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Comparative investigation on the adhesion of hydroxyapatite coating on Ti–


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Article  in  International Journal of Adhesion and Adhesives · January 2014


DOI: 10.1016/j.ijadhadh.2013.09.030

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International Journal of Adhesion & Adhesives 48 (2014) 238–257

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International Journal of Adhesion & Adhesives


journal homepage: www.elsevier.com/locate/ijadhadh

Comparative investigation on the adhesion of hydroxyapatite


coating on Ti–6Al–4V implant: A review paper
E. Mohseni, E. Zalnezhad, A.R. Bushroa n
Center of Advanced Manufacturing and Material Processing, Department of Engineering Design and Manufacture, Faculty of Engineering,
University of Malaya, Kuala Lumpur 50603, Malaysia

art ic l e i nf o a b s t r a c t

Article history: Hydroxyapatite (HA) has been used in clinical bone graft procedures for the past 25 years. Although a
Accepted 17 July 2013 biocompatible material, its poor adhesion strength to substrate makes it unsuitable for major load-
Available online 7 October 2013 bearing devices. Investigations on various deposition techniques of HA coating on Ti–6Al–4V implants
Keywords: have been made over the years, in particular to improve its adhesion strength to the metal alloy and its
Adhesion long-term reliability. This review comprehensively analyzes nine techniques mostly used for deposition
Hydroxyapatite of HA onto Ti–6Al–4V alloys. The techniques reviewed are Plasma sprayed deposition, Hot Isostatic
Coating Pressing, Thermal Spray, Dip coating, Pulsed Laser deposition (PLD), Electrophoretic deposition (EPD),
Ti–6Al–4V implant Sol–Gel, Ion Beam Assisted deposition (IBAD), and Sputtering. The advantages and disadvantages of each
method over other techniques are discussed. The adhesion strength and the factors affecting the
adhesion of HA coating on Ti–6Al–4V implants are also compared.
& 2013 Elsevier Ltd. All rights reserved.

1. Introduction different shapes such as plates, rods, screws and pins [13].
Historically, titanium-based alloys are the most common material
Biological fixation is defined as the process where prosthetic for this purpose since it is known to be a tolerable metal in the
components become firmly bonded to the host bone by ongrowth human body [14].
or ingrowth without the use of bone cements [1–3]. In the late Titanium (Ti) and its alloys are the most commonly used
1960s, the concept of biological fixation of load-bearing implants metallic materials for medical implants in orthopedic and dental
using bioactive hydroxyapatite (HA) coatings was proposed as an applications, due to their low density, high strength, non-toxicity
alternative to cemented fixation. Hydroxyapatite (HA: Ca10(PO4)6 and excellent corrosion resistance [15]. However, there have been
(OH)2), a pure calcium phosphate phase, is a preferred biomaterial reports on inflammatory reaction around these implants as a
for both dental and orthopedics use due to its favorable osteo- result from the creation of an avascular fibrous tissue that
conductive and bioactive properties [4,5]. HA has a similar encapsulated the implants [16,17]. A coating of hydroxyapatite
chemical composition and crystal structure as the apatite in the layer can be deposited on the metal alloy to assist the osseointe-
human skeletal system, and is therefore suitable for bone sub- gration of these implants with surrounding tissues [16].
stitution and reconstruction [6]. Furthermore, HA has shown The bond strength between the coating layer and the metal
significant success in implants due to its favorable in vivo behavior substrate is a very critical factor. Separation of the coating layer
[7,8] and the presence of HA films prolongs the lifetime of from the implant during service in the human body results in
prostheses [9]. However, HA coatings are susceptible to fatigue adverse effects on the implants and the surrounding tissue caused
failure, making it unsuitable for load bearing implants [10,11]. by detached particles [18]. The main reason of using HA coating on
Nevertheless, there is a large demand for implants with metallic substrates is to keep the mechanical properties of the
excellent mechanical properties. These implants should possess metal such as load-bearing ability and, at the same time, to take
similar properties to the human bones, such as in the value of its advantage of the coating's chemical similarity and biocompatibil-
Young's modulus, which result in less stress shielding effect [12] ity with the bone [19].
and extends its service life. The implants can be made into According to Blind et al. the HA coating allows rapid osteointe-
gration as a result of bone tissue bonding properties [20]. The first
clinical results from HA coatings on titanium dental implants were
n
Corresponding author. Tel.: þ +603 7967 5239; fax: þ60379675330.
promising, showing excellent results, even with poor bone quality.
E-mail addresses: ehsanmohseni2008@gmail.com (E. Mohseni), However, after a long period, mechanical failure would occur at
e.zalnezhad@gmail.com (E. Zalnezhad), bushroa@um.edu.my (A.R. Bushroa). the interface of HA and metallic substrate [21]. The HA coating

0143-7496/$ - see front matter & 2013 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.ijadhadh.2013.09.030
E. Mohseni et al. / International Journal of Adhesion & Adhesives 48 (2014) 238–257 239

dissolves as a result of poor crystallized structure [22,23], decrease available for coating HA layers onto metallic substrates [47]. Recent
of adherence with the titanium surface and dramatic late implant studies on plasma sprayed HA coatings (HACs) on titanium have
failure [23,24]. Moreover, HA itself has poor mechanical proper- shown encouraging results in orthopedic implant applications. These
ties, with a bending strength of less than 100 MPa [25]. Thus, it can studies reported that the new bone could appose directly onto the HA
be concluded that the stability of the HA coating is the most coatings and very good adhesion between the HACs and the new bone
critical factor to ensure the success of this type of implant. can be obtained [48–51]. The plasma sprayed HA coatings have also
Furthermore, the method used to deposit HA powder onto the assisted in overall quick bone recovery [52].
substrate could influence the coating characteristics such as its Nevertheless, the brittle nature of the HA coating makes it
adhesion strength and reliability. prone to crack and fracture, non-uniformity in density of coating
Several techniques have been used to create the HA coating on [53], wear of the coated layer, weak mechanical adhesion to the
metallic implants, such as plasma spraying process [26], thermal substrate [44,54], and alteration of structure [55].
spraying [27], sputter coating [28], pulsed laser ablation [29], Overall, plasma sprayed coating did not show significant
dynamic mixing [30], dip coating [31], sol–gel [32], electrophoretic improved long-life performance, better mechanical integrity and
deposition [33], biomimetic coating [34], ion-beam-assisted- reliability over uncoated implants [56,57]. An alternative to plasma
deposition [35], and hot isostatic pressing [36]. Amongst the spraying is the pulsed laser deposition (PLD) which enables the
techniques listed, plasma spraying is the only process which is stoichiometric transfer of sintered HA yields to form a thin and
approved by the Food and Drug Administration (FDA), USA for adherent bioactive coating on titanium substrate surface [58].
biomedical coatings due to its excellent coating properties as
compared to other coating processes [37]. However, plasma
sprayed hydroxyapatite coatings suffer from poor mechanical 2.1.2. Adhesion of plasma-sprayed hydroxyapatite (HA) coatings on
properties on tensile strength, wear resistance, hardness, tough- Ti–6Al–4V
ness and fatigue. Improvements in plasma spraying techniques It is well understood that, the determination of the adhesion
over the years have addressed many of these limitations. However, between the substrate and coating is one of the main concerns
other coating methods are available which can be used as an when using plasma spraying techniques [59]. It is quite compli-
alternative to conventional techniques. cated that how coating adheres to a substrate and by today it is not
Limitations such as high porosity, poor uniformity in thickness, completely understood. Many theories describe the mechanism of
phase impurity, limited crystallinity, and poor adhesion are com- adhesion, although, there is no single clear interpretation for all
mon in HA coating. However, low coating adhesion seems to be adhesion behaviors [60]. Many factors seem to affect the adhesion:
the major issue, limiting its extensive use for implants at a (1) Van der Waals physical interaction forces mechanical ancho-
commercial scale [38–40]. Hence, improvement of bonding rage; (2) mechanical anchorage; (3) metallurgical processes and
strength between the metallic substrate and ceramic coating is a (4) chemical interaction [59].
general requirement regardless of the techniques used. Recent reports on alternative orthopedics implant fixation
This review focuses on adhesion strengths between HA coating utilizing plasma sprayed HA coatings (HACs) on Ti–6Al–4V have
and Ti–6Al–4V substrate, fabricated using various techniques such shown that the new bone was able to appose directly onto the HA
as plasma sprayed deposition, hot isostatic pressing, thermal coatings, which resulted in a very good adhesion between the
spray, dip coating, pulsed laser deposition (PLD), electrophoretic HACs and the new bone [48–51]. From the viewpoint of materials
deposition (EPD), sol–gel, and ion beam assisted deposition (IBAD). science, characteristics of HACs are varied with the spraying
Parameters affecting the adhesion of coating and other factors parameters such as phase composition, the microstructure, OH-
influencing the enhancement of bonding strength of coating sur- ion content, crystallinity, and the ration of calcium to phosphorus
face and the substrate are also discussed in detail. for the HACs. Among these parameters, high bonding strength of
HACs can be achieved by high spraying power due to a denser
microstructure caused by the greatest extent of coating melting.
2. Coating techniques Yang et al. experimented on six plasma sprayed HA on Ti–
6Al–4V substrates by varying the cooling conditions and the
2.1. Plasma sprayed coating technique substrate temperatures [61]. The residual stresses and bonding
strengths were measured by XRD “sin2 φ” technique and a
Plasma spraying process involves melting of ceramics or metal standard adhesion test (ASTM C-633). Results of the bonding
powders using the heat of ionized inert gas (plasma). The molten strength evaluation shows that the HA coating with the lowest
powders are then sprayed onto the surface to be coated, forming residual stress exhibited a higher bonding strength (9.18 7
the protective layer which provides a barrier against corrosion, 0.72 MPa).
wear or high temperatures. The technique offers advantages such The deposition stress and thermal stress are the two major
as low cost and rapid deposition rate [41,42]. In addition, the risk sources of residual stresses in plasma sprayed coating. Deposition
of thermal degradation of the coating and substrate is much less stresses are produced during the cooling of sprayed particles after
than other high-temperature processes since the gas in the plasma solidification. Thermal stresses are generated from differential
flame is chemically inert and the target can be kept relatively cool thermal contraction during the post-fabrication cooling phase
[43]. However, plasma sprayed coatings suffers from poor adhe- after coating [62,63]. The residual stresses are present near the
sion between the coatings and substrates [44], and the process interface of metal substrate and coating [64–66], due to the
may induce structural changes in the microstructure of the coating difference of thermal expansion coefficients between both materi-
material [45,46]. als [62,63]. These stresses may vary with substrate cooling effects,
parameters of spraying [62,63], and coating thickness [67,68].
2.1.1. Plasma sprayed hydroxyapatite (HA) coatings Generally, it is believed that the increased thickness of coating
Plasma spray was the first method used for the production of and the temperature of the specimen during plasma spraying are
calcium phosphate coatings, such as HA coating, due to its ease of the main reasons for the rise in the residual stress.
application [26]. Plasma sprayed hydroxyapatite (HA) coatings are In addition, high-powered, dense plasma sprayed HA coatings
biocompatible and able to bond directly to the bone [38], thus making would have stronger bonding strength than those sprayed using
plasma spraying a favorable choice amongst the many techniques low power. The result is not solely due to the difference in
240 E. Mohseni et al. / International Journal of Adhesion & Adhesives 48 (2014) 238–257

