain Shams Engineering Journal


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Civil Engineering

Effect of top soil liquefaction potential on the seismic response


of the embedded piles
Noha E. El Fiky a,⇑, Kamal G. Metwally b, Adel Y. Akl a
a
Department of Structural Engineering, Cairo University, Egypt
b
Department of Civil Engineering, Beni-Suef University, Egypt

a r t i c l e i n f o a b s t r a c t

Article history: 3D model was performed using the ANSYS program to investigate the behaviour of piles embedded in a
Received 24 December 2018 liquefiable area during earthquakes. The model contained a CPT215 element that has an additional
Revised 22 February 2020 degree of freedom for water pressure. Two components of the movement were employed to the model
Accepted 14 March 2020
for EL-CENTRO earthquake, 1940. The results showed good model accuracy compared to the previous
Available online 15 May 2020
tests. When the model was subjected to horizontal movement only, the lateral pile displacement
decreased with the increase of top non-liquefiable layer thickness and vice versa. Whereas when both
Keywords:
horizontal and vertical component of motions were applied to the model; the lateral pile displacement
Liquefaction
ANSYS
increased significantly in the case of the top non-liquefiable depth is 3 m only, and the vertical pile dis-
Earthquakes placement increased with the reduction of top layer thickness. The presence of top liquefiable layer is
Ground motion very influential on the lateral pile displacement as it increased by 120%.
Pile Ó 2020 THE AUTHORS. Published by Elsevier BV on behalf of Faculty of Engineering, Ain Shams
Failure University. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/
Displacement licenses/by-nc-nd/4.0/).

1. Introduction earthquake [3]. A well-known case of failure after Nigatta earth-


quake, 1964, was the collapse of Showa Bridge, [4] indicated that
Pile foundations are one of the most widely used types of foun- about 7–8 m of soil had liquefied during the shaking, resulting in
dations in civil engineering and have often been used in liquefiable 1–2 m of lateral spreading soil. However [5] informed that the lat-
grounds. The collapse of piles in Liquefiable soil has been noticed eral spreading assumption can’t clarify the bridge failure; as the
after many strong earthquakes; despite taking a massive factor of pile collapsed at the second 70 after the beginning of shaking,
safety in piles design [1]. The case histories of pile failure in such while the soil spreading began at the second 38, so [5] recom-
conditions are divided into two categories: bending collapse and mended that the pile may collapse due to the resonance between
vertical collapse. Bending failure is occurred in the form of the lat- the bridge and the ground motion. Another instances for vertical
eral flow of the soil after earthquakes, while vertical failure hap- failure, was the settlement observed for Juan Pablo II Bridge after
pens in the form of settlement or buckling [2]. Chile earthquake 2010 [6], and the one has seen for the piles of a
Some examples of pile failures that were regarded as a result of road bridge after the California earthquake [7], also the piles of
lateral impact: were the collapse of 605A bridge foundation and Yachyio Bridge experienced an excessive settlement during the
the failure of Showa Bridge. 605A Bridge failed in, 1946, Alaska Nigatta earthquake as reported by [8].
earthquake, the collapse occurred at which the superstructure The liquefaction has an essential effect on the modal pile
was not constructed yet, the pile head inclined by 15° after the parameters; such as natural frequency and damping ratio. [9]
investigated the influence of liquefaction on changing these
parameters through a shaking table test, the test results clarified
⇑ Corresponding author.
that the damping ratio increased by 20% after soil liquefaction,
E-mail addresses: noha.el91@eng1.cu.edu.eg (N.E. El Fiky), kghamery@eng.bsu.
edu.eg (K.G. Metwally). and the natural frequency decreased considerably for the pile-
Peer review under responsibility of Ain Shams University. supported system due to the lack of lateral resistance provided
by the soil. [10] studied the impact of softened soil on a spectral
acceleration. It has been noticed that the acceleration response
reduced; as at full liquefaction the soil stiffness decreased due to
Production and hosting by Elsevier the increase of pore water pressure. Subsequently, the high-