adhesive strength of HA coating. The value for bonding strength 2.2.1. Hot isostatic pressing of hydroxyapatite (HA) coatings
reflects the combination of both cohesive (within the coating Reports shows that, sort of problems such as porosity and crack
layers) and adhesive (coating to substrate) strengths of a coating appearance are conducted with existing dc plasma sprayed Ha
[61]. In a similar study, Tsui et al. claimed that the cohesive and coating on Ti–6Al–4V [79]. In medical applications some amount
adhesive integrity of the coatings influence the long term perfor- of porosity is needed for bony tissue to grow into the coating for
mance of HA coated implants considerably [69]. The adhesive efficient fixation. In addition, the crack propagation needs to be
strength is usually evaluated based on surface roughness, coating healed for the composite coating to have reasonable mechanical
properties, residual stress, and the mechanical interlocking strength during usage. In this sense, HIP introduces its profound
between the coating and the substrates, whereas the cohesive advantages by improving the adhesion and physical properties of
strength is determined by coating properties, such as microstruc- the plasma sprayed HA coatings as a post- treatment [79].
ture and crystallinity [61].
The bonding strength of HA coatings on metallic substrates can
be evaluated using several techniques such as the standard tensile 2.2.2. Adhesion of hot isostatic pressing of hydroxyapatite (HA)
adhesion test [69], interfacial indentation test [58], tensile adhe- coatings on Ti–6Al–4V
sion strength (TAS) [61], and indentation method [63]. However, Khor et al. [79] investigated the effect of post-sprayed HIP on
there are limitations on these techniques to accurately measure plasma sprayed HA on Ti–6Al–4V. Fig. 1 shows the bond strengths
the adhesion strength, such as a probability of penetration of glue of HA coated Ti–6Al–4V for the plasma sprayed samples, and after
into the coating layer, and a dependence of coating failure to the HIP treatment at different temperatures with respect to the coat-
flaw distribution at the edge of specimen [69]. However, Moham- ing thickness. In general, it was shown that the bonding strength
madi et al. have demonstrated that the tensile adhesion strength generally improves after HIP. It is also shown that the adhesion
test measured by the standard adhesion test ISO 13779-4, can be strength decreases with increasing coating thickness. The
used in conjunction with the interface indentation test to predict enhancement of the adhesion strength in the 20 wt% HA coating
the effects of different parameters on the adhesion properties of after HIP is apparent for coating below 160 μm. However, the
the HA coating by plasma spraying [70]. In general, the HA result of adhesion strengths for coatings thicker than 160 μm
coatings with the densest structure (i.e. lowest porosity, and show that HIP may have adverse effects on the coating strengths.
predominantly amorphous phase) have a higher tensile adhesion
strength than those of lower density [61,71]. The report by
Mohammadi et al. [70] also showed that the tensile adhesion 2.3. Thermal spray coating technique
strength was in the range of  25 MPa for HA coated on the
Ti–6Al–4V. Thermal spray technology is a group of coating processes that
provide functional surfaces to protect or improve the performance
of a substrate or component. Many types and forms of materials
2.2. Hot isostatic pressing technique can be thermal sprayed to provide protection from corrosion,
wear, and heat; to restore and repair components; and for a variety
Hot isostatic pressing (HIP) is an enabling technology providing of other applications [80]. Thermal spraying of biomedical coating
an efficient method for the densification of ceramic powders is a relatively new class of applications for thermal spray coating as
which allows production of net-shape ceramics with superior compared with other industrial applications, [81]. Thermal spray
and consistent properties [72]. HIP is an alternative method of processes are grouped into three major categories: flame spray,
producing an HA coating on a Ti substrate in which pressurized electrical arc spray, and plasma arc spray. These energy sources are
gas is used to exert the required load at the desired temperature. used to heat the coating material (in powder, wire, or rod form) to
This requires a gas-tight metal or glass encapsulation around the a molten and semi-molten state. The resultant heated particles are
porous HA coated implant [73]. In the HIP process, pressure and accelerated and propelled towards a prepared surface by either
temperature are applied to the workpiece simultaneously [74–77]. process gases or atomization jets. A schematic diagram of thermal
In hot isostatic pressing, high-pressure levels can be obtained spray coating is illustrated in Fig. 2.
since there is no dependency on rigid tools with limited strength
(such as graphite tools in uniaxial hot pressing) to transmit the
pressure to the body. Typical operating pressure ranges are
100–320 MPa (15–50 ksi), with temperatures exceeding above
2000 1C conducted in large industrial equipment [72]. The advan-
tages of HIP are better temperature control as compared to
uniaxial hot pressing, and a resultant homogeneous material
structure and properties. The reduced sintering temperature
enables control or even avoidance of grain growth and undesirable
reactions. A very high uniformity of properties as well as freedom
from directionality can also, if desired, be obtained [72]. Some
researchers have used HIP treatments to densify plasma sprayed
coatings, and results have shown that HIP is useful in reducing the
porosity and improving the physical and mechanical properties of
ceramic coatings [78].
Thus, the most important advantage of the hot isostatic press-
ing is the ability to control the size and shape of the product to a
very high precision without costly diamond machining operations.
Under ideal conditions no change of shape (just a change of scale)
of the body occurs. It has an inherent ability to produce parts with
exceptionally accurate shape, virtually with no dimensional or Fig. 1. Tensile bond strength result of plasma sprayed Ti–6Al–4V/20 wt% hydro-
shape limitation [72]. xyapatite coating (as sprayed and HIPed) [79].
E. Mohseni et al. / International Journal of Adhesion & Adhesives 48 (2014) 238–257 241