https://doi.org/10.1016/j.asej.2020.03.002
2090-4479/Ó 2020 The Authors. Published by Elsevier B.V. on behalf of Faculty of Engineering, Ain Shams University.
This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
924 N.E. El Fiky et al. / Ain Shams Engineering Journal 11 (2020) 923–931

frequency component of motions cannot be transmitted to the was the observed lateral spreading [17–19] and permanent defor-
ground surface; therefore the natural period increased and the mation as reported by [20,21]. However, this assumption of failure
acceleration response reduced as displayed in Fig. 1. cannot illustrate the pile failure, because the bending failure
The forces acting on the pile in seismic conditions are not only assumption considers a pile as a laterally loaded beam element
that comes from soil deformation that called kinematic interaction, that will fail due to lateral soil flow only. Although the pile may fail
but also that one arising from the oscillations of the superstructure due to buckling instability when it loses its lateral support as it acts
that named inertial interaction. [12] illustrated the loads are acting as a long column [1], a lot of studies have been carried out to
on pile foundations during the liquefaction process as follows: understand the buckling instability more closely such as [22,23].
The interaction between bending technique and buckling mecha-
 Before the vibration of the superstructure, the pile may be nism had also reported by [24].
imposed to track the movement of the soil according to its flex-
ural rigidity (EI). At that time pile will be exposed to the kine-
matic force due to soil deformation and subsequently bending 2. Numerical modelling
moment may be generated.
 When the superstructure begins to oscillate, the inertial force Liquefaction of soil exposed to seismic load is considered one of
will be produced, this force will be transmitted to pile cap as the most significant factors influencing pile behaviour. History of
lateral force and overturning moment; afterwards pile cap will piles failure during the previous earthquakes has clarified the
transfer the moment as the axial load in a pile. inability of piles to afford large bending moments resulting in an
 While vibration lasts pore water pressure will accumulate, and earthquake. So there is a significant requirement for performing
thus soil begins to liquefy. Shaft resistance provided by lique- numerical modelling that can reflect a realistic behaviour of piles
fied soil will be missed, the base layer has to carry the extra load during soil liquefaction. Analyses of piles in such conditions have
if this layer cannot afford this additional load, settlement failure varied from simple analyses to more complicated ones. In this
will happen. study a 3D finite element model was performed using ANSYS pro-
 While the liquefied soil losses its resistance, the pile acts as an gram R.18.1 to represent a pile-soil system in seismic conditions
unsupported column at this time and will buckle if its slender- leading to soil liquefaction.
ness ratio is significant, in addition to the decrease of bending
stiffness due to the onset of plastic yielding. The situation 2.1. Model elements
would become worse if the ground were inclined as lateral
spreading will occur, pile acts as a beam-column element at 2.1.1. Pile element
that time. SOLID65 element type was used for simulating the pile element.
It can be defined by eight nodes each one has three degrees of free-
[13] studied the influence of kinematic and inertia force on pile dom that is translations in all directions of motion. Moreover;
stresses using of shaking table tests of models embedded in a liq- SOLID65 also has three rebar properties that can simulate the
uefiable soil and a dry soil. The test models showed that values of behaviour of reinforcement.
bending moment and shear force were significantly magnified as a
result of soil liquefaction. [14] informed about the interaction
2.1.2. Soil element
between the two forces through centrifuge tests; consisted of a sin-
A fundamental principle that is utilised to describe the accept-
gle pile and 3x3 pile groups embedded in dry sand. The response of
able media behaviour is the effective stress principle. It classifies
a pile was reported to be affected by the pile location in the pile
the transition of applied stresses into the porous media to two
group in case of the test models were exposed to kinematic force
parts: (1) a portion of the applied stresses are transferred to pore
only or kinematic and inertia force. These findings were also con-
fluid causing pore fluid change and fluid flow, (2) the other part
sistent with the ones of [15,16].
of the applied stresses are transmitted to solid Skelton resulting
The bending mechanism was widely accepted as a possible
in deformation of soil skeleton. The behaviour of fluid flow and
technique of failure after many earthquakes; a competent witness
porous media are coupled as they affect each other. So it is neces-
sary to use element type having the ability not only to model soil
skeleton but also to model pore water pressure. Especially, when
the problem of interest is soil liquefaction owing to pore water
pressure increase. So, a new element type was applied here in this
research that is CPT215. Instead of the SOLID65 element type that
has been commonly used for soil model in ANSYS, CPT215 has an
advantage of modelling water pressure as it has an extra degree
of freedom for pore water pressure at corner nodes (DOF: UX,
UY, UZ, PRES) accordingly it will be useful for the research
problem.