2.3.1. Thermal spray deposition of hydroxyapatite (HA) coatings The tensile test is commonly used to evaluate the bond
Thermal spraying of HAP on implant devices can be compared strength in accordance to ASTM C-633 standard method [92].
with plasma spray coating technique, having the advantage of high A bonding strength of 33.2 MPa was obtained by Hsiung et al. [91]
deposition rate and low cost [82,83]. Thermal spray technique has for the HA coating on Ti–6Al–4V by thermal spraying technique. In
the ability to produce HA layer with thickness from 30 to 200 mm comparison, this result is not satisfactory when compared to other
depending on the coating condition However films deposited by coatings for the same application such as Al2O3, ZrO2. In addition,
thermal spraying suffers from poor coating–substrate adherence results of microstructure analysis shows that the HA coatings
and non-uniform crystallinity which reduces the lifetime of suffers from spalling, interface separation and high levels of
implants [84,85]. In addition, thermal spray requires high sintering porosity.
temperature which may result in crack propagation on the surface Several pre and post-treatments of HA coating were also
of the coating [86–90]. investigated by Hsiung et al. [91]. Treatment conditions include
high pressure cleaning, ultrasonic cleaning and cryogenic treat-
ments [92]. Table 2 shows the result of the bond strength test
using ASTM C-633 [93], indicating the bond strengths of samples
2.3.2. Adhesion of thermal spray deposition of hydroxyapatite (HA) cleaned with high pressure air are lower as compared with those
coatings on Ti–6Al–4V ultrasonically cleaned, and the bond strengths with cryogenic
Hsiung et al. [91] have evaluated the applications and char- treatments are better than those without cryogenic treatments.
acterizations of biological coating such as hydroxyapatite on The result shows that the inclusion of ultrasonic cleaning
titanium alloy, particularly Ti–6Al–4V, in artificial knee joint by and cryogenic treatments can effectively improve the coating
thermal spray coating technology. The process involves melting of properties.
HA powder and guiding the molten mass via a jet stream of air to
form a coating on the substrate, as shown in Fig. 3. The thermal 2.4. Dip coating technique
spray process conditions of the three coating materials are shown
in Table 1, highlighting the important parameters affecting the Dip coating involves the deposition of a wet liquid film by
quality of the coating, such as inert gas compositions, currents, withdrawal of a substrate from a liquid coating medium. The
voltage levels, powder feeding rates, and spraying distances. complete process of film formation involves several stages, as
shown in Fig. 3. The process starts by immersion of the substrate
in the solution of the coating material. When the substrate is
withdrawn from the coating fluid, a coherent liquid film is
entrained on the surface of the substrate. A thin layer of coating
is formed upon evaporations of solvents and any accompanying
chemical reactions in the liquid film. Normally an additional post-
treatment such as curing or sintering is required to obtain the final
coating. Dip coating technique is similar to sol–gel coating tech-
nique, although the process is significantly faster in which a
complete transition can be achieved within a few seconds if
volatile solvents are used [94]. Dip coating is fairly popular in
the industry and in laboratory applications due to its low cost,
simple processing steps and high coating quality.

Fig. 2. A schematic diagram of thermal spray coating [82]. 2.4.1. Dip coating of hydroxyapatite (HA) coatings
HA can be homogenously coated onto metal substrates to
obtain coating thickness in the range of 0.05–0.5 mm. The surface
uniformity of HA can be controlled well using this technique, as
can be seen in Fig. 4. In addition, the processing time for dip
coating can be very short, even for substrate with complex shapes.
The coating layer is deposited on the surface of the substrate
without decomposition or reaction with the metal substrate.

Table 2
Bond strength test results with different pretreatment and cryogenic treatment
[92].

Coating Bonding strength ( MPa)

Without cryogenic treatment With cryogenic treatment

Ultrasonic High pressure air Ultrasonic High pressure air

HA 26.56 18.91 36.65 29.30


Fig. 3. Fundamental stages of dip coating (the finer arrows indicate the flow of air) [94].

Table 1
Thermal spray condition of HA powders [92].

Parameters Argon (l/min) Helium (l/min) Current Voltage Powder rate (g/min) Spray distance (mm) Surface speed (m/min) Travers speed (mm) Cooling

Setting 41 60 700 52 30 115 75 8 yes


242 E. Mohseni et al. / International Journal of Adhesion & Adhesives 48 (2014) 238–257

or elements to evaporate at the same time [106]. Conversely,


limitations of PLD include the splashing of the particulates
deposition on the film. Some methods have been developed to
decrease splashing problem since it is a major issues of the PLD
[109]. One method is to apply a mechanical particle filter that
includes a velocity selector acting as a high-velocity pass filter to
eliminate slow-moving particulate. The second method is using a
smooth, high-density target which can be obtained by polishing
the target surface before each coating run. The third method is by
applying a lower deposition rate or low energy density. Further-
more, the deposited films have only a small area of structural and
thickness uniformity, due to the angular distribution of the
ablation plume. Several methods have been proposed to scale up
the PLD process for large area thin films, such as laser beam
rasterizing across a rotating target [106].
High quality hydroxyapatite thin films deposited by the PLD
was first reported in 1992 [105,110] and since then the process
Fig. 4. SEM micrographs from cross-sectional view of HA coatings (via SOL 2) on
have been improved significantly to obtained well adhered and
Ti–6Al–4Vsubstrates after heating at 840 1C [96]. highly crystalline HA thin films under certain conditions [29,111–
113].

However, this technique requires high sintering post-treatments


2.5.1. Pulsed laser deposited hydroxyapatite (HA) coatings
which may induce crack formations on the surface of the substrate
Preparing hydroxyapatite thin films by pulsed laser deposition
[95].
allows accurate control of hydroxyapatite growth parameters at
low deposition temperatures and the ability to produce highly
2.4.2. Adhesion of dip coating of hydroxyapatite (HA) coatings on crystalline HA coatings [16,112]. In-vitro evaluations shows that
Ti–6Al–4V these HA coatings are stable and osteoinductive [114,115]. Nanos-
Mavis et al. [96] had developed several compositions of the tructured hydroxyapatite layer having unique biological properties
liquid coating medium for the dip coating of HA on Ti–6Al–4V can be obtained by selection of suitable parameters for the
substrates, using chemically precipitated hydroxyapatite precursor deposition process [16].
powders. To evaluate the adhesion strength, two steel cylinders
5 mm in diameter were attached to both sides (coated and
2.5.2. Adhesion of pulsed laser deposited hydroxyapatite (HA)
uncoated after the coating layer was ground off) of the dipped
coatings on Ti–6Al–4V
strips by a thin layer of glue. The adhesive strengths were
Adhesion strength of HA coating on metals depends on the
determined by measuring the tensile stress needed to separate
microstructure of the substrate, the surface chemistry and the PLD
the cylinders from the strips [97]. It is reported that, the HA
process parameters such as laser power density and substrate
coatings obtained were highly porous, with bonding strengths of
temperature. [58,116–118]. Various surface modification techni-
more than 30 MPa.
ques have been used to improve the metal–ceramic interface such
as nitridation, surface oxidation and ion implantation [119–123].
2.5. Pulsed laser deposited coating technique Blind et al. reported that adhesion of pulsed laser deposited HA
films on titanium alloy is due to the existence of an oxide,
Laser processing is a rapid and clean process which can be used specifically titanium dioxide, at the interface between the sub-
for surface modification and controlled micro-structuring of strate and the coating layer [20]. Another report suggests that
materials. In biomedical applications, laser has been used to there may be some effects of epitaxy between the oxide and
modify the surface texture of materials to improve its bio- coating [124]. Fernández-Pradas et al. [54] commented whether
functionality [98–102]. Pulsed laser deposition (PLD) technique the presence of a titanium oxide interface would favor adhesion of
can be used to grow ceramic thin films. By using appropriate laser, the HA coating to the Ti–6Al–4V substrate is still a cause for
thin films such as semiconductor films [103], cuprate supercon- debate. Some authors consider that such a layer favours adhesion
ductor films [103,104], and ferroelectric films [105] can be depos- [125,126]. Other studies have attributed the weak adhesion in the
ited onto substrates. PLD process involves using high power laser first calcium phosphate coatings deposited by PLD at high tem-
energy to vaporize the bulk coating material from a target. The peratures to the formation of a titanium oxide layer during the
vaporized material is ejected from the target and condenses on the process of pressure stabilization [105]. A study of the adhesion
substrate. Repeated laser pulses will result in the deposition of the strength in coatings deposited by ion bombardment on passivated
thin film as a coating on the substrate [106]. and non-passivated substrates, suggest that this oxide layer should
The formation of thin film by PLS can be separated into the be as thin as possible [127].
following three stages [103,107,108]: Koch et al. [16] investigated pulsed laser deposition of hydro-
xyapatite on Ti–6Al–4V for medical and dental applications.
1. Laser radiation interaction with the target. A pull-off testing method was used to determine the coating-to-
2. Dynamic ablation of the materials. substrate adhesion strength. Garcia-Sanz et al. had also examined
3. Deposition of the ablation materials with the substrate, nuclea- hydroxyapatite films prepared using pulsed laser deposition using
tion and growth of a thin film on the substrate surface. a pull-off test based upon a modified ASTM C-633 procedure [128].
The measured tensile strength of hydroxyapatite grown at 480 1C
One of the main advantages of PLD technique is the ability to was 58 MPa and failure was observed at the coating–substrate
retain the stoichiometry of the target in the deposition films [107]. interface. Wang et al. obtained tensile bonding strength values
This is due to the high ablation rate which causes all compounds within the range of 30 MPa and 40 MPa for hydroxyapatite
E. Mohseni et al. / International Journal of Adhesion & Adhesives 48 (2014) 238–257 243