2.1.3. Contact element


The contact element used in this research was CONTA174; it
was employed to model the interaction between pile and sur-
rounding soil. The target surface TARGE170 and the other deform-
able surface. CONTA174 has an essential feature as; it has an
additional degree of freedom to model the pore fluid pressure,
DOF: UX, UY, UZ, TEMP, TTOP, TBOT, VOLT, MAG, and PRES. Five
surface to surface contact elements were employed here between
the soil and the opposite part of the pile as shown in Fig. 2. The
Fig. 1. The influence of soil liquefaction on an acceleration response [11]. mathematical algorithm that describes the interface element beha-
N.E. El Fiky et al. / Ain Shams Engineering Journal 11 (2020) 923–931 925

as displayed in Fig. 3, the mechanical properties of soil layers are


shown in Table1.

2.2.1. Loads and boundary conditions


The pile embedded in the soil profile shown earlier was
assumed to carry an applied concentrated mass on its top. This
concentrated mass was considered as a simple representation of
a load applied on the pile top coming from the superstructure that
was 4000 kN/m2. To reduce the model computational time; the ax-
symmetric property was utilized subsequently, the half of the
finite element model was executed only, 20 m  10 m, as shown
in Fig. 4. The model was constrained as follows: the bottom x-z
plane was restricted in the y direction, while the two side x-y
planes were restricted in the z direction, the back y-z plane was
restricted in the x direction, and the front y-z plane at which the
model was cut, a symmetric boundary condition was applied on it.

Fig. 2. Contact element positions in the 3D model. 2.3. Ground motion selection

The ground motion used to investigate the influence of horizon-


viour was an Augmented Lagrange algorithm. The contact force is tal and vertical ground motions on the pile was (ELCENTRO, 1940)
given as follows: earthquake. The time history for horizontal and vertical accelera-
F normal ¼ K normal  X penetration þ k ð1Þ tion is shown in Figs. 5 and 6 respectively. For the horizontal
record, the peak value was 3.417 m/s2= 0.35 g while the peak ver-
F tangential ¼ K tangential  X sliding þ k ð2Þ tical ground motion was 1.233 m/s2 that equals 0.13 g as displayed
in the graphs.
where F normal is the contact force,K normal is the normal stiffness, and
X penetration is the amount of the contact penetration into the target,
3. Equations used for soil liquefaction simulation
whileF tangential is the tangential contact force, and X sliding is the sliding
distance. The term, k, is an estimate of the Lagrange multiplier, and To well simulate the pile behaviour during soil liquefaction, it’s
the accuracy of this estimate improves at every step. The higher important to consider the most influential factors within the lique-
normal stiffness amountK n , the lower penetration distance X p and faction process as much as possible. The factors considered in this
vice versa, however if the normal stiffness is very high the solution study were divided into two parts: (1) part related to what factors
may not be converged because it leads to model instability and pro- that lead to liquefaction occurrence, (2) part related to what factors
duce an ill-conditioning global matrix. On the other hand, low nor- happened as a result of liquefaction state. The factors that lead to
mal stiffness leading to large X p will produce an inaccurate solution, soil liquefaction were: the increase in pore water pressure due to
so the normal stiffness should be set in order to produce an accept- earthquake load, the decrease of particles effective stress that
able X p that results in an accurate converged solution. may close to zero, and hence the decrease of soil shear strength.
On the other hand, one of the factors happening owing to liquefac-
2.2. Model description tion was an increase of coefficient of permeability during liquefac-
tion. The following sections present the abovementioned factors
The soil profile, the mechanical properties of soil, and the minutely.
applied load on the pile are based on the model carried out by
[25]. The soil layers were: loose dry sand layer, 0.5 m, rested on 3.1. Accumulation of pore water pressure
a loose sand layer, 6.0 m, followed by medium dense sand,
6.5 m, and the bottom layer was very dense sand of 27 m thickness [26] developed the equation proposed by [27] which was pre-
dicted according to the obtained results from a cyclic shear stress
test on saturated sand. To capture the generation of pore water
pressure during a cyclic test, the incremental and the total raise
of pore water pressure are:
 a  c !
sN d Pi C1
DUN ¼ ð1  UN1 Þ   f ðeÞ   þ C4  C 1
pN1 Pa Nc2 þ c3 :N
ð3Þ