coatings grown on Ti–6Al–4V in an argon–water atmosphere at


500–600 1C [129]. Zeng et al. determined the bond strength values
for hydroxyapatite films grown using 3rd harmonic YAG:Nd lasers
(λ ¼ 355 nm), and 4th harmonic YAG:Nd lasers (λ ¼ 266 nm) on
Ti–6Al–4V substrates in an argon–water atmosphere at 500–
520 1C [116]. Films grown on unpolished titanium substrates had
tensile strength values of  30 MPa while films grown on polished
titanium possess lower tensile strength values of  20 MPa.
In a study to enhance the bonding strength of HA, Nelea et al.
[110] utilized a TiN interfacial layer between the Ti–6Al–4V
substrate and HA coating. The study reported that the adhesion
was improved due to better bonding of HA to TiN, which is a
ceramic, and then to the surface of metallic substrate. Man et al.
[40] and Chen et al. [130] described the utilization of a pre-
treatment process which included etching and laser surface
nitriding on titanium to produce a TiN dendritic scaffold network
structure. This coralline-like structure provides additional surface
area for interlocking of the coating material. Fig. 6. Average surface roughness of titanium substrates treated with different
Man et al. [119] reported the influence of pre-treatments on the laser pulses and HA coating compared with control sample [132].
adhesion of the HA coating to the substrate. Five types of pre-
treatments, shown in Fig. 5 were: (i) mirror finished specimen, (ii)
60 grit grinded SiC paper (specimen 2), (iii) 320 grit grinded SiC
paper (specimen 3), (iv) mirror finish with 1-μm diamond paste
(specimen 1), and (v) 10 s etching with Knoll solution after
polishing (specimen 4). The surface roughness of the specimens
were determined using a profilometer (Taylor Hobson Surtronic
25) and the adhesion strengths between HA coatings and the
substrates were evaluated in accordance to ASTM C-633 [131]. The
maximum adhesion strength obtained was  16 MPa for specimen
5 (nitrided þ etching).
Fig. 5 shows the adhesion strength of deposited HA on different
pre-treated specimens and surface roughness. Generally, an
increase in surface roughness increases the adhesion strength.
Based on these results, it can be concluded that significant
enhancement in the adhesion strength of pulsed laser deposited
HA on Ti–6Al–4V can be obtained by laser surface nitriding and
subsequent etching [119].
A related study has concluded that a controlled surface micro-
structure can be obtained by using few laser pulses without
affecting the bulk mechanical property of titanium substrate Fig. 7. Failure values obtained by scratch test (Lc1, Lc2 and Lc3) for the HA coatings
on different irradiated and non-irradiated titanium substrate [132].
[132]. Fig. 6 plots the average surface roughness values, measured
after laser treatment and after HA coating versus their initial
roughness. micro-scratch tester (micro-combi tester; CSM Instrument Swit-
Fig. 7 compares the adhesion strengths of HA coating on zerland) equipped with a diamond Rockwell tip of 100 μm [132].
substrates treated with 500–18,000 laser pulses with those of It was found that in all cases, the laser treated substrates would
untreated, polished titanium. The adhesion of HA to the substrate have higher bonding strengths, which imply that the surface
is examined in accordance to ISO 20502:2005(E) [133] using a roughness directly influences the adhesion strength. Varying the
laser pulses would affect the surface morphology. Fig. 6 shows that
the roughness increases with the increase in the number of laser
pulses, which starts from 0.4 μm at 500 laser pulses/min up
to  1 μm at 12,000 pulses/min. However, there is a significant
decrease in the roughness value for laser pulses in the range of
12,000–18,000 laser pulses/min. Low rate of laser pulses (500,
1000, and 3000 pulse/min) would only etch the surface and may
not be able to control the surface roughness. The surface rough-
ness is under control only after  3000 pulses/min. A surface with
controlled structure/pattern is obtained using 18,000 pulses [132].
The polished surface of specimen does not have much adhesion
strength to the coating. However, once the surface is treated with
laser, the surface roughness increases which results in increased
adhesion (from 0 to 1000 pulses/min) due to the initial material
removal from the surface. However, at this stage, certain regions
are unaffected by the laser and a control over the adhesion at this
stage is not predictable. Once the laser pulses reaches  3000
Fig. 5. Comparison of adhesion strength for HA on substrates with different pre- pulses/min, the surface attains a certain level of smoothness since
treatments [119]. the large, number of pulses would completely remove the original
244 E. Mohseni et al. / International Journal of Adhesion & Adhesives 48 (2014) 238–257

top surface to uncover a fresh coating surface. Therefore, the delamination of the titanium caused by penetration of body fluids
morphology and adhesion can be controlled by the number of into the substrate. Post-treatment high temperature sintering can
laser pulses (3000–18,000) [132]. Fig. 7 shows the trend of be utilized to minimize the porosity by increasing the coating
adhesion strength versus number of laser pulse, showing that density. Unfortunately, cracks in the coating can form during high
the adhesion strength would gradually increase until 1000 pulse/ temperature sintering due to the difference in the thermal expan-
min, then decreases in between 1000 and 3000 pulse/min, and sion coefficients and large reduction of the pore volume between
increases again past 3000 pulse/min. The highest adhesion the titanium and HA [151].
strength obtained was 10.87 N and 11.21 N at 2000 and 18,000 For nanostructured materials, the mismatch in thermal expan-
laser pulses respectively, while untreated substrate showed a sion coefficient is not a significant problem [152]. In nano-
lower adhesion strength value of 4.57 N [132]. ceramics, the thermal expansion coefficient is fairly matched with
HA coatings by PLD exhibit good biocompatible and mechanical the metal alloy because the large quantity of atoms located at the
properties making it suitable for medical implants. PLD HA coat- grain boundary improves mobility [152–154]. However, the suc-
ings, on titanium alloy such as Ti–6Al–4V, resulted in higher cess of electrophoretic deposited HA has been limited to conven-
adhesion between the coating and substrate and have only minor tional materials in the range of micron-sized grains [134,140,154].
undesirable phase under optimal conditions [54,106]. Limitations on the mechanical properties of the micron size HA are
poor fracture toughness, adhesion, and compressive strengths.
There is a need for the HA coating and the substrate to have
2.6. Electrophoretic deposition coating technique
sufficient interfacial bond strength since the coating would endure
high interfacial stresses during in vivo service.
Electrophoretic deposition (EPD) is a process in which particles
in a suspension is coated onto an electrode under the effect of an
electric field [134]. The colloidal particles suspended in a liquid 2.6.2. Adhesion of electrophoretic deposited hydroxyapatite (HA)
medium migrate under the influence of an electric field (electro- coatings on Ti–6Al–4V
phoresis) and are then deposited onto an electrode. Electrophore- Zhang et al. [151] have developed a unique room temperature
tic deposition (EPD) is particularly advantageous for ceramic film EPD process to deposit nanostructured HA coating having adhe-
and coatings as well as laminar ceramic composites applications sion strength of 50–60 MPa, which is 2–3 times better than
[134–137]. Furthermore, the method used low-cost equipment, thermal-sprayed HA coating. The interfacial bond strength was
easy to set-up, and is able to coat complex shapes and patterns. measured in accordance to ASTM Standard F 1501-95 using a
A high degree of control on the coating results can be achieved by tensile tester [151]. The corrosion resistance of this nanostructured
regulating the deposition conditions and the ceramic powder size HA is 50–100 times higher than conventional HA coating. Fig. 8
and shape [138]. EPD is a cheaper method than chemical vapor shows the corrosion resistance results for both EPD coatings and
deposition, sol–gel deposition, and sputtering for producing films thermal sprayed coatings, where the corrosion current of n-HA
of a wide range of thickness, from less than 1 mm to more than coating is 50–100 times smaller than the thermal sprayed coating
100 mm thick [139]. However, limitations of the technique includes in simulated human body fluid at room temperature.
low adhesion strength, and cracking on the coated surface due to High quality HA nano-coating can be produced using EPD
post-process shrinkage. technique. The adhesion stress obtained was 60 MPa, measured
EPD has shown its potential use in biomedical applications in using a direct-pull-tests, which exceeds the 50 MPa requirements
recent years [140–142]. The interest in electrophoresis for biome- of the food and drug administration (FDA) [155]. A 2 months
dical applications [143–147] stems from a variety of reasons such in vitro testing also showed that the bonding strength of the EPD
as the possibility of stoichiometric deposition, high purity material n-HA coating on the titanium alloy was able to be maintained in
to a degree not easily achievable by other processing techniques the range of 50–60 MPa, which is significantly better than plasma
and the possibility of forming coatings and bodies of complex sprayed HA coatings [151].
shape [140]. Considering all advantages and disadvantages of this Ma et al. [139] reported that HA particles were successfully
technique, electrophoretic deposition is one of the favorable coat- deposited onto a titanium substrate via a single electrophoretic
ing techniques which can be utilized for hydroxyapatite coating. deposition. Good adhesion between the coating and substrate was
verified by scanning electron miscopy examination and shear
2.6.1. Electrophoretic deposition hydroxyapatite (HA) coatings
There is a growing interest in processing of HA powders using
EPD technique, owing to its uniformity and good sinterability of
the deposits, possibility of impregnation of porous substrates, and
composite consolidation [142,148]. However, reports on the use of
EPD for depositing HA on titanium substrate are thus far, relatively
limited. Nie et al. [149] and Soares et al. [150] have used EPD to
deposit HA on Ti–6Al–4V substrates and have obtained uniform
thin coating with good mechanical strength. Stoch et al. [146] have
also coated HA on titanium implants with intermediate layer of
silica. EPD process of HA is a colloidal process where HA powders
are deposited directly from a stable colloid suspension by using a
DC electric field [25].
Electrophoretic deposition of HA can be processed at room
temperature or lower, which avoids problems related to formation
of amorphous phases. The nature of the bond is more metallurgi-
cal rather than mechanical, thus HA coatings using EPD are
expected to have improved adhesion strength as compared to
thermal sprayed techniques. However, a major drawback is the Fig. 8. Electro-polarization corrosion curves for both EPD n-HA coating and HA
presence of porosities which may later on leads to corrosion and thermal sprayed coating [151].
E. Mohseni et al. / International Journal of Adhesion & Adhesives 48 (2014) 238–257 245