UN ¼ UN1 þ DUN ð4Þ

where DUN : the incremental rise in pore pressure divided by the


initial mean effective pressure pi ¼ ðr1 þ r2 þ r3 Þ=3 within the
0 0 0

Nth cycle, UN ; UN1 : are the total residual pore pressure within
the soil divided by pi at the ending of N and N-1 cycles respectively.
sN : is the Shear stress at N cycle,pN1 : mean effective confining
stress at the ending of N-1 cycle. For cycle number 1, UN1 ¼ 0:0,
subsequently UN ¼ DUN calculated by Eq. (3). The parameter a is
Fig. 3. Soil profile of the model [25]. equal to 2.4 before the sudden generation of pore pressure, stage
926 N.E. El Fiky et al. / Ain Shams Engineering Journal 11 (2020) 923–931

Table 1
Mechanical properties of soil layers [25].

Soil type Soil type SPT-N value pbð KN Þ psubð KN Þ KN


Eðm 2Þ
Dr (%) U0
m3 m3

1 Dry Loose Sand 8–13 17 7 3.0E4 35 32


2 Saturated loose sand 8–13 18 8 2.5E4 35 35
3 Medium dense sand 23–30 19 9 1.0E5 60 35
4 Dense sand 45 and more 20 10 2.0E5 85 40

is given as: ðeÞ ¼ ð2:17  eÞ2 =ð1 þ eÞ, d = 0.632.ln (N) 3.87 where e
 c
is a void ratio and N is a number of cycles. The part PPai is incorpo-
rated into the equation in order to consider the level of initial con-
solidation pressure Pi relative to the atmospheric pressure Pa , and
c = 0.034 N + 0.68, c2 ; c3 and c4 are constants that equal 1.8, 2,
and 0.015, respectively. Whereas c1 is a sand dependent parameter
that is taken here as a value of 52 for both stages 1 & 2 and for stage
3 is ðpsN1
4:4
N
Þcritical . The critical stress ratio is defined as the ratio at
which stage 2 is ended at about 30% of excess pore pressure value
U=Pi .
As mentioned earlier, the propagation of pore water pressure
can be computed using the cyclic shear test. So, it is necessary to
convert the earthquake time history load to a time history of cyclic
shear stress. The methodology used for this purpose was intro-
duced by [28]. It is based on modelling the soil column as a rigid
Fig. 4. An ax-symmetric finite element model.
body subjected to horizontal excitement, and then the cyclic shear
stress is computed as:
rv0ðzÞamax
scyc ðzÞ ¼ 0:65rd ðzÞ ð5Þ
g

Fig. 5. horizontal component of EL-CENTRO, 1940, S00E.

Fig. 7. Equivalent number of shear stress cycles [28].

Fig. 6. vertical component of EL-CENTRO, 1940.

1 and stage 2, while it has a value of 6.8 for stage 3 (after the sudden
d
rise of pore pressure). The term f ðeÞ is the void ratio function; it
measures the effect of density on the excess pore pressure amount Fig. 8. Equivalent regular shear stress time history for EL-CENTRO earthquake.
N.E. El Fiky et al. / Ain Shams Engineering Journal 11 (2020) 923–931 927

as a rigid body as it is assumed. The equal number of cycles having a


value of s_cyc calculated by Eq. (5) can be given from Fig. 7.
Based on this method EL-CENTRO earthquake of a magnitude
7.1 has some equivalent cycles about 11.7 cycles computed from
Fig. 7, and the equivalent regular shear stress time history for EL-
CENTRO earthquake with N = 11.7 and with shear stress value
scyc calculated from Eq. (5), scyc = 84.77 kN=m2 as shown in Fig. 8.

3.2. Reduction of soil stiffness

The stiffness of the soil is expected to degrade owing to the liq-


uefaction process. The parameter representing the soil stiffness is
the secant shear modulus, Gs . It equals the cyclic shear stress
divided by cyclic shear strain; The decrease of soil shear modulus
is strongly related to the propagation of pore water pressure.
[30] produced a relation between Gs and pore pressure accumula-
tio, the equation of the curve is: GsN =Gs1 = 0.9948 ((x)2) +
Fig. 9. Chart indicates the model procedure after each cycle.
2.004(x) + 0.0094 where Gs1 is the initial shear modulus at cycle
number 1, and GsN is the shear modulus at cycle number N, and
the parameter x = (1  U N /r3 ).
where scyc is the amplitude of the equivalent regular shear stress,
r_(v0(z)) is the total vertical stress that equals pt  z where pt is 3.3. Change of permeability due to liquefaction
the total weight of the soil at the soil depth z, amax is the maximum
ground acceleration, and r d is the reduction factor computed by Eq. The permeability is an important characteristic affecting the
(6) [29] that accounts the soil flexibility; as the soil behavior is not pore pressure accumulation, an increase of coefficient of

Fig. 10. Excess pore pressure curve concerning some cycles.

Fig. 11. Pile head displacement for models: loose1, loose2 and loose3.
928 N.E. El Fiky et al. / Ain Shams Engineering Journal 11 (2020) 923–931

Fig. 13. Pile head displacement for models: dense1, dense2 and dense3.

Fig. 14. Lateral pile displacement for loose1-Model for: H and H&V movements.

Fig. 15. Lateral pile displacement for loose2-Model for: H and H&V movements.

ability during soil liquefaction and dissipation phase using a


dynamic analysis; the predicted equations seem to be compatible
to be used with Eq. (3), as it is also a function of pore pressure
increase as follows:

kb
¼ 1 þ ða  1Þxr u 1 in buildup stage and dissipation stage
Fig. 12. Pile displacement time histories for models: loose1, loose2 and loose3. ki
ðru < 1:0Þ ð6Þ
permeability is expected during soil liquefaction. As the flow track
of water during liquefaction is shorter than the one before liquefac- where kb is the coefficient of permeability during pore pressure
tion as reported by [31]. [32] investigated the variation of perme- generation,ki is the initial coefficient of permeability before
N.E. El Fiky et al. / Ain Shams Engineering Journal 11 (2020) 923–931 929

oscillation,r u is the excess pore pressure divided by the initial effec- 5. Model verification
tive stress, and (a = 20, 1 ¼ 1:0).
The model was verified in the form of pore pressure accumula-
4. Model procedure tion and pile displacement curves, the generation of pore pressure
after each cycle was compared with the results from [26] cyclic test
The 3D model was first solved as a static analysis to make sure as shown in Fig. 10.
of the correct formulation of the finite element model. Afterwards;
the model was prepared for a transient analysis step, the cyclic
6. Parametric study
shear stress was applied to the model base that is shown in
Fig. 8. The procedure steps are summarised in Fig. 9; some critical
The parametric study aimed to understand the behaviour of a
issues should be kept in mind during the solution that is:
pile under the different factors that may influence the pile
response. The factors considered here were: the effect of the top
(i) Each cycle of an applied shear stress time history should be
crust layer whether it was loose or dense sand in case of the level
separately solved; to obtain the raise of pore water pressure
ground model, and the effect of increasing the liquefiable soil
after each one.
depth. All the factors mentioned above were discussed in case that
(ii) The parameter pN1 is the resultant effective stress from the
the model was exposed to horizontal excitation only or a combina-
last solved cycle, and so does the parameterUN1 . For
tion of horizontal and vertical movements.
instance U3 ¼ U2 þ DU3 ; and DU3 ¼
 a  c The upper non-liquefied layer was studied by changing the top
s3 d Pi
p
 f ðeÞ  Pa
 ð C1
3c3 þc3 3
þ c 4  c 1 Þ, layer of 0.5 m by other one having a depth varying from 1 m to 3 m.
2