strength tests, following methods outlined by Wei et al. [148] and Table 3
ASTM standard F1044-87. The shear stress of the HA coating after Adhesion strengths of HA coated samples with and without TiO2 inner layer
deposited using different voltages [160].
sintering at 1000 1C was 3.34 MPa, indicating a good adhesion of
the coating has been obtained. Figs. 9 and 10 show SEM micro- Samples (substrateþ inner layer þHa) Shear strength (MPa)
graphs of the cross-section and the surface deposit of the 1000 1C
sintered HA coating, respectively. It can be seen that a layer of HA Ti–6Al–4V þ ⋯ þHA 13.8 (s ¼1.8)
coating as thick as 400 mm has adhered well into titanium Ti–6Al–4V þ TiO2 (50 V) þ HA 11.9 (s ¼1.8)
Ti–6Al–4V þTiO2 (20 V) þHA 13.1 (s ¼1.8)
substrate and no delamination or crack was observed at both the Ti–6Al–4V þTiO2 (10 V) þ HA 21.0 (s ¼1.8)
interface and the surface. The deposition was found to be uniform
with the coating thickness maintained consistently along the s: standard deviation.
surface of the sample. No observable crack, which is one of the
common problems of EPD, was detected. It is believed that the dilemma, especially since high sintering temperature is sometime
good deposition result is due to the stable and dispersed HA necessary. Low sintering temperatures results in weak bond with
suspension used for the deposition [148]. low-density coatings whereas high sintering temperatures can
Studies on EPD coating of HA on titanium alloys show that lead to the degradation of the HA and the metal substrate
particle size is an important factor for the process as the mobility (oxidation and impaired mechanical properties) as a result of the
of the charged particles is proportional to the size of the particles metal substrate catalyzing decomposition of the HA to anhydrous
[156]. Ferrari et al. [157] have also reported that the charges, hence calcium phosphates [158,159].
the conductivity of the suspension, play an essential role and has an A high sintering temperature may also lead to phase transfor-
optimum value for the process. Nevertheless, the colloidal stability of mation and grain growth of the metal substrate, causing signifi-
the suspension could also be a main factor to obtain good coating cant decrease in mechanical properties. It has been demonstrated
uniformity and bonding strength in the EPD process [142]. that the mechanical properties of these titanium alloys degrade
Like many similar techniques for coatings involving ceramics, significantly when heated above 1050 1C [138]. Therefore, it is
EPD coating of HA requires a densification stage involving the recommended to keep the densification temperatures below
sintering of the coated implants. This requirement poses a 1000 1C to minimize degradation of the HA and the metal
substrate.
The sintering phase for EPD implants improves densification
and the bonding of the coating. However, HA may decompose in
the process [160]. An interlayer can be used in between the HA
and the metal substrate to moderate the problem of HA decom-
position. Nie et al. deposited a dense layer of titanium dioxide
(TiO2) as the inner layer between HA top layer and titanium alloy
substrate to achieve a very good combination of mechanical
integrity, chemical stability and bioactivity [149].
Kumar and Wang [161] investigated the coating of TiO2 powders
on Ti–6Al–4V substrates as the first layer, followed by the HA–TiO2
composite layers of different weight ratios, coated onto the TiO2 layer.
Wei et al. [138] studied on the adhesion strength of HA coating in
which HA powders are used as both inner and outer layer. Hence, no
change occurred in the structure of coating layers. Sintering was also
applied after the deposition of every single layer. In the HA coating on
TiO2 deposited substrate, the decomposition of HA is decreased; and
generally adhesion of coating, which is tested according to ASTM
F1044-99, was enhanced with the reduction of voltage value used for
Fig. 9. Cross section SEM micrograph of the EPD deposited under the identified TiO2 coating [160]. Table 3 shows the result of adhesion strengths of
optimum suspension condition [140]. HA coated samples with and without TiO2 inner layer deposited using
different voltages.

2.7. Sol–gel derived coating technique

The sol–gel method is one of the simplest technique to


manufacture thin films which can produce almost any single or
multicomponent oxide coating on glass or metals [162,163].
Sol–gel derived coating can be used for optical, electronic, mag-
netic or coating with chemical functions [164]. Sol–gel derived
ceramic films are widely used as a protective layer against
corrosion and oxidation of stainless steel [165], Ag [166], and Al
[167] substrates. The sol–gel process involves the formation of
solid materials, mainly inorganic non-metallic materials from
solution. This can be a solution of monomeric, oligomeric, poly-
meric or colloidal precursors [168].
The sol–gel process, shown in Fig. 11 [169], consist of:
(i) producing a homogeneous solution of purified precursors in
an organic solvent which can be mixed with the reagent used in
the next step or water; (ii) shaping the solution to the ‘sol’ form by
Fig. 10. SEM micrograph of the uncrack deposit surface [140]. using treatment with a suitable reagent, e.g. water for oxide
246 E. Mohseni et al. / International Journal of Adhesion & Adhesives 48 (2014) 238–257

Fig. 11. Steps in the sol–gel process for ceramic materials [169].

ceramics; (iii) changing the sol to a ‘gel’ by polycondensation; (iv)


converting the gel to the finally preferred shape like thin film,
fiber, and (v) finally converting( sintering) the shaped gel to the
desired ceramic material at temperatures (  500 1C) much lower
than those required in the conventional procedure of the melting
the oxides together [168,170–172].
Olding et al. [172], reports that sol–gel techniques has con-
siderable advantages such as:

1. Ability to produce thin bond-coating to provide excellent


adhesion between the metallic substrate and the top coat.
2. Corrosion resistance performance due to ability to form thick
coating.
3. Ability to shape materials even complex geometries in the
gel state.
4. Production of high purity samples.
5. Low temperature sintering, usually in the range of 200–600 1C Fig. 12. X-ray diffraction of sol–gel coatings preferred to 500 1C on titanium
[173]. substrates and then fired at various temperatures [179].
6. A simple, economic and effective method to produce high
quality coatings.

However, the sol–gel technique has disadvantages such as high


permeability, low wear-resistance, and difficult porosity control,
which has limited its utilization in the industry. For crack-free
coating, the maximum thickness of the coating is only 0.5 μm
[172]. Furthermore, trapped organics during the thermal process
would result in coating failure. Recent advancement in high
substrate sensitive sol–gel also suffers from thermal expansion
mismatch. Nevertheless, there is a wide room for improvement in
the technique and further investigation should be done to improve
this highly potential method for biomaterial coating.

2.7.1. Sol–gel derived hydroxyapatite (HA) coatings


The sol–gel is a low temperature process, thus does not suffer
from the implications of structural instability of hydroxyapatite at
elevated temperatures [174–177]. A major processing stage
involves solution chemistry, whereby a sol is produced from
suitable alkoxides or salts to yield a hydroxyapatite composition
upon heating [178].
Gross et al. [178] described that the production of sol–gel
hydroxyapatite coatings on titanium substrates using alkoxide
precursors requires more control on firing temperature and the
aging time. X-ray diffraction of the coatings heated to various Fig. 13. A scanning electron micrograph of a coating fired to 800 1C for 10 min, the
temperatures, as illustrated in Fig. 12, indicated that the titanium field of view is 250 nm  250 nm [179].
substrate would start to oxidize at temperatures starting at 800 1C.
Thus for sol–gel hydroxyapatite coating, it is suggested that the coating with an average grain size of 50 nm was achieved using
processing temperature should be around 800 1C to reduce possi- this technique. Fig. 13 shows a scanning electron micrograph of a
ble phase transformation in the metallic substrate as well as coating fired to 800 1C for 10 min. Densification of the coating can
the occurrence of oxidation. [178]. Nanograined hydroxyapatite then be obtained with a longer duration of firing at 800 1C.
E. Mohseni et al. / International Journal of Adhesion & Adhesives 48 (2014) 238–257 247