(iii) if the resultant effective stress isn’t reduced after each cycle The material properties of the top non-liquefied dry loose sand
as it is expected, the changing of biot coefficient that appears layer were similar to the material property of the layer number 1
in Eq. (7) may lead to the target value, where r is the parti-
0 that is presented in Table 1.while the top layer had the character-
cle effective stress, r is the total stress, and p is the pore fluid istics of layer number 4 in case of studying the influence of top
pressure. The following APDL code is used for defining biot non-liquefied dense sand layer.
coefficient -TB, PM, 2, BIOT and TBDATA, 1, 1.0, where the
number 1.0 is the maximum biot coefficient value and the 6.1. The influence of top crust layer (horizontal movement)
number 2 indicates to the material property number.
The results showed a decrease of pile head displacement with
r ¼ r  ap
0
ð7Þ an increase of top dry loose layer thickness. As pile displacement
varied from a value of 0.68 m to 0.448 m to the other value of

Fig. 16. Lateral pile displacement and soil displacement for loose3-Model for: H and H&V movements.
930 N.E. El Fiky et al. / Ain Shams Engineering Journal 11 (2020) 923–931

Fig. 18. Comparison between lateral pile displacements in case of the top layer is
liquefiable and non-liquefiable.

Fig. 19. Comparison between lateral pile displacements in case of the bottom layer
is partially liquefiable and non-liquefiable.

horizontal and vertical movements, H&V. It has been noticed that


the horizontal pile displacement changed slightly for (loose1-
Model), and (loose2-Model) as shown in Figs. 14 and 15. While
the horizontal pile displacement increased significantly for
(loose3-Model) by about 80% from 0.27 m to 0.486 m as shown
in Fig. 16. This increase may be due to the increase of the stresses
from 381.11 kN/m2 under the impact of horizontal and vertical
movements to the value of 672.6 kN/m2 under the influence of hor-
izontal movement only.
Fig. 17. Vertical pile displacement for initial model. On the other hand, the situation was different for the vertical
displacement; it was found that the vertical pile displacement
decreased with an increase of top layer thickness in (H&V) case.
0.2723 m, in case of the top layer thickness (h) had a value of 1.0 m,
The values of vertical pile displacement in case of (H&V) are almost
2.0 m, and 3.0 m, respectively as shown in Figs. 11 and 12. On the
the same compared to the ones in (H) case; however, the most sig-
other hand, the pile head displacement was remarkably reduced
nificant value was obtained in case of the top layer thickness was
with the presence of top non-liquefied dense sand strata as shown
equal to 0.5 m as displayed in the displacement time histories of
in Fig. 13. The model having the top loose thickness layer of 1 m is
Fig. 17.
denoted as ‘loose1’, and the one is having the top thickness of 2 m
referred to as ‘loose2’, while the one having crust thickness of 3 m
is ‘loose3’.
6.3. The influence of top and bottom liquefiable layer existence
6.2. The influence of top crust layer (horizontal and vertical
movements) The presence of top liquefiable layer affected the pile response
significantly; the model with a top liquefiable layer of 1.0 m was
The cases investigated earlier when the model was subjected to compared by the same one having a top non-liquefiable layer.
horizontal movement, were employed again under the combina- The lateral pile displacement increased mainly from about
tion of horizontal and vertical excitation. When the pile response 0.54 m to 2.15 m Fig. 18. On the other hand when the bottom layer
in the case that model was subjected to horizontal movement only, was partially liquefied, the pattern of pile displacement was differ-
H, was compared with the other case that model was subjected to ent from the same model with the bottom non-liquefied layer.
N.E. El Fiky et al. / Ain Shams Engineering Journal 11 (2020) 923–931 931

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