Fabrication of sol–gel deposited HA on implants HA [173, change in friction, it is thus a more ductile interface and subse-
179,180] requires extremely stringent processing parameters, quently have better coating–substrate bonding than those of
particularly for the thermal processing phase such as the duration curve “a” (pure HA) [185].
and calcining temperature, chemical compositions of the precur- Fig. 15 shows the “upper critical load”, Lc, of all FHA coatings as
sor, types of substrate, and number of HA-coated layers. Major a function of firing temperature and fluorine. Both firing tempera-
issues include the crystalline phases, adhesion strength and tures and fluorine content seems to have a significant effect on the
biocompatibility of the resulted coatings. adhesion strength of the coating. Increasing firing temperature or
fluorine concentration results in a dramatic raise of the critical
load. For coatings with the same amount of fluorine content,
2.7.2. Adhesion of sol–gel deposited hydroxyapatite (HA) coatings higher adhesion is due to higher annealing temperatures. Simi-
on Ti–6Al–4V larly, at the same firing temperature, adhesion strength increases
Tests have shown that pure HA suffers relatively high dissolu- with fluorine content.
tion rate in simulated body fluid that would affects its long-term Zhang et al. [186], in similar studies [183], reported that FHA is
stability. High dissolution may lead to disintegration of the coat- a potential replacement for pure HA coating on metallic implants
ings and hinder the fixation of implant to the host tissue [181,182]. due to FHA's significant biocompatibility and resistance to biode-
To address this issue, Zhang et al. [183] incorporated fluorine ion, gradation [184,187]. Ding et al. [188] identified two critical aspects
which exists in human bone and enamel, into HA crystal struc- as the main contributors for long-term stability of the ceramic-
tures. Mixing of fluorine into HA, or fluoridation, decreases the coated implants: high adhesion strength of substrate to coating
solubility of HA while still maintaining its biocompatibility [184]. and low solubility of the coating. Incorporation of fluoride ions
Zhang et al. [183] have successfully deposited dense, crack-free into HA lattice structure results in reduction of HA solubility.
fluoridated hydroxyapatite (FHA, Ca10(PO4)6(OH)2  xFx) coatings However, reports on adhesion improvements, especially on adhe-
(  1.5 μm) through sol–gel dip coating on Ti–6Al–4V substrates. sion studies after in vitro dissolution test have yet to be studied
Scratch testing has shown an increase of over 35% in the adhesion extensively. In vitro dissolution tests can be used to investigate the
strengths of the coating to Ti-alloy. The increase in adhesion is influence of dissolution behavior on the adhesion. Zhang et al.
more prominent for high annealing temperatures. This increase is [186], evaluated the adhesion of FHA coated on Ti–6Al–4V using
most likely due to the formation of chemical bonding at the sol–gel technique before and after dissolution tests. The dissolu-
interface and the incorporation of fluorine in HA which provided tion tests were conducted by soaking FHA coatings in a Tris-
relief of thermal mismatch. buffered physiological saline solution (TPS) (0.9%NaCl, pH7.4) at a
Fig. 14 illustrates the coefficient of friction in terms of relative fixed temperature of 37 1C for a duration of 3 weeks (Fig. 16). It
voltage as a function of normal load while scratching (a) pure HA worth to mention that the “P” value in Fig. 16 is one-way ANOVA
coating; (b) fluoridate HA (FHA6) coating on Ti–6Al–4V. At the test was conducted to assess the statistical significance of the
beginning of the scratch and because of the “soft” nature of the adhesion and toughness results.
coating, coefficient of friction increases as load increases. The Fig. 16 shows the nominal adhesion strength between the
fluctuation in the diagram, before point 1, is caused by the surface coating and the Ti–6Al–4V substrate. “Adhesion failure” and
roughness. After point 1, the indenter would start to advance into “cohesion failure” cannot be recognized by “nominal”. Without
the coating, resulting in a sharp increase in friction coefficient. The fluoridation (sample F0), the adhesion strength is about 19 MPa.
indenter would completely peel off the coating and scratches the Fluoridated samples (F1 and F2) show significant increase in
substrate as the load increases to point 2, or 370 mN for pure HA adhesion strength to about 26–27 MPa. Zhang et al. [186] con-
(shown in curve a), which results in a sudden increase in friction at cluded that, the strength range starts from about 19 MPa for pure
about 470 mN for FHA6. hydroxyapatite (x ¼0) up to about 26 MPa for x¼ 1. However, after
Comparison of curves (a) and (b) in Fig. 14 shows that curve “b” 21 days of soaking the coating in Tris-buffered physiological saline
appears to have less fluctuation before the indenter completely solution, the adhesion strength increases to about 30 MPa for pure
digs in and the adhesion of coating and substrate is better since HA and to over 40 MPa for FHA.
there is a slower gradient rise after the indenter digs in. A sharp
increase of friction would indicate a brittle peeling-off of the
coating from the substrate surface. Since curve “b” lacks the sharp

Fig. 14. Coefficient of friction in terms of relative voltage as a function of normal Fig. 15. Adhesion strength of pure HA and fluoridated HA coatings on Ti-6Al-4V
load while scratching: (a) pure HA coating and (b) fluoridate HA (FHA6) coating on substrates as indicated by upper critical load in scratch test. Firing temperatures are
Ti–6Al–4V [174]. indicated [174].
248 E. Mohseni et al. / International Journal of Adhesion & Adhesives 48 (2014) 238–257

2.8. Ion beam assisted deposition technique

Surface modification techniques based on the bombardment


method have been used since the mid-1970s, and many have been
developed and are now widely used for surface engineering of
materials such as ceramics, bioceramics, and metals. Examples of
such methods are ion beam deposition, ion beam mixing and ion
beam assisted deposition (IBAD) [191–195].
IBAD is a vacuum deposition process based on the combination
of ion beam bombardment and physical vapor deposition. The
major characteristic of IBAD is the bombardment with a specific
energy ion beam during coating deposition. Many parameters can
affect the composition, mechanical properties, chemical proper-
ties, and structural properties of the deposited coating in the IBAD
process. The most important processing parameters in IBAD are
evaporation rate or sputtering rate, coating materials, ion species,
ion beam current density and ion energy [196].
IBAD has the ability to prepare bio-coatings with considerably
higher adhesive strength as compared to traditional coating
Fig. 16. Pull-out adhesion strength of FHA coating before and after soaking in TPS
methods. The high adhesive strength is the result of interaction
solutions. *Indicates a significant increase of adhesion strength with respect to F0
(as prepared coatings); **Indicate a significant increase of adhesion strength with between the substrate and coating atoms, assisted by ion bom-
respect to F0 (after soaking in TPS for 21 days) [186]. bardment. This results in an atomic intermixed zone in the
substrate–coating interface [196]. IBAD process is highly reliable,
reproducible and is conducted at low substrate temperature,
without unfavorably affecting the bulk substrate characteristics.
Furthermore, the process has superior control over coating micro-
structure and chemical composition [197].

2.8.1. Ion beam assisted deposition of hydroxyapatite (HA) coatings


As it mentioned earlier, there are several methods to make HA
coating on Ti–6Al–4V, among which plasma spraying is the most
frequently used [198,199]. However, long-term clinical follow-up
has demonstrated that there are significant deficiencies in the
plasma-sprayed HA coatings. The limited cohesive strength of the
coatings and the limited strength of the coating–metal substrate
interface are the main problem with plasma-sprayed coting
technique. Moreover, heat treatments in plasma-sprayed HA coat-
ings results in cracks in the coating layer because of thermal
expansion mismatch between the metal substrate and
coated layer. This leads to a severe decreasing in bond strength
[200–203]. In order to produce more permanent bone-bonding
calcium phosphate coatings, ion beam assisted deposition (IBAD)
Fig. 17. Pull-out strength of coatings with different F content [190].
is introduced as an alternative technique for plasma spraying
technique. Previous studies shows that implants coated with HA
by the IBAD method demonstrate a very good adhesion to the
Comparing the sol–gel and thermal spraying methods for the
substrate [204].
same FHA coatings on Ti–6Al–4V, Gu et al. [189] described that
after soaking, the adhesion strengths of thermal sprayed speci-
mens tends to decline, with reductions up to 75%. For example the 2.8.2. Adhesion of ion beam assisted deposition of hydroxyapatite
adhesion strength had decreased from 27 MPa before soaking (HA) coatings on Ti–6Al–4V
down to 19 MPa after soaking in synthetic body fluid (SBF) for In the IBAD process, a wide atomic intermixed zone between
2 weeks. The reduction in adhesion strength of thermal spray the coatinsg material and the substrate can be created, assisted by
deposited HA coatings is probably due to the presence of cracks in the bombardment with energetic ions during deposition. This
the coating [83]. creates a strong adhesion of the coating to the substrate
Cheng et al. [190] used a pull-out method and scanning scratch [205,206]. Ohtsuka et al. first used 50 keV Ca þ implantation into
technique to evaluate the bonding strength of FHA coatings on Ti, followed by CaþIBAD to deposit HA coating on Ti substrate and
Ti–6Al–4V. Fig. 17 shows the result of measurements by pull-out has obtained higher adhesive strength than conventional methods
strength, showing the strength is about 11 MPa for pure HA [204]. It has been demonstrated that Ca þ implantation alone into
coating (FHA0), with considering of F content, the strength Ti was unable to provide the bioactive surface.
intensifies up to about 22 MPa, and then decreases to around Cui et al. [207] proposed using Ar þ IBAD to form highly
17–18 MPa. Coating peeling-off value is about 390 mN for pure HA. adhesive hydroxyapatite coatings on titanium alloy. The coatings
In contrast, the coating peeling- off increases with increasing F prepare by IBAD was compared to those formed by ion beam
content, 447 mN for FHA1, 450 mN for FHA2, 449 mN for sputtering deposition (IBSD) of calcium phosphate coatings.
FHA3 and 478 mN for FHA4. The result of the study confirms that Scratch test is used to investigate the adhesive strength of the
the presence of F in FHA coatings has improved the adhesion IBSD and IBAD coatings on the substrates. Fig. 18 shows the typical
strength [190]. Fz–Fy curves of scratch test results for the specimens prepared by
E. Mohseni et al. / International Journal of Adhesion & Adhesives 48 (2014) 238–257 249

Choi et al. [35] have used an Ar ion beam in the coating of HA


on Ti–6Al–4V deposited by IBAD technique. Fig. 19 illustrates the
bonding strength as a function of the ion beam current, before and
after the heat treatment. Increasing the current would increase the
ion bombardment and broadens the atomic intermixed zone
during the deposition. This results in the increase of adhesion
strength between the substrate and coating layer [207].
Several studies have shown that heat treatments would decrease
the bond strength [200–203]. Fig. 20 shows the SEM micrographs of
the coating layer before and after heat treatments. The morphologies
were found to be relatively similar regardless of the current level.
Before heat treatment, the layer was rather featureless, as shown in
Fig. 20(A). The lines at the interface are Wallner lines frequently
observed when hard coating layers are detached from a metal
substrate [208]. However, after heat treatment, the layer became
severely cracked, as shown in Fig. 20(B). This is probably due to the
thermal expansion mismatch between the coating and the substrate
[209]. These cracks are the main reason for the reduction in bond
strengths. The micrograph also reveals that the metal surface was
slightly oxidized, presumably by OH in the coating layer [209]. Overall
significant improvement in the bond strength is resulted by Choi et al.
Fig. 18. Fz–Fy curve of scratch test from specimen prepared by (a) IBSD and
[35] using an Ar ion beam while deposition.
(b) IBAD [207].
Hamdi and Ide-Ektessabi [197] have proposed the deposition of
hydroxyapatite layer using a combination of technique of IBAD and
simultaneous vapor deposition (SVD), namely ion-beam-assisted
simultaneous vapor deposition (IBASVD). Fig. 21 illustrates the

Fig. 19. Layer–metal substrate bond strengths, before and after heat treatment, as a
function of ion beam current [207].

IBSD and IBAD. Markers “A” and “B” indicate the points of the first
occurrence of coating detachment from the substrate. Fz and Fy, as
the normal and tangential forces respectively, are affecting the
diamond indenter during the test. A load speed of 2000 gf/min
was chosen for the tests. The results have shown that the critical
loads were 660 gf for IBSD and 1050 gf for IBAD samples. Gen-
erally, it was seen that the adhesive strength of the coatings
prepared by IBAD technique is almost twice that of the IBSD
coatings.
It has been shown that the adhesion strengths of coatings
prepared by IBSD and plasma sprayed technique are generally
similar [127]. Thus, it can be deduced from the comparative results
between IBSD and IBAD that the adhesive strength of IBAD
coatings would be reasonably higher than that of plasma sprayed
depositions. The main benefit of IBAD is the improved adhesion
strength due to the wide atomic intermixed zone at the interface
of the coating and substrate [204,206]. Thus, the issue of low
adhesion strength, which exists in plasma sprayed coatings can be Fig. 20. SEM micrographs of the coating layer (A) before and (B) after the heat
significantly eliminated by using the IBAD technique [207]. treatment [208].
250 E. Mohseni et al. / International Journal of Adhesion & Adhesives 48 (2014) 238–257

2.9.2. Adhesion of sputter coating of hydroxyapatite (HA) coatings


on Ti–6Al–4V
Ozeki et al. [217] compared the thermal treatments of the HA
coated on titanium alloy substrate prepared by sputter coating
with those prepared by plasma spraying technique. The substrates
were sandblasted using Al2O3 (125–180 mm) abrasive before coat-
ing. The specimens were post-treated with a hydrothermal process
for 24 h. The film thickness obtained for sputter coating was
1.2 mm while the thickness for plasma spraying was 60–100 mm.
Fig. 22 shows the shear strength results of the sputter coating,
the plasma sprayed coatings and the non-coated columns over a
period of time. The sputter coating showed the highest bonding
strength overall with recorded strengths of 3.3 7 0.2, 5.7 7 0.5, and
8.6 71.6 MPa after two, four, and 12 weeks, respectively. The
plasma sprayed coatings resulted in strength values of 1.97 0.25,
4.0 70.3, and 6.6 70.7 MPa, respectively, for the same period of
Fig. 21. Adhesion strength of the IBASVD samples at different elevated tempera- time. The strength values of the non-coated columns were
tures [197].
0.4 70.3 and 1.1 70.3 MPa after four and 12 weeks, respectively.
The strength of the sputter coating exceeded that of the plasma
result of coating detachments for two sets of IBASVD samples as sprayed coating by more than 70%, 40%, and 30% after a period of
function of different annealing temperatures. Both types of sam- two, four and 12 weeks, respectively. De Groot et al. reported that
ples resulted in similar curve patterns with the minimum detach- coating thicknesses above 100 μm were associated with fatigue
ment forces recorded at 700 1C annealing temperature and the failure under tensile loading [218]. According to Hasegawa et al.
maximum adhesion strength at 1200 1C. In all cases the adhesion thin plasma sprayed coatings are bound more strongly than thick
strength for the 260 mA/cm2 sample was higher than the 180 mA/ coatings [219].
cm2 sample. In general, the recorded data for both samples are Ding et al. [220] investigated on a series of thin ( o10 μm),
extremely higher than the maximum adhesion strength obtainable single layered HA/Ti coatings deposited on Ti–6Al–4V substrate
by the SVD samples, which was less than 100 mN [210]. It is using an RF magnetron-assisted sputtering system. For the experi-
suggested that the increase in adhesion strength was the result of ments, six HA/Ti targets with different compositions (95HA/5Ti,
the formation of a mixed layer between the substrate and the HA 90HA/10Ti, 85HA/15Ti, 75HA/25Ti, 50HA/50Ti, and 25HA/75Ti)
film, consisting of a gradient fill of Ca, P and the element of the were prepared. Generally it was found that the coating with
substrate [207,211]. Hamdi and Ide-Ektessabi [197] described that higher Ti contents resulted higher adhesion strengths. The highest
the energetic ions assisted the reactions between the migrated adhesion strength (of the 25HA/75Ti coating), evaluated using a
atoms and the substrate atoms to generate an intermixed layer, Sebastian adhesion test system (Sebastian Five, Quad Group,
which have specific properties different from the deposited films Spokane, WA) [127] was even higher than 80 MPa, which
and the substrate. It was also understood that high current density exceeded the maximum value achievable using the bonding resin
of ion beam resulted in a wider atomic intermixed zone, which in the pull-out test. Table 4 reports the adhesion strength and their
consequently improved the overall adhesion strength.

2.9. Sputter coating technique

Sputter deposition is a physical vapor deposition (PVD) method


of depositing thin films by sputtering. This involves ejecting
material from a source, known as a “target”, onto a “substrate”
such as a silicon wafer. It was reported that initial sputtering using
multi-component ceramic targets such as superconducting oxides,
HA and other CaP materials would produce coatings whose
chemistries were different upon deposition than the bulk target
[212,213]. Sputtering utilizes a gas plasma (argon, neon, krypton or
xenon) to remove material from a negatively charged target which
is then deposited as a thin film coating onto the substrate. Studies
have shown successful deposition of thin HA layers on titanium
substrates using RF magnetron sputtering [214].

2.9.1. Sputter coating of hydroxyapatite (HA) coatings


Sputtering techniques have been used to deposit homogeneous
thin films coatings of high adhesion strength with thicknesses
ranging from 0.5 to 3 μm. However, sputter coated HA films on
metals were found to be of low crystallinity [214–216]. The low
crystallinity increases the rate of dissolution of the coating in the
living body. Post-treatment thermal process can be used to
crystallize the film, hence reducing the possibility of dissolution.
However, conventional thermal treatment in the electric furnace
increases the likely formation of cracks and may degrade the
HA films. Fig. 22. Bone bonding strengths of sputtered films [217].
E. Mohseni et al. / International Journal of Adhesion & Adhesives 48 (2014) 238–257 251

corresponding failure point for different compositions and Fig. 23 [26]. Moreover, the determination of the adhesion between the
shows the adhesion strength for each composition. coating and the substrate has been always a main concern when
The high adhesion strength of sputtered monolithic HA coating using plasma spraying technique [59]. High spraying power results
is higher than most plasma sprayed HA coatings [221,222], and is in high adhesion strength of HACs due to significant melting of the
believed to be attributed to the sputter cleaning and ion bombard- coating material which forms dense microstructure. However, the
ing processes. The sputter cleaning process would remove con- high-temperature process can lead to phase transformation and
taminants and adsorbed gas molecules from the surface of the grain growth of the metal substrate which may cause significant
substrate to produce a clean, highly active surface [223]. The ion decrease in the mechanical properties of the metal.
bombarding process during sputtering would enhance atomic Results of the study [61] has established the relationship
diffusion and mixing near the interface region [207,224]. Mechan- between residual stress and bonding strength especially for
ical interlocking effect may have contributed to the higher average plasma sprayed hydroxyapatite coatings. This stress in the coating
adhesion strength of coating sputtered on the rougher surface is influenced by the spraying parameter, coating thickness [67,68],
(Ra ¼0.7 mm) as compared to the lower value obtained for the and substrate cooling effect (i.e. temperature of substrate) [62,63].
smoother surface (Ra ¼0.06 mm). However this effect was not as Generally, the residual stresses increase with the increase in the
significant for sputtering with Ti-containing targets. thickness of coating and the temperature of the specimen during
Results from Ding et al. [220] have shown that all coatings had plasma spraying. Moreover, high-power sprayed HA coatings
adhesion strengths between 60 and 80 MPa. Furthermore if the generally possess higher adhesion strength than those sprayed
sputtering uses a target comprising of more than 15 vol% Ti, the with lower power. In some cases, the adhesion of the plasma
resulting coating adhesion strength and hardness were signifi- sprayed HA can be significantly improved by a subsequent hot
cantly higher than those of monolithic HA coating. isostatic pressing operation.
The adhesion strength is a reflection of the combination of
cohesive (within the coating layers themselves) and adhesive
3. Discussion (coating to substrate) strengths of a coating [61]. The cohesive
strength is obtained by coating properties, such as the micro-
There have been numerous studies on coatings of hydroxyapa- structure and crystallinity, but the adhesive strength is mostly
tite (HA) onto Ti–6Al–4V because of its significant utilization in influenced by coating properties, such as surface roughness,
orthopedic prostheses and implants. Table 5 summarizes the residual stress, and the mechanical interlocking between substrate
previous discussion on the various techniques for coating of HA and HACs [61].
on Ti–6Al–4V, with comparison on their advantages and Overall, it was found that plasma sprayed coating has not
disadvantages. improved the service-life performance of uncoated implants. In
Plasma spraying is the most frequently investigated method to addition, there are issues with poor reliability and mechanical
coat HA onto Ti–6Al–4V specimen [198,199]. Plasma spray is the integrity [56,57]. The pulsed laser deposition (PLD) is a better
first method used for HA coating, owing to its ease of application alternative than the plasma spray technique because the PLD
transfers sintered HA stoichiometrically to deposit a thin adherent
Table 4 coating onto titanium substrate surface [58]. The substrate tem-
Adhesion strength and failure mode of coatings [220]. perature is lower in PLD as compared to plasma spray and
Coating Adhesion strength (MPa) Failure mode
different calcium phosphate compositions can be deposited by
Code (Ra ¼ 0.06 lm) changing the parameters of deposition [112,114,225]. In addition,
(Ra ¼0.06 mm) (Ra ¼0.7 mm) undesirable phases of HA coatings by PLD are reduced under
optimal conditions and generally have better coating to substrate
HA 59.9 7 12.4 (41) 71.8 7 14.7 (25) R/C, C/S
adhesion [54,106].
95HA/5Ti 59.5 7 6.5 (20) 60.7 7 5.8 (23) R/C, C/S
90HA/10Ti 58.4 7 6.2 (18) 54.5 7 6.1 (12) R/C, C/S TiO2 and TiN layers can be used as an interfacial layer between
85HA/15Ti 64.87 6.2 (17) 69.5 7 10.3 (19) R/C, C/S coating and the metal substrate as reported in studies related to
75HA/25Ti 64.07 6.9 (32) 65.3 7 6.5 (50) R/C, C/S the adhesion of crystalline PLD HA thin films on Ti–6Al–4V
50HA/50Ti 75.17 5.5 (22) 72.9 7 5.4 (28) R/C substrates [20]. Some authors consider that this interfacial layer
25HA/75Ti 81.9 7 5.2 (19) 79.8 7 6.3 (17) R/C
Ti 79.5 7 9.1 (15) 85.17 5.1 (34) R/C
favours adhesion due to better bonding of HA to TiN which is then,
directly bonded to the substrate [125,126]. These layers can be

Fig. 23. Adhesion strength of coatings [220].


252 E. Mohseni et al. / International Journal of Adhesion & Adhesives 48 (2014) 238–257

Table 5
Different techniques to deposit HA coating.

Technique Thickness Advantages Disadvantages

Plasma spraying o 20 mm Rapid deposition; sufficiently low cost; fast bone Poor adhesion, alternation of HA structure due to
healing, less risk for coating degradation coating process; non-uniformity in coating density;
extreme high temperature up to 1200 1C, phase
transformation and grain grow of substance due to
high temperature procedure; increase in residual
stress; unable to produce complete crystalline HA
coating
Thermal spraying 30–200 mm High deposition rates; low cost; Line of sight technique; high temperatures induce
decomposition; rapid cooling produces amorphous
coatings; lack of uniformity; crack appearance; low
porosity; coating spalling and interface separation
between the coating and the substrate
Sputter soating 0.5–3 mm Uniform coating thickness on flat substrates; Line of sight technique; expensive time consuming;
dense coating; homogenous coating; high adhesion produces amorphous coatings; low crystallite which
accelerates the dissolution of the film in the body
Pulsed laser 0.05–5 mm Coating with crystalline and amorphous; coating with Line of sight technique; splashing or particle
deposition dense and porous; ability to produce wide range of deposition; need surface pretreatment; lack of
multilayer coating from different materials; ability to uniformity
produce high crystalline HA coating; ability to restore
complex stoichiometry; high degree of control on
deposition parameters
Dip coating o 1 mm Inexpensive; coatings applied quickly; can coat Requires high sintering temperatures; thermal
complex substrates; high surface uniformity; good expansion mismatch; crack appearance
speed of coating;
Sol–gel 0.1–2.0 mm Can coat complex shapes; Low processing Some processes require controlled atmosphere
temperatures; relatively cheap as coatings are very processing; expensive raw materials; not suitable for
thin; simple deposition method; high purity; high industrial scale; high permeability; low wear
corrosion resistant; fairly good adhesion resistance; hard to control the porosity;
Electrophoretic 0.1–2.0 mm Uniform coating thickness; rapid deposition rates; can Difficult to produce crack-free coatings; requires high
deposition coat complex substrates; simple setup, low cost, high sintering temperatures; HA decomposition during
degree of control on coating morphology and thickness, sintering stage
good mechanical strength; high adhesion for n-HA
Hot isostatic 0.2–2.0 mm Produces dense coatings; produce net-shape ceramics; Cannot coat complex substrates; high temperature
pressing good temperature control; homogeneous structure; required; thermal expansion mismatch; elastic
high uniformity; high precision; no dimensional or property differences; expensive; removal/interaction
shape limitation of encapsulation material
Ion beam assisted o 0.03 mm Low temperature process; high reproducibility and Crack appearance on the coated surface
deposition reliability; high adhesion; wide atomic intermix zone
are coating-to-substrate interface

created using pre-treatment processes, such as laser surface biodegradation while still maintaining good biocompatibility
nitriding and etching on titanium, which have been reported to [184,187]. An increase in fluoridation ratio would increase the
improve the bonding strength of the coating. Thus, laser surface adhesion strength by about 40%. The strength range for FHA is
nitriding and subsequent etching of the substrate is an effective about 26 MPa which is higher than the value of the bonding
pre-treatment method for improving the adhesion strength of HA strength of 19 MPa for pure hydroxyapatite. The fracture tough-
coated onto Ti–6Al–4V by PLD [119]. ness increases about 200–300% and the scratch test results in
EPD is a technique which is gaining attention due to its ability adhesion improvement of 35% for fluoridated HA coatings as
to economically produce films of a wide range of thicknesses as compared to pure hydroxyapatite coating [183,186,190]. The
compared to conventional methods such as thermal spraying, sol– enhancement in adhesion strength is believed to be caused by
gel deposition, and sputtering [139]. Moreover, EPD of HA has the formation chemical bonding at the interface and the relief of
ability to be processed at room temperature, reducing the possi- thermal mismatch resulting from the incorporation of fluorine
bility of formation of the amorphous phase in HA. The good (F) into the HA structure.
uniformity and bonding strength results is mostly due to the Dip coating can be generally compared with sol–gel coating
colloidal stability of the suspension [142]. The EPD technique can technique. The technique is simple, economical and is able to
also produce nanostructured HA coating having bond strength 2–3 generate high coating quality. Dip coating process is rapid, where
times better than thermal sprayed HA coating. the complete transition can be completed within a few seconds or
Similar to PLD, studies have shown that an intermediate layer, less if volatile solvents are used.
such as silica or TiO2, improves the adhesion strength of coating IBAD technique can deposit highly adhesive HA coating on Ti–
fabricated using EPD [146]. Dense titanium dioxide (TiO2) films 6Al–4V due to atomic interactions between the substrate and
possess a very good combination of bioactivity, chemical stability coating materials, assisted by ion bombardment [196]. The main
and mechanical integrity [149]. A TiO2 inner layer would also advantage of IBAD compare to other methods, such as IBSD or
reduce the decomposition of HA and increases the and overall plasma spraying, is that there is a wide atomic intermixed zone at
adhesion strength of coating [160]. the coating–substrate interface which significantly improves the
The sol–gel technique is a simple technique which can create adhesive strength of the coating. Heat treatment of IBAD coated
single or multicomponent oxide coating on glass or metals samples reduces the adhesion strength, due formation of cracks in
[162,163]. However, there is a coating thickness limit of 0.5 μm the layer and the thermal expansion mismatch between the
[172]. Fluoridation of HA can enhance the coating's resistance to coated layer and the metal substrate [200–203].
E. Mohseni et al. / International Journal of Adhesion & Adhesives 48 (2014) 238–257 253

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